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. 2021 Jan 5;81(1):3. doi: 10.1140/epjc/s10052-020-08701-5

Search for top squark pair production using dilepton final states in pp collision data collected at s=13TeV

A M Sirunyan 1, A Tumasyan 1, W Adam 2, F Ambrogi 2, T Bergauer 2, M Dragicevic 2, J Erö 2, A Escalante Del Valle 2, R Frühwirth 2, M Jeitler 2, N Krammer 2, L Lechner 2, D Liko 2, T Madlener 2, I Mikulec 2, F M Pitters 2, N Rad 2, J Schieck 2, R Schöfbeck 2, M Spanring 2, S Templ 2, W Waltenberger 2, C-E Wulz 2, M Zarucki 2, V Chekhovsky 3, A Litomin 3, V Makarenko 3, J Suarez Gonzalez 3, M R Darwish 4, E A De Wolf 4, D Di Croce 4, X Janssen 4, T Kello 4, A Lelek 4, M Pieters 4, H Rejeb Sfar 4, H Van Haevermaet 4, P Van Mechelen 4, S Van Putte 4, N Van Remortel 4, F Blekman 5, E S Bols 5, S S Chhibra 5, J D’Hondt 5, J De Clercq 5, D Lontkovskyi 5, S Lowette 5, I Marchesini 5, S Moortgat 5, A Morton 5, Q Python 5, S Tavernier 5, W Van Doninck 5, P Van Mulders 5, D Beghin 6, B Bilin 6, B Clerbaux 6, G De Lentdecker 6, B Dorney 6, L Favart 6, A Grebenyuk 6, A K Kalsi 6, I Makarenko 6, L Moureaux 6, L Pétré 6, A Popov 6, N Postiau 6, E Starling 6, L Thomas 6, C Vander Velde 6, P Vanlaer 6, D Vannerom 6, L Wezenbeek 6, T Cornelis 7, D Dobur 7, M Gruchala 7, I Khvastunov 7, M Niedziela 7, C Roskas 7, K Skovpen 7, M Tytgat 7, W Verbeke 7, B Vermassen 7, M Vit 7, G Bruno 8, F Bury 8, C Caputo 8, P David 8, C Delaere 8, M Delcourt 8, I S Donertas 8, A Giammanco 8, V Lemaitre 8, K Mondal 8, J Prisciandaro 8, A Taliercio 8, M Teklishyn 8, P Vischia 8, S Wuyckens 8, J Zobec 8, G A Alves 9, G Correia Silva 9, C Hensel 9, A Moraes 9, W L Aldá Júnior 10, E Belchior Batista Das Chagas 10, H BRANDAO MALBOUISSON 10, W Carvalho 10, J Chinellato 10, E Coelho 10, E M Da Costa 10, G G Da Silveira 10, D De Jesus Damiao 10, S Fonseca De Souza 10, J Martins 10, D Matos Figueiredo 10, M Medina Jaime 10, M Melo De Almeida 10, C Mora Herrera 10, L Mundim 10, H Nogima 10, P Rebello Teles 10, L J Sanchez Rosas 10, A Santoro 10, S M Silva Do Amaral 10, A Sznajder 10, M Thiel 10, E J Tonelli Manganote 10, F Torres Da Silva De Araujo 10, A Vilela Pereira 10, C A Bernardes 11, L Calligaris 11, T R Fernandez Perez Tomei 11, E M Gregores 11, D S Lemos 11, P G Mercadante 11, S F Novaes 11, Sandra S Padula 11, A Aleksandrov 12, G Antchev 12, I Atanasov 12, R Hadjiiska 12, P Iaydjiev 12, M Misheva 12, M Rodozov 12, M Shopova 12, G Sultanov 12, M Bonchev 13, A Dimitrov 13, T Ivanov 13, L Litov 13, B Pavlov 13, P Petkov 13, A Petrov 13, W Fang 14, Q Guo 14, H Wang 14, L Yuan 14, M Ahmad 15, Z Hu 15, Y Wang 15, E Chapon 16, G M Chen 16, H S Chen 16, M Chen 16, A Kapoor 16, D Leggat 16, H Liao 16, Z Liu 16, R Sharma 16, A Spiezia 16, J Tao 16, J Thomas-wilsker 16, J Wang 16, H Zhang 16, S Zhang 16, J Zhao 16, A Agapitos 17, Y Ban 17, C Chen 17, Q Huang 17, A Levin 17, Q Li 17, M Lu 17, X Lyu 17, Y Mao 17, S J Qian 17, D Wang 17, Q Wang 17, J Xiao 17, Z You 18, X Gao 19, M Xiao 20, C Avila 21, A Cabrera 21, C Florez 21, J Fraga 21, A Sarkar 21, M A Segura Delgado 21, J Jaramillo 22, J Mejia Guisao 22, F Ramirez 22, J D Ruiz Alvarez 22, C A Salazar González 22, N Vanegas Arbelaez 22, D Giljanovic 23, N Godinovic 23, D Lelas 23, I Puljak 23, T Sculac 23, Z Antunovic 24, M Kovac 24, V Brigljevic 25, D Ferencek 25, D Majumder 25, M Roguljic 25, A Starodumov 25, T Susa 25, M W Ather 26, A Attikis 26, E Erodotou 26, A Ioannou 26, G Kole 26, M Kolosova 26, S Konstantinou 26, G Mavromanolakis 26, J Mousa 26, C Nicolaou 26, F Ptochos 26, P A Razis 26, H Rykaczewski 26, H Saka 26, D Tsiakkouri 26, M Finger 27, M Finger Jr 27, A Kveton 27, J Tomsa 27, E Ayala 28, E Carrera Jarrin 29, H Abdalla 30, Y Assran 30, S Khalil 30, M A Mahmoud 31, Y Mohammed 31, S Bhowmik 32, A Carvalho Antunes De Oliveira 32, R K Dewanjee 32, K Ehataht 32, M Kadastik 32, M Raidal 32, C Veelken 32, P Eerola 33, L Forthomme 33, H Kirschenmann 33, K Osterberg 33, M Voutilainen 33, E Brücken 34, F Garcia 34, J Havukainen 34, V Karimäki 34, M S Kim 34, R Kinnunen 34, T Lampén 34, K Lassila-Perini 34, S Laurila 34, S Lehti 34, T Lindén 34, H Siikonen 34, E Tuominen 34, J Tuominiemi 34, P Luukka 35, T Tuuva 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PMCID: PMC7785581  PMID: 33465186

