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. 2020 Feb 3;15(2):e0226480. doi: 10.1371/journal.pone.0226480

Table 3. Assessment of prediction models in identified studies using the CHARMS checklist (CHecklist for critical appraisal and data extraction for systematic reviews of prediction modelling studies.

Study Source Participants Outcomes Predictors Development Sample Size (EVR) Missing Data Performance Evaluation
Nagamatsu [37] Cohort
(R)
Individuals undergoing oesophagectomy 97% M Cardiorespiratory VO2 max
AT
VC
FEV1,
V50/V25 ratio,
DLCO, PaO2
Multiple regression, unclear model building strategy 91
(2.4)
N/A ROC
No AUC
Not done
Hartley [29] Cohort
(R/P)
84%M, 23% >80 undergoing open and EVAR AAA repair Mortality(30D) Repair type
Sex, Age, DM, IHD, HTN, Antiplatelets, Statins, Anaemia, Urea, Creatinine AAA size & location, AT, Peak VO2, VE/VCO2
Univariable prior to Multi, backwards using AIC 451
(3.5)
Excl. if >15% missing Median imputation for continuous classed as absent if unclear for categorical Not done Not done
Junejo [33] Cohort
(P)
Undergoing hepatic resection >65 or with complex resection, average age 71, 2:1M:F Cardiorespiratory Age
ASA
BMI
RCRI
AT
VE/CO2,
Unclear. P threshold for progression to Multiple Regression analysis of <0.1 mentioned 92
(19.5)
N/A Not done Not done
Ting [34] Cohort
(P)
Kidney transplant, average age 42, 91% living kidney recipients, 60% Male Unplanned ICU BMI
Desensitisation Age, Sex Months of Dialysis, HTN, Dyslipidemia, DM Carotid-Femoral PWV (m/s) Augmentation index
AT
Multivariable after univariable P of <0.10, FW and BW step. BMI and dialysis time incl. as known confounders of postop cardiovascular state. AT used as binary value (11.3) 70
(4.7)
N/A AUC
HL test
Cross-validation (no details)
Snowden [35] Cohort
(P)
Consecutive for open hepatic resection, excluded those unable to obtain an AT Mortality AT
Peak VO2
Peak Work
Peak HR,
Age, BMI, Sex IHD, CVA, DM, CCF, HTN, Asthma, COPD RCRI
Univariable then included those with P<0.1, forward step regression with assessment of co-linearity. Only present final model containing AT alone. 389
(18)
N/A AUC Not done
Barakat [27] Cohort
(P)
Single centre study, Male preponderance(89%), Unclear percentage of eligible population sent for CPET Cardiac Respiratory Age, Sex
Method of repair
AT
VO2 peak
VE/VCO2
Included set variables, no evidence of progression from univariable to multivariable. No process of model simplification given. 130
(R = 4)
(C = 3)
Not stated Not done Not done
Lam [36] Cohort
(R)
Single centre, aimed for all consecutive patients undergoing oesophagectomy for cancer Cardiorespiratory AT
Peak VO2
Type of Surgery
Gender
Comorbiditty
Smoking
Stage and histology
Adjuvant therapy
Included CPET variables and all with univariable p of <0.10 80
(20)
Not stated Not done Not done