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Published in final edited form as: Biol Psychiatry. 2017 Aug 8;83(3):263–272. doi: 10.1016/j.biopsych.2017.07.021

Network Mechanisms of Clinical Response to Transcranial Magnetic Stimulation in Posttraumatic Stress Disorder and Major Depressive Disorder

Noah S Philip 1,2,*, Jennifer Barredo 1, Mascha van ‘t Wout-Frank 1, Audrey R Tyrka 2, Lawrence H Price 2, Linda L Carpenter 2
PMCID: PMC6679924  NIHMSID: NIHMS1035316  PMID: 28886760

Abstract

Background:

Repetitive transcranial magnetic stimulation (TMS) therapy can modulate pathological neural network functional connectivity in major depressive disorder (MDD). Posttraumatic stress disorder (PTSD) is often comorbid with MDD, and symptoms of both disorders can be alleviated with TMS therapy. This is the first study to evaluate TMS-associated changes in connectivity in patients with comorbid PTSD and MDD.

Methods:

Resting state functional connectivity magnetic resonance imaging was acquired before and after TMS therapy in 33 adult outpatients in a prospective open trial. 5Hz TMS was delivered, in up to 40 daily sessions, to left dorsolateral prefrontal cortex (DLPFC). Analyses used a priori seeds relevant to TMS, PTSD or MDD (subgenual anterior cingulate cortex (sgACC), DLPFC, hippocampus, and basolateral amygdala) to identify imaging predictors of response and to evaluate clinically relevant changes in connectivity after TMS, followed by leave-one-out cross validation. Imaging results were explored using data-driven multivoxel pattern activation (MVPA).

Results:

More negative pretreatment connectivity between sgACC and default mode network (DMN) predicted clinical improvement, as did more positive amygdala-to-ventromedial prefrontal cortex connectivity. After TMS, symptom reduction was associated with reduced connectivity between sgACC and DMN, DLPFC, and insula, and reduced connectivity between hippocampus and salience network (SN). MVPA confirmed seed-based predictors and correlates of treatment outcomes.

Conclusions:

These results highlight the central role of the sgACC, DMN and SN as predictors of TMS response, and suggest their involvement in mechanisms of action. Furthermore, this work indicates there may be network-based biomarkers of clinical response relevant to these commonly comorbid disorders.

(5Hz Repetitive Transcranial Magnetic Stimulation for Posttraumatic Stress Disorder Comorbid With Major Depressive Disorder; ClinicalTrials.gov; )

Keywords: resting state functional connectivity, major depressive disorder, posttraumatic stress disorder, transcranial magnetic stimulation, default mode network, subgenual anterior cingulate

INTRODUCTION

PTSD and MDD: A Common Comorbidity

Posttraumatic stress disorder (PTSD) and major depressive disorder (MDD) are common psychiatric disorders associated with significant clinical symptoms and psychosocial dysfunction (15). These disorders are often comorbid, as up to 50% of patients with PTSD are also diagnosed with MDD (6, 7). In both disorders, a substantial number of patients remain symptomatic despite standard treatment (811), and those with comorbid depressive and anxiety symptoms have poorer treatment outcomes (1214). One promising way to address both conditions utilizes the emerging understanding of neural network abnormalities in PTSD and MDD.

Network Abnormalities in PTSD and MDD

The brain is organized into discrete neural networks (1517). Of these, three have been the focus of recent study in psychiatry: the default mode network (DMN), executive control network (ECN) and salience network (SN). The DMN is implicated in self-referential processing and episodic memory retrieval. Core DMN regions include medial prefrontal cortex (MPFC), medial parietal regions, midline precuneus/posterior cingulate cortex and posterior hippocampus (18). The ECN is involved in executive function and emotion regulation; core regions include dorsolateral prefrontal cortex (DLPFC) and lateral posterior parietal regions (19). The SN is involved in detection of, and direction of attention to, salient environmental stimuli (20), with core regions comprised of dorsal anterior cingulate (dACC), anterior insula, amygdala and anterior hippocampus (21). Each of these three networks demonstrates some degree of pathological function in both PTSD and MDD. For example, a recent meta-analysis demonstrated increased SN connectivity in PTSD, reflecting a pathological threat-detection system (22), alongside some degree of DMN disruption. Imaging meta-analyses of MDD indicate that DMN connectivity is increased, perhaps reflecting pathological rumination (23) associated with highly correlated activity between the DMN and subgenual anterior cingulate cortex (sgACC) (24, 25), alongside SN involvement. In PTSD and MDD, the ECN, and particularly DLPFC, is hypoactive (26) and hypo-connected (2729) with other ECN regions and nodes of the DMN and SN (reviewed in (22)), suggesting failure of top-down regulation of rumination or salience signaling. This shared pathology suggests that interventions that target the DLPFC might improve symptoms of both disorders.