Abstract

A search is presented for supersymmetric partners of the top quark (top squarks) in final states with two oppositely charged leptons (electrons or muons), jets identified as originating from bquarks, and missing transverse momentum. The search uses data from proton-proton collisions at s=13TeV collected with the CMS detector, corresponding to an integrated luminosity of 137fb-1. Hypothetical signal events are efficiently separated from the dominant top quark pair production background with requirements on the significance of the missing transverse momentum and on transverse mass variables. No significant deviation is observed from the expected background. Exclusion limits are set in the context of simplified supersymmetric models with pair-produced lightest top squarks. For top squarks decaying exclusively to a top quark and a lightest neutralino, lower limits are placed at 95% confidence level on the masses of the top squark and the neutralino up to 925 and 450GeV, respectively. If the decay proceeds via an intermediate chargino, the corresponding lower limits on the mass of the lightest top squark are set up to 850GeV for neutralino masses below 420GeV. For top squarks undergoing a cascade decay through charginos and sleptons, the mass limits reach up to 1.4TeV and 900GeV respectively for the top squark and the lightest neutralino.

Introduction

The standard model (SM) of particle physics accurately describes the overwhelming majority of observed particle physics phenomena. Nevertheless, several open questions are not addressed by the SM, such as the hierarchy problem, the need for fine tuning to reconcile the large difference between the electroweak and the Planck scales in the presence of a fundamental scalar [14]. Moreover, there is a lack of an SM candidate particle that could constitute the dark matter in cosmological and astrophysical observations [5, 6]. Supersymmetry (SUSY) [714] is a well-motivated extension of the SM that provides a solution to both of these problems, through the introduction of a symmetry between bosons and fermions. In SUSY models, large quantum loop corrections to the mass of the Higgs boson (H), mainly arising from the top quarks, are mostly canceled by those arising from their SUSY partners, the top squarks, if the masses of the SM particles and their SUSY partners are close in value. Similar cancellations occur for other particles, resulting in a natural solution to the hierarchy problem [2, 15, 16]. Furthermore, SUSY introduces a new quantum number, R parity [17], that distinguishes between SUSY and SM particles. If R parity is conserved, top squarks are produced in pairs and the lightest SUSY particle (LSP) is stable. If neutral, the LSP provides a good candidate for the dark matter. The lighter top squark mass eigenstate t~1 is the lightest squark in many SUSY models and may be within the energy reach of the CERN LHC if SUSY provides a natural solution to the hierarchy problem [18]. This strongly motivates searches for top squark production.

In this paper, we present a search for top squark pair production in data from proton-proton (pp) collisions collected at a center-of-mass energy of 13TeV, corresponding to an integrated luminosity of 137fb-1, with the CMS detector at the LHC from 2016 to 2018. The search is performed in final states with two leptons (electrons or muons), hadronic jets identified as originating from bquarks, and significant missing transverse momentum (pTmiss). The large background from the SM top quark–antiquark pair production (tt¯) is reduced by several orders of magnitude through the use of specially designed transverse-mass variables [19, 20]. Simulations of residual SM backgrounds in the search regions are validated in control regions orthogonal to the signal regions, using observed data.

Simplified models [2123] of strong top squark pair production and different top squark decay modes are considered. Following the naming convention in Ref. [24], top squark decays to top quarks and neutralinos (χ~10, identified as LSPs) are described by the T2tt model (Fig. 1, left). In the T2bW model (Fig. 1, center), both top squarks decay via an intermediate chargino (χ~1±) into a bottom quark, a W boson, and an LSP. In both models, the undetected LSPs and the neutrinos from leptonic Wdecays account for significant pTmiss, and the leptons provide a final state with low SM backgrounds. In the T8bbνν model (Fig. 1, right), both top squarks decay via an intermediate chargino to a bottom quark, a slepton, and a neutrino. The branching fraction of the chargino to sleptons is assumed to be identical for the three slepton flavors. The subsequent decay of the sleptons to neutralinos and leptons leads to a final state with the same particle content as in the T2tt model, albeit without the suppression of the dilepton final state from the leptonic Wboson branching fraction.

Fig. 1.

Fig. 1

Diagrams for simplified SUSY models with strong production of top squark pairs t~1t~~1¯1. In the T2tt model (left), the top squark decays to a top quark and a χ~10. In the T2bW model (center), the top squark decays into a bottom quark and an intermediate χ~1± that further decays into a Wboson and a χ~10. The decay of the intermediate χ~1±, which yields a ν, plus a χ~10 and a ± from the decay of an intermediate slepton ~±, is described by the T8bbνν model (right)

Searches for top squark production have been performed by the ATLAS [2532] and CMS [3340] Collaborations using 8 and 13TeV pp collision data. These searches disfavor top squark masses below about 1.1–1.3TeV in a wide variety of production and decay scenarios. Here we present a search for top squark pair production in dilepton final states. With respect to a previous search in this final state [38], improved methods to suppress and estimate backgrounds from SM processes and a factor of about four larger data set increase the expected sensitivity by about 125GeV in the t~1 mass. This search complements recent searches for top squark production in other final states [39, 40], in particular in scenarios with a compressed mass spectrum or final states with a single lepton.

The CMS detector

The central feature of the CMS apparatus is a superconducting solenoid of 6m internal diameter, providing a magnetic field of 3.8T. Within the solenoid volume are a silicon pixel and strip tracker, a lead tungstate crystal electromagnetic calorimeter (ECAL), and a brass and scintillator hadron calorimeter, each composed of a barrel and two endcap sections. Forward calorimeters extend the pseudorapidity (η) coverage provided by the barrel and endcap detectors that improve the measurement of the imbalance in transverse momentum. Muons are detected in gas-ionization chambers embedded in the steel flux-return yoke outside the solenoid.

