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. 2021 Feb 3;16(2):e0245020. doi: 10.1371/journal.pone.0245020

Heightened immigration enforcement impacts US citizens’ birth outcomes: Evidence from early ICE interventions in North Carolina

Romina Tome 1,¤a, Marcos A Rangel 1, Christina M Gibson-Davis 1,*, Laura Bellows 1,¤b
Editor: Jim P Stimpson2
PMCID: PMC7857575  PMID: 33534807

Abstract

We examine how increased Immigration and Customs Enforcement (ICE) activities impacted newborn health and prenatal care utilization in North Carolina around the time Section 287(g) of the Immigration and Nationality Act was first being implemented within the state. Focusing on administrative data between 2004 and 2006, we conduct difference-in-differences and triple-difference case-control regression analysis. Pregnancies were classified by levels of potential exposure to immigration enforcement depending on parental nativity and educational attainment. Contrast groups were foreign-born parents residing in nonadopting counties and all US-born non-Hispanic parents. The introduction of the program was estimated to decrease birth weight by 58.54 grams (95% confidence interval [CI], −83.52 to −33.54) with effects likely following from reduced intrauterine growth. These results are shown to coexist with a worsening in the timing of initiation and frequency of prenatal care received. Since birth outcomes influence health, education, and earnings trajectories, our findings suggest that the uptick in ICE activities can have large socioeconomic costs over US-born citizens.

Introduction

Over the last decade, immigration enforcement has increased dramatically in the US interior, with a large number of individuals experiencing detention and removal [1,2]. These actions by the Immigration and Customs Enforcement (ICE) agency have impacted the psychological, social, and economic stresses faced by immigrant families, with potential deleterious effects over physical health [3,4]. Pregnant women are particularly vulnerable to these stressors, insofar as mothers-to-be, and their fetuses, are vulnerable to the hardening of the environment in which they live. Given that conditions during pregnancy partly determine adult health and well-being [57], ICE activity experienced during gestation may have long-term consequences for the health and well-being of generations of US citizens.

One of the main instruments of this increase in immigration enforcement were federal-local partnerships, known as 287(g) programs. Under 287(g) programs, local law officers are deputized to act as ICE agents. In practice, these partnerships give local law officers the authority and discretion to question individuals about immigration status, and if necessary, begin deportation proceedings [8,9]. The 287(g) programs were reinvigorated under the Trump administration, and, in response to an executive order signed by the president upon taking office in January 2017; particularly towards the end of 2019, programs across the country have more than doubled in number [10]. Currently 139 jurisdictions, located mostly in southeast states or states along the southern US border, have active 287(g) programs [11].

Insofar as 287(g) programs both reflect and intensify state- and local-level animus towards non-citizens, it is reasonable to consider that they potentially harm the health of all immigrants (not just those at risk of deportation). Immigrant access to health care and other social goods heavily depends on the integration or criminalization of immigrants in the states and communities in which they live [8,9,1217]. We, therefore, examine the hypothesis that ICE activity, as manifested through 287(g) programs, likely heightens the risk of adverse birth outcomes for immigrant mothers, either by increasing levels of maternal stress, leading to maladaptive pregnancy behaviors, by curtailing access to medical care, or by adversely affecting economic conditions.

Increasing levels of maternal stress are harmful as stress is manifested physiologically through spikes in glucocorticoids (cortisol) levels, which have programming effects on the behavioral and physiological development of children affected while in utero [1826]. Maladaptive coping mechanisms, such as increasing cigarette consumption [27,28], have serious implications for the health and well-being of the fetus [29,30]. Access to medical care may be reduced as, under increased enforcement, immigrant mothers are less likely to enroll in public insurance, receive public benefits, or obtain adequate prenatal care [3133]. ICE activity also leads to “chilling effects”, where feelings of fear, anxiety, and mistrust prevent immigrants from seeking out services that they otherwise would be entitled to [15,34]. Finally, increases in immigration enforcement may adversely impact labor market participation and household economic conditions. Families experiencing a detention or removal typically lose family income [3537], with immigration enforcement being thought to reduce employment rates, particularly among less-educated men [38].

