Skip to main content
. 2020 Jun 10;10(6):610–621. doi: 10.1016/j.jceh.2020.06.003

Table 1.

The Vaccine Development Stages and the Process.

Phase Aim Features
Exploratory Develop a vaccine. Research intensive phase.
Identify synthetic or natural antigen.
Develop a vaccine (natural or synthetic).
Time: 25 years.b
The success rate to proceed is 40%.g
Causes of failure based on the nature of the pathogen.
Preclinical The vaccine is safe and immunogenic.
Evaluate the starting dose for human studies.
Subjects: Vaccine is studied in Cell culture & animals.
Design: Toxicity and antibody response, challenge studies.
Time: <1 year.
The success to proceed is 33%.g
Causes of a failure—vaccine toxic or ineffective immune response, underfunding.
Clinical Trial Authorization Allow human experiments (Application for IND) The basis for authorization-Manufacturing steps & analytical methods for vaccine & placebo production,
Availability and stability of vaccine & placebo during clinical studies.
Time: within 30 days.
Phase Ic First-in-human testing. Vaccine safety and immune response. Subjects: Healthy volunteers (20-100).
Site: vicinity of the tertiary care for close observation.
Design: Escalation study to avoid severe adverse effects (SAEs).
Monitor: Health outcomes (clinical and laboratory) and antibody production
Time: a few mon.
Success rate to proceed 66%.g
Caution: Follow strict go/no-go criteria based on safety and immunity data
Phase IIc,d,e Vaccine safety, immunity/partial efficacy.
Dose–response, schedule, and method of delivery
Subjects: Healthy volunteers (hundreds), may include a diverse set of humans.
Site: Community-based (university, colleges, schools, etc).
Study design: Studied against a placebo, adjuvant, or established vaccine.
Dose: Test vaccine in different schedules and a diverse set of humans.
Monitor: Health outcomes (clinical and laboratory) and antibody response
Partial efficacy data can be procured under circumstances.
Time: 2yr.
Success rate to proceed 30%. g
Phase IIIc Vaccine efficacy and safetya Subjects: Target population (thousands).
Site: Field conditions similar to future vaccine use.
Design: Vaccine randomized vis-a-vis a placebo, adjuvant, or an established vaccine.
Monitor: Vaccine efficacy and SAE.
Time: Many years.
Success rate to proceed 70%.g
Biologic License Application Marketing of vaccinef The basis for approval-The vaccine is safe and effective in humans (Efficacy >95%).
Capacity to produce in bulk for market demand.
Affordable cost to a susceptible population.
Phase IV Postmarketing surveillance Spontaneous reporting (Adverse Events Reporting System).
Monitor: Data collected by the end-users.

This figure includes vaccines that are abandoned during the development process.

a

Vaccine Efficacy (VE) = (Iu-Iv/Iu) ×100= (1-Iv/Iu) ×100= (1-RR) ×100%. (Iv = incidence in vaccine group, Iu = incidence in unvaccinated group, RR = relative risk).

b

Platform technology has shortened time for vaccine production from years to days.

c

Clinical trials are rate-limiting in vaccine marketing.

d

Human challenge studies can be done in phase IIa in certain diseases where the challenge is ethical.

e

Phase IIb studies can provide data on efficacy in regions with a high prevalence of the disease in the community.

f

The cost of developing a vaccine from research and discovery to product registration is around US$ 1 Billion.

g

The overall success rate for vaccine development is around 15%.