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. 2019 Jul 20;11(7):1021. doi: 10.3390/cancers11071021

Table 1.

CTC-targeting strategies for breast cancer prognosis.

Epithelial(E)-CTC measurement through Ep-CAM-based systems
Study Design Study Population Patients Patients Positive for CTCs (%) CTC Cut-Off Overall Survival Progression-Free Survival Disease-Free Survival Notes Ref.
Prospective multicentric study Metastatic breast cancer 177 87 (49%) ≥5 CTCs/ 7.5 mL of PB >18 months CTC-negative group vs. 10.1 months CTC positive group p < 0.001 7.0 months CTC negative vs. 2.7 months CTC positive, p < 0.001 N.R. First validation study which established the positive-threshold value for the CTC count [30]
Retrospective multicentric study Metastatic breast cancer 1944 (911 positive for CTCs) 911 (46.9%) ≥5 CTCs/ 7.5 mL of PB HR 2.78 for CTC-positive group (95% CI 2.42–3.19, p < 0.001) HR 1.92 for CTC-positive group (95% CI 1.73–2.14, p < 0.0001) N.R. A positive CTC-count had a significant prognostic value also at 3-5 weeks after the baseline count and at 6-8 week after the first treatment dose. CTC count improved the predictive value of the full clinicopathological prognostic model [31]
Retrospective multicentric study Non-metastatic breast cancer (Stage I to III) 3173 640 (20.2%) ≥1 CTC/ 7.5 mL of PB HR 1.97 for CTC-positive group (95% CI, 1.51 to 2.59 p < 0.001) N.R. HR, 1.82 for CTC-positive group (95% CI), 1.47 to 2.26 In non-metastatic breast cancer patients, CTC count was confirmed as an independent prognostic factor [32]
Meta-analysis Stage I to IV breast cancer 550 N.A. ≥1 HER2/neu positive CTC/ 7.5 mL of PB In patients without metastasis, Her2-positive CTCs associated with HR 2.273 (95% CI: 1.340–3.853, p = 0.002) In patients without metastasis, HER2/neu-positive CTCs associated with HR = 2.870 (95% CI: 1.298–6.343, p = 0.009) N.R. HER2/neu-positive CTCs were associated with worse OS and PFS in non-metastatic patients only (non-significant in metastatic patients). This was independent from the HER2/neu status of the primitive tumor [42]
Non-Ep-CAM-based systems (measuring both epithelial (E)-CTCs, biphenotypic epithelial/mesenchymal (EM)-CTCs, and mesenchymal (M)-CTCs
Study Design Study Population Patients Patients Positive for CTCs (%) CTC Cut-Off Overall Survival Progression-Free Survival Disease-Free Survival Notes Ref.
Prospective observational study Metastatic breast cancer 56 47 (83%) N.A. HR 1.035 for EM-CTC positive patients (95% CI, 1.013 to 1.057 p = 0.0016) HR 1.019 for E-CTC positive patients (95% CI, 1.004 to 1.034 p = 0.0013) HR 1.021 for EM-CTC positive patients (95% CI 1.004–1.039 p = 0.016) N.R. Different sub-populations of CTCs were evaluated. Expression of both epithelial and mesenchymal markers was associated to a reduced OS and PFS. CTCs negative for both epithelial and mesenchymal markers were associated with CNS metastases [53]
Prospective, randomized, open-labeled phase III study HER2-negative metastatic breast cancer 108 90 (83.3%) CTCs ≥ 10/ 5 mL PB with a proportion of M-CTCs > 10.7% N.R. 6.2 months for patients with ≥ 10 CTCs and with a proportion of M-CTCs > 10.7% vs. 9.9 months for the other groups (p = 0.010) Non-significant Validation study for the CanPatrol CTC enrichment technique. All the three sub-populations of CTCs were evaluated. The follow-up was of 12 months [54]

Abbreviations: Ref.—References; CTC(s)—circulating tumor cell(s); PB—peripheral blood; HR—hazard ratio; N.R.—Not Reported; N.A.—Not Applicable.