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. 2020 Jun 12;35(8):1084–1109. doi: 10.1093/heapol/czaa032

Table 3.

Overview of aims, methods, concepts used and dimensions of resilience addressed by qualitative research papers (n = 16)

Author Year Country Research objective Key findings Study design and data source Conceptual framework used Management capacity dimensions Resilience outcome dimensions
Assessing national-level health system resilience in context of a specific crisis
 Ager et al. 2015 Nigeria To identify key pathways of threat to provision, response and adaption for health service resilience in Nigeria in context of Boko Haram Transport restrictions, health worker migration and suspension of external programmes identified as threat to provision. Political will, indigenous staff commitment and policy changes supported health system recovery/function. Structured Interviews, systems dynamics analysis with group model building approach UK Government Humanitarian Policy (DfID 2011) N/A
  • Absorption

  • Adaptation

  • Transformation

 Alameddine et al. 2019
  • Lebanon;

  • Jordan

To assess the ‘validity and utility of a capacity-oriented resilience framework […] in Lebanon and Jordan in the context of the Syrian crisis’. ‘We find that UNRWA systems in Lebanon and Jordan were broadly resilient, deploying diverse strategies to address health challenges and friction between host and refugee populations’. Semi-structured interviews with health professionals in primary care and management functions ‘capacities’ framework (Blanchet et al. 2017)
  • Uncertainties

  • Interdependence

  • Legitimacy

  • Absorption

  • Adaptation

  • Transformation

 Ling et al. 2017 Liberia ‘To understand how a health system adapts to crisis and how the priorities of different heath system actors influence this response’. Although the Ebola epidemic stimulated some positive adaptations in Liberia's health system, building a resilient health system will require longer-term investments and sustained attention Thematic analysis of semi-structured interviews and focus group discussions ‘resilience index’ framework (Kruk et al. 2015)
  • Knowledge

  • Uncertainties

  • Interdependence

  • Legitimacy

  • Absorption

  • Adaptation

  • Transformation

Assessing health service delivery in context of a specific crisis
 Landeg et al. 2019 United Kingdom ‘To assess the health care system impacts associated with the December 2013 east coast flooding in Boston, Lincolnshire, in order to gain an insight into the capacity of the health care sector to respond to high-impact weather’. ‘The health care sector appears to have limited capacity to respond to weather-related impacts and is therefore unprepared for the risks associated with a future changing climate’. Semi-structured interviews with key decision-makers;Document analysis N/A
  • Knowledge

  • Uncertainties

  • Interdependence

  • Absorption

  • Adaptation

 Ridde et al. 2016 Burkina Faso To describe the management of the Ouagadougou Terrorist attack in January 2016 from the standpoint of health system resilience. Identified strengths were an emergency response plan which had been put in place and available blood bank and psychological services. Challenges included the development, application and coordination of framework documents for financial, material and human resources. Observations and expert interviews structured as anecdotal event report ‘Resilience index’ framework (Kruk et al. 2015)
  • Knowledge

  • Uncertainties

  • Interdependence

  • Legitimacy

  • Absorption

  • Adaptation

 Back et al. 2017 United Kingdom ‘To examine escalation policy in theory and practice, using resilient health care principles to identify opportunities for improving the way escalation is planned and managed’. Under pressure it may be difficult to dynamically reconfigure resources, such as staff and equipment and lead to informal management of processes not specified in the policies.
  • Policy analysis

  • Observation

Concepts for Applying Resilience Engineering (CARE) model of resilient healthcare (Anderson et al. 2016) Uncertainties Adaptation
 Errett et al. 2018 Canada ‘To identify maritime transportation disruption impacts on available health care supplies and workers necessary to deliver hospital-based acute health care in geographically isolated communities post-disaster’ Critical vulnerabilities to care delivery include ‘lack of information about the existing supply chain, lack of formal plans and agreements, and limited local supply storage and workforce capacity’. Semi-structured key informant interviews N/A
  • Knowledge

