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. Author manuscript; available in PMC: 2020 Dec 1.
Published in final edited form as: J Acquir Immune Defic Syndr. 2019 Dec;82(Suppl 3):S322–S331. doi: 10.1097/QAI.0000000000002220

Table 3:

Challenges and solutions in adapting cascade analysis tool (CAT)

Major modification domains mPCAT PedCAT FPCAT MHCAT CCS-CAT HCAT NCAT
1) Time periods for data aggregation and analysis Problem: Small counts make monthly cascades difficult because of “zero” cells; highly variable monthly counts lead to implausible proportions using cross-sectional approach

Solution: Cascade covers 3 month long period to increase overall counts, cascade uses cohort-based population to retain relevant denominators and plausible proportions
Problem: Clients receiving naloxone have unstructured visit schedule that could result in repeat visits within a month to syringe services; however, naloxone use is infrequent

Solution: Naloxone distribution cascade uses one week long period; naloxone use cascade uses 3 month long period
2) Use of cross-sectional vs. cohort-based populations
3) Handling low patient volumes Problem: Small counts in naloxone use cascade make monthly cascades difficult because of “zero” cells

Solution: Naloxone use covers 3 month long period to increase overall counts
4) Analyzing a full catchment area vs. patients presenting for care Problem: Catchment area population undefined

Solution: Cascade begins with population presenting to health center
Problem: Catchment area population undefined

Solution: Cascade begins with population presenting to syringe service programs
5) Estimating denominators Problem: Estimating denominator for viral load monitoring not feasible directly

Solution: Utilized pseudo-denominators from simple mathematical formulas
Problem: Clients returning for repeat visits may have previously received service

Solution: Include only new clients to avoid repeat testing challenges
6) Managing appropriate exit and re-entry of groups from cascade Problem: Heterogeneity between sites in assessing HIV testing eligibility

Solution: Included as optional step in cascade to accommodate sites with and without step
Problem: Not all clients are eligible for HIV testing, which depends on risk profile and recentness of testing

Solution: Included appropriate exit for individuals who did not require testing at time point
Problem: Clients have two streams of services within a similar visit structure (either requiring provision of naloxone or not) and all contribute to final step of cascade of appropriate possession

Solution: Cascade includes appropriate exit and re-entry steps in programming to reflect holistic end step in cascade
7) Integrating with electronic health records or mobile platforms Problem: Access to computers with Excel limited potential users of tool; results challenging to share in intuitive format

Solution: Migrated from Excel-based to mobile phone-based platform, with data visualization graphics that can be sent via WhatsApp and other messaging services
Problem: No existing data tools to link patient records over time; high data collection needs to populate cohorts

Solution: Created new mental health modules in electronic medical record; integrated cascade with electronic medical record to auto-populate
8) Expanding CAT operators to include new HCW cadres Problem: Clients served outside of a health facility setting by community-based organizations

Solution: Cascade filled and operated by community-based organizations
9) Additional unique challenges Problem: Age bands to define children and adolescents not reflected in aggregated data sources

Solution: Abstract data from paper registers to enable custom age bands; this solution has downside of taking time and resources
Problem: Cascade steps may differ based on mental health diagnoses and for patients over time

Solution: In process of resolving challenge
Problem: No existing data tools for hypertension; medical management may differ based on co-morbidities

Solution: Created new hypertension registers for government; medical management steps left flexible to accommodate changing guidelines and comorbidities
Problem: Existing data sources exist but are time intensive and bias against service or representative denominator

Solution: Introduce new streamlined data tool to populate cascade and separate from intensive questionnaire