Abstract
The Moon may have formed from an Earth-orbiting disk of vapor and melt produced by a giant impact.1 The Moon and Earth’s mantles have similar compositions. However, it is unclear why lunar samples are more depleted in volatile elements than terrestrial mantle rocks2–3, given that an evaporative escape mechanism4 appears inconsistent with expected disk conditions.5 Dynamical models6–7 suggest that the Moon initially accreted from the outermost disk, but later acquired up to 60% of its mass from melt originating from the inner disk. Here we combine dynamical, thermal and chemical models to show that volatile depletion in the Moon can be explained by preferential accretion of volatile-rich melt in the inner disk to the Earth, rather than to the growing Moon. Melt in the inner disk is initially hot and volatile-poor, but volatiles condense as the disk cools. In our simulations, the delivery of inner disk melt to the Moon effectively ceases when gravitational interactions cause the Moon’s orbit to expand away from the disk, and this termination of lunar accretion occurs prior to condensation of potassium and more volatile elements. Thus, the portion of the Moon derived from the inner disk is expected to be volatile depleted. We suggest that this mechanism may explain part or all of the Moon’s volatile depletion, depending on the degree of mixing within the lunar interior.
The Moon and the bulk silicate Earth (BSE) share many compositional similarities, including comparable abundances of refractory elements3 and essentially identical isotopic compositions for many elements.8 However it has been known since the return of Apollo samples that compared with the BSE, the Moon is more depleted in volatile elements having condensation temperatures < 1100 K in reference solar nebula conditions, including moderately volatile potassium and sodium, as well as more highly volatile elements, including zinc.2–3
The origin of this depletion is poorly understood, and there are no quantitative models of how the Moon’s observed pattern of depletion emerged. It appears unlikely to have been inherited from the Moon-forming impactor, because the compositional similarities between the Moon and Earth seem to require a disk with a BSE-like composition.1,8 Alternatively volatiles in the protolunar material may have evaporatively escaped.9–11 Zinc has been cited as evidence of this, because lunar samples show a ~1.1%o enrichment in the heavier 66Zn isotope compared to terrestrial or Martian samples, suggestive of Rayleigh fractionation during evaporation into a vacuum.4,11 However velocities required for escape from the disk exceed those expected for heavy vapor species such as Zn. These might instead escape hydrodynamically if carried by a flow of lighter species,10 but even the escape of hydrogen may be minimal due to frequent collisions with heavier species.5
In the limit of no escape and a closed system, a depletion could instead result if disk volatiles were preferentially accreted by the Earth rather than by the Moon. Taylor et al.2 advocated that the lunar depletion pattern is most consistent with incomplete condensation from an initially high temperature vapor, wherein the accretion of condensates by the Moon is “cut off” at a characteristic temperature that allows incorporation of a small component of alkalis (e.g., K and Na) but only a tiny fraction of more volatile elements (e.g., Zn). Neither the mechanism that would produce such a cut off, nor what the relevant cut off temperature would be in an oxygen-rich protolunar disk environment12, were known. Here we combine dynamical6–7, thermal13, and chemical12 models to show that the disk’s evolution naturally provides a cut off at temperatures consistent with the Moon’s depletion pattern.