Transcranial Magnetic Stimulation

Repetitive transcranial magnetic stimulation (TMS or rTMS, hereafter simply TMS) is an FDA-cleared treatment for pharmacoresistant MDD. TMS therapy uses pulsed magnetic fields, typically delivered to the DLPFC, to improve symptoms of depression (30). While the mechanism of TMS remains under study, prior research in patients with MDD has consistently shown that TMS to DLPFC can induce physiologic changes distal to the stimulation site, particularly in sgACC. Kito et al. (31) reported that a 3-week course (12 sessions) of 1Hz TMS to right DLPFC reduced cerebral blood flow to sgACC, and this reduction correlated with improved clinical symptoms. A subsequent study showed that increased sgACC blood flow at baseline predicted subsequent response to TMS (32). Baeken et al. (33) found that higher baseline sgACC metabolic activity predicted response to a 2-week course (10 sessions) of 20Hz TMS to the DLPFC, and clinical response was associated with reduced sgACC metabolism. Liston et al. (34) acquired resting state functional connectivity (RSFC) magnetic resonance imaging (MRI) data prior to and following 5-weeks (25 sessions) of daily 10Hz TMS, and reported that TMS reduced depression-related connectivity between sgACC and DMN. While TMS produced minimal connectivity change within the ECN, they observed increased anticorrelations between DLPFC and DMN after treatment, perhaps reflecting normalization of network relationships.

Other studies, again in MDD patients, also implicated the sgACC in clinical response to TMS. In a cross-sectional RSFC study of TMS coil placement, Fox et al. (35) found that the strongest clinical effects of TMS were associated with stimulation of DLPFC regions with the strongest connectivity with the sgACC. Salomons et al. (36) measured RSFC before and after a 4-week course (20 sessions) of 10Hz TMS targeting the dorsomedial prefrontal cortex, and also found TMS was associated with attenuation of sgACC-to-DMN connectivity. Importantly, all of these studies focused on patients with MDD, and generally excluded patients with comorbid PTSD, so the relevance of these findings to understanding the therapeutic mechanism of action of TMS in patients with comorbid PTSD and MDD is yet unknown.

In this study, we recruited patients with comorbid PTSD and MDD, and acquired RSFC MRI before and after a course of TMS. This approach was undertaken to provide data on a patient population that is commonly represented in clinical practice, may uniquely benefit from TMS due to overlapping network pathology, and yet is often excluded from studies that select participants based on diagnostic criteria for a single disorder. This study addressed two specific goals: 1) identifying imaging predictors of response to TMS and 2) characterizing network mechanisms of TMS therapy. We hypothesized that predictors of treatment response and treatment-associated changes would be relevant to symptoms of both disorders under study, and specifically that uncoupling of the SN and DMN would correspond with clinically meaningful reductions in PTSD and MDD symptoms, respectively.

METHODS AND MATERIALS

Participants

Following informed consent, baseline RSFC MRI was acquired on 33 participants. These were patients receiving care at neuromodulation clinics (Butler Hospital, Providence VA) at Brown University-affiliated hospitals. Of the current sample, 31 of 33 participants were enrolled in a prospective, unblinded trial of 5Hz TMS for comorbid PTSD and MDD (NCT02273063).Detailed clinical efficacy outcomes will be reported separately. Twenty-six individuals completed baseline and post-TMS MRI scans; one participant did not have usable data. Imaged participants (N=33) were 51.3±11.1 years old, 39.3% (n=13) female. Participants were eligible if they met DSM-IV-TR (37) criteria for both PTSD and MDD, with symptoms of at least moderate severity for both disorders as defined by the Clinical Global Impressions (CGI) scale (38). These entry criteria were used ensure recruitment of a sufficiently comorbid sample representative of patients seeking care in our clinics. We did not seek to establish which diagnosis was “primary,” as this is often unclear or impossible to accurately determine in clinical samples. PTSD symptoms were measured using the PTSD checklist for DSM-5 (PCL-5) (39). MDD symptoms were measured using the Inventory of Depressive Symptomatology, Self-Report (IDSSR) (40). All rating scale data were analyzed in an intent-to-treat, last-observation-carried forward fashion for participants who completed baseline procedures and at least one TMS session. Detailed inclusion/exclusion criteria and concurrent medications during TMS are presented in Supplement Information. The Providence VA Medical Center and Butler Hospital Institutional Review Boards approved this study, with identical procedures at both sites.

