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. 2020 Dec 2;12(12):3605. doi: 10.3390/cancers12123605

Table 1.

Immune escape and immunosuppressive mechanisms in pre-invasive lesions, in invasive LUAD and LUSC, and in immunotherapy resistance.

Mechanism LUAD or Pre-Invasive Lesions LUSC or Pre-Invasive Lesions Refs.
1. Impaired Antigen Presentation
-HLA-LOH. -Progressive increase from AIS/MIA
to LUAD.
-Detected in 34% of CIS and 28% of LUSC. [12,21]
-HLA-LOH. -Detected in 29% of LUAD,
frequently subclonal HLA LOH.
-Detected in 61% of LUSC, frequently subclonal HLA LOH. [2]
-HLA-LOH. -Detected in 56% of LUAD. -Detected in 78% of LUSC. [22]
-Expression of MHC I/II, B2M, and
antigen processing machinery.
-NK cell activation and type I IFN production.
-Reduced/defective in subgroup 1 of
three early LUAD subsets.
[23]
-Expression of peptide-trimming machinery genes and MHC class II. -Reduced in subgroup 2 of three
early LUAD subsets.
[23]
-Hypermethylation at chromosome 6 HLA region. -Detected in progressive CIS lesions. [21]
-Mutations and copy number changes of genes
involved in antigen presentation.
-More frequent in progressive CIS lesions. [21]
2. Neoantigen Loss/Silencing and Neoantigen Subclonal Structure
-Neoantigen promoter hypermethylation. -Increased in later stage pre-invasive lesions.
-Detected in invasive stage.
-Detected in invasive stage. [11,22]
-High neoantigen subclonal fraction. -Associated with ICB resistance. [24]
-Neoantigen loss by immunoediting or
through deletion of chromosomal regions and LOH.
-Associated with acquired ICB resistance. -Associated with acquired ICB resistance. [25]
3. Function of Immune-related Genes and Pathways
-Genes belonging to the IFN γ and
TGF-γ signaling pathways.
-Downregulated in subgroup 2
of three early LUAD subsets.
[23]
-CD47, B7-H3, CTLA-4 genes. -Increased expression from AAH to LUAD. [14]
-Genes involved in negative regulation of immunity. -Upregulated in high-grade pre-invasive lesions. [20]
-Downregulation of CD137L. -Detected in progressive CIS lesions. [21]
-Expression of genes involved in inflammation,
lymphocyte regulation, antigen processing/presentation.
-Decreased in “normal-like” precursor lesions. [26]
-Genes involved in interferon signaling and antigen presentation. -Downregulated in the “proliferative” pre-invasive lesions that progress to LUSC. [26]
4. Immune Structure of the Tumor Microenvironment
-Immune infiltration. -Lowest in subgroup 1 of three
early LUAD subsets.
[23]
-Tregs and immunosuppressive cytokines. -Higher levels in subset of cold tumors. [27]
-Tregs, tumor-associated neutrophils. -Present at higher frequency in LUSC compared to LUAD. [28]
-TH1 and TH17 and macrophages. -Present at higher frequency in LUAD
compared to LUSC.
[28]
-CD4/CD8 ratio. -Progressive increase from NL to LUAD. [12]
-TH1 cytokines. -Reduced in AIS and MIA vs. AAH. [12]
-TH2 cytokines. -Higher in AIS and MIA. [12]
-CD16+ NK cells, CD8+ CTLs, CD141+ DCs,
CD16+ monocytes.
-Reduced in LUAD compared to NL. [3]
-Tregs, CTLs, PD-1+ CTLs.
PPARγhiCD64hiCD14hiIL-6hi macrophages.
-Increased in LUAD compared to NL. [3,27]
-Myeloid cells, neutrophils, macrophages. -Increase in high-grade dysplasia. [20]
-Spatial segregation of CD3+ cells and epithelial cells. -Detected in high-grade lesions. [20]
-Lymphocytes, CD8+ cells, and IL2, TNF, IL12A, IL23A genes. -Lower levels in progressive CIS compared to regressive CIS. [21]
-Immune-cold microenvironment. -Almost all pre-invasive lesions progress to cancer. [21]
5. Genetic Changes Impacting on Immune Escape/Immune Suppression
-Chromosome-level and arm-level aneuploidy
associated with immunosuppressive microenvironment.
-Associated with ICB resistance. -Associated with ICB resistance. [29,30]
-KRASmut/LKB1mut LUAD subset. -Reduced T cell infiltration and PD-L1 expression. -Defective STING expression and impaired type I IFN pathway.
-Downregulation of DC, NK, and macrophage signatures.
-Associated with ICB resistance.
[5,31,32]
-EGFR mutations and EML4-ALK fusion LUAD subsets. -Immune-cold microenvironment.
-Lack of T cell infiltration, constitutive PD-L1 expression.
-Associated with ICB resistance.
[4,33,34]

AAH: atypical adenomatous hyperplasia; AIS: adenocarcinoma in situ; MIA: minimally invasive adenocarcinoma; LUAD: lung adenocarcinoma; LUSC: lung squamous cell carcinoma; CIS: carcinoma in situ; HLA LOH: HLA loss of heterozygosity; ICB: immune checkpoint blockade.