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. 2019 Jul 5;8(11):805–814. doi: 10.1002/psp4.12444

Table 1.

Description of studies used in the derivation of the PT‐adjustment functions and description of studies for which the PT‐adjustment function was applied

Description of studies used in the derivation of the PT‐adjustment function
Indication Prevention of VTE in patients undergoing hip or knee replacement surgery Treatment of VTE AF
Study ODIXa‐HIP2 ODIXa‐KNEE ODIXa‐DVT EINSTEIN‐DVT ROCKET AF
Study number 10944 10945 11223 11528 AFL3001
ClinicalTrials.gov identifier NCT00398905 NCT00402467 NCT00839163 NCT00395772 NCT00403767
Phase II II II II III
N (n with valid PK and PT samples) 553 (508) 501 (322) 470 (437) 400 (351) 161 (161)
Number of PK samples per patient, median (range) 4 (1–10) 4 (1–10) 8 (1–9) 3 (1–5) 5 (2–15)
Number of PT samples per patient, median (range) 7 (2–12) 6 (1–10) 9 (3–9) 4 (1–5) 7 (3–18)
Dose (mg) and regimen 2.5, 5, 10, 20, 30 b.d. Dose‐ranging 2.5, 5, 10, 20, 30 b.d. 10, 20, 30 b.d. 40 o.d. 20, 30, 40 o.d. Dose‐ranging 20 (15 in patients with CrCl 30–49 mL/min) o.d.
Treatment duration 9 ± 2 days 8 ± 2 days 12 weeks 12 weeks Median 590 days
Description of studies for which the PT adjustment was applied
Indication Prevention of VTE in patients undergoing hip or knee replacement surgery Treatment of VTE AF
Study RECORD1 RECORD2 RECORD3 RECORD4 EINSTEIN‐DVT/PE ROCKET AF
Study number 11354 11357 11356 11355 11702 AFL3001
ClinicalTrials.gov identifier(s) NCT00329628 NCT00332020 NCT00361894 NCT00362232 NCT00440193/NCT00439777 NCT00403767
Phase III III III III III III
Number of patients for ER analysis 2,183 1,197 1,191 1,526 4,130 7,111
Number of patients with PT adjustment 2,059a 1,051a 1,081a 1,102a 3,582b 5,681c
Number of PT samples per patient without baseline samples, median (range) 2 (1–3) 2 (1–3) 2 (1–3) 2 (1–3) 2 (1–5) 2 (1–3)d
Dose (mg) and regimen, and treatment duration 10 o.d. 35 ± 4 days 10 o.d. 35 ± 4 days 10 o.d. 12 ± 2 days 10 o.d. 12 ± 2 days 15 b.d. for 3 weeks followed by 20 o.d. for 3, 6, or 12 months 20 o.d. (15 o.d. for patients with moderate renal impairment); median 590 days

AF, atrial fibrillation; b.d., twice daily; CrCl, creatinine clearance; DVT, deep vein thrombosis; ER, exposure–response; o.d., once a day; PE, pulmonary embolism; PK, pharmacokinetic; PT, prothrombin time; VKA, vitamin K antagonist; VTE, venous thromboembolism.

aAcross studies of patients undergoing hip or knee replacement surgery, data from 5,293 patients were used for PT adjustment. In 24 cases, a missing covariate value was imputed. PT measurements under the influence of VKA were excluded, as were PT measurements <72 hours postsurgery. In this early postsurgery phase, neither PK nor PT data reflect a steady‐state PK/PT relationship. A median of two samples per participant were available. bIn 30 cases, a missing covariate value was imputed. For eight patients, no information on comedication intake was available for the 20 mg o.d. phase; these patients were treated as nonusers in this phase. PT measurements under the influence of VKA were excluded, as were PT measurements in the initial 3‐week 15 mg b.d. treatment period. PT measurements in the first 3 days, after the switch from 15 mg b.d. to 20 mg o.d. treatment, were also excluded because they cannot be assumed to reflect a 20 mg o.d. steady‐state PK model. A median of two samples per participant were available. cIncludes the subset of patients with PT measurements (including the 161 patients from the PK subgroup). In 13 cases, a missing covariate value was imputed. A median of two samples per participant were available. dFor patients not in the PK subset.