Transcranial Magnetic Stimulation and Clinical Response

Parameters for TMS therapy were informed by our prior work evaluating the use of 5Hz stimulation as an alternative high frequency setting for patients with MDD and common psychiatric comorbidities (41), including PTSD (42). We administered 5Hz rTMS over left DLPFC using NeuroStar TMS Therapy System devices (Neuronetics, Inc., Malvern, Pennsylvania), delivering a total of 3000–4000 pulses per session. Participants received 33±9 TMS sessions, which could be inclusive of a treatment taper phase delivered over a 3-week period. Stimulation to the DLPFC was targeted with the Beam method (43). To facilitate imaging analyses of comparable magnitudes across two disparate symptom rating scales, categorical TMS response was operationally defined for each participant for each disorder, with “meaningful clinical improvement” considered present when post-treatment score was >2 standard deviations lower than pre-treatment baseline score (44, 45). This corresponded to a post-TMS participants’ PCL score of 23 or less, and an IDSSR score of 15 or less. These values approximated MDD remission criteria in prior TMS studies (e.g., 46) and were modestly lower than what is considered “threshold” PTSD (39). Sensitivity analyses, using published IDSSR remission and PCL threshold scores produced very similar results (see Supplemental Information for further details).

MRI Data Acquisition and Analysis

Neuroimaging data were acquired at the Brown University MRI Research Facility using a Siemens 3T MRI (Siemens, Erlangen, Germany) equipped with a 32-channel head coil. Imaging acquisition included high-resolution (1 mm3) anatomical images and eight minutes of standard resting state echoplanar imaging. Neuroimaging acquisition, preprocessing, quality control, and motion (used in first- and second-level analyses) are described in Supplemental Information. MRI data processing used the CONN Functional Toolbox (47) unless otherwise indicated.

Subject-level seed-to-voxel analyses

Whole brain statistical maps, consisting of bivariate Pearson’s correlations between residual BOLD time courses extracted from seed regions and all other brain voxels, were created during first-level analyses. Subject-level seed maps were converted to Fisher transformed Z-scores to conform to the assumptions of generalized linear models (GLMs).

Seed-based Functional Connectivity

A priori seeds were based on prior TMS, MDD or PTSD studies. We used the MarsBar Toolbox (http://marsbar.sourceforge.net/) to create seeds by drawing spheres around reported coordinates in MNI space. Seeds related to prior MDD and TMS studies included sgACC (left: MNI −4 26 −8, right: MNI 5 26 −8)(48) and left DLPFC (MNI −44 40 29)(35). PTSD-related seeds used anterior and posterior hippocampus, following Chen and Etkin (21) using maximum probability maps (49). Anatomically defined seeds in basolateral amygdala (BLA)(50) were evaluated because of the amygdala’s role in threat detection and consolidation of fear learning (51), prior imaging work implicating altered functional BLA connectivity in PTSD (e.g., (52, 53)), and reduced amygdala-to-MPFC connectivity in MDD (23).

Group-level Seed-to-voxel Analyses and Hypothesis Testing

Two overarching analytic approaches were used for hypothesis testing: 1) determining whether specific baseline patterns of connectivity predicted categorical positive clinical response to TMS (i.e., utilizing dichotomous variables), and 2) evaluating whether changes in connectivity were associated with the degree in symptom improvement (i.e., continuous outcomes utilizing percent change in baseline-to-endpoint symptom severity).

To identify baseline clusters predictive of clinical improvement for each symptom domain (i.e., PCL or IDSSR), subject-level seed maps of pre-treatment seed-to-voxel connectivity were entered into an ANCOVA (using mean-centered age and baseline symptom severity as covariates), with the between-subjects factor of meaningful clinical improvement (present or absent) using the whole (N=33) dataset. This was followed by seed-based analysis (n=25) to compare pre- vs. post-treatment connectivity associated with clinical changes (using age, baseline symptom severity, and scanner as covariates). Sex effects were evaluated with a sensitivity analysis. Connectivity changes associated with changes in PTSD and MDD (using the PCL and IDSSR) were computed with corresponding scatterplots displaying percentage change for readability and clinical interpretation.

