Abstract
Area 10, located in the frontal pole, is a unique specialization of the primate cortex. We studied the cortical connections of area 10 in the New World Cebus monkey, using injections of retrograde tracers in different parts of this area. We found that injections throughout area 10 labeled neurons in a consistent set of areas in the dorsolateral, ventrolateral, orbital, and medial parts of the frontal cortex, superior temporal association cortex, and posterior cingulate/retrosplenial region. However, sites on the midline surface of area 10 received more substantial projections from the temporal lobe, including clear auditory connections, whereas those in more lateral parts received >90% of their afferents from other frontal areas. This difference in anatomical connectivity reflects functional connectivity findings in the human brain. The pattern of connections in Cebus is very similar to that observed in the Old World macaque monkey, despite >40 million years of evolutionary separation, but lacks some of the connections reported in the more closely related but smaller marmoset monkey. These findings suggest that the clearer segregation observed in the human frontal pole reflects regional differences already present in early simian primates, and that overall brain mass influences the pattern of cortico-cortical connectivity.
Keywords: connections, frontopolar cortex, New World monkey, prefrontal cortex, superior temporal cortex
The frontopolar cortex (area 10) is a part of the brain which is unique to primates, and relatively larger in humans than in any other species (Semendeferi et al. 2001; Öngür et al. 2003). Although no clear consensus about function has emerged, different models converge in suggesting that the frontopolar cortex is involved in high-order cognition, including possible roles in integrating the outcome of multiple cognitive processes (Ramnani and Owen 2004), the transition between stimulus-oriented and stimulus-independent (self-generated) modes of attention (Burgess et al. 2007), cognitive branching (Koechlin 2011), and the redistribution of executive control resources according to changing environmental and internal demands (Mansouri et al. 2017).
To date, anatomical tracing studies of the connections of area 10 have been restricted to 2 genera of simian primates: Old World macaque monkeys (Macaca; Jacobson and Trojanowski 1977; Barbas et al. 1999; Cavada et al. 2000; Saleem et al. 2008; Medalla and Barbas 2014) and New World marmoset monkeys (Callithrix; Burman et al. 2011a, 2011b). These studies have revealed that the vast majority of the anatomical inputs to area 10 arise in other high-order association areas (i.e., areas which are not involved in early stages of sensory processing, or do not have direct participation in motor control). Results obtained in macaques and marmosets converge in their key findings, including the predominance of afferents from other frontal lobe areas, the existence of long-range projections from the superior temporal and posterior cingulate association areas, and the lack of projections from the parietal and occipital lobes. However, they also differ in detail, with the marmoset area 10 reported to receive additional connections not present in macaques (Burman et al. 2011b).
One of the main unresolved issues regarding the neuroanatomy of the frontopolar cortex in nonhuman primates is whether area 10 contains functional subdivisions. Neuroimaging studies indicate that the human frontopolar cortex encompasses medial and lateral subdivisions of area 10, which have different functional and structural connectivity (Liu et al. 2013; Bludau et al. 2014; Neubert et al. 2014; Moayedi et al. 2015; Orr et al. 2015; Ray et al. 2015). In comparison, imaging studies have not found evidence of a similar segregation in the macaque (Neubert et al. 2014), suggesting that some aspects of the organization of the frontal pole may be uniquely human (Koechlin 2011). Subdivision of an area into domains characterized by different combinations of afferent connections, followed by differentiation into areas, is a likely mechanism of evolutionary change in the cortex (Padberg et al. 2007; Krubitzer 2009). However, whether there are evolutionary precursors to subdivisons of area 10 in nonhuman primates has remained unclear. To date, electrophysiological studies have not explored the question of functional subdivisions within this area (Tsujimoto et al. 2011). Moreover, although anatomical tracer studies in the marmoset have hinted at local variations in connectivity (Burman et al. 2011a, 2011b), there has been no systematic study of potential differences between the medial and lateral parts of area 10 using quantitative techniques.
Here, we report on an investigation of the cortico-cortical connections of area 10 in the tufted capuchin (Cebus apella), a New World monkey which has long fascinated comparative neuroscientists due to the fact that its brain resembles that of macaques (in particular, smaller species such as Macaca fascicularis) in terms of sulcal pattern and the location of cytoarchitectural areas (Le Gros Clark 1959; Bortoff and Strick 1993; Rosa et al. 1993; Padberg et al. 2007; Reser et al. 2014; Mayer et al. 2016). Our study addresses 2 questions. First, is area 10 in Cebus connectionally uniform, or does it show regional differences, which could hint at precursors of the subdivisions found in humans? Second, does the pattern of connections in Cebus resemble that described for the macaque, a species with which it shares brain morphology, or does it exhibit the wider connectivity described in the more closely related (but much smaller) marmoset? The answers to these questions provide further insight regarding the anatomical evolution of the primate frontal pole.
Materials and Methods
Three adult Cebus apella monkeys received injections of fluorescent tracers at multiple locations within and adjacent to area 10 (Table 1). All tracers were injected using 1-μL syringes fitted with glass micropipettes, inserted through small cuts in the dura mater. The procedures were very similar to those employed in earlier anatomical tracing studies in the marmoset monkey (Burman et al. 2011a, 2011b, 2014a).
Table 1.
Animal ID | Sex and weight | Site number | Tracer | Volume | Location | Layers included | Labeled neurons (n)a |
---|---|---|---|---|---|---|---|
FR01 | Male, 3.3 kg | 1 | FRb | 1.0 μL | Area 10, rostral (medial surface) | 1–5 | 1314 |
4 | DYc | 0.4 μL | Area 10, rostral (dorsal surface) | 1–5 | 3362 | ||
5 | FBd | 0.4 μL | Area 10, rostral (polar and ventral surfaces) | 1–6 | 3887 | ||
3 | FEe | 1.0 μL | Area 10, caudal (medial surface) | 1–5 | 2700 | ||
FR02 | Male, 3.0 kg | 2 | FE | 1.0 μL | Area 10, rostral (medial surface) | 2–4 | 4642 |
6 | FB | 0.5 μL | Area 10, rostral (polar and ventral surfaces) | 1–6 | 8880 | ||
7 | FR | 1.0 μL | Area 10, lateral | 1–4 | 653 | ||
8 | DY | 0.5 μL | Area 10, caudal (lateral surface, possible involvement of area 12l) | 1–5 | 12 688 | ||
FR04 | Female, 2.2 kg | 9 | DY | 0.5 μL | Area 12, orbital | 2–6 | 3529 |
10 | FB | 0.5 μL | Area 9, rostral | 1–6 | 5304 |
aNumber of cortico-cortical projection neurons forming extrinsic connections to area 10. These represent a fraction (average 42.1%, range 25.1–54.8%) of all labeled neurons charted.
bFluororuby (tetramethylrhodamine dextran-amine MW 10 000), 10% in dH2O.
cDiamidino yellow dihydrochloride, 2% in dH2O.
dFast blue, 2% in dH2O.
eFluoroemerald (fluorescein dextran-amine, MW 10 000), 10% in dH2O.
