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. Author manuscript; available in PMC: 2020 Mar 31.
Published in final edited form as: N Engl J Med. 2015 Dec 6;374(4):311–322. doi: 10.1056/NEJMoa1513257

Table 1.

Characteristics of the Patients at Baseline.*

Characteristic Dose-Escalation Cohort (N = 56) Expansion Cohort (N = 60) All Patients (N = 116)
Age
 Median (range) — yr 67 (36–86) 66 (42–84) 66 (36–86)
 ≥70 yr — no. (%) 20 (36) 14 (23) 34 (29)
Sex — no. (%)
 Male 41 (73) 48 (80) 89 (77)
 Female 15 (27) 12 (20) 27 (23)
Diagnosis — no. (%)
 Chronic lymphocytic leukemia 49 (88) 53 (88) 102 (88)
 Small lymphocytic lymphoma 7 (12) 7 (12) 14 (12)
Rai stage III or IV — no. (%) 28 (50) 39 (65) 67 (58)
Median no. of previous therapies (range) 4 (1–10) 3 (1–11) 3 (1–11)
Resistance to most recent therapy — no. (%) 23 (41) 22 (37) 45 (39)
Previous fludarabine-based therapy — no. (%)
 Any previous fludarabine 51 (91) 49 (82) 100 (86)
 Resistance to fludarabine 28 (50) 42 (70) 70 (60)
ECOG performance status — no. (%)
 Grade 0 29 (52) 27 (45) 56 (48)
 Grade 1 27 (48) 31 (52) 58 (50)
 Missing data 0 2 (3) 2 (2)
Peripheral-blood lymphocytosis
 Absolute lymphocyte count >5000 per mm3 — no. (%) 31 (55) 35 (58) 66 (57)
 Median count per mm3 (range) 27,600 (5400–204,500) 25,100 (5200–259,900) 27,500 (5200–259,900)
Bulky nodes — no. (%)
 >5 cm 29 (52) 38 (63) 67 (58)
 >10 cm 10 (18) 12 (20) 22 (19)
Interphase cytogenetic abnormality — no./total no. with CLL (%)§
 Chromosome 17p deletion 19/49 (39) 12/53 (23) 31/102 (30)
 Chromosome 11q deletion 13/49 (27) 15/53 (28) 28/102 (27)
 No chromosome 17p or 11q deletion 16/49 (33) 27/53 (51) 43/102 (42)
 Data missing or indeterminate 7/49 (14) 3/53 (6) 10/102 (10)
IGHV mutation status — no./total no. with CLL (%)
 Unmutated 26/49 (53) 20/53 (38) 46/102 (45)
 Mutated 6/49 (12) 11/53 (21) 17/102 (17)
 Data missing 17/49 (35) 22/53 (42) 39/102 (38)
*

ECOG denotes Eastern Cooperative Oncology Group, and IGHV immunoglobulin heavy-chain variable region.

A total of 116 patients (100%) received anti-CD20 antibodies, 110 (95%) received alkylating agents, and 103 (89%) received purine analogues.

Resistance was defined as either a lack of at least a partial response or disease progression while receiving therapy or within 6 months after the completion of therapy. Nineteen patients with resistance to fludarabine were also resistant to the combination of fludarabine, cyclophosphamide, and rituximab.

§

A total of 11 patients — 7 in the dose-escalation cohort and 4 in the expansion cohort — had both chromosome 17p and chromosome 11q deletions.