Data were corrected and validated in two steps. First, whole brain results were thresholded using cluster-based false discovery rate (FDR) correction at p<.05 (54) (hereafter simply corrected p<.05). This step used a voxel height of p<.005 to permit more inclusive identification of clusters for validation. We then used leave-one-out cross-validation (LOOCV) to test cluster validity. In brief, LOOCV group-level GLMs were iteratively re-estimated using the same thresholding procedures and N-1 participants. We excluded clusters if they were present in less than 80% of cross-validation masks. When testing the validity of clusters extracted from a between-group comparison, the 80% threshold was applied at the group level. Only those results that survived LOOCV are presented in this report. Thus, though a less conservative cluster-forming threshold was initially used, resultant clusters underwent stringent correction and validation. In keeping with the neural network focus of this paper, supplemental results (Tables S4S10) are presented using the peak activation voxel and, when applicable, corresponding network in a sample of 1,000 healthy adults, implemented in Neurosynth (Neurosynth.org; (55)).

Subject-level MVPA

MVPA was used to conduct model-free exploratory analyses of voxel-wise RSFC (47, 56) to evaluate predictors of response and identify mechanisms of clinical change. This approach was designed to provide data-driven replication (or refutation) of seed-based results, and to potentially uncover results outside of canonical network locations. For each subject and session, the BOLD time course was extracted from each voxel and pair-wise correlations were calculated for all within-brain voxels. Principal components analysis (PCA) was used to reduce data dimensionality, where five spatial principal components were retained to approximate a 5:1 ratio between observations and independent variables (5657), and adjusted for age, baseline symptom severity, and scanner. Second-level MVPA statistical models were constructed similarly to seed-to-voxel models, with the addition of the between-measures contrast of the PCA component, corrected for multiple comparisons and submitted to LOOCV.

RESULTS

Clinical outcomes

Most trauma exposure was related to physical assault, unwanted sexual encounters, sexual assault, and motor vehicle accidents (Table S1). Participants completed 36±9 TMS sessions (median=36, mode=40, range 5–40); those with pre- and post-TMS imaging data completed 36±6 sessions (median=37, mode=40, range 13–40). Twelve of 33 (36.4%) participants demonstrated meaningful clinical improvement on the PCL, and 11 (33.3%) demonstrated improvement on the IDSSR. Of the subset (n=25) with usable pre- and post-treatment imaging data, the same 12 (46.2%) and 11 (42.3%) participants met threshold response criterion for PTSD and MDD, respectively. Symptom changes on PTSD and MDD scales were highly correlated (r =.91, p<.001).

Baseline Predictors of Improvement: sgACC Seed

Several baseline predictors of improvement emerged when examining the right sgACC; left sgACC did not yield results and is not included hereafter. More negative connectivity between sgACC and midline precuneus/PCC at baseline predicted subsequent clinical improvement in PTSD, as did more negative connectivity between sgACC and left visual regions and medial/superior bilateral frontal regions of the DMN and SN (all corrected p<.001, validated in 90–100% of tests). There was a significant (corrected p=.014) and nominally valid (80% of tests) cluster indicating that greater connectivity between sgACC and left inferior frontal gyrus at baseline was associated with clinical improvement in PTSD symptoms following TMS therapy (Figure 1A; Table S4). There were no effects of sex on this seed or any other predictors of improvement.

Figure 1. Predictors of Therapeutic Response.

Figure 1.

Figure 1.

Figure 1.

Figure 1.

A) Anticorrelations between sgACC and the precuneus/PCC (DMN), medial and superior frontal cortex (DMN & SN), inferior frontal gyrus, and visual cortex predicted post-treatment improvement in PCL scores. B) Positive connectivity between left BLA and medial prefrontal cortex predict PCL (left) and IDSSR (right) improvement. C) Positive connectivity between right BLA and MPFC predicts IDSSR (inset) and PCL improvement, greater BLA and ventromedial prefrontal cortex (VMPFC) connectivity is also associated with subsequent PCL reduction. D) MVPA indicated that changes in IPL, amygdala, parahippocampal gyrus, DLPFC, and VMPFC connectivity are predictive of later PTSD symptom reduction (right), whereas changes in IPL, dACC and insula connectivity predict MDD symptom reduction (left). Images are shown using neurologic convention, and only include regions that survived cluster-based FDR p<.05 and LOOCV.