All surgical and experimental procedures were approved by the Animal Ethics Committee of the Centro de Ciências da Saúde of the Universidade Federal do Rio de Janeiro (CEUAIBCCF189-06/16), and conformed to the guidelines of the Brazilian Federal Arouca law governing laboratory animal use and care, as well as the Australian Code of Practice for the Care and Use of Animals for Scientific Purposes. Tracer injections and histological processing were conducted at the Instituto de Biofísica Carlos Chagas Filho, Rio de Janeiro, Brazil. Microscopic examination and all steps of data analyses were performed in the Department of Physiology, Monash University.
Tracer Injections
The animals were premedicated with a combined intramuscular injection of atropine (0.15 mg/kg) and diazepam (0.5 mg/kg), and subsequently anesthetized with ketamine (30 mg/kg i.m.). Maintenance during the surgical procedure was achieved by intramuscular administration of a 1:5 mixture of 6% ketamine and 2% xylazine. All animals received peri-operative antibiotics (penicillin G, 300 000 IU, i.m.) and dexamethasone (0.3 mg/kg, i.m.). Postsurgical analgesia was administered through fentanyl skin patches.
A craniotomy was performed over the target regions of cortex, and the tracers were deposited in 50–100 nL increments over approximately 15 min (Fig. 1). Four fluorescent tracers were used: diamidino yellow dihydrochloride (DY, 2% in dH2O) and fast blue (FB, 2% in dH2O) were obtained from Polysciences (Warrington, PA), while fluororuby (FR, 10% in dH2O) and fluoremerald (FE, 10% in dH2O) were obtained from Molecular Probes (Eugene, OR). The micropipette tip was left in place for an additional 5–10 min following the last deposit, in order to minimize leakage of the tracer into nontarget areas. Tracer leakage along the needle track was minimized by slow withdrawal. Using these techniques, necrosis associated with the penetration of the syringes and tracer deposits was localized to the immediate neighborhood of the injection sites, and was restricted to area 10 (Burman et al. 2011a). After the final injection, the bone flap excised during the craniotomy was replaced and cemented into place. The overlying tissue was sutured and the animal was allowed to recover until it could make spontaneous and coordinated movements, after which it was returned to its home cage. Each animal was carefully monitored during the 14-day postinjection survival period, during which analgesics and antibiotics were provided.
Histological processing
At the end of the survival period, each animal was euthanized with an overdose of sodium pentobarbital (40 mg/kg, i.v.) and transcardially perfused with saline followed by 4% paraformaldehyde in phosphate buffered saline. The brain was extracted and further postfixed for 24 hrs in 4% paraformaldehyde. The perfused brains were cryoprotected in increasing concentrations of glycerol (5–15%, in 4% paraformaldehyde), then sectioned using a cryostat, at 50 μm thickness. Every 10th section was mounted unstained for fluorescence microscopy. These sections were dried and coverslipped with di-n-butyl phthalate xylene (DPX) following quick dehydration (2 × 100% ethanol) and immersion in xylene. Adjacent series of sections were stained for Nissl substance, myelin (Gallyas 1979), and cytochrome oxidase (Wong-Riley 1979).
Definition of Cytoarchitectural Areas
Identification of areas of the Cebus monkey prefrontal cortex followed the cytoarchitectural criteria established by Cruz-Rizzolo et al. (2011), with the exception that we recognized area 8b as distinct from area 9, using the criteria proposed by Petrides and Pandya (1999) for the macaque.
The nomenclature of areas in the temporal lobe followed that summarized in Petrides and Pandya (2007), which we found applied well to the superior temporal gyrus and sulcus of Cebus (see also Colombo et al. 1996). Figure 2 illustrates the most important distinctions for interpretation of the present data. The auditory core and belt areas were prominent in Nissl-stained sections, due to the thick layer 4, and sharply defined layer 6 (Fig. 2top, middle). Although both the thickness of layer 4 and the degree of definition of layer 6 were more prominent in the core areas than in the lateral and medial belt (MB) areas, these key characteristics could be used to distinguish these auditory areas as a group from the laterally adjacent parabelt, in which the upper and lower limits of layer 4 were less sharply defined, both caudally and rostrally (Fig. 2top and middle, respectively).
Laterally, in the lower part of the superior temporal gyrus, cytoarchitectural area TS was poorly laminated in comparison with adjacent areas in low power views of Nissl-stained sections, in particular with respect to the degree of definition and thickness of layer 4. In macaques, the parabelt cortex is regarded as a complex of high-order unimodal auditory areas (Kajikawa et al. 2015). In contrast, the TS cortex, which is also likely to contain rostrocaudal subdivisions (Galaburda and Pandya 1983), has been shown to have polysensory properties (Baylis et al. 1987), despite a putative role in auditory cognition (Munoz-Lopez et al. 2010).
Further laterally, in the lip and upper bank of the superior temporal sulcus, cytoarchitectural areas TAa and TPO were characterized by a clearly demarcated layer 4, and large pyramidal cells near the bottom of layer 3, which created the appearance of a second Nissl-dense band above layer 4 (Seltzer and Pandya 1978; Baylis et al. 1987). Although these areas were quite similar in cytoarchitecture, they could be distinguished by the slightly thicker layer 4 in TAa, as well by myeloarchitecture (whereby the outer band of Baillarger was more prominent in TPO; data not shown; see Baylis et al. 1987 for similar observations in the macaque). In macaques, both areas appear to be sites of polysensory integration, with TAa containing a higher proportion of neurons that are responsive to auditory stimulation, in comparison with TPO (Baylis et al. 1987).
