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. Author manuscript; available in PMC: 2021 Dec 1.
Published in final edited form as: Clin Gastroenterol Hepatol. 2020 Apr 11;18(13):2879–2902.e9. doi: 10.1016/j.cgh.2020.04.019

Table 2.

Studies on Use of Cell-Free DNA for Hepatocellular Carcinoma Detection

Study cfDNA property HCC patients Control Comparator, AFP cut-off value, ng/mL Findings: sensitivity/specificity, AUC
Amount or integrity
Chen et al,60 2013 Total amount N = 39
Stage: multifocal disease in 13%
Treatment: NR
45 healthy NS Sensitivity: cfDNA: 56.4%
AFP: 53.8%
cfDNA + AFP: 71.8% (P < .05 for 3-way comparison) cfDNA + AFP + α-L-fucosidase vs cfDNA + AFP: 89.7% (P < .05)
El-Shazly et al,63 2009 Total amount, integrity N = 25
Stage: 12%/32%/48%/8% TNM I/II/III/IV
Treatment: NR
25 CLD, 15 healthy 20 HCC vs CLD comparison:
Total DNA amount: 72%/68%, AUC, 0.57
DNA integrity: 88%/92%, AUC, 0.75
Huang et al,68 2012 Total amount N = 72
Stage: 24%/76% TNM e I+II/III+IV
Treatment: NR
37 CLD, 41 healthy 400 Total cfDNA amount:
HCC vs CLD: 60%/78%, AUC, 0.71
HCC vs healthy: 90%/90%, AUC, 0.95
Total DNA + AFP (HCC vs healthy): 95%/94%, AUC, 0.97
Huang et al,66 2016 cfDNA integrity N = 53
Stage: 24%/76% TNM I+M/III+IV
Treatment: 100% resection
15 CLD, 22 healthy 20 cfDNA integrity: 43.4%/100%/0.71
AFP: 50.9%/100%/0.61 cfDNA integrity + AFP: 79.2%/100%/0.85
Iizuka et al,71 2006 Total amount N = 52
Stage: 46%/37%/17% TNM I/II/III
Treatment: 100% resection
30 CLD, 16 healthy AFP: 10.2
DCP: 29.5 ng/mL
AFP: 69.2%/72.7%
DCP: 73.1%/75.0% cfDNA amount: 69%/93% (P < .05 vs both AFP and DCP)
Marchio et al,80 2018 Total amount, TP53 R249S mutation by digital droplet PCR N = 149 Stage/treatment: NR 164 CLD, 49 healthy 10 AUC:
Proportion of droplets with TP53 R249S: 0.83
AFP: 0.81 (P > .05 vs TP53 R249S droplets) cfDNA amount: 0.59
Piciocchi et al,82 2013 Total amount N = 66
Stage: 59% within Milan criteria
Treatment: NR
76 CLD 14 cfDNA: 91%/43%, AUC, 0.69
AFP: 45%/83%, AUC, 0.64 (P > .05)
Ren et al,84 2006 Total amount, chromosome 8p allelic imbalance (D8S258 or D8S264) N = 79
Stage: 62%/38% TNM I+II/III+IV
Treatment: NR
20 CLD, 20 healthy 20 Total amount: HCC vs healthy, 52%/95%, AUC, 0.80
Allelic imbalance at D8S258: sensitivity, 57% for TNM stage III/IV and 22% for stage I/II
High cfDNA concentration + allelic imbalance: abnormal in 8 of 24 with low AFP
Yan et al,93 2018 Total amount N = 24
Stage: 58%/33%/8% BCLC A/B/C
Treatment: NR
62 CLD 80.5 cfDNA amount: 62.5%/93.6%, AUC, 0.82
AFP alone: AUC, 0.67 cfDNA amount + AFP + age: 87%/100%, AUC, 0.98 (P < .05)
Mutations
An et al,56 2019 cfDNA mutations N = 26
Stage: 77%/23% TNM I/II+III
Treatment: 100% resection
20 CLD NS AUC of different tests: cfDNA concentration: 0.917
Mutation number: 0.878 ctDNA concentration (cfDNA concentration times variant allele frequency): 0.871
