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. 2020 Jan 5;2020(1):CD012547. doi: 10.1002/14651858.CD012547.pub2

Yeh 2018a.

Methods Study design: cluster‐randomized controlled trial
Study grouping: parallel group
Study aim: "... to determine the following: (1) the weight distribution of [preschoolers] in Head Start facilities in a Midwestern metropolitan area; (2) whether providing nutrition education with [African American preschoolers] and their [caregivers] could establish healthy eating habits, nutrition knowledge, and improve their weight status; and (3) whether replacing refined grain with whole grain products in all school meals could alter blood lipid levels" (quote)
Study period: 2008‐2009 academic year
Total number of arms: 3
Description of intervention arms: 1. Nutrition education for preschoolers and their caregivers (child + caregiver); 2. Nutrition education for preschoolers (child only); 3. No intervention control (not eligible)
Number of clusters per arm: 2
Average cluster size: 33.83 children
Sample size justification and outcome used: the sample size was determined based on previous publications regarding the number of students per study arm and by convenience sampling (unpublished information provided by the study authors)
Unit of allocation: Head Start center
Missing data handling: not reported
Reported limitations: 1. Small sample size; 2. Intervention had modest intensity; 3. Did not collect dietary records to validate dietary changes; 4. May not have been adequately powered to detect change; 5. Some teachers or peers refused to try whole grain products in the meal, thereby reducing exposure through role modeling; 6. Children may not have had sufficient access to whole grain products at home; 7. Lack of co‐operation among some food service workers; 8. Short intervention period
Randomization ratio and stratification: 1:1:1; stratification not reported
Participant compensation or incentives: participants received US dollar (USD) 20 for completing the baseline questionnaire and USD 20 for completing the post‐intervention questionnaire. An additional USD 20 was provided to those who completed the blood sample
Participants Baseline characteristics
Child + caregiver arm (intervention group)
  • Female (PROGRESS‐Plus): n (%): 22/54 (41)

  • Age in years (PROGRESS‐Plus): not reported

  • Race/ethnicity/language/culture (PROGRESS‐Plus): not reported

  • Place of residence (PROGRESS‐Plus): not reported

  • Caregiver education (PROGRESS‐Plus): not reported

  • Religion (PROGRESS‐Plus): not reported

  • Household income/socioeconomic status (PROGRESS‐Plus): not reported

  • Social capital (PROGRESS‐Plus): not reported

  • Caregiver work hours and other characteristics that may indicate disadvantage (PROGRESS‐Plus): not reported

  • Disability (PROGRESS‐Plus): not reported

  • Sexual orientation (PROGRESS‐Plus): not reported

  • Child weight status: body mass index (BMI) percentile, mean (SD): 62.0 (31.0); prevalence overweight/obesity, n (%): 18 (33.4)

  • Child diet: not reported

  • Child physical activity: not reported

  • Caregiver weight status: not reported

  • Caregiver diet: not reported

  • Caregiver physical activity: not reported

  • Caregiver civil status (PROGRESS‐Plus): not reported


Child‐only arm (control group)
  • Female (PROGRESS‐Plus): n (%): 23/47 (49)

  • Age in years (PROGRESS‐Plus): not reported

  • Race/ethnicity/language/culture (PROGRESS‐Plus): not reported

  • Place of residence (PROGRESS‐Plus): not reported

  • Caregiver education (PROGRESS‐Plus): not reported

  • Religion (PROGRESS‐Plus): not reported

  • Household income/socioeconomic status (PROGRESS‐Plus): not reported

  • Social capital (PROGRESS‐Plus): not reported

  • Caregiver work hours and other characteristics that may indicate disadvantage (PROGRESS‐Plus): not reported

  • Disability (PROGRESS‐Plus): not reported

  • Sexual orientation (PROGRESS‐Plus): not reported

  • Child weight status: BMI percentile, mean (SD): 67.8 (26.8); prevalence overweight/obesity, n (%): 16 (34.1)