Though previous work has not quantitively analyzed the repercussions of specific ICE policies like 287(g) programs, studies have demonstrated that immigration enforcement activities can have deleterious effects on Hispanic immigrant mothers and their children. An immigration raid in Iowa led to increased risk of low birth weight [39], whereas legislation in Arizona mandating immigrant documentation caused average birth weights to decline (the law was signed, but never enacted) [40]. In addition to focusing on birth weight to the exclusion of other maternal health behaviors, these studies were limited in that they did not analyze a specific, existing ICE policies that favor universal enforcement and discretionary police action.

We complement these studies by estimating the impact of 287(g) programs on birth outcomes and prenatal care utilization. 287(g) programs are currently in use by immigration authorities, but our study focuses on the retrospective analysis of the 2006 introduction of 287(g) programs in Mecklenburg county, North Carolina. In the mid-2000s, North Carolina was estimated to have 325,000 unauthorized immigrants, the eighth largest unauthorized population by state [41]. These immigrants (primarily from Mexico) clustered in Mecklenburg County (home to the state’s most populous city, Charlotte) [42]. Mecklenburg was at the forefront of immigration enforcement: it was not only the first county in the south to sign a 287(g) agreement, but its agreement also served as the model for subsequent 287(g) agreements [43]. The ICE activities in Mecklenburg County in 2006 thus parallels the most recent policy approach to forceful anti-immigrant activities, with potential lessons as to the repercussions of recent ICE operations.

Departing from previous contributions [31,37,40], we focus on families where both the mother and the father are foreign-born and neither parent has a high school diploma. Less-educated immigrants, and men in particular, are the groups most likely to experience removal or fear of removal [44]. The exposure of families (and not just women) to ICE’s activity more accurately reflects the experience of immigrant families and the babies they have conceived.

Methods

Population and data

Data are long-form birth certificate data from the North Carolina Detailed Birth Records (NCDBR) database. The NCDBR encompasses all North Carolina births and contains information on parental demographics, infant health, and geographic identifiers. The latter includes parents’ county of residence and country of birth. The NCDBR does not contain information on parental immigration documentation status (we are not aware of any large set of administrative data on births that does).

North Carolina is an appropriate setting for this study for a number of reasons. First, the state has become a new destination for immigrants, with a 13-fold increase in the number of unauthorized immigrants between 1990 and 2017. In 2017, the state had an unauthorized population of 325,000, the eighth largest in the country [41]. Relatedly, the number of births to foreign-born mothers in North Carolina has soared, and approximately one in five births in the state is to a foreign-born mother. Additionally, when Mecklenburg County adopted the policy in 2006, it was the first instance in the country of the so-called universal enforcement approach of the 287(g) program, in which alleged noncitizens could be asked about their authorization status regardless of their criminal records [43]. Data from Syracuse University’s Transactional Records Access Clearinghouse (TRAC) project indicates that 39% of the detainers (i.e., documents that allow local law enforcement agencies to hold immigrants until they can be placed in removal proceedings) issued in the state between 2003 and 2009 were originated in Mecklenburg County. More than 84% of the detainers in that county were for minor violations of the law (e.g., traffic related), and 96% of those detained were Hispanic.

The sample was constructed in two steps. In the first step, to guarantee representation of the foreign-born maternal population as a percentage of the population and within the calendar year, we limited the sample to births in counties that met two restrictions: (1) at least 5% of births between 2004 and 2005 were to foreign-born mothers, and (2) at least one birth in every month observed was to a foreign-born mother. These two restrictions provide the minimum conditions to avoid empty cells within the analysis while maximizing the number of counties included. Of North Carolina’s 100 counties, 47 counties met these restrictions. We present the list of counties in S1 Table. Second, among those 47 counties, we limited the sample to births that occurred in the nine months immediately after 287(g) was implemented (March–November 2006) and births that occurred during the same time frame one year earlier (March–November 2005). This time frame provides a consistent (and seasonality adjusted) window of months both before and after 287(g) was implemented. Note that restricting the sample to births in the nine months after the adoption of the program focuses our analysis on fetuses likely conceived prior to the implementation of the 287(g) program (confirmed using self-reported information on conception date). By using this time-window restriction, our findings are shielded from potential behavioral responses in the form of fertility decisions.

