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. 2020 Mar 26;7:1925. Originally published 2018 Dec 11. [Version 2] doi: 10.12688/f1000research.17328.2

Table 5. Framework of analysis.

Analytical Dimension Description and Criteria
Author behaviour and attitudes The publication outlets that scholars choose to publish the outputs of their research in and
how they perceive these outlets, depending on the importance attached to the following
criteria:
a) quality control mechanisms and standards thereof
b) speed of work and result-sharing
c) impact of publication outlets
d) prestige of publication outlets
e) terms of academic promotion
Publisher behaviour and policies The degrees to which publishers (i.e. commercial publishers, university presses, scholarly
societies and others) decide to make full journal volumes or selected papers either closed
access or OA and the timing of that, reflected in the following publishing policies and
guidelines:
a) lengths of embargoes
b) policies on prior publication
c) copyrights and licensing
d) publishing costs
Infrastructures of scholarly
communication channels
The characteristics of publication outlets (i.e. e-print servers and repositories, academic
journals, digital libraries and academic social networks), described by:
a) availability
b) technical features
c) uptake by scholars
d) support by relevant stakeholders
Structural and institutional
factors
Characteristics of research activities and conduct, described by:
a) types of research (i.e. basic vs. applied research)
b) types of work products and research outputs
c) topic of research
d) research costs
e) funding structures
f) copyrights and licensing
OA mandates and policies The strength and effectiveness of OA mandates and policies by public funding agencies,
research foundations and organisations, private companies and others, depending on their
specific conditions:
a) degree of obligation (i.e. mandate vs. recommendation)
b) type of mandated or recommended OA route
c) existence of “opt-out” opportunities for specific disciplines or research outputs
d) permissible embargo periods for archiving in a repository following publication