Events of interest are selected using a two-tier trigger system. The first level, composed of custom hardware processors, uses information from the calorimeters and muon detectors to select events in a fixed time interval of less than 4μ s. The second level, called the high-level trigger, further decreases the event rate from around 100kHz to less than 1kHz before data storage [41]. A more detailed description of the CMS detector, together with a definition of the coordinate system used and the relevant kinematic variables, can be found in Ref. [42].

Event samples

The search is performed in a data set collected by the CMS experiment during the 2016–2018 LHC running periods. Events are selected online by different trigger algorithms that require the presence of one or two leptons (electrons or muons). The majority of events are selected with dilepton triggers. The thresholds of same-flavor (SF) dilepton triggers are 23GeV (electron) or 17GeV (muon) on the transverse momentum (pT) of the leading lepton, and 12GeV (electron) or 8GeV (muon) on the subleading lepton pT. Triggers for different-flavor (DF) dileptons have thresholds of 23GeV on the leading lepton pT, and 12GeV (electron) or 8GeV (muon) on the subleading lepton pT. Single lepton triggers with a 24GeV threshold for muons and with a 27GeV threshold for electrons (32GeV for electrons in the years 2017 and 2018) improve the selection efficiency. The efficiency of this online selection is measured using observed events that are independently selected based on the presence of jets and requirements on the pTmiss. Typical efficiencies range from 95 to 99%, depending on the pT and η of the two leptons and are accounted for by corrections applied to simulated events.

Simulated samples matching the varying conditions for each data taking period are generated using Monte Carlo (MC) techniques. The tt¯ production and t- and s-channel single-top-quark background processes are simulated at next-to-leading order (NLO) with the powheg v2 [4350] event generator, and are normalized to next-to-next-to-leading-order (NNLO) cross sections, including soft-gluon resummation at next-to-next-to-leading-logarithmic (NNLL) accuracy [51]. Events with single top quarks produced in association with Wbosons (tW) are simulated with powheg v1 [52] (2016) or powheg v2 (2017–2018), and are normalized to the NNLO cross section [53, 54]. The tt¯H process is generated with powheg v2 at NLO [55]. Drell–Yan events are generated with up to four extra partons in the matrix element calculations with MadGraph 5_amc@nlo v2.3.3 (2016) and v2.4.2 (2017–2018) [56] at leading order (LO), and the cross section is computed at NNLO [57]. The tt¯Z, tt¯W, tZq, tt¯γ(), and triboson (VVV) processes are generated with MadGraph 5_amc@nlo at NLO. The cross section of the tt¯Z process is computed at NLO in perturbative quantum chromodynamics (QCD) and electroweak accuracy [58, 59]. The tt¯H process is normalized to a cross section calculated at NLO+NLL accuracy [60]. The diboson (VV) processes are simulated with up to one extra parton in the matrix element calculations, using MadGraph 5_amc@nlo at NLO. The tWZ, tHq, and tHW processes are generated at LO with MadGraph 5_amc@nlo. These processes are normalized to the most precise available cross sections, corresponding to NLO accuracy in most cases. A summary of the event samples is provided in Table 1.

Table 1.

Event generator and orders of accuracy for each simulated background process

Process Cross section Event generator Perturbative
normalization order
tt¯, single t NNLO+NNLL powheg  v2 NLO
tW NNLO powheg  v1/v2 NLO
tt¯H NLO+NLL powheg  v2 NLO
Drell–Yan NNLO MadGraph 5_amc@nlo LO
tt¯Z, tt¯W, tZq, tt¯γ(), NLO MadGraph 5_amc@nlo NLO
VVV, VV
tHW, tHq NLO MadGraph 5_amc@nlo LO
tWZ LO MadGraph 5_amc@nlo LO

The event generators are interfaced with pythia v8.226 (8.230) [61] using the CUETP8M1 (CP5) tune [6264] for 2016 (2017, 2018) samples to simulate the fragmentation, parton shower, and hadronization of partons in the initial and final states, along with the underlying event. The NNPDF parton distribution functions (PDFs) at different perturbative orders in QCD are used in v3.0 [65] and v3.1 [66] for 2016 and 2017–2018 samples, respectively. Double counting of the partons generated with MadGraph 5_amc@nlo and pythia is removed using the MLM [67] and the FxFx [68] matching schemes for LO and NLO samples, respectively. The events are subsequently processed with a Geant4-based simulation model [69] of the CMS detector.

The SUSY signal samples are generated with MadGraph 5_amc@nlo at LO precision, with up to two extra partons in the matrix element calculations, interfaced with pythia v8.226 (8.230) using the CUETP8M1 (CP2) tune for 2016 (2017, 2018). For the T2tt and T2bW models, the top squark mass is varied from 200 to 1200GeV and the mass of the LSP is scanned from 1 to 650GeV. The mass of the chargino in the T2bW model is assumed to be equal to the mean of the masses of the top squark and the lightest neutralino. For the T8bbνν model, the top squark mass is varied from 200 to 1600GeV and the mass of the LSP is scanned from 1 to 1200GeV. Similarly to the T2bW model, the mass of the chargino is assumed to be equal to the mean of the top squark and the LSP masses. For the slepton mass, three values of x=0.95, 0.50, 0.05 are chosen in m~=x(mχ~1+-mχ~10)+mχ~10. The production cross sections of signal samples are normalized to approximate NNLO+NNLL accuracy with all other SUSY particles assumed to be heavy and decoupled [7082]. The simulation of the detector response is performed using the CMS fast detector simulation [83, 84].

All simulated samples include the effects of additional pp collisions in the same or adjacent bunch crossings (pileup), and are reweighted according to the observed distribution of the number of interactions per bunch crossing. An additional correction is applied to account for a mismatch of the simulated samples and the observed distribution of primary vertices in the 2018 running period.

Object and event selection

Event reconstruction uses the CMS particle-flow (PF) algorithm [85], which provides an exclusive set of electron [86], muon [87], charged hadron, neutral hadron, and photon candidates. These particles are defined with respect to the primary pp interaction vertex, which is the vertex with the largest value of summed physics-object pT2. The physics objects are the jets, clustered using the anti-kT algorithm [88, 89] with the tracks assigned to candidate vertices as inputs, and the associated missing transverse momentum, taken as the negative vector sum of the pT of those jets. Charged-hadron candidates not originating from the selected primary vertex in the event are discarded from the list of reconstructed particles.

