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. 2020 Aug 28;21:752. doi: 10.1186/s13063-020-04657-9

Table 3.

Reporting of (a) how clustering was considered during sample size estimation and analysis and (b) justification for using a cluster randomized design

N = 31 trials (%)
Did sample size/power calculations account for the cluster design?
 Not presented 11 (35%)
 Yes, used patient-level data and accounted for clustering (e.g., random effects model) 11 (35%)
 Yes, used cluster-level summaries 3 (10%)
 No, used patient-level data without accounting for clustering 3 (10%)
 Unclear 1 (3%)
 Other¥ 2 (6%)
Did the analysis for primary outcome account for clustering?
 Yes, used patient-level data and accounted for clustering 17 (55%)
 Yes, used cluster-level summaries 5 (16%)
 No, used patient-level data without accounting for clustering ₱ 7 (23%)
 Unclear/other¥ 2 (6%)
Justification for utilizing a cluster randomized design (categories were not mutually exclusive)
 None provided 16 (52%)
 Avoid contamination 15 (48%)
 Logistical or administrative convenience 2 (6%)

One study presented power calculation, but it was a post hoc power analysis

¥This may have included using an inappropriate method for the proposed primary outcome, or the study accounted for clustering but not based on the primary outcome measure (e.g., they assumed a continuous outcome, but the primary endpoint was a proportion)

One study accounted for repeated events within patients but did not report accounting for within-cluster correlation; another study reported using a generalized linear mixed model but did not specify whether they accounted for the effect of the cluster as random effect