  • Uncertainties

N/A
Taking a community resilience perspective
 Alonge et al. 2019 Liberia ‘To understand key factors that constitute community resilience and their role in responding to the EVD outbreak in Liberia’. ‘Efforts to systematically build responsible leadership and social capital at community level, including those that strengthen bonds in communities and trust across key actors in the health systems, are needed to address health shocks like EVD outbreaks’. Key informant interviews and a national stakeholder meeting N/A Legitimacy
  • Absorption

  • Adaptation

  • Transformation

Health workforce issues
 Gilson et al. 2017 Kenya; South Africa To compare experiences from district health systems in Kenya and South Africa order to reveal patterns and insights for everyday resilience Stable governance structures and adequate resources influence everyday resilience, however empowerment of leaders, mindful staff engagement and social networks also appear important. Case study methodology: synthesis of document reviews, interviews, group discussions and observations Vulnerability reduction framework (Béné et al. 2012)
Everyday resilience (Barasa et al. 2017)
  • Knowledge

  • Uncertainties

  • Interdependence

  • Absorption

  • Adaptation

  • Transformation

 Raven et al. 2018 Nepal; Sierra Leone To assess how health workers cope in times of crisis and how they can best be enabled to continue their work. ‘In both contexts, health workers demonstrated considerable resilience in continuing to provide services despite limited support’.
  • In-depth interviews with health workers (Sierra Leone);

  • Observation, semi-structured interviews with health workers & management (Nepal)

N/A
  • Knowledge

  • Uncertainties

  • Legitimacy

  • Absorption

  • Adaptation

 Russo et al. 2016 Portugal To ‘explore physicians’ perceptions of the changes brought on by the [economic] crisis and associated austerity measures to the market for medical services, as well as to their working routines, remuneration and intention to leave the sector’. The economic crisis brought considerable changes for the health system, however insights to existence of resilience merged Semi-structured interviews with physicians N/A N/A
  • Absorption

  • Adaptation

  • Transformation

 Thude et al. 2019 Denmark ‘To understand how the staff at the two wards with challenged leader teams coped with everyday work and whether the way in which the staff handled the challenges was resilient’. ‘The staff at both wards were handling the everyday work in a resilient way. […] To increase the resilience in an organisation, leaders should acknowledge the need to establish strong emotional ties among staff and at the same time ensure role structures that make sense in the everyday work’. Semi-structured interviews with healthcare staff N/A N/A Absorption
Development of preparedness checklists and assessment tools
 Toner et al. 2017 USA To use experiences from communities affected by Hurricane Sandy 2012 for developing a checklist outlining action steps for assessing and strengthening communities' health sector resilience Description of a conceptual map of health sector resilience, with key findings organized in eight themes. Identification of recommended actions for improvement of health sector resilience at local level
  • key informant interviews;

  • focus groups;

  • literature review

N/A
  • Uncertainties

  • Interdependence

  • Absorption

  • Adaptation

 O'Sullivan et al. 2013 Canada To explore the complexity of disasters at the micro level and to determine levers for action to facilitate collaborative action and promote health among high risk population ‘Promoting population health in disaster context requires shifting from risk management to resilience, […] from command and control models to collaboration’. Community-based participatory research design with focus groups Resilient communities framework (Norris et al. 2008)Functional needs framework (Kailes and Enders 2007)
  • Knowledge

  • Uncertainties

  • Interdependence

  • Legitimacy

N/A
 Khan et al. 2018 Canada ‘To describe the essential elements of a resilient public health system and how the elements interact as a complex adaptive system’. Eleven essential elements for public health emergency preparedness were identified, and a conceptual framework developed with ethics and values at its core. Focus groups using Structured Interview Matrix facilitation technique N/A
  • Knowledge

  • Uncertainties

  • Interdependence

  • Legitimacy

N/A
 Meyer et al. 2018 USA To identify and integrate lessons from response to the EVB epidemic into an actionable checklist. ‘Health care facilities shouldered much of the response, and even those facilities with designated treatment units had to adapt in real time’. Experiences can help inform future response. Semi-structures key informant interviews N/A
  • Knowledge

  • Uncertainties

  • Interdependence

  • Legitimacy

  • Absorption

  • Adaptation