Finally, near the fundus of the superior temporal sulcus, the putative homologs of areas PGa and IPa were characterized by thinner cortex, with a defined but less prominent layer 4 in comparison with neighboring areas. The border between cytoarchitectural areas PGa and IPa could not be reliably identified in our material, which prompted us to group labeled neurons in the putative homologs of PGa and IPa into a single category for the purposes of data analysis. In macaques, these cytoarchitectural areas show polysensory responses, albeit with a heavy predominance of visually driven units (Baylis et al. 1987).
Although there has been no systematic cytoarchitectural study of the cingulate and retrosplenial areas in Cebus, we found that the criteria proposed by Kobayashi and Amaral (2000) were applicable in a straightforward manner. However, area prostriata, where robust visual responses can be obtained in other species of monkey, was recognized as being distinct from other parts of the cytoarchitectural area 30 complex based on its location within the calcarine sulcus (Morecraft et al. 2000; Palmer and Rosa 2006a; Yu et al. 2012). Similarly, we found that the cytoarchitectural subdivisions proposed by Blatt et al. (2003) for the macaque parahippocampal gyrus could be identified in Cebus (see Paxinos et al. 2012 for evidence in another species of New World monkey).
Data Analysis
We followed the criteria defined by Condé (1987) to estimate the dimensions of the DY and FB injection sites, and those proposed by Schmued (1990) to estimate the extent of the FE and FR injection sites (see Burman et al. 2011a for examples of injection sites using the same techniques employed in the present study). For localization of labeled neurons, the unstained sections were examined using a Zeiss Axioplan fluorescence microscope, and labeled cell bodies were plotted with an X-Y stage digitizer (MD-3, Accustage) and associated software (MD-Plot, v. 5.3; see Burman et al. 2011b, 2015 for examples of neurons that satisfied the criteria for inclusion). The entire cortex, from the frontal to the occipital pole, was examined for fluorescent cell bodies. Digital files containing the position of each labeled neuron, together with the outlines of the injection sites, the inner and outer boundaries of the cortex, and other anatomical landmarks were imported into Adobe Illustrator, which was used to align the locations of labeled cells with images of the cortical cytoarchitecture. These images were used to quantify the numbers of labeled neurons in each cytoarchitectural area, using inbuilt functions of Adobe Illustrator. For each injection the percentages of extrinsic labeled neurons in each area were estimated as percentages of the total number of neurons, following exclusion of those cells which were found to be within the boundaries of area 10 (Table 1).
3D and 2D computer graphic reconstructions were then used to visualize the distribution of labeled neurons throughout the cortex. Alignment of sections for the 3D reconstruction was based on a template generated from an MRI scan obtained from an adult male Cebus apella at the Neuroscience Imaging Center, University of Pittsburgh, using a Siemens Allegra 3.0 Tesla scanner (for details, see Phillips et al. 2007). Once the histological sections were aligned, midthickness contours were manually traced, and the program CARET (Computerized Anatomical Reconstruction and Editing Toolkit, RRID:nif-0000-00279; Van Essen et al. 2001) was used to convert the resultant series of contours into a 3D triangular mesh. The coordinates describing the locations of labeled neurons were extracted from the MD-Plot data files using CARET, and projected to the nearest polygon in the mesh. Finally, the 3D surfaces were computationally flattened using standard features of CARET.
Comparison with the distribution of labeled neurons following injections in area 10 in the marmoset monkey (see Fig. 15 below) is based on data publicly available through the Marmoset Brain Architecture Project (http://marmoset.braincircuits.org; Majka et al. 2016).
Results
We placed 10 injections of fluorescent tracers near the frontal pole of Cebus monkeys (Fig. 1). Our analyses indicate that 7 of these injections (sites 1–7) were entirely confined to area 10, according to the cytoarchitectural criteria reported by Cruz-Rizzolo et al. (2011). One injection may have straddled the caudal border of area 10 with the rostral part of area 12 lateral (12 l, site 8), but revealed a pattern of connections that was highly consistent with other injections in area 10 (observation of the cytoarchitectural boundary between areas 10 and 12 was obscured by the injection site). Finally, 2 injections were located entirely caudal to area 10 (area 12 orbital [12o] in site 9; area 9 in site 10). Drawings of sections through the centers of the injection sites are illustrated in the lower part of Figure 1. Reconstruction of the injection sites across different sections (Table 1) demonstrated that sites 1–3, 5, 6, 9, and 10 included layer 4, as well as both the supragranular and infragranular layers of the frontal cortex, whereas site 2 was restricted to layers 2–4, and site 7 to layers 1–4.
Our main findings can be summarized as follows. Injections throughout area 10 labeled a similar, and very specific set of cortical areas. The vast majority of afferents originated in the dorsolateral prefrontal cortex (areas 9 and 46, and a smaller contribution from area 8b), the orbitofrontal cortex (areas 11 and 13), the lateral and orbital subdivisions of ventrolateral prefrontal area 12, and the medial frontal cortex (areas 14 and 32). Other sources of afferents included the superior temporal auditory (TAa and TS) and polysensory (TPO, PGa, and IPa) association areas, the orbital insular and parainsular (PaI) regions, and the posterior cingulate/restrosplenial areas (23, 29, 30, and prostriata). However, as detailed below, the percentage of labeled cells in the different areas varied in a systematic manner, depending on the location of the injection site. The pattern of connections to area 10 in Cebus resembled, in all qualitative aspects, descriptions from previous studies in the macaque, while lacking evidence of the more widespread pattern of cortical afferents reported in the more closely related but substantially smaller marmoset monkey.
Injections in Medial Area 10
As an initial test of the hypothesis that the New World monkey frontal pole contains subregions characterized by different sets of afferents, we subdivided our sample into 2 groups: area 10 injections restricted to the cortex along the midline of the cerebral hemispheres (sites 1–3, from rostral to caudal), and more lateral injections (sites 4–8). This analysis (Table 2) revealed that midline injections resulted in relatively high percentages of labeled neurons outside the frontal lobe (24.1–37.8%), whereas other injections resulted in much lower percentages (5.5–10.6%). The detailed analyses described below highlight the similarities and differences between injections within these groups.
