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. 2020 Nov 17;12(1):4–20. doi: 10.1093/advances/nmaa109

TABLE 6.

Strategies to monitor adherence in real time and for per-protocol analyses1

Assessment method Contribution to adherence detection Level used to classify adherence vs nonadherence
Real-time adherence assessment
 Food consumption in the presence of study personnel Participants consume all or some (e.g., feeding studies, 1 main meal may be consumed onsite) of the total study food(s) in the presence of the study personnel. Calculate percent study food consumed. Criteria for nonadherence should be established prior to study initiation.
 Monitor body weight If protocol is designed to be energy-balanced, weight should be relatively stable; if designed to be energy-deficient, weight should decline. Assuming provided energy is accurately matched to energy expenditure (resting energy expenditure and physical activity), body-weight change anomalies indicate nonadherence. Criteria for nonadherence should be established prior to study initiation.
 Daily/weekly monitoring forms Participant reports deviations in intake [e.g., study food(s)/beverage(s) not consumed or non–study food(s)/beverage(s) consumed]. Days when deviation from the protocol is reported classified as nonadherent. Criteria for nonadherence should be established prior to study initiation.
 Phone call/text/e-mail Spot checks regarding questions/clarifications about adherence. Criteria for nonadherence should be established prior to study initiation.
Adherence classification for per-protocol analyses
 Daily monitoring or weekly monitoring forms Deviations from protocol noted [e.g., study food(s)/beverage(s) not consumed or non–study food(s)/beverage(s) consumed]. Days where any deviation from the protocol is reported are classified as nonadherent. Prespecify criteria for triggering study withdrawal due to nonadherence (e.g., ≤90% of study days).
 Dietary intake assessment Data for the whole diet or consumption of specific foods captured. Prespecify criteria for triggering study withdrawal due to nonadherence.
Urinary biomarker excretion
 Dietary components that have nearcomplete excretion 24-h urinary sodium, potassium Criteria for nonadherence should be established prior to study initiation.
 Compounds added to study food(s) that have known percent excretion 24-h urinary PABA, riboflavin Criteria for nonadherence should be established prior to study initiation.

1PABA, para-aminobenzoic acid.