Electron candidates are reconstructed using tracking and ECAL information, by combining the clusters of energy deposits in the ECAL with charged tracks [86]. The electron identification is performed using shower shape variables, track-cluster matching variables, and track quality variables. The selection is optimized to identify electrons from the decay of Wand Zbosons while rejecting electron candidates originating from jets. To reject electrons originating from photon conversions inside the detector, electrons are required to have all possible measurements in the innermost tracker layers and to be incompatible with any conversion-like secondary vertices. Reconstruction of muon candidates is done by geometrically matching tracks from measurements in the muon system and tracker, and fitting them to form a global muon track. Muons are identified using the quality of the geometrical matching and the quality of the tracks [87].

In all three running periods, the selected lepton candidates are required to satisfy pT>30(20) GeV for the leading (subleading) lepton, and |η|<2.4, and to be isolated. To obtain a measure of isolation for leptons with pT<50GeV, a cone with radius ΔR=(Δη)2+(Δϕ)2=0.2 (where ϕ is the azimuthal angle in radians) is constructed around the lepton at the event vertex. For leptons with pT>50GeV the radius is reduced to ΔR=max(0.05,10GeV/pT). A lepton is isolated if the scalar pT sum of photons and neutral and charged hadrons reconstructed by the PF algorithm within this cone is less than 20% of the lepton pT, i.e. Irel<0.2. The contribution of neutral particles from pileup interactions is estimated according to the method described in Ref. [86], and subtracted from the isolation sum. The remaining selection criteria applied to electrons, muons, and the reconstruction of jets and pTmiss are described in Ref. [38]. Jets are clustered from PF candidates using the anti-kT algorithm with a distance parameter of R=0.4, and are required to satisfy pT>30GeV, |η|<2.4, and quality criteria. A multivariate btagging discriminator algorithm, DeepCSV [90], is used to identify jets arising from bquark hadronization and decay (bjets). The chosen working point has a mistag rate of approximately 1% for light-flavor jets and a corresponding btagging efficiency of approximately 70%, depending on jet pT and η.

Scale factors are applied to simulated events to take into account differences between the observed and simulated lepton reconstruction, identification, and isolation, and btagging efficiencies. Typical corrections are less than 1% per lepton and less than 10% per b-tagged jet.

Search strategy

We select events containing a pair of leptons with opposite charge. The invariant mass of the lepton pair m() is required to be greater than 20GeV to suppress backgrounds with misidentified or nonprompt leptons from the hadronization of (heavy-flavor) jets in multijet events. Events with additional leptons with pT>15GeV and satisfying a looser isolation criterion of Irel<0.4 are rejected. Events with an SF lepton pair that is consistent with the SM Drell–Yan production are removed by requiring |mZ-m()|>15GeV, where mZ is the mass of the Zboson. To further suppress Drell–Yan and other vector boson backgrounds, we require the number of jets (Njets) to be at least two and, among them, the number of b-tagged jets (Nb) to be at least one.

We use the pTmiss significance, denoted as S, to suppress events where detector effects and misreconstruction of particles from pileup interactions are the main source of reconstructed pTmiss. In short, the S observable offers an event-by-event assessment of the likelihood that the observed pTmiss is consistent with zero. Using a Gaussian parametrization of the resolutions of the reconstructed objects in the event, the S observable follows a χ2-distribution with two degrees of freedom for events with no genuine pTmiss [9193]. Figure 2 shows the distribution of S in a Z sample, requiring events with two SF leptons with |mZ-m()|<15GeV, Njets2 and Nb=0. Events with no genuine pTmiss, such as from the Drell–Yan process, follow a χ2 distribution with two degrees of freedom. Processes with true pTmiss such as tt¯ or production of two or more Wor Zbosons populate high values of the S distribution. The algorithm is described in Ref. [93] and provides stability of event selection efficiency as a function of the pileup rate. We exploit this property by requiring S>12 in order to suppress the otherwise overwhelming Drell–Yan background in the SF channel. We further reduce this background by placing a requirement on the azimuthal angular separation of pTmiss and the momentum of the leading (subleading) jet of cosΔϕ(pTmiss,j)<0.80(0.96). These criteria reject a small background of Drell–Yan events with significantly mismeasured jets.

Fig. 2.

Fig. 2

Distribution of pTmiss significance S in a Z selection, requiring an SF lepton pair. Points with error bars represent the data, and the stacked histograms the SM backgrounds predicted as described in Sect. 6, with uncertainty in the SM prediction indicated by the hatched area. The red line represents a χ2 distribution with two degrees of freedom. The last bin includes the overflow events. The lower panel gives the ratio between the observation and the predicted SM backgrounds. The relative uncertainty in the SM background prediction is shown as a hatched band

The event preselection is summarized in Table 2. The resulting event sample is dominated by events with top quark pairs that decay to the dilepton final state.

Table 2.

Overview of the event preselection requirements

Quantity Requirement
Nleptons = 2 (e or μ), oppositely charged
m() > 20GeV
|mZ-m()| > 15GeV, SF only
Njets 2
Nb 1
S > 12
cosΔϕ(pTmiss,j1) < 0.80
cosΔϕ(pTmiss,j2) < 0.96

The main search variable in this analysis is [20, 94]

MT2()=minpTmiss1+pTmiss2=pTmissmaxMTpTvis1,pTmiss1,MTpTvis2,pTmiss2, 1

where the choice pTvis1,2=pT1,2 corresponds to the definition introduced in Ref. [95]. The alternative choice pTvis1,2=pT1,2+pTb1,2 involves the b-tagged jets and defines MT2(bb). If only one b-tagged jet is found in the event, the jet with the highest pT that does not pass the b tagging selection is taken instead. The calculation of MT2() and MT2(bb) is performed through the algorithm discussed in Ref. [96], assuming vanishing mass for the undetected particles, and follows the description in Ref. [38]. The key feature of the MT2() observable is that it retains a kinematic endpoint at the Wboson mass for background events from the leptonic decays of two Wbosons, produced directly or through top quark decay. Similarly, the MT2(bb) observable is bound by the top quark mass if the leptons, neutrinos and b-tagged jets originate from the decay of top quarks. In turn, signal events from the processes depicted in Fig. 1 do not respect the endpoint and are expected to populate the tails of these distributions.