Table 2.
Midline injections | Lateral injections | |||||||
---|---|---|---|---|---|---|---|---|
Cortical area | Site 1 | Site 2 | Site 3 | Site 4 | Site 5 | Site 6 | Site 7 | Site 8 |
8b | 0.5 | 0.4 | 1.2 | 6.5 | 0.1 | 0.4 | 0.2 | <0.1 |
9 | 3.7 | 6.6 | 15.9 | 9.3 | 4.1 | 3.0 | 13.0 | 1.9 |
46 | 14.8 | 21.0 | 23.8 | 35.2 | 6.6 | 7.8 | 13.8 | 27.5 |
Total DLPFCa | 18.9 | 28.0 | 40.9 | 51.0 | 10.8 | 11.3 | 27.0 | 29.5 |
11 | 0.8 | 2.5 | 0.5 | 0.6 | 18.4 | 17.0 | 13.3 | 6.2 |
13 | 31.6 | 8.3 | 3.7 | 10.6 | 20.1 | 11.6 | 14.2 | 5.6 |
OPal, OPro | 0.4 | 0.5 | 0.2 | 0.4 | 1.3 | 0.3 | 0.6 | 0.1 |
Total OFCb | 32.8 | 11.4 | 4.4 | 11.6 | 39.8 | 28.9 | 28.2 | 12.0 |
12 | 14.2 | 3.5 | 2.0 | 10.7 | 7.0 | 25.0 | 26.0 | 42.0 |
PrCO | 0.8 | <0.1 | 0.1 | — | 1.4 | 0.1 | 0.5 | — |
Total VLFCc | 15.1 | 3.5 | 2.1 | 10.7 | 8.4 | 25.0 | 26.5 | 42.0 |
14 | 7.0 | 14.6 | 4.8 | 6.3 | 33.5 | 20.6 | 4.1 | 0.4 |
24 | 0.7 | 0.2 | 0.2 | 0.4 | 0.5 | 0.1 | 5.5 | 3.1 |
25 | — | 0.2 | — | — | <0.1 | — | — | — |
32 | 1.5 | 4.3 | 19.0 | 9.5 | 1.4 | 6.2 | 3.2 | 5.7 |
Total MFCd | 9.1 | 19.3 | 24.0 | 16.2 | 35.4 | 26.9 | 12.9 | 9.3 |
TAa | 4.8 | 10.2 | 9.0 | 4.3 | 0.4 | 3.4 | 1.3 | 1.1 |
TG | 1.5 | 0.2 | 0.7 | — | 0.8 | <0.1 | — | <0.1 |
TS | 7.2 | 13.3 | 6.3 | 1.3 | 2.0 | 2.0 | 0.2 | 0.3 |
TPO | 4.0 | 3.1 | 1.7 | 0.8 | 0.2 | 2.0 | 1.1 | 0.5 |
PGa + IPa | 3.8 | 1.1 | 0.1 | — | 0.4 | 0.2 | — | 0.7 |
TPt | 0.3 | 0.7 | 0.2 | 0.4 | — | — | — | 0.1 |
TH + TL | — | — | 0.5 | — | — | — | — | <0.1 |
Parainsular | 0.1 | 0.1 | 0.1 | 0.2 | 1.4 | 0.1 | — | — |
Total temporal association | 21.5 | 28.7 | 18.6 | 7.0 | 5.2 | 7.7 | 2.8 | 2.8 |
Core (RT) | — | 0.2 | — | — | — | — | — | — |
MB | 0.2 | 0.1 | 0.2 | 0.5 | 0.2 | 0.1 | — | — |
LB | <0.1 | 0.5 | <0.1 | — | <0.1 | — | — | — |
Parabelt | 1.0 | 5.8 | 1.4 | — | 0.1 | 0.1 | — | — |
Total auditory | 1.2 | 6.5 | 1.6 | 0.5 | 0.3 | 0.2 | — | — |
23 | 0.2 | 0.5 | 1.6 | 2.0 | <0.1 | — | 0.2 | 0.1 |
29 + 30 | 0.5 | 1.9 | 5.0 | 0.5 | <0.1 | <0.1 | 2.5 | 3.9 |
Prostriata | 0.4 | 0.3 | 1.8 | 0.5 | 0.1 | <0.1 | 0.2 | 0.2 |
Total PCCe and RSCf | 1.1 | 2.7 | 8.3 | 3.0 | 0.1 | <0.1 | 2.8 | 4.2 |
Note: Boldface values represent the total percent distribution of extrinsic labeled neurons in main cortical sectors.
aDorsolateral prefrontal cortex.
bOrbitofrontal cortex.
cVentrolateral frontal cortex.
dMedial frontal cortex.
ePosterior cingulate cortex.
fRetrosplenial cortex.
The location of labeled neurons following 2 of the midline injections is exemplified in Figure 3, which shows a series of coronal sections from animal FR01. The fluororuby injection (site 1) was located near the apex of the frontal pole, and the fluoroemerald injection (site 3) was located more caudally. Despite local variations in density, neurons labeled from these injections overlapped extensively. 2D reconstructions of the cortex and quantitative analyses of the midline injection sites are presented in Figures 4–6, and Table 2. With the exception of 2 isolated neurons in site 2, there were no connections with occipital or parietal areas. Instead, labeled neurons were located in the frontal (Fig. 3E–G), temporal (Fig. 3B,C) and posterior cingulate/retrosplenial regions (Fig. 3A). The main results of quantitative analyses were consistent across the 3 midline injection sites (Table 2).