The main portion of our sample consists of observations on singleton live births to foreign-born parents subdivided by level of education: parents with less than high school education (n = 12,588) and parents with high school education or more (n = 8,397), as well as by county of maternal residence. We conduct our analyses by contrasting such sample with observations consisting of 96,018 live births to non-Hispanic US-born parents during the same period and within the same locations. Hispanic US-born parents were likely affected by the anti-immigrant sentiment and risk of profiling faced by the broader Hispanic community [39,45]. When we included Hispanic US-born parents in the comparison group, results were not significantly different (albeit smaller) from the impacts we report below. This suggests statistically insignificant spillover effects of immigration policies over the small population of Hispanic-American parents in North Carolina.

Key measures

Birth outcomes and maternal prenatal care use

We examined two sets of outcomes: child health at birth and access to care. The first group of outcomes were based on birth weight and small-for-gestational age status. Birth weight was measured both continuously in grams and dichotomously using an indicator for low birth weight (< 2,500 grams). Being small for gestational age was defined as membership in the smallest decile of birth weight, by week of gestation, calculated using nationally defined curves for fetal growth [46].

Maternal adequacy of prenatal care utilization is measured through the Kotelchuck index [47], a dichotomous indicator of whether a woman initiated care prior to the fourth month of pregnancy and received at least 50% of recommended visits. Smoking and alcohol use during pregnancy were also considered as outcomes but were rejected as they were extremely rare in our sample: less than 0.5% of mothers in our main sample report smoking or consuming alcohol while pregnant.

Other covariates

As covariates, we included child gender (1 = female), whether the child was firstborn, maternal age, maternal race/ethnicity, and maternal marital status (1 = married at birth, 0 = otherwise). We controlled for maternal age using indicator variables to avoid making any assumptions about functional form. Maternal race and ethnicity included non-Hispanic white, non-Hispanic Black, Hispanic, and other race and ethnicity. The sample was not limited to Hispanics, as the 287(g) program targeted all unauthorized people, regardless of ethnicity. We note, however, that time-invariant racial/ethnic differences should not bias our estimates, since our research design relies solely on similarities of temporal variation within each subgroup.

Analytical strategy

We used difference-in-differences models to estimate the effect of the 287(g) program. Difference-in-differences models estimate changes in outcomes for a treatment group before and after a policy is introduced with changes in outcomes for a control group that is not subject to the policy. In our case, we compared neonatal health (as an example outcome) in Mecklenburg County before and after the 287(g) program was implemented with neonatal health from children from the same demographic group residing around the same time in counties that did not adopt the program. The method relies on the assumption that, in the absence of the 287(g) program, changes in neonatal health among those most likely affected by the 287(g) program within Mecklenburg County would be equivalent to changes in neonatal health among similar children in the rest of the state. We estimated difference-in-differences models on three subpopulations: foreign-born parents without a high school diploma, foreign-born parents with a high school diploma or more, and non-Hispanic US-born parents. All analyses were conducted using STATA (version 15; StataCorp).

Formally, we considered alternative versions of the following model:

Yict=β0+β1Meckic+β2Afterit+β3MeckicAfterit+uict (1)

where Yict indicates an outcome for newborn i whose parents reside in county c at the time of the child’s birth, t. Meckic is an indicator that takes the value 1 if the child’s parents reside in Mecklenburg County when the child is born and 0 if they live in another county. Afterit takes value 1 if child i is born after Mecklenburg County adopted the 287(g) program—that is, after February 27, 2006—and 0 if the child was born before the implementation. Our coefficient of interest is β3. If, for example, Y is birth weight, β3 indicates that, relative to children born in other counties, the growth in average weight in Mecklenburg County were β3 grams higher around the passage of the 287(g) program. This relative increase would then be attributed to the new policy. In subsequent models, we added to the above by including county fixed effects, thereby controlling for all county-specific characteristics that do not change over time, and year-month fixed effects, thereby accounting for period-specific state-level policies or shocks. We used robust standard errors, clustered at the county level, to construct 95% CIs.