Signal regions based on MT2(), MT2(bb) and S are defined to enhance sensitivity to different signal scenarios, and are listed in Table 3. The regions are further divided into different categories based on SF or DF lepton pairs, accounting for the different SM background composition. The signal regions are defined so that there is no overlap between them, nor with the background-enriched control regions.

Table 3.

Definition of the signal regions. The regions are further split into SF and DF regions. The preselection in Table 2 is applied to all regions

MT2(bb) (GeV) S 100<MT2()<140GeV 140<MT2()<240GeV MT2()>240GeV
0–100 12–50 SR0 SR6
> 50 SR1 SR7
100–200 12–50 SR2 SR8 SR12
> 50 SR3 SR9
> 200 12–50 SR4 SR10
> 50 SR5 SR11

Background predictions

Events with an opposite-charge lepton pair are abundantly produced by Drell–Yan and tt¯ processes. The event selection discussed in Sect. 4 efficiently rejects the vast majority of Drell–Yan events. Therefore, the major backgrounds from SM processes in the search regions are t/tt¯ events that pass the MT2() threshold because of severely mismeasured pTmiss or a misidentified lepton. In signal regions with large MT2() and S requirements, tt¯Z events with Zνν¯ are the main SM background. Remaining Drell–Yan events with large pTmiss from mismeasurement, multiboson production and other tt¯/single tprocesses in association with a W, a Zor a Higgs boson (tt¯W, tqZ or tt¯H) are sources of smaller contributions. The background estimation procedures and their corresponding control regions, listed in Table 4, are discussed in the following.

Table 4.

Definition of the control regions. The preselection in Table 2 is applied to all regions

Name Definition
TTCRSF MT2()<100GeV, SF leptons, |m()-mZ|>15GeV
TTCRDF MT2()<100GeV, DF leptons
TTZ2j2b Njets=2, Nb2
TTZ3j1b N=3, S0, 1 SF lepton pair Njets=3, Nb=1
TTZ3j2b with |m()-mZ|<10GeV Njets=3, Nb2
TTZ4j1b Njets4, Nb=1
TTZ4j2b Njets4, Nb2
CR0-CR12 Same as SR0-SR12 in Table 3 but requiring SF leptons, |m()-mZ|<15GeV,
Nb=0, and without the cosΔϕ(pTmiss,j) requirements given in Table 2.

Top quark background

Events from the tt¯ process are contained in the MT2()<100GeV region, as long as the jets and leptons in each event are identified and their momenta are precisely measured. Three main sources are identified that promote tt¯ events into the tail of the MT2() distribution. Firstly, the jet momentum resolution is approximately Gaussian [97] and jet mismeasurements propagate to pTmiss, which subsequently leads to values of MT2() and MT2(bb) that do not obey the endpoint at the mother particle mass. For events with MT2()140GeV, this tt¯ component is dominant, while it amounts to less than 10% for signal regions with MT2()>140GeV. Secondly, significant mismeasurements of the momentum of jets can be caused by the loss of photons and neutral hadrons showering in masked channels of the calorimeters, or neutrinos with high pT within jets. For MT2()>140GeV, up to 50% of the top quark background falls into this category. The predicted rate and kinematic modeling of these rare non-Gaussian effects in simulation are checked in a control region requiring SF leptons satisfying |m()-mZ|<15GeV. A 30% uncertainty covers differences in the tails of the pTmiss distribution observed in this control region.

Finally, an electron or a muon may fail the identification requirements, or the event may have a τ lepton produced in a Wboson decay. If there is a nonprompt lepton from the hadronization of a bottom quark or a charged hadron misidentified as a lepton selected in the same event, the reconstructed value for MT2() is not bound by the W mass. To validate the modeling of this contribution, we select events with one additional lepton satisfying loose isolation requirements on top of the selection in Table 2. In order to mimic the lost prompt-lepton background, we recompute MT2() by combining each of the isolated leptons with the extra lepton in both the observed and simulated samples. Since the transverse momentum balance is not significantly changed by the lepton misidentification, the pTmiss and S observables are not modified. Events with misidentified electrons or muons from this category constitute up to 40% of the top quark background prediction for MT2()>140GeV. We see good agreement between the observed and simulated kinematic distributions, indicating that the simulation describes such backgrounds well. Based on the statistical precision in the highest MT2() regions, we assign a 50% uncertainty to this contribution.

The tt¯ normalization is measured in situ by including a signal-depleted control region defined by MT2()<100GeV in the signal extraction fit, yielding a scale factor for the tt¯ prediction of 1.02±0.04. The region is split into DF (TTCRDF) and SF channels (TTCRSF). Events with a Zboson candidate are rejected in the latter.

Top quark + X background

Top quarks produced in association with a boson (tt¯Z, tt¯W, tt¯H, tqZ) form an irreducible background, if the boson decays to leptons or neutrinos. The Zνν¯ decay in the tt¯Z process provides genuine pTmiss and is the dominant background component at high values of MT2(). The decay mode Inline graphic is used to measure the normalization of this contribution. The leading, subleading, and trailing lepton pT are required to satisfy thresholds of 40, 20, and 20GeV, respectively. The invariant mass of two SF leptons with opposite charge is required to satisfy the tightened requirement |m()-mZ|<10GeV. The shape of the distribution of pT(Z) has recently been measured in the 2016 and 2017 data sets [98] and is well described by simulation. Five control regions requiring different Njets and Nb combinations are defined in Table 4 and labeled TTZ2j2b–TTZ4j2b. They are included in the signal extraction fit, in which the simulated number of tt¯Z events is found to be scaled up by a factor of 1.22±0.25, consistent with the initial prediction.