Most connections (62.6–75.9% of the extrinsic cortical projections; Figs 4–6) originated in the frontal lobe. In the dorsolateral prefrontal cortex, area 46 consistently formed the main source of afferents to midline area 10 (14.8–23.8% of the labeled neurons; Fig. 3F,G), but large numbers of projecting neurons were also observed in area 9 (3.7–15.9%; Fig. 3G). Although they were observed in each site, projections from area 8b (Fig. 3F) accounted for a much smaller percentage of the projecting neurons (0.4–1.2%). In the medial frontal cortex (Fig. 3G), areas 14 (4.8–14.6% of labeled neurons) and 32 (1.5–19.0%) formed the majority of projections, with most other afferents being located in area 24 (0.2–0.7%; Fig. 3F). Projection neurons within area 25 were only observed in site 2 (0.2%). In the orbitofrontal cortex labeled neurons in area 13 (3.7–31.6%) consistently outnumbered those in area 11 (0.5–2.5%). Smaller numbers of projection neurons (0.2–0.5%) were also found in the orbital periallocortical area (OPal; Fig. 3D), near the transition with the temporal lobe. Finally, projection neurons (2.0–14.2% of the extrinsic label) were observed in area 12 of the ventrolateral prefrontal cortex, within which distinct rostral and caudal clusters of labeled cells were typically observed (Figs 4–6). Further caudally along the lateral margin of the frontal lobe, the precentral opercular area (PrCO) contained scattered labeled neurons (<0.1–0.8%). Overall, site 1, with the injection closest to the apex of the frontal pole, resulted in high percentages of labeled cells in the orbital and ventrolateral prefrontal areas, but these projections decreased in relative strength with progressively more posterior injections (sites 2 and 3; see Figs 4–6).
Outside the frontal lobe, only a few cortical areas formed projections to midline area 10. In the temporal lobe, projections originated primarily from the superior temporal gyrus auditory association cortex (Baylis et al. 1987; Colombo et al. 1996). Most of this label concentrated around the ventral part of the superior temporal gyrus (area TS) and dorsal lip of the superior temporal sulcus (area TAa; see Fig. 3B,C), with these auditory–visual association areas (Baylis et al. 1987) forming projections of approximately equal strength in each site (6.3–13.3% and 4.8–10.2%, respectively). The projections from TS and TAa were not uniformly distributed across these areas, suggesting that they may have subdivisions, some of which show specific connectivity with the frontal pole. Sparser connections from putative auditory association or polysensory areas (Tranel et al. 1988; Munoz-Lopez et al. 2010) originated in area TPt (0.2–0.7%), in the temporal pole cortex (area TG; 0.2–1.5%) and, less prominently, in the parainsular cortex (~0.1% of the labeled neurons, in each site). In addition, each of the midline injections resulted in labeled neurons in unimodal auditory areas. Most of these cells were located in the parabelt (1.0–5.8% of the extrinsic projections to area 10), although isolated neurons were also found in the lateral and MB areas (0.2–0.6%) and, in site 2, in the rostrotemporal (RT) core area (see also Reser et al. 2009).
Polysensory areas in the dorsal bank and fundus of the superior temporal sulcus formed a second source of temporal lobe projections to midline area 10. Clusters of labeled neurons were observed in areas TPO, PGa, and IPa (Fig. 3B). Most of the labeled neurons were located within the borders of TPO (1.7–4.0%), with PGa and IPa together accounting for an additional 0.1–3.8% of the projection neurons. Finally, the caudal-most midline injection (site 3) revealed labeled neurons in the medial temporal lobe (areas TL and TH; Fig. 6).
The posterior cingulate and retrosplenial regions formed the final source of afferents to medial area 10 (Fig. 3A,B). Projections from the internal and ventral subdivisions of area 23 (0.2–1.6% of the labeled projection neurons), area prostriata (0.3–1.8%) and pericallosal areas 29 and 30 (0.5–5.0%) were present in each site, but were most numerous in site 3.
Injections in Lateral Area 10
The remaining 5 injections in area 10 are referred to here as “lateral injections” for convenience, even though they encompassed various locations. As a group they differ in important ways from the midline injections, as detailed below. Figure 7 shows the distribution of labeled neurons following 2 of these injections (sites 4 and 5) in animal FR01. Comparison with Figure 3 demonstrates that the locations of clusters of neurons that projected to lateral area 10 overlapped extensively with those revealed by midline injections. However, in lateral injection sites (Figs 8–12), long-range extrinsic projections were relatively de-emphasized, with frontal lobe afferents accounting for 89.0–94.5% of the labeled neurons outside area 10. Although the distribution of labeled neurons in the superior temporal association cortex was restricted in site 7 (Fig. 11), possibly due to the small extent of the injection and lack of involvement of the infragranular layers, quantitative analyses based on the percentages of labeled neurons in different areas provided results that were consistent with those revealed by other injections in lateral area 10 (Table 2). Likewise, results from site 8 (Fig. 12), which had possible involvement of the most rostral part of area 12l, were in agreement with those of other injections in this group, with the only major differences being the presence of a small patch of labeled neurons in the inferior parietal lobule (area PG), which accounted for 0.3% of the extrinsic projection neurons, and another in ventrolateral frontal area 45 (<0.1%).
The proportion of labeled neurons in dorsolateral prefrontal areas was highest in site 4 (Fig. 8, Table 2), an injection restricted to the dorsal surface of rostral area 10. Similar to midline injections, projections from area 46 (6.6–35.2% of the extrinsic projections) outnumbered those from areas 8b (<0.1–6.5%) and 9 (1.9–13.0%) in every lateral injection site. However, unlike in midline injections, in the orbitofrontal cortex the proportion of afferents from areas 11 (0.6–18.4%) and 13 (5.6–20.1%) was approximately balanced in most sites. The outlier in this respect was site 4, which resembled midline injections in showing a clear predominance of area 13 projections (Table 2). Projections from the orbital insular cortex (0.1–1.3% of labeled cells) originated not only in the orbital pericallocortex (OPal) but also more laterally, in the orbital proisocortex (OPro).
The percentages of labeled neurons in the medial frontal cortex were similar to those observed following midline injections, with the bulk of the label again located in areas 14 (0.4–33.5% of the extrinsic afferents) and 32 (1.4–9.5%). The highest proportions of labeled neurons in medial areas were observed in sites 5 and 6 (injections which involved the ventral aspect of the frontal pole), mostly due to dense labeling of area 14, whereas sites 7 and 8 (the most lateral injections) were distinguished by the high percentage of labeled neurons in anterior cingulate area 24 (5.5 and 3.1% of the projecting neurons; Table 2). Labeled neurons in area 12 (7.0–26.0%; this range excludes site 8, due to the likelihood that some of the labeled cells in area 12 corresponded to intrinsic connections) were located in the same regions that projected to the midline injection sites, that is, the rostral and caudal portions of this area, avoiding the middle part. Projections from PrCO to lateral area 10 were observed in sites 5, 6, and 7 (<0.1–1.4% of the extrinsic label).