Baseline Predictors of Improvement: BLA Seed

Increased pretreatment connectivity between the bilateral BLA and bilateral MPFC was associated with subsequent improvement in both PTSD and MDD symptom domains (corrected p<.001 for left MPFC for both PTSD and MDD, p=.002 for right MPFC for MDD, >90% validated). Increased connectivity between BLA and left ventromedial prefrontal cortex (VMPFC) at baseline predicted subsequent improvement in PTSD (corrected p<.002, 100% validated)(Figures 1BC; Tables S56). There were no valid baseline imaging predictors of response observed with DLPFC or hippocampal seeds.

Baseline Predictors of Improvement: MVPA

Exploratory MVPA indicated that changes in connectivity of the right inferior parietal lobule (IPL), right amygdala, left parahippocampal gyrus, right DLPFC, and bilateral VMPFC predicted improvement in PTSD, whereas changes in the right IPL, right dACC, and left insula predicted MDD improvement (all corrected p<.001; 100% validated)(Figure 1D, Table S7).

Correlates of Clinical Improvement: sgACC Seed

Reduction in PTSD symptoms was associated with baseline-to-endpoint decreases in connectivity between right sgACC and left precuneus/PCC, dACC, left DLPFC, left insula and visual regions (all corrected p<.001; 100% validated) and right insula (corrected p=.003; 100% validated). Changes associated with reduced MDD symptoms included decreased connectivity of sgACC with midline precuneus/PCC, midline dACC (corrected p<.001) and bilateral somatosensory/motor regions (corrected p=.003, 85% validated). There was also decreased connectivity between the sgACC and the posterior lateral temporal cortex (a part of the auditory network) (corrected p=.004, 100% validated). Sensitivity analysis revealed an effect of sex (p=.038) such that male participants were more likely to exhibit this result (Figure 2A; Table S8). Scatterplot depiction of the correlation between sgACC-to-left DLPFC connectivity change and clinical symptoms is displayed in Figure 2C.

Figure 2. Potential Mechanisms of Therapeutic Response.

Figure 2.

Figure 2.

Figure 2.

Figure 2.

A) Post-TMS changes in connectivity between the right sgACC and the precuneus/PCC, dorsomedial prefrontal cortex, DACC, left DLPFC, bilateral insula, and visual processing regions were associated with PTSD improvement (left); precuneus/PCC, dACC, and somatosensory/motor anticorrelations were inversely associated with reduced MDD symptoms (right). B) Post-TMS changes in connectivity between left aHPC and SN network regions are inversely associated with PCL (left) and IDSSR (right) improvement. Images only include regions that survived cluster-based FDR p<.05 and LOOCV. C) Functional connectivity values are represented as percent signal change on the y-axis; post-treatment scale scores on the x-axis are in percent change relative to baseline. Statistics refer to partial Spearman’s correlations, adjusted for age, scanner, and baseline symptom severity. Post hoc scattergram results are displayed for the relationship between connectivity and clinical changes (i.e., scan 2 minus scan 1) in sgACC-to-DLPFC, and hippocampus-to-dACC connectivity, with corresponding circles in Figures 2A and B, respectively. D) MVPA results indicated components related to the PCL improvement (left) included the somatomotor network (pre/post central gyrus), hippocampus and dACC, whereas components related to IDSSR improvement (right) included somatomotor regions, insula and medial frontal gyrus.

Correlates of Clinical Improvement: Anterior Hippocampus Seed

Changes in anterior hippocampal connectivity with midline dACC, right insula, and left putamen were associated with reduced PTSD symptoms (corrected p<.001; 90–100% validated) (Figure 1B& 2B; Table S9). Scatterplot depiction of the correlation between hippocampus-to-dACC connectivity change and clinical symptoms is displayed in Figure 2C.

Connectivity between the anterior hippocampus and multiple SN regions (right insula (corrected p<.001; 100% validated), left IPL (corrected p<.024; 90% validated), and left putamen (corrected p<.024; 80% validated)) was associated with reduced MDD symptoms. There were no valid results from other seeds.