Drell–Yan and multiboson backgrounds

In order to measure the small residual Drell–Yan contribution that passes the event selection, we select dilepton events according to the criteria listed in Table 2 except that we invert the Zboson veto, the bjet requirements, and remove the angular separation requirements on jets and pTmiss. We expect from the simulation that the selection is dominated by the Drell–Yan and multiboson events. For each SF signal region, we define a corresponding control region with the selections above and the signal region requirements on MT2(), MT2(bb), and S. The regions are labeled CR0–CR12 in Table 4 and are included in the signal extraction fit. The MT2(bb) observable is calculated in these regions using the two highest pT jets. The scale factors for the Drell–Yan and multiboson background components are found to be 1.18±0.28 and 1.35±0.32, respectively.

The good modeling of the multiboson and tt¯ processes, including potential sources of anomalous pTmiss, is demonstrated in a validation region requiring Njets2 and Nb=0 and combining the SF and DF channels. The observed distributions of the search variables are compared with the simulated distributions in Fig. 3. The hatched band includes the experimental systematic uncertainties and the uncertainties in the background normalizations.

Fig. 3.

Fig. 3

The MT2(), MT2(bb), and S distributions in the validation regions requiring Njets2 and Nb=0, combining the SF and DF channels. All other event selection requirements are applied. For the MT2(bb) and S distributions, MT2()>100GeV is required. The individual processes are scaled using their measured respective scale factors, as described in the text. The hatched band represents the experimental systematic uncertainties and the uncertainties in the scale factors. The last bin in each distribution includes the overflow events. The lower panel gives the ratio between the observation and the predicted SM backgrounds. The relative uncertainty in the SM background prediction is shown as a hatched band

Systematic uncertainties

Several experimental uncertainties affect the signal and background yield estimations. The efficiency of the trigger selection ranges from 95 to 99% with uncertainties lower than 2.3% in all signal and control regions. Offline lepton reconstruction and selection efficiencies are measured using Z events in bins of lepton pT and η. These measurements are performed separately in the observed and simulated data sets, with efficiency values ranging from 70 to 80%. Scale factors are used to correct the efficiencies measured in simulated events to those in the observed data. The uncertainties in these scale factors are less than 3% per lepton and less than 5% in most of the search and control regions.

Uncertainties in the event yields resulting from the calibration of the jet energy scale are estimated by shifting the jet momenta in the simulation up and down by one standard deviation of the jet energy corrections. Depending on the jet pT and η, the resulting uncertainty in the simulated yields from the jet energy scale is typically 4%, except in the lowest regions in MT2() close to the mW threshold where it can be as high as 20%. In addition, the energy scale of deposits from soft particles that are not clustered in jets are varied within their uncertainties, and the resulting uncertainty reaches 7%. The btagging efficiency in the simulation is corrected using scale factors determined from the observed data [90], and uncertainties are propagated to all simulated events. These contribute an uncertainty of up to 7% in the predicted yields, depending on the pT, η and origin of the b-tagged jet.

The effect of all the experimental uncertainties described above is evaluated for each of the simulated processes in all signal regions, and is considered correlated across the analysis bins and simulated processes.

The uncertainties in the normalizations of the single top and tt¯, tt¯Z, Drell–Yan, and multiboson backgrounds are discussed in Sect. 6. Finally, the uncertainty in the integrated luminosity is 2.3–2.5% [99101].

Additional systematic uncertainties affect the modeling in simulation of the various processes, discussed in the following. All simulated samples are reweighted according to the distribution of the true number of interactions at each bunch crossing. The uncertainty in the total inelastic pp cross section leads to uncertainties of 5% in the expected yields.

For the tt¯ and tt¯Z backgrounds, we determine the event yield changes resulting from varying the renormalization scale (μR) and the factorization scale (μF) up and down by a factor of two, while keeping the overall normalization constant. The combinations of variations in opposite directions are disregarded. We assign as the uncertainty the envelope of the considered yield variations, treated as uncorrelated among the background processes. Uncertainties in the PDFs can have a further effect on the simulated MT2() shape. We determine the change of acceptance in the signal regions using the PDF variations and assign the envelope of these variations—less than 4%—as a correlated uncertainty [102].

The contributions to the total uncertainty in the estimated backgrounds are summarized in Table 5, which provides the maximum uncertainties over all signal regions and the typical values, defined as the 90% quantile of the uncertainty values in all signal regions.

Table 5.

Typical values (90% quantiles) and maximum values of the systematic uncertainties in all signal regions

Systematic uncertainty Typical (%) Max (%)
Integrated luminosity 2 2
Pileup modeling 5 7
Jet energy scale 4 20
Jet energy resolution 3 4
b  tagging efficiency 2 3
b  tagging mistag rate 1 7
Trigger efficiency 1 2
Lepton identification efficiency 3 5
Modeling of unclustered energy 3 7
Non-Gaussian jet mismeasurements 6 6
Misidentified or nonprompt leptons 5 5
tt¯ normalization 9 9
tt¯Z normalization 10 14
Multiboson background normalization 4 8
tt¯H/W  background normalization 5 8
Drell–Yan normalization 3 8
Parton distribution functions 2 4
μR and μF choice 7 11

For the small contribution from tt¯ production in association with a Wor a Higgs boson, we take an uncertainty of 20% in the cross section based on the variations of the generator scales and the PDFs.

Most of the sources of systematic uncertainty in the background estimates affect the prediction of the signal as well, and these are evaluated separately for each mass configuration of the considered simplified models. We further estimate the effect of missing higher-order corrections for the signal acceptance by varying μR and μF [103105] and find that those uncertainties are below 10%. The modeling of initial-state radiation (ISR) is relevant for the SUSY signal simulation in cases where the mass difference between the top squark and the LSP is small. The ISR reweighting is based on the number of ISR jets (NJISR) so as to make the predicted jet multiplicity distribution agree with that observed. The comparison is performed in a sample of events requiring two leptons and two b-tagged jets. The reweighting procedure is applied to SUSY MC events and factors vary between 0.92 and 0.51 for NJISR between 1 and 6. We take one half of the deviation from unity as the systematic uncertainty in these reweighting factors, correlated across search regions. It is generally found to have a small effect, but can reach 30% for compressed mass configurations. An uncertainty from potential differences of the modeling of pTmiss in the fast simulation of the CMS detector is evaluated by comparing the reconstructed pTmiss with the pTmiss obtained using generator-level information. This uncertainty ranges up to 20% and only affects the SUSY signal samples. For these samples, the scale factors and uncertainties for the tagging efficiency of bjets and leptons are evaluated separately. Typical uncertainties in the scale factors are below 2% for b-tagged jets, and between 1 and 7% for leptons.

