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. 2021 Jan 23;18:15. doi: 10.1186/s12984-021-00820-8

Table 4.

Technology readiness assessment of the BCI-hand robot systems

Levels Description Studies
TRL 1

Lowest level of technological readiness

Literature reviews and initial market surveys

Scientific application to defined problems

TRL 2

Generation of hypotheses

Development of research plans and/or protocols

TRL 3

Testing of hypotheses – basic research, data collection and analysis

Testing of design/prototype – verification and critical component specifications

Initial proof-of-concept in limited amount of laboratory/animal models

Most studies from the prototype group (N = 18) [86100, 102104]
TRL 4

Proof-of-concept of device/system in defined laboratory/animal models

Safety testing – problems, adverse events and potential side effects

Witkowski et al., 2014 [101]
TRL 5

Comparison of device/system to other existing modalities or equivalent devices/systems

Further development – testing through simulation (tissue or organ models), animal testing

Drafting of Product Development Plan

Barsotti et al., 2015 [76], Ono et al., 2016 [81], Chowdhury et al., 2018-b [78], Tsuchimoto et al., 2019 [84]
TRL 6 Small scale clinical trials (Phase 1) – under carefully controlled and intensely monitored clinical conditions Carino-Escobar et al., 2019 [85], Chowdhury et al., 2018-c [79], Norman et al., 2018 [82], Wang et al., 2018 [83]
TRL 7 Clinical trials (Phase 2) – safety and effectiveness integration in operational environment Ang et al., 2014 [75], Frolov et al., 2017 [80]
TRL 8

Clinical trials (Phase 3) – evaluation of overall risk–benefit of device/system use

Confirmation of QSR compliance

Awarding of PMA for device/system by CDRH or equivalent agency

TRL 9 The device/system may be distributed/marketed

QSR Quality System Requirements, PMA Premarket Approval, CDRH Center for Devices and Radiological Health