Correlates of Clinical Improvement: MVPA

MVPA revealed several significant clusters associated with PTSD symptom changes that corresponded with regions found in seed-based analyses (Figure 2D; Table S10). These included left hippocampus, right caudate, left putamen, left inferior frontal gyrus and right amygdala (corrected p<.001; 100% validated). MVPA also revealed changes in several regions related to change in MDD symptoms, including the right insula, midline dACC, left ACC, right caudate, bilateral motor cortex, and right fusiform gyrus (all p<.005; 100% validated).

DISCUSSION

Predictors of Response to TMS in Patients with PTSD and MDD

This is the first study to evaluate predictors and potential mechanisms of response to TMS in patients with comorbid PTSD and MDD. This study addresses an important issue by focusing on a common clinical comorbidity while examining brain regions implicated in prior studies of TMS, MDD and PTSD using a network-based approach. Our results are consistent with prior observations of abnormal sgACC function in a broad range of psychiatric conditions, including MDD (5860), fear extinction and PTSD (6163), and others (e.g., (56, 64, 65)), and further support the suggestion that sgACC is broadly associated with psychiatric pathology. In our results, baseline sgACC connectivity was a predictor of TMS response, and change in sgACC connectivity during the course of TMS therapy was associated with clinical improvement.

These results underscore the crucial role of sgACC connectivity in brain stimulation, described in the deep brain stimulation (66) and TMS depression research (34, 35). What is unique here appears to be the direction of effect. Liston et al. (34) reported that baseline hyperconnectivity between subgenual and DMN predicted subsequent clinical response to TMS in depressed patients, whereas in our sample, reduced subgenual-to-DMN connectivity predicted subsequent improvements. There might be several reasons for this finding, including different MRI data processing pipelines, varied participant samples (e.g., PTSD/MDD in this study vs. major depressive episodes in Liston et al. (34)), different stimulation frequencies (5Hz vs. 10Hz, respectively), and varied average stimulation intensity (120% of motor threshold in our participants vs. 85% (range 50–109) in the Liston et al. (34)).

Increased connectivity between amygdala and prefrontal cortex was also an important predictor of TMS response. For example, increased connectivity between VMPFC and BLA predicted subsequent TMS response, and aberrant connections between these two regions are thought to represent a core component of PTSD. Heightened amygdala response is a hallmark of PTSD imaging studies (e.g., (52, 6769)), and most RSFC studies of PTSD demonstrate reduced connectivity between amygdala and VMPFC (52, 70, 71), although some have not (72). A recent meta-analysis of MDD imaging studies found reduced amygdala-to-MPFC coupling (23), confirming the important role of this circuit in depression. Therefore, our data indicate that some degree of RSFC between amygdala and VMPFC is important for subsequent response to TMS for PTSD symptoms, whereas connectivity between amygdala and MPFC is important for a subsequent response for MDD. Both seed-based and data-driven results identified similar brain regions, which underscore the importance of these areas as potential predictors of response. Our findings suggest that patients with more severe underlying neural pathology (i.e., reduced BLA-VMPFC connectivity) may be less responsive to TMS therapy, at least when using our target and parameters. Future studies will need to evaluate whether structural deficits in these connections, observed in both MDD and PTSD (67, 73, 74), contribute to these functional findings.

Taken together, the present findings suggest a relationship between the degree of network pathology and treatment outcome, such that a “healthier” signature of network connectivity (characterized by a less hyperconnected DMN and greater prefrontal-to-amygdala connectivity) predicted TMS response. While the symptom phenotypes of patients in our sample were heterogeneous, some degree of preserved network function may be essential for TMS to exert its therapeutic effects. This interpretation suggests that targeting these connections, perhaps using transcranial direct current stimulation (e.g., 75, 76), might be a promising approach to engage or augment these circuits prior to treatment and therefore facilitate a greater subsequent TMS response. Additional data are needed to determine whether the network changes we observed in relation to symptom improvement are durable or fluctuate with different stages of illness.

Potential Mechanisms of Clinical Response to TMS

Positive response to TMS was associated with two principal findings: reduced sgACC-to-DMN connectivity and reduced connectivity between hippocampus and SN. These results support prior hypotheses (25) that reducing sgACC-to-DMN connectivity would improve symptoms of depression. They are also consistent with reduced sgACC-to-MPFC connectivity following TMS (34), and reduced MPFC blood flow in patients who responded to deep brain stimulation of the sgACC (77). A potential mechanism of action of TMS suggested by other studies (33, 34) has been uncoupling of the connectivity between sgACC and DLPFC. We did not observe this using our DLPFC seed, but did when seeding sgACC, and only in association with reduced PTSD symptoms. While the lack of change associated with MDD might represent type II error, an alternative interpretation is that changes in subgenual-to-DLPFC connectivity indicate a biological marker of broader network-based realignment associated with clinical improvement brought about by TMS therapy.