  • Child diet: not reported

  • Child physical activity: not reported

  • Caregiver weight status: not reported

  • Caregiver diet: not reported

  • Caregiver physical activity: not reported

  • Caregiver civil status (PROGRESS‐Plus): not reported


Recruitment methods: study investigators recruited parents during the schools' scheduled parent orientations. The study's goals, benefits and risks, confidentiality procedures, and incentive structure were explained, and parents were invited to consent to take part
Inclusion criteria: cluster: participating Head Start program (additional information not provided); participant: child aged 3 to 5 years and a caregiver
Exclusion criteria: not reported
Age of participating children at baseline: 3 to 5 years (preschool)
Total number randomized by relevant group: total across all study arms: n = 203; child + caregiver arm: n = 66, child‐only arm: n = 63. Study authors did not report how many children were enrolled in the randomized classes
Baseline imbalances between relevant groups: at baseline, no significant differences were reported between study arms
Total number analyzed by relevant group: BMI percentile (child + caregiver arm: n = 54, child‐only arm: n = 47)
Attrition by relevant group: attrition rates were calculated as the number of children excluded from analysis divided by the number of children randomized based on unpublished information provided by the authors: child + caregiver arm: 18.2% (12/66); child‐only arm: 23.8% (15/63)
Description of sample for baseline characteristics reported above: children with measurements at baseline and post‐test, that is, those included in analyses (child + caregiver arm: n = 54, child‐only arm: n = 47)
Interventions Intervention characteristics
Child + caregiver arm (intervention group)
  • Brief name/description (TIDieR #1): Head Start−based nutrition program plus a caregiver nutrition education program

  • Focus of intervention: diet

  • Behavior change techniques: in addition to the child‐only intervention, the following techniques were applied separately or differently in the child + caregiver arm: "shaping knowledge," "natural consequences," "comparison of behavior," "repetition and substitution," "comparison of outcomes"

  • Why: rationale, theory, or goal (TIDieR #2): caregivers play a central role in young children's diets and eating patterns. Study authors did not describe the use of theory in development of this intervention

  • How, where, and when and how much (TIDieR #6 to 8): in addition to the child‐only intervention, this intervention consisted of 1‐hour nutrition education meetings every month. Classes were held at 2 Head Start centers at a time determined by the center director. The intervention lasted 7 months

  • Who: providers (TIDieR #5): same as child‐only arm

  • Economic variables and resources required for replication: not reported

  • Strategies to address disadvantage: not reported

  • Subgroups: change in BMI percentile was examined for all children and also for only overweight and obese children

  • Assessment time points: baseline, 7 months (end of intervention)

  • Co‐interventions: not reported

  • What: materials and procedures (TIDieR #3 to 4): in addition to materials and procedures provided to the child‐only arm, caregivers were invited to attend nutrition classes. Topics were based primarily on participant request and included cooking demonstrations, recipe modifications to common foods to reduce fat content or increase fiber or whole grain content, food tastings, and providing information about children's nutritional needs to motivate caregivers to provide healthy foods. Each class consisted of a 20‐minute presentation followed by discussion and interactive activities. The instructor also prepared a healthy recipe based on the caregivers’ input

  • Tailoring (TIDieR #9): the content of the nutrition education classes was based mostly on participants' requests and interests as reported at baseline

  • Modifications (TIDieR #10): not reported

  • How well: planned and actual (TIDieR #11 to 12): not reported

  • Sensitivity analyses: not reported


Child‐only arm (control group)
  • Brief name/description (TIDieR #1): Head Start−based nutrition program

  • Focus of intervention: diet

  • Behavior change techniques: "shaping knowledge," "comparison of outcomes," "antecedents"

  • Why: rationale, theory, or goal (TIDieR #2): establishment of healthy eating habits begins early in life and is an important factor in prevention of obesity. African American children are at elevated risk of obesity. Study authors did not describe the use of theory in development of this intervention

  • How, where, and when and how much (TIDieR #6 to 8): food service providers substituted whole grain products for products made with white flour. Nutrition classes are offered twice a week for 30 minutes each for the duration of the school year. The intervention lasted 7 months

  • Who: providers (TIDieR #5): dietetic interns under the supervision of a registered dietitian taught the nutrition education classes. Food service providers were trained by the research staff to implement the food service changes

  • Economic variables and resources required for replication: not reported

  • Strategies to address disadvantage: not reported

  • Subgroups: change in BMI percentile was examined for all children and also for only overweight and obese children

  • Assessment time points: baseline, 7 months (end of intervention)

  • Co‐interventions: not reported

  • What: materials and procedures (TIDieR #3 to 4): nutrition education sessions included introductions to "body building" foods, discussion of food groups, and fresh fruit and vegetable taste tests. Fruit‐ and vegetable‐shaped hand puppets were used to introduce the content. In addition, refined grain products were replaced with whole grain products in school meals, and food service providers were encouraged to follow the USDA Head Start menu and recommended recipes and cooking methods

  • Tailoring (TIDieR #9): not reported

  • Modifications (TIDieR #10): not reported

  • How well: planned and actual (TIDieR #11 to 12): not reported

  • Sensitivity analyses: not reported

Outcomes The following instruments were used to measure outcomes relevant to this review at baseline and at 7 months (end of intervention)
  • Children's dietary intake: Dietary Risk Assessment (DRA) survey to assess daily intake from different food groups; study authors reported this instrument to be validated