Maximal variant allele frequency: 0.802
AFP: 0.783
Cai et al,57 2019 Fraction of single-nucleotide or copy number variants N = 34
Stage: NR
Treatment: 100% resection
N/A NR ctDNA: sensitivity, 100%
AFP: sensitivity, 56%
AFP-L3%: sensitivity, 50%
DCP: sensitivity, 82%
Igetei et al,69 2008 TP53 R249S mutation N = 85
Stage/treatment: NR
77 healthy 400 cfDNA TP53 R249S mutation:
Overall: 7.6%/100%
Patients with HCC and AFP measurements: 16.7% overall, 20% without increased AFP (P > .05)
Liao et al,78 2016 TERT, CTNNB1, or TP53 mutation N = 41
Stage: 42% ≥5 cm, 27% multiple tumors, 61% vascular invasion
Treatment: 100% resection
10 healthy 20 cfDNA mutations: sensitivity, 23% vs 13% in high vs low AFP (P = .70)
Specificity, 90%
Qu et al,83 2019 Integrated hepatitis B virus DNA and mutations in TP53, CTNNB1, AXIN1, and TERT promoter
Age, sex, AFP, and DCP also included
Training: N = 65
Validation: N = 24
Training: 70 CLD
Validation: 307 CLD
None Training cohort: patients with (+) AFP or ultrasound 93%/93%, AUC, 0.93
Both the cfDNA and protein markers contributed predictive power
Validation cohort: 331 patients with (−) AFP and ultrasound screening sensitivity, 100%, specificity only 4 of 24
Xiong et al,90 2019 Mutations in TP53, ARID1A, FLCN, SETD2, PTEN, BUB1B, CTNNB1, JAK1, AXIN1, EPS15, or CACNA2D4 N = 37
Stage: NR
Treatment: 100% resection
6 healthy 400 cfDNA mutations:
Overall: 65%/100%
Low AFP: 73%/100%
High AFP: 53%/100%
Xu et al,91 2015 Copy number variation of 1q, 7q, or 19q forward strand or 1p, 9q, or 14q reverse strand N = 31
Stage: mean maximum tumor size, 5.7 cm (SD, 3.1 cm)
Treatment: 100% resection
8 CLD 10 Copy number variation score:
All HCC: 83.9%/100%
HCC <5 cm maximum tumor size: 68.8%/100%
HCC <3 cm maximum tumor size: 57.1%/100%
Low AFP: sensitivity, 7 of 10
Methylation/epigenetics
Cai et al,57 2019 5hmC modifications in cfDNA N = 1204
Stage: 12%/36%/25%/13% BCLC 0/A/B/C
Treatment: NR
392 CLD, 958 healthy 20 Early stage HCC vs CLD:
5hmC-based score: 82.7%/67.4%, AUC, 0.87 in training set, 0.85 in validation set
AFP: 44.8%/76.1%, AUC, 0.79 in training set, 0.69 in validation set
Chan et al,59 2008 RASSF1A methylation N = 63
Stage: NS
Treatment: 100% resection
63 CLD, 50 healthy 20 RASSF1A methylation detected in:
93% HCC (50% among normal AFP)
58% CLD
8% healthy controls
Chu et al,61 2004 P16 methylation N = 46
Stage/treatment: NR
23 CLD 20 P16 methylation:
Overall cohort: 48%/83%
Normal AFP HCC: sensitivity, 50%
Dou et al,62 2016 CDH1, DNMT3b, or ESR1 promoter methylation N = 183
Stage/treatment: NR
173 CLD, 50 healthy NS Methylation frequency:
HCC: CDH1 31%, DNMT3b 41%, ESR1 30%
CLD: <10% for all 3 genes
Healthy controls: 0%
AUC for methylation of any gene, 0.75 (0.70–0.80)
AUC for AFP, 0.62 (0.55–0.68)
Han et al,64 2014 TGR5 promoter methylation N = 160
TNM stage: 59%/41% I+II/III+IV
