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. Author manuscript; available in PMC: 2020 Jun 1.
Published in final edited form as: Infect Control Hosp Epidemiol. 2019 May 2;40(6):686–692. doi: 10.1017/ice.2019.48

Table 2.

Compliance with 7 Key Epidemiological Principles Among Published Cluster-Randomized Trials (CRT) in Infection Control and Hospital Epidemiology (N=44)

Epidemiological Principle Characteristics No. (%)
1 Type of design used
CRT with crossover 15 (34.1)
Parallel CRT 11 (25.0)
Stratified CRT 7 (15.9)
CRT with stepped wedge 4 (9.1)
Matched CRT 3 (6.8)
CRT with crossover and multiple periods 2 (4.5)
Stratified CRT with crossover 2 (4.5)
Factorial CRT 0
Fractional factorial CRT design 0
Justified use of CRT 22 (50.0)
2 Sample size estimates
Accounted for clustering when estimating sample size 20/33 (60.6)
Reported design effect (ICC or CV) 15/33 (45.5)
3 Consent
Obtained waived consent 15 (34.1)
Did not report how they dealt with consent 14 (31.8)
Obtained consent from individuals 8 (18.2)
Obtained consent at the cluster level 7 (15.9)
4 Level of inference
Individual level 32 (72.7)
Cluster level 11 (25.0)
Both individual and cluster level 1 (2.3)
5 Matching and/or stratification
Employed matching or stratification at time of randomization 17 (38.6)
6 Bias and/or contamination
Reported some effort to reduce bias/contamination 34 (77.3)
7 Analysis
Accounted for clustering in the analysis 29/33 (87.9)