Skip to main content
. 2020 Jun 12;35(8):1084–1109. doi: 10.1093/heapol/czaa032

Table 1.

Overview of aims, methods, concepts used and dimensions of resilience addressed by quantitative research papers (n = 15)

Author Year Country Research objective Key findings Study design and data source Operationalization of resilience Conceptual framework used Management capacity dimensions Resilience outcome dimensions
Assessing national-level health system resilience in context of a specific crisis
 Fukuma et al. 2017 Japan To assess population-level health indicator changes following the Great East Japan Earthquake and discuss redesign to enhance health systems' responsiveness and resilience Age-adjusted all-cause mortality and some disease specific mortality rates rose more in affected prefectures than the average national rates. Disaster revealed strengths and deficiencies in responsiveness and resilience of health system Case study using routine data sources Population indicators, Health system indicators, Health outcome indicators N/A N/A Absorptive
 Watts et al. 2018 Global To track a series of indicators of progress, publishing an annual ‘health check’, from now until 2030, on the state of the climate, progress made in meeting global commitments under the Paris Agreement, and adapting and mitigating to climate change The public, and the health systems they depend upon, are ill-prepared to manage the health impacts of climate change National survey completed by 101 national ministries of health Six Indicators developed as part of the Lancet Countdown initiative Several UN frameworks used
  • Knowledge

  • Uncertainties

Adaptive
Assessing health service delivery in context of a specific crisis
 Radcliff et al. 2018 USA To present ‘measures of ambulatory care recovery and resilience that rely on routine appointment records’ ‘Most clinics in affected areas achieved appointment completion percentages that matched or exceeded prestorm levels within 2 weeks of the storm’. Administative data from Veterans Affairs clinics Percentage of completed appointments before and after a disaster N/A N/A Absorptive
 Simonetti et al. 2018 USA ‘To understand the impacts of emergency situations on blood availability and the resiliency of the US blood supply system’. ‘The absence of blood shortage in both emergency scenarios highlighted the resilience of the inter-regional system to meet the potential associated blood demand’. Modelling study using administrative data on blood collections and utilization Blood stocks available at regional and national level N/A N/A Absorptive
 Sochas et al. 2017 Sierra Leone To quantify the extent of the drop in utilization of essential reproductive, maternal and neonatal health services in Sierra Leone during the Ebola outbreak and to model the implication of the decrease in utilization in terms of excess maternal and neonatal deaths Use of essential reproductive health services decreased as a result of Ebola. This decrease translates to 3600 additional maternal, neonatal and stillbirth deaths in 2014–15 meaning the indirect mortality effects of the crisis may be as important as direct mortality. Modelling study using routine utilization data to compare projected utilization without crisis to real utilization Antenatal health services utilization data N/A N/A Absorptive
Taking a community resilience perspective
 Andrew et al. 2016 Thailand To test the impact of two competing hypotheses - bonding and bridging- on enhancing organisational resiliency during the Thailand floods of 2011 Resilience was found to be associated with bridging effect, rural location and private and NGO status rather than public sector organizations Structured interviews with key informants Four items on the robustness, resourcefulness, redundancy and rapidity of the organization during the crisis Framework to assess seismic resilience of communities (Bruneau et al. 2003) Interdependence Absorptive
 Cohen et al. 2019 Israel To explore the relationship between the public’s confidence in the availability of healthcare services during and following emergencies, and community resilience ‘Confidence in continuity of health services during a state of emergency was found to be positively correlated with community resilience’ Household survey Conjoint Community Resilience Assessment Measurement (CCRAM) tool CCRAM model (Leykin et al. 2013)
  • Uncertainties

  • Interdependence

  • Legitimacy

N/A
Health workforce issues
 Falegnami et al. 2018 Italy ‘To assess the anaesthesia professionals' organizational resilient performance with respect to different daily work conditions’. The questionnaire shows the potential to assess proxy measures of resilience, despite being complex and time‐consuming. Survey of anaesthesiologists Resilience Assessment Grid, adapted using analytic hierarchy process method Four cornerstones of resilience (Hollnagel et al. 2006)
  • Knowledge

  • Uncertainties

N/A
Infrastructure and Thermal Resilience
 Iddon et al. 2015 UK To assess the influence of hospital ward design on resilience to health waves and develop model for predicting inside temperatures Nightingale wards showed remarkable resilience to hot weather. Distributed lag models are a promising method for forecasting inside temperatures Distributed lag models developed from measured temperatures Temperature maintenance N/A N/A Absorption
 Lomas et al. 2012 United Kingdom To estimate the resilience of a representative building type, the ‘Nightingale wards’ Nightingale wards demonstrate relative resilience. Modest refurbishment such as insulation, shading, improved natural ventilation and removal of suspended ceilings increase resilience. Descriptive statistics and calibrated dynamic thermal model developed from measured temperatures Temperature maintenance N/A N/A
  • Absorption

  • Adaptation

 Short et al. 2015 UK To model temperature for Rosie Maternity Hospital in Cambridge and develop and compare adaptive interventions The existing building is unable to shed heat so that recommended maximum internal temperatures are reached in relatively mild external conditions. Adaptations to the building will be required to maintain resilience to increasing temperatures. Multizone thermal dynamic model developed from measured temperatures Temperature maintenance N/A N/A
  • Absorption

  • Adaptation

Development of preparedness checklists and assessment tools
 Dobalian et al. 2016 USA To develop a hospital preparedness tool for six domains or ‘mission areas’ Tool serves as comprehensive assessment for hospital preparedness Structured assessment of 140 Veteran Affair Hospitals, two-stage confirmatory factor analysis Six critical mission areas: programme management, incident management, safety and security, resiliency and continuity, medical surge, support to external requirements N/A
  • Uncertainties

  • Intrdependence

N/A
 Goncalves et al. 2019 Spain To adapt and validate the short-form version of the Benchmark Resilience Tool into Spanish language and to explore its relationship with safety climate The instrument fulfils the psychometric criteria to evaluate resilience in healthcare and nuclear organizations in Spain Survey of workers in the healthcare and nuclear energy sectors Short-form version of the Benchmark Resilience Tool (BRT-13B) Four Cornerstones of Resilience (Hollnagel et al. 2006)
  • Knowledge

  • Uncertainties

  • Interdependence

Absorption
 Zhong et al. 2014a China To validate a framework of key indicators of hospital resilience Identification of a four-factor structure of hospital resilience: Emergency medical response capability, disaster management mechanisms, hospital infrastructural safety and disaster resources with good internal consistency Survey among 41 tertiary hospitals in China; factor analysis Eight key domains: hospital safety standard and procedures, emergency command, communication and cooperation system, disaster plan, disaster resource stockpile and logistics management, emergency staff capability, emergency services and surge capability, training and drills, and recovery and adaptation strategies Four criteria of disaster resilience (robustness, resourcefulness, redundancy and rapidness) (Zhong et al. 2014b) Uncertainties N/A
 Zhong et al. 2015 China To develop a framework of key indicators of hospital resilience Framework identified a comprehensive set of indicators for hospital resilience, 60 of 75 proposed measures reached consensus. Modified Delphi consultation of experts; Likert scale evaluation of proposed measures