Treatment: NR
88 CLD, 45 healthy 200 HCC vs CLD:
TGR5 methylation + AFP: 68.1%/78.4%
AFP alone: 30.6%/92.1%
TGR5 alone: 48.1%/86.3%
Hu et al,65 2017 UBE2Q1 methylation N = 80
TNM stage: 43%/57% I+II/III+IV
Treatment: NR
80 CLD, 20 healthy 200 UBE2Q1 methylation + AFP: 53.8%/87.5%, AUC, 0.76
UBE2Q1 methylation alone: 66%/58%, AUC, 0.62
AFP alone: 53.8%/87.5%, AUC, 0.67
Huang et al,67 2014 INK4A methylation N = 66
Stage: 24%/23%/27%/26% TNM I/II/III/IV
Treatment: NR
43 CLD 200 INK4A methylation + AFP: sensitivity, 80.3% (P < .05 vs AFP alone)
AFP alone: sensitivity, 45.5%
INK4A methylation alone: sensitivity, 74.2%
Iizuka et al,70 2011 SPINT2 and SRD5A2 methylation N = 220
Stage: 15%/34%/30%/21% TNM I/II/III/IV
Treatment: NR
202 CLD AFP: 20
DCP: 40 mAU/mL
Methylation of SPINT2 and SRD5A2, AFP, and DCP: 82%/82%
AUC, 0.72 for ≤5 cm HCC and 0.89 for >5 cm HCC
AFP alone: 57.4%/85.7%
DCP alone: 60.2%/89.3%
Ji et al,72 2014 MT1M and MT1G methylation N = 121
Stage: 53%/47% TNM I+II/III+IV
Treatment: 100% noncurative
37 CLD, 31 healthy 20 MT1M methylation: 49% HCC, 5% CLD, 7% healthy controls
MT1G methylation: 70% HCC, 16% CLD, 13% healthy controls
MT1M or MT1G methylation:
HCC vs CLD: 90%/81%, AUC, 0.86
HCC vs healthy: 91%/84%, AUC, NR
AFP alone:
HCC vs healthy: 56.0%/62.1%
Kanekiyo et al,73 2015 RASSF1A, CCND2, CFTR, SPINT2, SRD5A2, and/or BASP1 methylation N = 125
Stage: 46%/54% TNM I+II/III+IV
Treatment: 100% resection
N/A AFP: 20
DCP: 40 ng/mL
Serum methylation score:
Positive in 41% vs 48% of high vs low AFP
Positive in 42% vs 46% of high vs low DCP (P > .05 for both)
Kisiel et al,74 2018 Methylation score: HOXA1, EMX1, ECE1, AK055957, PFKP, CLEC11A N = 116
Stage: 4%/44%/15%/30%/7% BCLC 0/A/B/C/D
Treatment: NR
80 CLD, 98 healthy 10 Methylation score:
HCC vs cirrhosis: 95%/86%, AUC, 0.93–no improvement after adding AFP
HCC vs healthy: 95%/95%
Sensitivity based on cancer stage: 75% (BCLC stage 0), 93% (stage A/B), and 100% (stage C/D)
Kuo et al,75 2014 HOXA9 methylation N = 40
Stage/treatment: NR
34 healthy 10 HOXA9 methylation: 73%/97%
HOXA9 methylation + AFP: 95%/97%
Li et al,76 2014 IGFBP7 promoter methylation N = 136
Stage: 51%/49% TNM I+II/III+IV
Treatment: NR
46 CLD, 35 healthy 20 IGFBP7 promoter methylation + AFP: 85%/41% (P < .05 for both sensitivity and specificity vs AFP)
IGFBP7 methylation alone: 65%/83%
AFP alone: 57%/52%
Li et al,77 2018 IGFBP7 promoter methylation N = 155
Stage: 63%/37% TNM I+II/III+IV
Treatment: 100% resection
60 CLD, 20 healthy 200 Serum IGFBP7 promoter methylation: sensitivity, 69% vs 67% in high vs low AFP (P = .81)
Lu et al,79 2017 Methylation score: APC, COX2, RASSF1A, miR-203 N = 203
Stage: 89%/11% TNM I+II/III+IV
Treatment: 100% resection
104 CLD, 50 healthy 20 HCC vs controls: 84%/83%, AUC, 0.87
Sensitivity, 75% of patients with low AFP