Results

Good agreement between the SM-predicted and observed MT2(), MT2(bb), and S distributions is found, as shown in Fig. 4. No significant deviation from the SM prediction is observed in any of the signal regions as shown in Fig. 5. The observed excess events in SR10SF are found to be close to the signal region selection thresholds. To perform the statistical interpretations, a likelihood function is formed with Poisson probability functions for all data regions. The control and signal regions as depicted in Fig. 5 are included. The correlations of the uncertainties are taken into account as described in Sect. 7. A profile likelihood ratio in the asymptotic approximation [106] is used as the test statistic. Upper limits on the production cross section are calculated at 95% confidence level (CL) according to the asymptotic CLs criterion [107, 108].

Fig. 4.

Fig. 4

Distributions of MT2() (left), MT2(bb) (middle), and S (right) for all lepton flavors for the preselection defined in Table 2. Additionally, MT2()>100GeV is required for the MT2(bb) and S distributions. The last bin in each distribution includes the overflow events. The lower panel gives the ratio between the observation and the predicted SM backgrounds and the relative uncertainty in the SM background prediction is shown as a hatched band

Fig. 5.

Fig. 5

Predicted and observed yields in the signal and control regions as defined in Tables 3 and 4. The control regions TTCRSF and TTCRDF are defined by MT2()<100GeV and are used to constrain the tt¯ normalization. The tt¯Z control regions employ a 3 lepton requirement in different Njets and Nb bins. The dilepton invariant mass and Nb selections are inverted for CR0–CR12 in order to constrain the Drell–Yan and multiboson normalizations, using only the SF channel. The lower panel gives the ratio between the observation and the predicted SM backgrounds. The hatched band reflects the post-fit systematic uncertainties

The results shown in Fig. 5 are interpreted in the context of simplified SUSY models of top squark production followed by a decay to top quarks and neutralinos (T2tt), via an intermediate chargino (T2bW), and via an additional intermediate slepton (T8bbνν). These interpretations are presented on the mt~1-mχ~10 plane in Figs. 6 and 7. The color on the z axis indicates the 95% CL upper limit on the cross section at each point in the mt~1-mχ~10 plane. The area below the thick black curve represents the observed exclusion region at 95% CL assuming 100% branching fraction for the decays of the SUSY particles. The thick dashed red lines indicate the expected limit at 95% CL, while the region containing 68% of the distribution of limits expected under the background-only hypothesis is bounded by thin dashed red lines. The thin black lines show the effect of the theoretical uncertainties in the signal cross section. In the T2tt model we exclude mass configurations with mχ~10 up to 450GeV and mt~1 up to 925GeV, assuming that the top quarks are unpolarized, thus improving by approximately 125GeV in mt~1 the results presented on a partial data set in Ref. [38]. The observed upper limit on the top squark cross section improved by approximately 50% for most mass configurations. The result for the T2bW model is shown in Fig. 6 (right) and the results for T8bbνν models are shown in Fig. 7. We exclude mass configurations with mχ~10 up to 420GeV and mt~1 up to 850GeV in the T2bW model, extending the exclusion limits set in Ref. [38] by approximately 100GeV in mt~1. The sensitivity in the T8bbνν model strongly depends on the intermediate slepton mass and is largest when x=0.95 in m~=x(mχ~1+-mχ~10)+mχ~10. In this case, excluded masses reach up to 900GeV for mχ~10 and 1.4TeV for mt~1. These upper limits decrease to 750GeV for mχ~10 and 1.3TeV for mt~1 when x=0.5 and to 100GeV for mχ~10 and 1.2TeV for mt~1 when x=0.05. In this model, the improvement upon previous results from Ref. [38] is approximately 100GeV in mt~1, and up to 100GeV in mχ~10.

Fig. 6.

Fig. 6

Expected and observed limits for the T2tt model with t~1tχ~10 decays (left) and for the T2bW model with t~1bχ~1+bW+χ~10 decays (right) in the mt~1-mχ~10 mass plane. The color indicates the 95% CL upper limit on the cross section at each point in the plane. The area below the thick black curve represents the observed exclusion region at 95% CL assuming 100% branching fraction for the decays of the SUSY particles, while the dashed red lines indicate the expected limits at 95% CL and the region containing 68% of the distribution of limits expected under the background-only hypothesis. The thin black lines show the effect of the theoretical uncertainties in the signal cross section. The small white area on the diagonal in the left figure corresponds to configurations where the mass difference between t~1 and χ~10 is very close to the top quark mass. In this region the signal acceptance strongly depends on the χ~10 mass and is therefore hard to model

Fig. 7.

Fig. 7

Expected and observed limits for the T8bbνν model with t~1bχ~1+bν~bνχ~10 decays in the mt~1-mχ~10 mass plane for three different mass configurations defined by m~=x(mχ~1+-mχ~10)+mχ~10 with x=0.05 (upper left), x=0.50 (upper right), and x=0.95 (lower). The description of curves is the same as in the caption of Fig. 6

Summary

A search for top squark pair production in final states with two opposite-charge leptons, bjets, and significant missing transverse momentum (pTmiss) is presented. The data set of proton-proton collisions corresponds to an integrated luminosity of 137fb-1 and was collected with the CMS detector at a center-of-mass energy of 13TeV. Transverse mass variables and the significance of pTmiss are used to efficiently suppress backgrounds from standard model processes. No evidence for a deviation from the expected background is observed. The results are interpreted in several simplified models for supersymmetric top squark pair production and decay.

