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. 2020 Feb 12;19:26. doi: 10.1186/s12939-019-1103-2

Table 5.

Contributory and/or associated factors to patient safety issue occurrence across included studies

Study
(first author, year)
Institutional Context Factors [ICF] Organisational & Management Factors [OMF] Work Environmental Factors [WEF] Task and Technology Factors [TTF] Individual (staff) Factors [ISF] Team Factors [TF] Patient factors [P] Factor examples Implied direction of factor(s) effect for patient safety
Storeng (2012) [37] 1 [ICF] Payments for care Negative
Maly (2011) [57] 1 3 [P]: 1) Race 2) patient self-efficacy and3) cultural beliefs affecting care. [ISF]: clinical breast examination had longer delay than by mammogram. Negative
Abizanda (2014) [34] 1 3 [P]: 1) Frailty, 2) Institutionalisation and 3) disability Negative
Beck (2017) [38] 1 [ICF] Payments for care Negative
Cromwell (2005) [79] 1 [P] Race Negative
da Costa (2016a) [62] None measured Not applicable
da Costa (2016b) [75] None measured Not applicable
DeVylder (2015) [77] 2 [P]:1) Psychosis and 2)suicidality Negative
deBruijne (2013) [71] 1 1 [P]:Ethnicity and Payments for care [ICF] Negative
Dent (2014) [80] 1 [P]:Frailty Negative
Desai (2013) [76] 2 [P]:Age, and mental capacity (cognitive ability) Negative
Ekerstad (2017) [49] 1 2 [ICF:]Under-use evidence-based drug treatment and [P]: 1) heart failure and 2) anaemia were predictors for readmission Negative
Friedman (2008) [51] 6 [P]: 1) Worsening function, 2) delirium, 3) depression, 4) falls, 5) pressure sores, and 6) admission from a nursing home. Negative
Garrett (2008) [63] 2 1 [WEF] staff workload/pressures and staff neglect, [P] communication/language Negative
Gaskin (2011) [56] 1 [P] No associations for ethnicity Neutral
Groene (2012) [42] 1 1 [OMF]: No commonly accepted standard operating procedures for the exchange of information between secondary care and primary care. Communication and role of patient within discharge variable and unclear [ICF] Negative
Hastings (2008) [50] 1 [P] Frailty Negative
Haw 2003 [61] 2 [ISF] Decision-making errors and Errors in prescription writing Negative
Heyland, 2016 [35] 2 [P] Frailty and social support Negative
Hole 2015 [43] 1 2 [P] perceived discrimination and Interpersonal experiences of marginalization (e.g. not being listened to/believed judged in a negative light)) [P]. [ICF] Structural factors. Negative
Hubbard 2017 [65] 1 [P] Frailty Negative
Katzenellenbogen (2013) [60] 3 [P]: emergency admission, alcohol admission with or without mental health-related admission history and Aboriginality Negative
Khaykin (2010) [64] 1 1 [P] Schizophrenia and [TF] effective communication among healthcare providers and between health care providers and this vulnerable patient population. Negative
Lahousse (2014) [48] 1 Access to care - hospital care unaffordable [ICF], poor women-professional communication [ISF], obstetric professionals busy and lack of time [WEF]; mothers felt clinical team unqualified to diagnose illness [P]; low education levels /illiteracy [P] Negative
Latham (2011) [47] None measured Not applicable
Lin (2011) [54] 1 [P] Intellectual Disability patients - Complications correlated with ID severity, especially in septicaemia. Negative
Marcus (2018) [55] None stated - measures of events, preventability and harm but not cause. Not applicable
Reime (2012) [73] 1 [P] ethnicity (Women from the Middle East, Asia and Africa/Latin America vs. women from Germany). These differences were not explained by the sociodemographic, behavioural or health-related factors. Negative
Sarkar (2010) [69] 1 2 2 [ICF] Systems issues, patient physician communication problems [P] + [ISF], and clinician [ISF] and patient actions-[P] Negative
Shen (2016) [53] 1 [P] Poverty Negative
Stenhouse (2013) [44] 1 [OMF] No perceived polices for safeguarding Negative
van Rosse (2016a) [8] 2 1 [ISF]1) daily clinician practices e.g. ‘drop-out’ of protocolised name and/or date-of-birth checks not done during critical care moments due to language barriers and 2) lack of use of professional interpreters despite 3/4 hospitals having an explicit policy to encourage use (policies not enacted). Language barriers [P] Negative
van Rosse (2016b) [36] 2 1 [P] language and communication issues due to role of relatives Unclear
Van Rosse (2014) [81] 1 There was no significant difference in the incidence of AEs in Dutch patients and in ethnic minority patients [P]. Neutral
Zaal (2013) [52] 1 1 1 [ISF] physicians may prescribe drugs more carefully to individuals with a more severe ID, resulting in fewer errors. [P] Individuals with a more severe ID are being treated in centralized settings [P]. [OMF] Centralised settings employ specialized physicians for people with intellectual disabilities more often. Positive
Bennett (2014) [70] 1 [P] Frailty Negative
Berry (2017) [41] 3 [P] 1) Cognitive decline (Alzheimer’s), 2) social support (as carers taking over medication management) and 3) elder resistance to medication-taking. Unclear
Bickley (2006) [67] 2 1 1 1 lack of supervision [WEF], poor patient compliance with medication [P], knowledge of staff [ISF], staffing levels [WEF] and poor communication [TF]. Negative
Boockavar (2004) [83] 1 Transitions/discharge related medication issues (between hospitals and nursing homes) [ICF] Negative