An initial impact-generated disk is likely a two-phase mixture of silicate vapor and melt.1,13–15 The disk lies within and beyond the Roche limit, located at about 3 Earth radii.1,15 The disk is massive, and so is vulnerable to clumping due to local gravitational instability.14,16–17 Exterior to the Roche limit (the “outer disk”), melt clumps are gravitationally stable and mutually accrete into a moon(s).6–7,17 Interior to the Roche limit (the “inner disk”), clumps are continually sheared apart by Earth’s tidal force, producing a viscosity that causes the disk to spread.14,16
The inner disk is initially hotter than the outer disk, and it cools more slowly due to its smaller surface area and the local production of heat via viscous dissipation.5–6 As a result, the inner disk may be regulated by the two-phase silicate equilibrium for ~ 102 years.13–14,17 During this period, the disk’s surface density (σT), mid-plane temperature (Tc), and gas mass fraction of its atmosphere at the mid-plane (xc) are related as13
(1) |
where is the effective molecular weight of the vapor, is mid-plane pressure (with P0 = 3.2 × 1014 dyne cm−2 and T0 = 6.0 × 104 K; ref. 14), (where R is the gas constant and Ω is orbital frequency), Cs ≈107erg g−1 K−1 is the melt’s specific heat, and l = 1.7 × 1011erg g−1 is the latent heat of vaporization. A gas-poor structure with xc~O(10–2) is possible14, although recent work13,17 argues that a stratified disk with a mid-plane melt layer surrounded by a vapor-rich atmosphere having 0(10–1)≤xc ≤1 is more likely (see Methods).
With time, radiative cooling from the upper and lower surfaces of the disk’s atmosphere allows for increased condensation, and σT decreases as the disk spreads.17 Once σT falls below ~ 106 g cm−2, the inner disk’s silicate vapor may fully condense.6,17 Subsequently, Tc likely reflects a balance between viscous dissipation in the mid-plane melt layer, cooling from the surfaces of a volatile-rich atmosphere, and heating of the atmosphere by the Earth’s luminosity (see Methods).
Dynamical simulations6–7 predict that the first 40% or more of the Moon’s mass accumulates rapidly from material initially in the outer disk (Fig. 1a, “1”). Over a longer, ≈ 102 yr timescale, the inner disk spreads and supplies the remainder of the Moon’s mass in the form of clumps that form near the Roche limit (Fig. 1a, “3”).6 Initially the orbits of such clumps are rapidly driven outward due to resonant interactions with the inner disk, allowing them to be efficiently accreted by the Moon (Fig. 1b).6 However as the inner disk dissipates, disk torques weaken, and clumps are instead scattered onto high-eccentricity orbits by the Moon.6 Most are then tidally disrupted as their perigees near the Earth’s surface before they can accrete onto the Moon. This effect increases with time as the Moon’s orbit expands due to both disk torques and repeated scattering events.6 The result is a relatively abrupt transition from an accretionary regime – in which the Moon in this case gains 60% of its mass from the inner disk – to a non-accretionary regime – in which clumps originating near the Roche limit contribute little total mass to the Moon (Fig. 1b).
To evaluate the composition of melt clumps formed near the Roche limit, we consider a BSE composition disk and perform thermodynamic equilibrium calculations using the MAGMA code.18–19 The composition of the melt and co-existing vapor are estimated as a function of Tc for a number of melt and gas species.12 From this we derive the partial vapor pressure of each species which, in combination with the total bulk elemental inventory of the disk, is used to estimate the relative fraction of each element in the vapor vs. melt phase as a function of Tc and σT (see Methods). Clumps that form rapidly via gravitational instability just outside the Roche limit are large (>> km) for relevant values of σT (e.g., ref. 6), and as such we assume they retain their initial composition as their orbits subsequently evolve.
Fig. 2 shows the predicted degree of vaporization as a function of Tc and σT at the Roche limit. The 50% condensation temperatures for Zn, Na and K are given approximately by
(2) |
where σT is in g cm−2, and (A, B) = (–1.33 × 104,12.8), (–1.69 × 104, 12.3), and (–1.59 × 104, 11.5) are fitting coefficients for Zn, Na, and K, respectively, derived across the ranges 1<log(σT) <8 and 1000 < T(K) < 6000. These condensation temperatures are much higher than reference solar nebula values.20 Equations (1) and (2) imply that for 2×107 ≥ σT(g cm−2)≥106 (corresponding to a uniform surface density inner disk containing between 2.6 and 0.13 lunar masses) and 0.01 ≤ xc ≤ 1, the ratio of the mid-plane temperature at the Roche limit to the 50% condensation temperature, (Tc/T50), will be between 0.98 and 1.2 for K, 1.1 and 1.3 for Na, and 1.5 and 1.8 for Zn, with a relative volatility sequence K ≤ Na < Zn. Thus while the inner disk is regulated by the silicate two-phase equilibrium, clumps near the Roche limit will be substantially depleted in K and Na, and extremely depleted in Zn.