As highlighted above, the main difference revealed by comparing the results of injections in the midline versus lateral group was the paucity of long-range projections to the latter. Projections from cytoarchitectural areas TS (0.3–2.0% of the labeled neurons), TAa (1.1–4.3%), and TPO (0.2–2.0%) were observed in every case, but those from PGa/IPa were only evident in sites 5, 6, and 8, and were very sparse (0.2–0.7%). Temporal pole (area TG) projections were also only evident in sites 5, 6, and 8, those from TPt only in sites 4 and 8, and those from the parainsular cortex in sites 4, 5, and 6 (Table 2). Unimodal auditory projections from the MB and parabelt were only detected in sites 4, 5, and 6, and consisted of isolated neurons (0.2–0.5% of the extrinsic afferents). The absence of any label in auditory cortex in sites 7 and 8 (despite the large number of labeled neurons elsewhere in the latter case; Table 1) reinforces the notion of a mediolateral gradient in area 10, with auditory projections preferentially targeting its medial aspect.
Further caudally, area prostriata contained label following each of the lateral injections, but this projection was sparser (<0.1–0.5%) than that observed following midline injections. Projections from areas 23, 29, and 30 were also observed in the majority of lateral injection sites, with site 8 in particular standing out for its robust set of retrosplenial projections (Figs 12).
Injections Caudal to Area 10 Revealed Different Patterns of Connections
Figure 13 illustrates the results of the injections placed in areas caudal to area 10. Site 9, which was an injection in the ventral (orbital) surface of rostral area 12 (Fig. 13, Top), revealed a markedly different pattern of projections from the temporal and midline regions. Rather than the superior temporal gyrus, the main temporal projections originated from the rostral part of visual association area TE, on the ventral bank of the superior temporal sulcus and inferior temporal gyrus, in addition to sparse input from polysensory areas in the fundus of the superior temporal sulcus (PGa/IPa). Moreover, the label was shifted dorsally along the midline cortex, with greater involvement of areas 23 and 24, and no projections from areas 29 and 30. In the medial prefrontal cortex, area 32, which formed consistent projections to area 10, was devoid of label, whereas in the dorsolateral prefrontal cortex clear patches of labeled neurons were found in areas 45 and PrCO.
Site 10, an injection in lateral area 9 (Fig. 13, Bottom), contrasted with those in area 10 in the absence or paucity of projections from areas 14 and area 32, and from the caudal orbitofrontal region (with the exception of a small cluster in area 13). This injection also resulted in multiple, strong projections from the cingulate region (including putative homologs of areas PGm, 31, PEci, and subdivisions of areas 23 and 24), which were not seen following area 10 injections.
The transitions in connectional patterns revealed by these cases reflect those previously observed in macaques and marmosets (Barbas 1988; Carmichael and Price 1995; Petrides and Pandya 2007; Burman et al. 2011b; Medalla and Barbas 2014; Saleem et al. 2014; Passarelli et al. 2017), reaffirming the essential similarity in organization of connections across rostral frontal areas in New World (Cebus) and Old World (Macaca) primates.
Discussion
This study was motivated by 2 interrelated questions. First, do monkeys show evidence of anatomical subdivisions of area 10, which could be seen as precursors of the lateral and medial frontopolar areas proposed for the human brain? Second, does the pattern of connections of area 10 in Cebus more closely resemble that described in the marmoset, a species with which it shares a more recent common ancestor (Fig. 14), or that in the more distantly related macaque, which has similar brain morphology?
Our results support the view that area 10, as a whole, can be defined by its pattern of afferents. A highly specific set of cortical areas was found to send projections throughout the extent of area 10, and this pattern differed from those revealed by injections in adjacent areas 9 and 12. Overall, what is known about the functions of the frontal areas that form the sources of cortical projections to area 10 suggests that this is a site of convergence of information that pertains to executive control of cognitive function, including various aspects of working memory (spatial, rule-based), object categorization, assignment of value, and motivation (e.g., Jacobson and Trojanowski 1977; Barbas et al. 1999; Cavada et al. 2000; Saleem et al. 2008; Mansouri et al. 2015). At the same time, there are no connections from areas directly involved in motor control or preparation, or areas that correspond to low hierarchical levels of sensory processing. The most immediate visual projections originate from the somewhat enigmatic area prostriata, in retrosplenial cortex (Yu et al. 2012; Mikellidou et al. 2017), whereas auditory projections (largely, to medial area 10) originate primarily in the parabelt cortex (see also Hackett et al. 1999; Medalla and Barbas 2014; Kajikawa et al. 2015). Most connections from the temporal lobe stem from polysensory areas of the superior temporal gyrus and upper bank of the superior temporal sulcus (TS, TAa, TPO, PGa, and IPa; Baylis et al. 1987).
Are There Subdivisions in Area 10 of the Cebus Monkey?
Despite the general uniformity of the major connections to area 10, our results demonstrate the presence of a gradient of connections superimposed on this pattern, particularly in the mediolateral dimension, whereby the majority of high-order auditory association and polysensory inputs target the medial aspect of area 10. Other anatomical gradients (e.g., in the dorsoventral dimension) were also suggested by the data. Thus, the apparent uniformity of area 10 accommodates subtle variations in inputs, which may have provided the initial basis for differentiation into areas in parallel with the expansion of the frontal pole in human evolution.
A retrospective analysis of the results obtained in marmosets (Burman et al. 2011b) and macaques (Saleem et al. 2014) reveals parallels with the current findings. For example, in Saleem et al. (2014) tracer injections near the midline (their sites OM69 and OM77) revealed stronger connections with the parabelt, medial temporal lobe, cingulate and retrosplenial areas, in comparison with a lateral injection (their site OM19), whereas in Burman et al. (2011b) the highest proportion of auditory cortex label was also observed following an injection parallel to the midline (their site CJ73FR). Noninvasive imaging studies have also suggested differences between lateral and medial subdivisions of the human frontopolar cortex (Liu et al. 2013; Neubert et al. 2014; Moayedi et al. 2015; Orr et al. 2015). Importantly, the human lateral frontopolar cortex is reported to have reduced functional connectivity with the superior temporal gyrus and retrosplenial cortex in comparison with the medial frontopolar cortex, an observation that aligns well with the present findings in monkeys.