Oussalah et al,81 2018 SEPT9 methylation Derivation cohort (France): N = 51, BCLC 25%/39%/31%/2% A/B/C/D
Validation cohort (Germany): N = 47, BCLC stage 39%/22%/15%/24% A/B/C/D
Derivation cohort: 135 CLD
Validation cohort: 56 CLD
NS SEPT9 methylation: 85%/91%, AUC, 0.96
AFP alone: AUC, 0.85 (P = .002 vs SEPT9 methylation)
Sun et al,85 2013 TFPI2 methylation N = 43
Stage: 40%/19%/33%/9% TNM I/II/III/IV
Treatment: NR
24 CLD, 26 healthy 400 TFPI2 methylation or AFP alone: similar sensitivity (47% vs 54%)
TFPI2 methylation + AFP: sensitivity, 61% (P < .05)
Tangkijvanich et al,86 2007 LINE-1 hypomethylation N = 85
Stage: 82% >5 cm, 36% multiple tumors
Treatment: various
93 CLD, 30 healthy 400 LINE-1 hypomethylation: sensitivity in high vs low AFP (61.7% vs 52.6%), P > .05
Wang et al,87 2006 GSTP1 methylation N = 32
Stage: NR
Treatment: 100% resection
8 CLD N/A Methylated cfDNA GSTP: sensitivity, 50% (61% among patients with tissue GSTP1 methylation), specificity, 100%
Methylation detected in 4 of 9 patients with low AFP
Wei et al,88 2018 SOCS3 promoter methylation N = 119
Stage: 34% tumor >5 cm, 17% >1 tumor, 17% portal vein involvement
Treatment: 100% resection
157 CLD, 50 healthy 400 SOCS3 cfDNA methylation:
Overall: 28.6%/95%
High vs low AFP (52.9% vs 10.3%), P < .001
Wen et al,89 2015 Methylation score: RGS10, ST8SIA6, RUNX2, VIM, CACNA1C, TBX2, SOX9 (5’ end), NEDD4L (intron), ALX3, ZNF683 (3’ end), KCNQ4 (i), ERG, PTPN18 (intron), SYN2, LINC00682 (3’ end), CPLX1 (intron), FLJ42709, UBD (3’ end), SNX10 (3’ end), TRPS1 (intron) N = 36
Stage: 36%/25%/22%/17% TNM I/II/III/IV
Treatment: NR
17 CLD, 38 healthy 20 Two cfDNA methylation scores, either score positive:
Training set: 93%/91%
Validation set: 100%/80%
Combined cohort: 94%/89%
Sensitivity, 100% in patients with low AFP (N = 10)
Xu et al,92 2017 Methylation score:
cg10428836, cg26668608, cg25754195, cg05205842, cg11606215, cg24067911, cg18196829, cg23211949, cg17213048, cg25459300
N = 1098
Stage: 16%/16%/52%/12% TNM I/II/III/IV
Treatment: NR
835 healthy 25 cfDNA levels:
Training set: 85.7%/94.3%, AUC, 0.97
Validation set: 83.3%/90.5%, AUC, 0.94
AFP: AUC, 0.82 (P < .05 vs cfDNA)
Yeo et al,94 2005 RASSF1A methylation N = 40
Stage: 30% ≥5 cm
Treatment: 100% resection
10 healthy 20 RASSF1A methylation
Overall: 43%/100%
Low AFP: sensitivity, 36%

NOTE. Test characteristics are reported either as sensitivity (%)/specificity (%), area under the receiver operating characteristic curve; sensitivity (%)/specificity (%); or as individual parameters.

5hmC, 5-hydroxymethylcytosine; AFP, α-fetoprotein; AUC, area under the receiver operating characteristic curve; BCLC, Barcelona Clinic Liver Cancer; CLD, chronic liver disease; cfDNA, cell-free DNA; ctDNA, circulating tumor DNA; DCP, des-carboxyprothrombin; HCC, hepatocellular carcinoma; NR, not reported; PCR, polymerase chain reaction.