Fig. 3a shows the evolution of the inner disk surface density from the Fig. 1 simulation. Fig. 3b compares the estimated mid-plane temperature at the Roche limit for plausible values for xc to the 50% condensation temperatures from eqn. (2). The predicted clump formation temperature remains near or above T50 for K until the Moon has completed > 98% of its accretion (Fig. 3c) and the efficiency of clump accretion by the Moon has decreased to ~10% (Fig. 1b). The fraction of the Moon’s mass derived from the inner disk depends on the initial radial distribution of disk mass,6–7 but in all cases (Supplemental Materials) the cut off in the Moon’s accretion of inner disk material occurs at temperatures comparable to or somewhat higher than T50 for K. This is consistent both with the observed depletion of K and more volatile elements, and with the lack of depletion of elements substantially less volatile than potassium.
The cut off mechanism we identify causes the portion of the Moon derived from the inner disk to be volatile poor. The volatile content of the portion of the Moon derived from the outer disk is unclear. Rapid escape of an outer silicate two-phase atmosphere might occur,21 although perhaps only for overly idealized conditions. In the absence of escape, the first portion of the Moon to form could be volatile-rich, followed by the later accumulation of an overlying 100 to 500 km volatile-poor layer derived from the inner disk. The Moon’s observed depletion pattern would then be a function of the degree of mixing between these two reservoirs, which is uncertain.
In the limit of no volatile escape in the outer disk and a well-mixed lunar interior, removal of an element in the final ≤ 60% Moon’s mass would result in at most a factor of 2.5 depletion in the bulk Moon relative to the BSE. This is broadly similar to estimated depletions for K and Na, but much smaller than the observed depletion factor of ≥ 30 for Zn (Fig. 2b). It is however plausible that internal mixing in the Moon was incomplete. Some evidence suggests that the initial Moon was not fully molten, with a ~ 200 to 1000-km deep magma ocean22 that overlaid a perhaps cooler, sub-solidus interior.23 The Moon’s composition as inferred from samples (i.e., mare basalts) reflects only its upper few hundred kilometers.24 If interior mixing was incomplete, this material would predominantly reflect the depleted, late-added material from the inner disk, with a much larger depletion factor than the well-mixed case. It is also possible that Zn and more volatile elements were further depleted by a secondary process (e.g., later volcanic degassing on the Moon25), implying an initial lunar Zn abundance higher than shown in Fig. 2b.25
Lunar samples exhibit a mass dependent fractionation in Zn compared to the BSE.4 In a closed system, equilibrium condensation can enrich the condensate in heavier isotopes compared to the vapor phase, although the degree of fractionation is less than can be achieved through evaporation into a vacuum. Whether the observed isotopic fractionation in Zn can be explained by a closed disk model or would require a subsequent process (e.g., magma ocean outgassing11) is an open issue.
We have modeled an anhydrous disk.12 The presence of water25 would not change our overall conclusions: it is the silicate two-phase equilibrium that sets the disk’s oxygen fugacity and thermal structure as the Moon accretes inner disk material,12 and Zn(g) will remain the major Zn-bearing gas even in the presence of water vapor. Results here imply that the final portion of the Moon derived from inner disk melt would be very water-poor compared to the disk’s total water content, reflecting the limited solubility of H2O in magmas at relevant disk pressures.9,12
Methods
This paper identifies a novel mechanism capable of explaining part or all of the Moon’s volatile depletion pattern, evaluated through what is to our knowledge the first model to consider both the dynamical and thermodynamical evolution of the protolunar material as the Moon accretes after a giant impact. Each of the components of the model is based on current state-of-the-art, but nonetheless still represents an approximated description, as discussed in more detail below. The observed depletions that would result from the proposed mechanism depend primarily on the extent of mixing in the Moon’s interior, as discussed above; this is uncertain and merits further consideration.