One of the best-established models of the frontopolar cortex proposes distinct functions for its medial and lateral subdivisions in monitoring action outcomes versus cognitive branching (Koechlin 2011). More recently, this framework has been expanded to accommodate the hypothesis that the medial frontopolar cortex has a function in assessing the relative value of current versus alternative behaviors according to changes in the environment (Mansouri et al. 2017), whereas the lateral subdivision performs the ongoing monitoring of multiple goals or mental processes in parallel, and promotes the allocation of cognitive resources between these as required (a function that underpins cognitive branching). The present results do not necessarily challenge the view that the human lateral frontopolar cortex contains a unique area, which has no functional equivalent in nonhuman primates (Neubert et al. 2014; Mansouri et al. 2017). However, they do indicate that the clearer segregation observed in humans may have an evolutionary predecessor. The observations that the midline sector of area 10 receives a high proportion of afferents from the temporal sensory association cortex is compatible with a proposed role in monitoring the environment for significant changes which may require a change in behavioral focus. Conversely, the fact that the lateral part of area 10 receives the overwhelming majority (~90%) of its afferents from other frontal association areas aligns well with a possible role in the management of cognitive resources across concurrent tasks. The notion that the frontopolar cortex has changed from a gradient-like organization to one where segregated areas exists, in parallel with changes in overall brain mass, is in agreement with current views of the mechanisms of cortical evolution (Rosa and Tweedale 2005; Striedter 2005; Krubitzer 2009).
Comparison with the Macaque Monkey
Old World macaques are the primate genus for which most cortico-cortical connectivity information is available. Following from Jacobson and Trojanowski (1977), subsequent studies have illustrated data from retrograde tracer injections in different portions of area 10 (Barbas et al. 1999; Cavada et al. 2000; Saleem et al. 2008; Medalla and Barbas 2014). As in Cebus, the primary projections to macaque area 10 originate only in the rostral dorsolateral, ventrolateral, orbital and medial subdivisions of the frontal cortex, in the superior temporal gyrus and sulcus, and in pericallosal areas. When judged relative to the sulcal morphology, the patterns in Cebus and Macaca appear identical.
It is much harder to judge whether there are any systematic differences at the level of fine detail, given that reports on the afferents of macaque area 10 are each based on few cases, and differ in methodology (e.g., different schemes for parcellation of cortical areas, variations in the location of injections, and the sporadic used of quantification). For example, our results align well with those of Cavada et al. (2000) and Saleem et al. (2014) in suggesting that orbitofrontal areas 11 and 13 both form substantial projections to area 10; in contrast, Barbas et al. (1999) report that orbitofrontal afferents originate almost exclusively from area 11. Considering the available information we conclude that any differences between Cebus and macaque monkeys are likely to be minor, if present at all.
Comparison with the Marmoset Monkey
Cebus and marmoset (Callithrix) monkeys derive from a common New World primate ancestor species (Fig. 14), which diverged from the group that led to Old World monkeys 40–45 million years ago (Steiper and Young 2006; Chatterjee et al. 2009; Perelman et al. 2011; Perez et al. 2012). The New World monkey lineages leading to present-day Cebus and Callithrix) did not diverge until much later (~20 million years ago; Perelman et al. 2011). Thus, despite the very different body (and brain) masses, there is much greater genetic similarity between Cebus and marmoset monkeys, than between either of these species and macaques.
In an earlier study, Burman et al. (2011b) reported that the main projections to area 10 in the marmoset came from the same areas that form projections in macaques, but that the marmoset brain also showed evidence of a more expansive network of afferents. In an attempt to minimize the subjectivity in this comparison, in Figure 15 we have plotted composite views of all the neurons that form connections to area 10 in Cebus and marmoset monkeys, based on coregistration of multiple injections to a single brain template for each species (Majka et al. 2016). This analysis confirms that, despite the similarity in the pattern of connections, projection neurons in the marmoset occupy a larger fraction of the cortical surface. Particularly, noticeable is the ventral extension of the main temporal lobe zone containing labeled neurons, which in marmosets invades the inferior temporal visual association cortex (cytoarchitectural area TE), although there is also greater involvement of subdivisions of area 8, and scattered labeled neurons in several other areas not evident in Cebus. These differences between Cebus and marmosets contrast with the marked similarity between Cebus and macaques, discussed above. Previous studies have commented on other instances of sparse projections to marmoset motor, visual and frontal areas, which had not been reported to exist in macaques (Palmer and Rosa 2006b; Reser et al. 2013; Burman et al. 2014a, 2014b).
Connectivity as a Function of Brain Mass
The brain of Callithrix jacchus is 12 times smaller than that of Macaca mulatta, and 10 times smaller than that of Cebus apella (Stephan et al. 1981). This overall difference in the number of neurons may be a key factor in determining the different layouts of the network of cortico-cortical connections. It has been argued that epigenetic processes acting on different numbers of neurons may lead to different connectivity patterns, despite fundamentally similar architectures (Striedter 2005). In particular, a model has been proposed whereby, as the brain is scaled down in size, there needs to be a corresponding increase in the percent connectivity (i.e., the fraction of cells with which any one cell communicates directly) due to factors that include the metabolic cost of axonal projections, developmental constraints related to the need to increase the volume of white matter, and the availability of synaptic space on the membrane of individual neurons (Ringo 1991). As a consequence, overall brain size is expected to correlate with the level of anatomical integration across the nodes of a network, with smaller species likely to show wider anatomical integration (see also Changizi and Shimojo 2005).
