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. 2019 Sep 16;8(9):1476. doi: 10.3390/jcm8091476

Table 2.

Impact of Obstructive Sleep Apnea (OSA) on asthma.

Study Study Design Population Asthma Diagnosis OSA Diagnosis Results
Teodorerscu, M et al. J Asthma 2012 [23] Cross-sectional N = 828 subjects with BA
Allergy and pulmonary clinics
ATS guidelines SA-SDQ and review of medical notes High OSA risk associated with persistent daytime (OR = 1.96, 95% CI = 1.31–2.94) and night-time (OR = 1.97, 95% CI = 1.32–1.94) asthma symptoms.
Wang et al. Sleep Med 2016 [15] Prospective cross-sectional cohort study N = 146 asthmatics
N = 157 controls
Asthma follow-up in outpatient clinics
Physician diagnosis PSG Annual number of severe asthma exacerbations was significantly higher in the OSA group compared to the no-OSA group (p < 0.001). AHI significantly correlated with the number of exacerbations (p < 0.001).
Tay, T.R Respirology 2016 [60] Cross-sectional N = 90 asthmatics Specialist physician diagnosis (76 had variable airflow obstruction) Clinical symptoms and BQ or previous positive PSG OSA or high OSA risk in 35/90 (38.9%).
Univariate analysis showed asthmatics with OSA to have worse ACT (p = 0.034) and worse AQLQ (p = 0.029), but not in multivariate analysis.
Kim et al. Ann Allergy Asthma Immunol 2013 [25] Cross-sectional N = 217 asthmatics
Controls = 0
Randomly recruited from tertiary care clinic
1. Airway reversibility with FEV1 > 12% and 200 mL post SABA or positive metacholine provocation test
2. Persistent symptoms
3. Physician diagnosis of asthma (need all three)
BQ A total of 89/217 (41%) were high risk for OSA. The high OSA risk group had a lower ACT score than the low OSA risk group but it was not statistically significant: 20.9 ± 3.6 vs. 21.5 ± 3.3 (p = 0.091).
Teodorescu et al. Chest 2010 [61] Cross-sectional N = 472 asthmatics from tertiary care clinic visits Asthma or allergy specialist using ATS guidelines and ACQ for BA control SA-SDQ A total of 109/472 (23%) were high risk for OSA. High OSA risk associated with 2.87-fold higher odds for having poorly controlled asthma (p = 0.0009, 95% CI = 1.54–5.32).
Wang et al. BMC Pulm Med 2017 [35] Retrospective N = 77 asthmatics
Sleep lab of a tertiary hospital
ATS criteria. Airway reversibility with FEV1 > 12% and 200 mL post SABA or average daily diurnal peak flow variability was more than 10%. Regular follow up with pulmonary function tests at least every six months for more than 5 years. PSG The decline in FEV1 among asthmatics with severe OSA (AHI > 30/h) was 72.4 ± 61.7 mL/year (N = 34), as compared to 41.9 ± 45.3 mL/year (N = 33, p = 0.020) in those with mild to moderate OSA (5 < AHI ≤ 30) and 24.3 ± 27.5 mL/year (N = 10, p = 0.016) in those without OSA (AHI ≤ 5).
Teodorescu et al.
Sleep Med 2006 [22]
Cross-sectional N = 115 asthmatics
Routine asthma follow-up visits
Physician diagnosis SA-SDQ ESS associated with SA-SDQ (p < 0.0001) and asthma severity step (p = 0.04), but was not associated with asthma severity step in multiple regression analysis.
Sundbom et al.
J Clin Sleep Med 2018 [29]
Cross-sectional Women pooled from the Sleep and Health program in Sweden.
N = 36 patients with BA
N = 15 patientswith BA + OSA
N = 109 patients with OSA
Positive answers to either of the following questions: 1. Have you an attack of asthma in the last 12 months? 2. Are you currently taking any medicine, including inhalers, aerosols, or tablets for asthma? Full-night home PSG Women with BA+OSA had a longer sleeping time in N1 and N2 sleep stages than the control group with no BA or OSA. They had also lower mean oxygen saturation (93.4% vs. 94.7%, p = 0.04) than the women with OSA alone. The results were consistent after multivariate analysis. BA was independently associated with lower oxygen saturation while OSA was not.
Becerra et al.
Respiratory Medicine 2016 [69]
Retrospective 2009–2011 U.S Nationwide Inpatient Sample
International Classification of Diseases, 9th Revision,
Clinical Modification (ICD–9–CM) 493.x to identify primary hospitalizations
for asthma.
N = 179.789 primary BA hospitalizations
Secondary diagnosis code for BA hospitalizations with comorbid conditions of obesity (ICD–9–CM 278.0x) and OSA (ICD–9–CM 327.23) Secondary diagnose code for OSA (ICD–9–CM 327.23)
objectively based OSA diagnosis
Increased hospital length of stay was associated with the presence of obesity (OR for males = 1.07, OR for females = 1.08), OSA
(OR for males = 1.07, OR for females = 1.14), and both obesity and OSA (OR for males = 1.19, OR for females = 1.24).
Increased total hospital charges was related to obesity (8.64% for males and 9.61% for females), OSA (15.39% for males and 19.13% for females), and both co-morbidities (24.94% for males and 28.50% for females). Presence of OSA alone increased the odds of needing mechanical ventilation for males (OR = 2.56) and females (OR = 3.22), as did presence of both co-morbidities (OR for males = 2.85, OR for females = 3.60).
Ferguson et al.
Lung 2014 [74]
Cross-sectional,
questionnaire-based
N = 812 asthmatics
at routine follow-up at allergy and pulmonary clinics
ATS criteria, managed by an academic specialist SA-SDQ Hypertension was diagnosed in 191 asthmatics (24%), OSA in 65 (8%), and OSA or high OSA risk (combined OSA variable) in 239 (29%).
With adjustment for covariates, associations with hypertension remained significant for some FEV1% categories (70–79% odds ratio = 1.60 [95% CI: 0.90–2.87]; 60–69% OR = 2.73 [95% CI = 1.28–5.79]; < 60% OR = 0.96 [95% CI = 0.43–2.14]), and for OSA (OR = 2.20 [95% CI = 1.16–4.19]).
Han et al.
BMC Pulmonary Medicine 2016 [75]
Retrospective National Health Insurance Service (NHIS) National Sample Cohort 2004–2013 in South Korea. A total of 186.491 patients who were newly diagnosed with BA during the study period at outpatient care were followed for OSA development and mortality. ICD–10: J.45 ICD–10:G.47 only when it followed a BA diagnosis A total of 5179 (2.78%) patients died during the study period. Sleep disorders in patients previously diagnosed with asthma were associated with a higher risk of mortality (hazard ratio (HR): 1.451 (95% CI = 1.253–1.681).
The mean duration between BA diagnosis and death was shorter in asthmatics with sleep disorders (mean duration = 103.85 months) compared to asthmatics without sleep disorders (mean duration = 116.05 months, p < 0.0001)

BA = Bronchial Asthma, OSA = Obstructive Sleep Apnea, ATS = American Thoracic Society, SA-SDQ = Sleep Apnea of Sleep Disorders Questionnaire, PSG = Polysomnography, AHI = Apnea Hypopnea Index, OR = Odds Ratio, CI = Confidence Interval, HR = Hazard Ratio, BQ = Berlin Questionnaire, ACT = Asthma Control Test, AQLQ = Asthma Quality of Life Questionnaire, SABA = Short Acting B Agonist, ACQ = Asthma Control Questionnaire, FEV1 = Forced Expiratory Volume in the first second, ESS = Epworth Sleepiness Scale.