Dynamical model:
We use results from an accretion model6–7 that considers (i) a uniform surface density (σT) disk interior to the Roche limit and (ii) a condensate outer disk described by an N-body accretion simulation. In reality, σT would vary with radius, but Tc varies rather weakly with σT (see eqn. 3 below) as the Moon accretes substantial inner disk material. The model6–7 assumes the inner disk maintains a silicate two-phase state until its mass drops below 0.2 lunar masses, comparable to the condition (0.14 lunar masses, see below) obtained with a more realistic treatment17 with separately evolving melt and vapor phases and radially varying surface densities. Canonical impacts produce primarily condensed outer disks,1,15 consistent with (ii). However recent alternatives15,27–28 produce highly vaporized disks. In these cases, outer disk vapor might condense over ~ a decade in the absence of local viscous heating, and this timescale could still be shorter than the inner disk lifetime (~ 102 yr), leading to a similar overall evolution. However the initial evolution of a highly vaporized disk remains uncertain and different evolutions are conceivable.21
We consider that in the inner disk, tidal disruption of clumps produces a viscosity16 , where σm is the melt surface density, is orbital frequency, G is the gravitational constant, M⨁is the Earth’s mass, and r is orbital radius. The Moon’s accretion may be characterized by 3 stages.6 Condensed material outside the Roche limit rapid accretes into a moonlet(s) (“phase 1” in Fig. 1a). Moonlets that accrete in the outer disk interact with the inner disk through resonant torques, which cause their orbits to expand while opposing the outward viscous diffusion of the inner disk.6–7,17 A nearby moonlet becomes able to confine the inner disk’s outer edge to within the Roche limit once the moonlet’s mass exceeds 0(10–1) lunar masses6–7,17, which initially shuts off its accretion of inner disk material (“phase 2” in Fig. 1a). As the moonlet’s orbit expands, its resonances leave the disk and the inner disk is freed to spread. As inner disk melt spreads beyond the Roche limit, it forms large clumps through local gravitational instability that can be accreted by the growing moon(s) or scattered back into the inner disk or onto the Earth (“phase 3” in Fig. 1a).6–7
The volatile depletion mechanism identified here occurs during phase 3, when the Moon acquires up to about half of its mass from clumps formed at the Roche limit. Such a phase will occur so long as once the Moon’s accumulation commences, the timescale for accretion of material outside the Roche limit is short compared to the lifetime of the inner disk. This appears a good assumption for disks produced by canonical impacts,1,15 and perhaps for disks produced by high angular momentum impacts,15,27–28 although the latter might evolve substantially prior to the commencement of accretion. Our model assumes that during this final phase of the Moon’s growth, the dominant source of viscosity in the inner disk is associated with the melt, so that melt is driven radially outward while inner disk vapor stays largely in place until it condenses.17,29 It is however possible that the vapor could be viscous, and vapor that spread outward during phase 3 and subsequently condensed in the cooler outer disk could (depending on the radial distance traveled prior to condensation) add volatile-rich material to the Moon that is not accounted for in our model. Viscosity in a gas disk is often parameterized as where αg is a dimensionless parameter and c is the sound speed. Laboratory estimates suggest that hydrodynamic turbulence due to Keplerian shear produces30–31 αg <10–5; such a low αg would imply a vapor mass flux across the Roche limit substantially smaller than the flux of melt due to the instability-induced viscosity considered here. Efficient diffusive mixing between the disk’s vapor and the Earth’s silicate vapor atmosphere has been proposed as a means to equilibrate Earth-Moon isotopic compositions;32 this mechanism requires the mixing be accompanied by minimal angular momentum transport,33 also implying a small effective αg. A large vapor viscosity, with αg ~O(10–2), would be associated with active magneto-rotational instability (MRI), but this could be difficult to achieve in a two-phase protolunar disk where orbital frequencies are high and ongoing condensation/settling of silicates (as well as more refractory grains) would tend to reduce the disk ionization fraction.34
Thermal model:
We assume an initial inner disk that is regulated by the silicate two-phase equilibrium,13,14,17 with a photospheric temperature Tph ~ 2000 K and Tc given by eqn. (1) for a given (σT,xc). The time evolution of σT is provided by the accretion model. We consider a range of plausible xc values motivated by protolunar disk models.13,14,17,29 After the giant impact, the inner disk may rapidly adjust to a state in which there is local vertical thermal balance between viscous dissipation, release of latent heat due to condensation, and radiative cooling from the photosphere.13,14,17 In a two-phase silicate disk, this can be accomplished through either13,17 i) a vertically well-mixed disk with a very low gas mass fraction, in which the two-phase sound speed is regulated to the point of marginal instability (implying xc~0(10–2), refs. [13-14]), or ii) a vertically stratified disk, in which the surface density of a gravitationally unstable mid-plane melt layer adjusts itself through condensation or evaporation until thermal balance is achieved [13,17]. Case (ii) implies a total magma layer mass of about 0.14 lunar masses, with the remainder of the inner disk mass contained in an overlying vapor-rich atmosphere with 0(10–1)≤xc ≤1 (refs. 13,17). Case (ii) may be more likely, due to rapid settling of melt droplets to the mid-plane.13,17,29 The assumption of two-phase equilibrium implies an intimate mixture of gas and liquid including in the mid-plane, i.e., xc >0. This is probable in the region interior to the Roche limit, because gravitational stirring by temporary instability-induced clumps will maintain a finite melt layer thickness and a corresponding spatial density of melt much less than the density of a continuous fluid,16,29 implying dispersed clumps and droplets with intervening vapor-filled space.
We consider that instability-induced clumps will form near the disk mid-plane at temperature Tc. Silicate droplets will condense at altitude, but settle rapidly while still small.29 For relevant values of σT (between 106 and few × 107 g cm−2), we find that Tc from eqn. (1) is well approximated by (see Fig. 4s in supplemental materials)
(3) |
where T1 and α are fitting factors, with T1 = 3560 K and α = 0.063 for xc = 0.01, T1 = 3740 K and α = 0.065 for xc = 0.1, and T1 = 4010 K and α = 0.07 for xc = 1. The appropriate value for xc near the Roche limit may evolve with time. Thus the mid-plane temperature evolution would be expected to lie between the xc = 0.01 and xc = 1 curves in Fig. 3b. Eqns. (1) and (3) ignore heating by the Earth. After the giant impact, Earth’s atmosphere may rapidly adjust to a radiating temperature14 T⨁ ~2000 to 2500 K. Because the planet’s luminosity decreases as approximately (1/r)2 and T⨁ ~ TPh while the disk is in a two-phase silicate state, Earth shine is a minor influence on the disk’s temperature near the Roche limit during this phase.
We assume the inner disk’s silicate vapor fully condenses once σT <1.7 × 106 g cm−2, as in ref (6). Subsequently we estimate TPh assuming a balance between viscous dissipation in the mid-plane (with rate per area , Earth shine on the upper and lower surfaces of the disk’s volatile-rich atmosphere (with rate per area , and radiative cooling from these surfaces, with
(4) |
where σSB is the Stefan-Boltzmann constant, , implying an atmosphere scale height that increases with radius as and the expression for is from ref. [35], eqn. B4. A corresponding estimate for Tc is36
(5) |
For σT~106g cm–2 (i.e., the later evolution in Fig. 3) and an anhydrous BSE composition disk12, expected vapor surface densities are σv ~104 g cm”2 to 102 g cm−2 as the disk cools from ~ 3000 K to ~1800 K (see Supplemental Material Fig. 5S). An additional 1000 ppm H2O would provide up to σv~10–3σT g cm–2 across this temperature range,12 or σv ~103 g cm−2 for σT ~ 106g cm–2. Either implies σv ≪ σm ≈ σT in the disk’s later phase. The atmospheric opacity κ is uncertain, with κ~ 10–2 cm2 g–1 estimated for relevant densities and temperatures for a solar composition gas.37 In Fig. 3b, we simply set (κσv) = 10. In the case of a much higher opacity (such as would apply if silicate droplets contribute significantly), the implied temperature gradient from (5) would be super-adiabatic, and in this case the vertical heat flux would likely be convectively rather than radiatively transported, resulting in an adiabatic temperature gradient.13 Our conclusions are not sensitive to the treatment of Tc in this phase since by this time the Moon has essentially completed its accretion.