    • Data from the end‐of‐intervention assessment were not reported in a usable format and could not be retrieved from the study authors

  • Children's anthropometry: height measured with a Seca 214 portable stadiometer (Seca North America East, Hanover, Maryland, USA) and weight measured with Tanita Model BC551 portable digital scale (Tanita Corp of America, Arlington Heights, Illinois, USA)

    • Data for BMI percentile were calculated using the Centers for Disease Control and Prevention calculator and are available for the end‐of‐intervention assessment. Although the prevalence of overweight or obesity was calculated, data were not reported for the end‐of‐intervention assessment and could not be retrieved from the study authors

Identification Study name: Healthy Kids Healthy Lives (HKHL)
Country: USA
Setting: United Children and Family Head Start programs in Detroit, Michigan
Types of reports: published journal article and Masters thesis
Comments: used the following reports: (1) Akil 2013, and (2) Yeh 2018b, as well as unpublished information provided by the study authors (Yeh 2018c [pers comm]). For discrepancies between reports, we sought clarification from the study authors
Author's name: Yulyu Yeh
Email: yyeh@tamu.edu
Conflicts of interest: "the authors declare that they have no conflict of interest" (quote)
Sponsorship source: Office of the Vice President for Research, Wayne University
Notes  
Risk of bias
Bias Authors' judgement Support for judgement
Random sequence generation Low risk Judgment comment: school names were placed in a bag, and the research co‐ordinator drew names (Yeh 2018c [pers comm])
Allocation concealment Unclear risk Judgment comment: methods used to conceal the allocation sequence were not described
Blinding of participants and personnel 
 All outcomes Low risk Judgment comment: no information on blinding of participants and personnel was provided. However, given the nature of the intervention, there would have been no way to blind participants and personnel. Also, the children were aged 3 to 5 years, so their performance was not likely to have been influenced by lack of blinding
Blinding of outcome assessment 
 All outcomes Unclear risk Judgment comment: no information on blinding of outcome assessors was provided. Height and weight were measured. Therefore, body mass index (BMI) may or may not have been influenced by lack of blinding
Incomplete outcome data 
 All outcomes High risk Judgment comment: we calculated attrition rates as the number of children excluded from analysis divided by the number of children randomized, based on unpublished information provided by the study authors. Total attrition was 19.2% (39/203) for the study overall and 20.9% (27/129) for the 2 relevant study arms. Differential attrition for the 2 relevant study arms was 5.6% (12/66 vs 15/63) (Yeh 2018c [pers comm])
Selective reporting High risk Judgment comment: the trial was not registered and no protocol was cited that could be retrieved. Anthropometric data were reported in a format that could be entered into meta‐analysis, but dietary outcomes were not reported in a usable format, and we could not retrieve these data from the study authors
Recruitment bias High risk Judgment comment: randomization was carried out before participant recruitment (Yeh 2018c [pers comm])
Baseline imbalance Unclear risk Judgment comment: study authors noted that, at baseline, "there was no difference in BMI among the three groups" (Yeh 2018b, p 555). They did not report on similarities and differences between clusters
Loss of clusters Low risk Judgment comment: no clusters were lost (Yeh 2018c [pers comm])
Incorrect analysis High risk Judgment comment: study authors did not report adjusting for clustering in the analysis and did not report intraclass correlation coefficients (ICCs)
Comparability with individually randomized trials Unclear risk Judgment comment: information provided was insufficient to permit judgment
Other sources of bias Low risk Judgment comment: we detected no other sources of bias

ABC: Activity Begins in Childhood.

ANCOVA: analysis of covariance.

BMI: body mass index.

CATCH: Child and Adolescent Trial for Cardiovascular Health.

CDC: Centers for Disease Control and Prevention.

CIHR: Canadian Institutes for Health Research.

DILQ: Day in the Life Questionnaire.

FV: fruits and vegetables.

ICC: intracluster correlation coefficient.

IPAQ: International Physical Activity Questionnaire.

LPA: light physical activity.

MANCOVA: multi‐variate analysis of covariance.

MVPA: moderate to vigorous physical activity.

PAQ‐C: Physical Activity Questionnaire for Older Children.

PE: physical education.

PROGRESS‐Plus: place of residence, race/ethnicity/culture/language, occupation, gender/sex, religion, education, socioeconomic status, social capital, personal characteristics associated with discrimination, features of relationships, and time‐dependent relationships.

RAPA: Rapid Assessment of Physical Activity questionnaire.

RCT: randomized controlled trial.

SD: standard deviation.

SES: socioeconomic status.

SSB: sugar‐sweetened beverage.

TIDieR: Template for Intervention Description and Replication.