The above prediction aligns well with the observed similarity between Cebus and macaques, despite the greater evolutionary (genetic) distance between these species (Fig. 14), and the wider network of area 10 connections observed in the marmoset. Further support for a relationship between brain mass and percent connectivity can benefit from quantitative studies in a wider range of primate species, although, crucially, there are no living marmoset-sized Old World monkeys (the smallest species being the Angolan talapoin, with a body weight of ~1.4 kg). Extrapolation of the pattern observed across monkeys with different brain sizes supports the expectation that the human brain will exhibit an even higher specificity of anatomical connections between cortical areas, potentially leading to greater susceptibility to functional loss due to the interruption of connection pathways (Horvat et al. 2016).
Earlier comparative work has highlighted the fact that brain mass (and hence number of neurons) is a factor which can account for a large percentage of the variance in the relative size of individual areas in the primate cortex (Chaplin et al. 2013). Nonetheless, it has also been acknowledged that some of the variation in the relationships between the size and location of specific structures and brain volume could be attributable to other factors, including postnatal plasticity that is mediated by environmental interactions, and natural selection towards preservation of specific populations of neurons according to ecological niche (e.g., Kaskan et al., 2005). Is it likely, therefore, that factors other than brain size could have contributed to the present observations? The essential similarity between capuchins and macaques suggests that behavioral differences between these species (which are significant) have not impacted on the network of frontal pole connections. Nonetheless it is possible, at least in principle, that the connectional differences observed between marmosets and the other species considered in the present study are determined by factors (genetic or epigenetic) related to ecological niche. However, marmosets, like capuchins, are largely arboreal primates, and, together with both macaques and capuchins, they have diurnal habits (Solomon and Rosa 2014), and live in large family groups characterized by complex social interactions (Miller et al. 2016). The most distinctive attributes of marmosets, which could be expected to have an impact on cortical organization, are the lack of dexterous hands, the presence of claws and other adaptations to vertically cling to trees, locomotion largely based on leaping, and biparental care of their young (Wahad et al. 2015). It would be difficult to pinpoint an aspect of the marmoset ecological niche that reasonably correlates with the present observations about the frontal pole cortex, given current theories about the function of this part of the primate brain (Mansouri et al. 2017).
Another possibility is that the wider connectivity of the marmoset frontal pole is related to allometry. It has been proposed that the selective expansion of brain structures could lead to wider connectivity (the “large means well connected” principle; Striedter 2005). However, we believe that the relationship we observed is the opposite of what would be expected: the frontal pole cortex expands selectively relative to other cortical areas as a function of brain size, being relatively larger in the macaque and capuchin (Chaplin et al. 2013). Thus, if anything, one would expect that the frontal pole would form more widespread connectivity in these species.
Possible Limitations of the Present Study
One possible limitation of our analyses, which needs to be kept in mind, is the fact that the areas of association cortex in Cebus have not been extensively explored with physiological techniques. Thus, attempts to discuss function are necessarily based on comparisons with other species, including the macaque monkey in particular, and attempts at establishing homologies are based primarily on histology and location relative to sulci. However, we do not consider this a serious limitation. Although the information about the superior temporal cortex in Cebus is presently limited to behavioral lesion studies (e.g., Colombo et al. 1996), work in other systems of cortical areas has highlighted the essential similarity of function between corresponding parts of the brain in Cebus and Macaca (e.g., Felleman et al. 1983; Flament and Hore 1988; Fiorani et al. 1989; Rosa et al. 1993; Tian and Lynch 1995, 1996; Leichnetz 2001; Middleton and Strick 2002; Dum and Strick 2005; Lima et al. 2005; Padberg et al. 2007, Côté et al. 2017). When judged in light of the fact that the cytoarchitectural criteria established for the macaque were found to apply well to the Cebus frontal and temporal areas (Cruz-Rizzolo et al. 2011; present observations) and the essentially identical patterns of connections of the frontal pole revealed for the 2 species (see above), the most parsimonious interpretation of the available data is that the information gathered in the macaque is likely to be a valid guide to the functions of the homologous areas in Cebus.
A second limitation is the fact that our analysis was conducted by sampling one in 10 sections (that is, 50 μm sections every 500 μm). Although this means that the absolute numbers of neurons projecting to each injection site were underestimated, the proportions of cells in the different cytoarchitectural areas were most likely not seriously affected, given the relatively modest variation in cell body size in isocortical association areas (Elston and Rosa 1997, 1998). However, it is possible that very sparse connections were not detected, for any given injection.
A final limitation comes from the basic fact that areas were identified based on cytoarchitectural criteria. Many of the cytoarchitectural borders in association cortex are subtle (Rosa and Tweedale 2005; Burman et al. 2006), and there is some room for imprecision, which may have affected the exact assignment of labeled neurons to one of 2 adjacent areas. Nonetheless, we believe that our main findings are robust, being based on comparisons involving larger regions of cortex, each containing several cytoarchitectural areas (e.g., orbitofrontal cortex, dorsolateral prefrontal cortex, auditory cortex, superior temporal cortex, retrosplenial cortex).
Conclusions
In summary, the present study provides conclusive evidence that area 10 in nonhuman primates is not uniform, in particular with respect to the fact that its lateral sector is primarily connected to other frontal association areas, whereas the medial sector receives more substantial projections from sensory (primarily auditory association and polysensory temporal) areas. Other gradients of connections, for example with respect to emphasis on projections from orbitofrontal versus dorsolateral prefrontal areas, are also suggested by our data, but require a more extensive study if they are to be mapped with precision. In addition, we propose that the most parsimonious interpretation of the present data reflects the idea that there is an essential similarity in the way that the primate cerebral cortex is organized (Chaplin et al. 2013; Gabi et al. 2016; Herculano-Houzel et al. 2016), with differences in the patterns of connections being determined to a large extent by brain mass (and, consequently, number of neurons). However, the developmental mechanism underlying such differences remains to be determined.
Notes
The authors thank Rowan Tweedale for comments on the final versions of this manuscript. Conflict of Interest: None declared.
Funding
This work was funded by grants from the Australian Research Council (DE120102883, DP140101968, and CE140100007); National Health and Medical Research Council (1020839 and 1082144); European Research Council (FP7-PEOPLE-2011-IOF 300452); Conselho Nacional de Pesquisa (CNPq); and Fundação Carlos Chagas Filho de Amparo à Pesquisa do Estado do Rio de Janeiro (FAPERJ).
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