Chemical Model:
The MAGMA code 12is used to calculate for a given Tc the partial pressure of each gas species i (Pi) in equilibrium with the multicomponent silicate melt, with Pi = xiPT where xi is the mole fraction abundance of each gas and PT is the total pressure. We relate the partial pressure of each species to its vapor surface density , where and are the vapor density and molecular weight of species i, and is the disk’s scale height, with sound speed , mean atmospheric adiabatic index and molecular weight and ., and calculated at the Roche limit. The vapor surface density of each gas species and the total vapor surface density are
(6) |
where given.
The total vapor density for each element is determined by adding the contributions of each gas species i containing element M,
(7) |
where μM is the atomic weight of element M and nM(i) is the stoichiometric coefficient for element M in species . Once element vapor densities are known, the relative fraction of each element in vapor versus melt can be determined for a given total surface density of melt and vapor. The bulk inventory of each element is given by , where is the total surface density (melt + vapor) of element M, wM is the mass fraction of element M in the system, and σT is the total surface density of the melt and vapor disk (σT = σM + σv ). The mass fraction of each element that is vaporized is mvap = σM,v/σM.
MAGMA assumes a melt phase is always present, i.e., that there is in effect an inexhaustible supply of BSE composition material. Without modification, this would lead to unrealistically large estimates for σv and PT for the situation considered here, in which there is a finite local supply of melt. As such we impose the additional requirement that σM,v ≤σM, i.e., that the vapor surface density for each element (and therefore its partial pressure per eqns. 5 and 6) has a maximum value set by the element’s total (bulk) inventory in the disk. This can be seen in Figures 2 and 5s, where the estimated vapor density of each element increases with temperature until σM,v ≈ σM, whereupon the density remains constant. We approximate T50 as the temperature at which σM,v = 0.5σM = 0.5wMσT, so that T50 is ultimately a function of melt-vapor equilibria (and therefore Tc), the bulk element inventory (assumed here to correspond to a BSE composition), and the disk surface density. Resulting condensation temperatures are approximations, but should provide reasonable estimates for the expected behavior. Our predicted T50 values for Na and K are broadly similar to those recently reported for Na and K using a different approach38, particularly for the regime of interest as the Moon accretes inner disk material (σT >106g cm–2 and approximately > a few bar pressure).
Supplementary Material
Acknowledgements:
We thank D. Stevenson for comments and suggestions. Funding from NASA’s Solar System Exploration Research Virtual Institute (SSERVI, for RC, CV and JS), NASA’s Lunar Advanced Science and Exploration Research program (LASER, for RC), and from NSF’s Planetary Astronomy program (grant 1412175, for BF) is gratefully acknowledged.
Footnotes
Code and Data Availability
The SyMBA N-body accretion code is a freely available extension to the SWIFT package (https://www.boulder.swri.edu/~hal/swift.html). Modifications made to SyMBA to model lunar accretion are described in detail in ref. 6. The MAGMA code is distributed upon request (contact B. Fegley), subject to the requirement that publications using it cite the two papers describing the code (refs. 18-19). Data shown in Figures 1–3 is available upon request.
Competing financial interests: The authors declare no competing financial interests.
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