Our other key observations was that reduced connectivity between hippocampus and SN, in particular dACC, was related to reduced PTSD symptoms, and reduced hippocampus-to insula connectivity was associated with reduced PTSD and MDD symptoms. These findings are aligned with the extensive body of work implicating abnormal dACC function ((23, 24, 78, 79), reviewed in Patel et al. (80)) and altered insula function and connectivity in both PTSD and MDD (22, 23). These findings indicate the importance of reductions in connectivity between memory and salience circuitry as a critical component to clinical improvement in both disorders. These results also suggest that TMS might improve the salience network’s role in shifting internal resources between internal and external needs (20).

MVPA results largely supported seed-based findings, and underscore the importance of changes in DMN, salience and somatomotor connectivity with TMS-related clinical improvements. Furthermore, insula connectivity changes, regardless of seed location, were consistently associated with clinical improvement. This suggests that direct insula stimulation, via TMS or other modalities, might be a promising direction for future research. Although not the primary focus of our a priori hypotheses, we also observed instances of reduced connectivity of sgACC with numerous somatomotor and visual regions related to reductions in depressive symptoms. The lingual gyrus, with its putative role in visual processing and integration, has been implicated in imaging studies of MDD, conflict resolution, and impaired reward response (8183), whereas the postcentral gyrus has been associated with depression and pain (84).

Our study has several limitations. Consistent with prior imaging studies of TMS (34, 36), there was no sham condition, and our results should be interpreted within that context. Several lines of evidence suggest that brain regions implicated here and in prior work (e.g., subgenual, insula, dACC, etc.) are involved in the neural response to placebo (8588). This underscores the need for sham-controlled TMS imaging studies, but also raises the possibility that the therapeutic action of TMS might occur through enhancement of the brain’s ability to generate a placebo response. This idea, while speculative, would have significant implications. Other limitations included a modest sample size, although comparable to prior TMS imaging studies, and we implemented cross-validation to mitigate this issue. Another limitation was our use of global illness severity as an entry criterion rather than a minimum score on standardized scales. It is possible that requiring higher baseline scores would have provided more variance in change in outcome measures. We did not adjust for treatment resistance because there is no operational definition of resistance in this comorbid patient sample. We also did not include a healthy control group, as our hypotheses focused on developing neuroimaging predictors in patients, and a fully controlled design would have required repeated neuroimaging of healthy controls, patients with comorbid MDD and PTSD, patients with only MDD, and patients with only PTSD. Future imaging studies of TMS in PTSD should evaluate whether our findings are unique to comorbid status.

In summary, this study demonstrated a central role of sgACC and SN as predictors of TMS response and their involvement in potential mechanisms of action. This work underscores the progress of the field towards individualized approaches to treatment that might ultimately be able to use our understanding of neural networks to improve patient outcomes.

Supplementary Material

Supplemental

ACKNOWLEDGEMENTS

Data from this publication was presented in part at the 2016 Annual Meeting of the College of Neuropsychopharmacology and 2017 meeting of the Society for Biological Psychiatry. Dr. Philip is supported by a Career Development Award (IK2 CX000724) from the U.S. Department of Veterans Affairs (Clinical Sciences Research and Development) and the Center for Neurorestoration and Neurotechnology at the Providence VA Medical Center. We thank Jorge R. Almeida, MD PhD, for his input during manuscript preparation. We thank Causey Dunlap BS, Sarah Albright, BA, and Eric Tirrel, BS, for their assistance with participant procedures, and Emily Aiken BS, MA for her assistance with manuscript preparation. The opinions herein represent those of the authors and not the U.S. Department of Veterans Affairs, or Neuronetics. The funders had no involvement in the collection, analysis and interpretation of the data, in the writing of the report, or in the decision to submit these results for publication. We thank all of the participants.

Funded in part by an investigator-initiated grant from Neuronetics, Inc. to Butler Hospital (Drs. Carpenter and Philip). Drs. Carpenter and Philip have received grant support from Neosync and Cervel Neurotech, and Dr. Carpenter has been a consultant for Magstim.

Footnotes

FINANCIAL DISCLOSURES

All other authors report no biomedical financial interests or potential conflicts of interest.

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