Briesacher (2005) [82] 1 1 [ICF] National policy changes designed to affect the use of potentially inappropriate medications and implementation practices of care homes [OMF] led to variation in prescribing of potentially inappropriate medications. Negative
Bronskill (2012) [74] 1 [OMF] variation in polypharmacy rates across care homes Negative
Cantarero (2014) [40] 4 [P] Multiple perceptions of medicines and medicine-related problems: 1) not taking meds from Danish doctors, inherited incorrect information from their parents, 2) perceived differences in treatment from doctors due to foreign status, 3) impossible to understand the instructions and recommendations of their doctor in Danish and 4) specific needs concerning appropriate medicine use and information. Negative
Castle and Engberg (2007) [85] 1 [OMF] Size of the nursing home and [ICF] Medicaid reimbursement rates. Positive
Ferguson (2015) [39] 1 2 [P] 1) unable to communicate due to deafness/Hard of hearing (HOH) and 2) experiencing an adverse event due to deafness/HOH and [ISF] perceived lack of sensitivity by pharmacists Negative
Hoffman (2003) [78] None stated Not applicable
Poudel (2016) [72] [P] Frailty Negative
Adisasmita (2015) [84] 1 1 2 [P] 1) Poverty and 2) delivery outside the hospital are significant risk factors associated with near miss. Hospital/staff practices [ISF] and [OMF] response time. Negative
Kandil (2012) [66] 4 [ISF] Administration errors were either due to: wrong 1) rate 2) dose, 3) route or 4) time of administration of the drug. Negative
Roost (2009) [87] 3 [P] 1) Strategies shaped by family traditions and composed experiences 2) The perception of not belonging (lack of knowledge, fears of hospital); 3) Mistreatment and distrust. Negative
Drumond 2013 [58] 2 [P]: Ethnicity and socioeconomic status. Negative
Fernandes 2017 [59] 1 [ICF] Inadequate healthcare access Negative
Mohammadi 2017a [45] 1 1 1 4 [ICF] Access to care - hospital care unaffordable, poor women-professional communication [ISF], obstetric professionals busy and lack of time [WEF]; mothers felt clinical team unqualified to diagnose illness [P]; low education levels /illiteracy [P] cited as an issue. Lack of understanding caused women to not question health professionals [P]. discrimination - voice not being heard particularly by midwives and feeling as though treated differently [P]. Negative
Mohammadi (2017b) [68] 4 Illiteracy [P] and having only primary education [P], low income status [P] and being Afghan [P] Negative
Zhi-Han (2017) [46] 1 [P] vision problems (inability to read the prescription labels) Negative
Corsonello (2009) [32] none stated Not applicable
Khanassov (2016) [29] None stated Not applicable
Pepper 2007 [27] 5 [P]: 1) female sex, 2) caucasian,3) great number of medication prescriptions, 4) age less than 85 and 5) not having cognitive impairment. Negative
Castro 2015 [31] 1 1 [ISF] Poor communication derived from healthcare professionals not communicating in indigenous languages and resulting in poor quality access to healthcare [ICF]. Negative
Hemsley 2014 [33] 1 1 2 2 (a) services, systems, and policies needed that support improved communication [ICF], (b) enough time to communication [WEF], (c) ensure adequate access to communication tools (nurse call systems and communication aids [TTF], (d) access personally held written health information [TTF], (e) collaborate effectively with carers, spouses, and parents,[ISF] and (f) increase the communicative competence of hospital staff [ISF]. Negative
Alhomoud 2013 [30] 1 3 [P]:1) In ethnic minority groups differing cultural perceptions or beliefs about health, illness, prescribed treatment and medical care impact on the use of medicines. 2) Ethnic minority groups have different experiences, needs, values and expectations of illness, prescribed treatment and medical care 3) Language and communication barriers have been identified as a possible contributory factor to Medicine Related Problems.[ISF]: inability to communicate in what is not the ethnic minorities’ mother tongue may lead to discrimination Negative
Almeida 2013 [28] 1 2 2 [ICF]: reduced access to health facilities. [ISF]:1) poor communication between providers and patients and 2) less follow-up. [P] 1) higher health risk profile in immigrants and 2) high likelihood of comorbidities. Negative
Hoffmann 2019 [36] 3 [P]: 1) Age, 2) gender and 3) condition (dementia vs. non-dementia) Unclear
Stajduhar 2019 [91] 2 1 1 1 [ICF]: 1) social disadvantages and oppressions and 2) The cracks of a ‘silo-ed’ care system. [P]: The normalization of dying (form of fatalism). [ISF]:The problem of identification [OMF] Professional risk and safety management Negative
Komiya 2018 [92] 7 [P]: 1) lower care need level, 2) higher Barthel Index (BI), 3) higher Mini-Nutritional Self-Assessment Short Form (MNA-SF), 4) lower Charlson Comorbidity Index (CCI), 5) the presence of Potentially Inappropriate Medicines (PIM), 6) the presence of pollakisuria, 7) presence of insomnia Unclear
Katikireddi 2018 [93] 1 [P]: Ethnicity Mixed effects
Gamlin 2018 [94] 1 2 1 [WEF]: 1) the structure of service provision, in which providers have several contiguous days off, [ISF] 1) poor patient-provider dynamic and discriminatory practices and 2) sometimes non-consensual imposition of biomedical practices. [P] men have important roles to play supporting their partners during labour and birth. Negative
Funk 2018 [95] 3 [P]: 1) Health care communication difficulties due to patient non-disclosure of condition, 2) passivity and vulnerability, and 3) frustration with family Negative