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. 2019 Nov 19;236(4):588–611. doi: 10.1111/joa.13122

Table 2.

A summary of functional magnetic resonance imaging (fMRI) studies that have investigated the brain regions secondarily activated by auricular transcutaneous vagal nerve stimulation.

Reference n Subjects Location of auricular stimulation Location of sham stimulation Parameters Key findings Effect on the autonomic nervous system (cardiovascular parameters) One‐line summary
(Kraus et al. 2007) 22 Healthy controls Left external acoustic meatus on the inner side of the tragus Earlobe

20 μs

8 Hz

30 s On

120 s Off

Tragus vs. Control:
  • BOLD‐signal ↓ in limbic and temporal brain areas, including bilateral amygdala, parahippocampal gyrus, precuneus region, middle temporal gyrus, posterior cingulate cortex, paracentral lobe, superior frontal gyrus and the left hippocampus
  • BOLD‐signal ↑ in the insula and precentral gyrus on both sides and in the right thalamus (ventral lateral nucleus) and right anterior cingulate cortex
  • There were no significant differences in heart rate and blood pressure (before vs. after auricular tVNS) in the experimental vs. control group (unpublished data)

  • Auricular tVNS at the left external acoustic meatus on the inner side of the tragus shares brain activation patterns observed during invasive vagal nerve stimulation

(Dietrich et al. 2008) 4 Healthy controls Inner wall of the left tragus No (compared with baseline)

250 μs

25 Hz

50 s On

100 s Off

Tragus vs. baseline:
  • BOLD‐signal ↑ in left locus coeruleus, thalamus (left >> right), left prefrontal cortex, right and left postcentral gyrus, left posterior cingulate gyrus and left insula
  • BOLD‐signal ↓ in right nucleus accumbens and right cerebellar hemisphere
  • Not reported

  • Auricular tVNS at the inner wall of the left tragus is appropriate for accessing cerebral vagus nerve structures

(Kraus et al. 2013) 16 Healthy controls Inner wall of the left tragus vs. posterior side of the left ear canal Earlobe

20 μs

8 Hz

30 s On

60 s Off

Tragus vs. Control
  • BOLD‐signal ↑ in the left insula and in the left medial frontal gyrus
  • Significantly less activation during anterior stimulation as compared with sham stimulation in the left parahippocampal gyrus. Furthermore, there was a tendency toward the same effect in the left posterior and the right thalamus pulvinar, which both failed to be significant
Posterior side of the left ear canal vs. sham
  • Significantly less activation during posterior stimulation vs. sham stimulation in the left and right superior frontal gyrus, the right medial frontal gyrus, and the left subgenual cingulate
  • Tendency toward the same effect in the left anterior cingulate and the left uncus which both failed to be significant
Anterior side of the left ear canal vs. posterior side
  • In most cortical areas, BOLD‐signal changes were in the opposite direction when comparing anterior vs. posterior stimulation of the left auditory canal. The only exception was in the insular cortex, where both stimulation types evoked positive BOLD‐signal changes
Anterior versus posterior stimulation
  • In most brain regions, stimulation of the anterior wall leads to higher BOLD‐signal changes vs. posterior wall
  • In the left parahippocampal gyrus, the left posterior cingulate and the right thalamus pulvinar, the effect was the other way round, i.e. posterior stimulation evoked higher BOLD‐signal changes vs. anterior stimulation
Brain stem regions
  • In the brain stem areas (locus coeruleus, solitary tract), effects were only found when comparing stimulations of the anterior wall with sham stimulation, with a stronger BOLD signal decrease during anterior stimulation
  • Not reported

  • Vagal afferents can be stimulated at the outer canal of the ear, especially if done at the anterior side of the external acoustic meatus

(Frangos et al. 2015) 12 Healthy controls L cymba concha Earlobe

250 μs

25 Hz

7 min On

11 min Off

Cymba concha vs. control
  • BOLD‐signal ↑ ipsilateral nucleus of the solitary tract, bilateral spinal trigeminal nucleus, dorsal raphe, locus coeruleus, and contralateral parabrachial area, amygdala, and nucleus accumbens
  • BOLD‐signal ↑ paracentral lobule bilaterally
  • BOLD‐signal ↓ hippocampus and hypothalamus
  • No significant effect on heart rate (unpublished data)

  • The cymba concha is a biologically active site for auricular tVNS

(Yakunina et al. 2017) 37 Healthy controls

The left inner tragus, left inferoposterior wall of the ear

canal, left cymba concha

Earlobe

500 μs

25 Hz

6 min On

90 s Off

  • Stimulation of the inferoposterior wall of the ear canal produced the weakest activation of the nucleus of solitary tract and locus coeruleus

  • Stimulation of the inner tragus and cymba concha activated nucleus of solitary tract and locus coeruleus as compared to sham

  • Only stimulation of the cymba concha produced a significantly stronger activation in the nucleus of solitary tract and locus coeruleus vs. sham stimulation
  • No subjects experienced bradycardia (heart rate < 60 bpm) or abnormal cardiac behavior during the auricular tVNS course
  • Both the cymba concha and inner tragus are active vagal sites, however, the cymba concha is the more biologically active site

(Badran et al. 2018b) 17 Healthy controls Left tragus Earlobe

500 μs

25 Hz

60 s On

60 s Off

Tragus vs. control
  • BOLD‐signal ↑ right caudate, bilateral anterior cingulate, cerebellum, left prefrontal cortex, and mid‐cingulate gyrus
  • Results published in a separate article (Badran et al. 2017) with a different group of healthy participants (n = 15)
  • Auricular tVNS resulted in a 1.1 beats per minute mean reduction in heart rate (P < 0.05)
  • The inner tragus is an active vagal stimulation site

The number of subjects, location of stimulation, site of sham stimulation, parameters of stimulation and pertinent findings are listed for each study.

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