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. Author manuscript; available in PMC: 2019 Aug 16.
Published in final edited form as: J Biomed Inform. 2017 May 9;71:130–142. doi: 10.1016/j.jbi.2017.05.004

Table 2.

Data management plan framework.

DMP component Rationale for inclusion
Project personnel, the duration of their association with the project, their roles, responsibilities, data access, training, other qualifications and identifiers.
  1. Documents that individuals per-forming data-related tasks are qualified.

  2. Associates individuals with user identifiers in information systems, associated data assess and rights.

Description of all data sources Documents and describes the origin of the data.
Data and workflow diagrams Graphically depicts at a high level the data sources, operations performed on the data and the path taken by the data through information systems and operations.
Definition of data elements
Planned data model during data collection and processing
Planned data model for data sharing
Provides unambiguous definition of the data and associates the definition with data values and location of data values in data models used for the study.
Procedures for or pointers to all operations performed on data:
Observation and measurement
Data recording
Data processing
Data integration
Data quality control definitions and acceptance criteria
Describes operations through which data should be traceable. Provides algorithms needed for traceability.
Description of software and devices used for data including
Calibration plans Configuration specifications for the project
Validation or testing plans
Scheduled maintenance
Plan for handling unscheduled maintenance
Change control plans
Security plan
Data back-up and schedule
  1. Documents procedures taken to assure that software and devices are working properly.

  2. Documents planned frequency and mechanism of back-ups.

  3. Both of these facilitate identification of mismatches between project plans and requirements.

Privacy and confidentiality plan Documents steps taken to comply
Project management plan (deliverables, timeline, tracking and reporting plan, and resource estimates) with privacy and confidentiality requirements and facilitates identification of mismatches between such requirements and project plans.
Data retention, archival, and disposal plan
Data sharing plan
  1. Facilitates identification of mismatches between project plans and available resources

  2. Provides a mechanism for tracking and controlling progress. Documents the final stages of the planned data lifecycle and data disposition.