In the T2tt model with t~1tχ~10 decays, t~1 masses up to 925GeV and χ~10 masses up to 450GeV are excluded. In the T2bW model with t~1bχ~1+bW+χ~10 decays, t~1 masses up to 850GeV and χ~10 masses up to 420GeV are excluded, assuming the chargino mass to be the mean of the t~1 and χ~10 masses. In the T8bbνν model with decays t~1bχ~1+bν~bνχ~10, therefore 100% branching fraction to dilepton final states, the sensitivity depends on the intermediate particle masses. With the chargino mass again taken as the mean of the t~1 and χ~10 masses, the strongest exclusion is obtained if the slepton mass is close to the chargino mass. In this case, excluded masses reach up to 1.4TeV for t~1 and 900GeV for χ~10. When the slepton mass is taken as the mean of the chargino and neutralino masses, these numbers decrease to 1.3TeV for t~1 and 750GeV for χ~10. A further reduction to 1.2TeV for t~1 and to 100GeV for χ~10 is observed when the slepton mass is close to the neutralino mass.

Acknowledgements

We congratulate our colleagues in the CERN accelerator departments for the excellent performance of the LHC and thank the technical and administrative staffs at CERN and at other CMS institutes for their contributions to the success of the CMS effort. In addition, we gratefully acknowledge the computing centers and personnel of the Worldwide LHC Computing Grid for delivering so effectively the computing infrastructure essential to our analyses. Finally, we acknowledge the enduring support for the construction and operation of the LHC and the CMS detector provided by the following funding agencies: BMBWF and FWF (Austria); FNRS and FWO (Belgium); CNPq, CAPES, FAPERJ, FAPERGS, and FAPESP (Brazil); MES (Bulgaria); CERN; CAS, MoST, and NSFC (China); COLCIENCIAS (Colombia); MSES and CSF (Croatia); RIF (Cyprus); SENESCYT (Ecuador); MoER, ERC IUT, PUT and ERDF (Estonia); Academy of Finland, MEC, and HIP (Finland); CEA and CNRS/IN2P3 (France); BMBF, DFG, and HGF (Germany); GSRT (Greece); NKFIA (Hungary); DAE and DST (India); IPM (Iran); SFI (Ireland); INFN (Italy); MSIP and NRF (Republic of Korea); MES (Latvia); LAS (Lithuania); MOE and UM (Malaysia); BUAP, CINVESTAV, CONACYT, LNS, SEP, and UASLP-FAI (Mexico); MOS (Montenegro); MBIE (New Zealand); PAEC (Pakistan); MSHE and NSC (Poland); FCT (Portugal); JINR (Dubna); MON, RosAtom, RAS, RFBR, and NRC KI (Russia); MESTD (Serbia); SEIDI, CPAN, PCTI, and FEDER (Spain); MOSTR (Sri Lanka); Swiss Funding Agencies (Switzerland); MST (Taipei); ThEPCenter, IPST, STAR, and NSTDA (Thailand); TUBITAK and TAEK (Turkey); NASU (Ukraine); STFC (United Kingdom); DOE and NSF (USA). Individuals have received support from the Marie-Curie program and the European Research Council and Horizon 2020 Grant, contract Nos. 675440, 752730, and 765710 (European Union); the Leventis Foundation; the A.P. Sloan Foundation; the Alexander von Humboldt Foundation; the Belgian Federal Science Policy Office; the Fonds pour la Formation à la Recherche dans l’Industrie et dans l’Agriculture (FRIA-Belgium); the Agentschap voor Innovatie door Wetenschap en Technologie (IWT-Belgium); the F.R.S.-FNRS and FWO (Belgium) under the “Excellence of Science – EOS” – be.h project n. 30820817; the Beijing Municipal Science & Technology Commission, No. Z191100007219010; the Ministry of Education, Youth and Sports (MEYS) of the Czech Republic; the Deutsche Forschungsgemeinschaft (DFG) under Germany’s Excellence Strategy – EXC 2121 “Quantum Universe” – 390833306; the Lendület (“Momentum”) Program and the János Bolyai Research Scholarship of the Hungarian Academy of Sciences, the New National Excellence Program ÚNKP, the NKFIA research grants 123842, 123959, 124845, 124850, 125105, 128713, 128786, and 129058 (Hungary); the Council of Science and Industrial Research, India; the HOMING PLUS program of the Foundation for Polish Science, cofinanced from European Union, Regional Development Fund, the Mobility Plus program of the Ministry of Science and Higher Education, the National Science Center (Poland), contracts Harmonia 2014/14/M/ST2/00428, Opus 2014/13/B/ST2/02543, 2014/15/B/ST2/03998, and 2015/19/B/ST2/02861, Sonata-bis 2012/07/E/ST2/01406; the National Priorities Research Program by Qatar National Research Fund; the Ministry of Science and Higher Education, project no. 02.a03.21.0005 (Russia); the Programa Estatal de Fomento de la Investigación Científica y Técnica de Excelencia María de Maeztu, grant MDM-2015-0509 and the Programa Severo Ochoa del Principado de Asturias; the Thalis and Aristeia programs cofinanced by EU-ESF and the Greek NSRF; the Rachadapisek Sompot Fund for Postdoctoral Fellowship, Chulalongkorn University and the Chulalongkorn Academic into Its 2nd Century Project Advancement Project (Thailand); the Kavli Foundation; the Nvidia Corporation; the SuperMicro Corporation; the Welch Foundation, contract C-1845; and the Weston Havens Foundation (USA).

Data Availability Statement

This manuscript has no associated data or the data will not be deposited. [Authors’ comment: Release and preservation of data used by the CMS Collaboration as the basis for publications is guided by the CMS policy as written in its document “CMS data preservation, re-use and open access policy” (https://cms-docdb.cern.ch/cgi-bin/PublicDocDB/RetrieveFile?docid=6032&filename=CMSDataPolicyV1.2.pdf&version=2).].

Compliance with ethical standards

Conflict of interest

The authors declare that they have no conflict of interest.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Data Availability Statement

This manuscript has no associated data or the data will not be deposited. [Authors’ comment: Release and preservation of data used by the CMS Collaboration as the basis for publications is guided by the CMS policy as written in its document “CMS data preservation, re-use and open access policy” (https://cms-docdb.cern.ch/cgi-bin/PublicDocDB/RetrieveFile?docid=6032&filename=CMSDataPolicyV1.2.pdf&version=2).].


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