To provide a validity check, we also estimated the difference-in-differences model among less-educated foreign-born parents but including only births in the years 2004 and 2005 (predating the actual policy implementation) while assuming that the 287(g) program had been implemented one year before it actually was. The difference-in-differences model relies on the parallel-trends assumption between control and treatment groups. Therefore, detecting that the passage of time impacts these groups differentially before the 287(g) program is implemented would cast doubt on our inferences regarding the actual policy enactment. Incidentally, the exact same estimation can be used to indicate if individuals could have anticipated the implementation of the 287(g) program and adapted their behaviors before the administration of the treatment (by possibly being exposed to media coverage of the incoming policy change). In other words, significant results in the model using the 2004–2005 data would cast doubt on a policy-induced impact on outcomes, insofar as differences in outcomes would have followed temporal patterns that pre-date policy being studied here or were significantly deflated by anticipatory behaviors.

Next, we estimated the impact of potential coincidental events that could have affected Mecklenburg County but not the other counties in the state. To do so, we conducted triple-difference estimation. In triple-difference models, estimates from separate difference-in-differences models are compared to check if they significantly differ from each other (in essence, the difference in the difference-in-differences estimator for two groups). We conducted two alternative triple-difference estimations. The first compared the difference-in-differences estimates for less-educated foreign-born parents to the difference-in-differences estimates for better-educated foreign-born parents. The second compared the difference-in-differences estimates for our sample of interest, less-educated foreign-born parents, to the difference-in-differences estimate for non-Hispanic US-born parents. Significant estimates in the triple-difference model would indicate (for example) that the change in neonatal health for children of less-educated foreign-born parents in Mecklenburg County differed from the neonatal health change for children of better-educated foreign-born parents who also resided in Mecklenburg County and gave birth around the same time. The model is as follows:

Yict=δ0+δ1NEDIic+δ2MeckicAfterit+δ3MeckicNEDIic+δ4AfteritNEDIic+δ5MeckicAfteritNEDIic+ϕc+ϕt+Xict+εict (2)

where NEDIic takes the value 1 if child i’s mother is less educated and both parents are foreign-born. Our coefficient of interest is δ5, which indicates the differential effect of immigration enforcement on these groups of parents. This is equivalent to taking the difference between the difference-in-differences estimator for two groups of children. Our model includes county fixed effects (ϕc), year-by-month fixed effects (ϕt), and additional covariates (Xict) capturing child (gender, birth order) and maternal (age, marital status, and race) characteristics.

We also conducted analyses in which we employed different control groups. These groups included counties that adopted 287(g) programs after 2006, counties that applied for 287(g) programs but were denied, counties that either adopted 287(g) programs or applied for them after 2006, or counties that neither adopted nor tried to adopt 287(g) programs.

While some researchers utilize the staggered adoption of a policy across locations to jointly estimate a difference-in-differences parameter, we did not do so here. Our reasoning is that 287(g) programs are inherently local, and likely not comparable across locations–after all, the important element is the discretion given to local authorities. Counties signing agreements with ICE after Mecklenburg County did so by adapting from previous experiences within the state and under a different party-orientation of federal offices. Moreover, each county may have not experienced the same path of treatment effects considering that they differ in their covariates, which affect the response to treatment. As a growing set of technical working papers has been pointing out, violating the assumption of homogeneity of treatment would lead to non-robust difference-in-differences estimates [e.g., 4850].

Results

Descriptive statistics highlight differences between mothers in Mecklenburg County and mothers in other parts of the state, for one year before the implementation of the program and the nine months afterward (Table 1). Notably, in both periods, regardless of county, Hispanics were overrepresented within the group of less-educated parents among foreign-born parents. Differences by county of residence among foreign-born parents were minimal except that in both periods, less-educated foreign-born parents in Mecklenburg County, relative to similar parents in other counties, were less likely to be married and more likely to be on their first birth. These differences are stable over time.

Table 1. Descriptive statistics on maternal demographics for births to foreign- and US-born parents residing in North Carolina (March to November, 2005 and 2006).

Births to less-educated foreign-born parents (N = 12,588)a Births to more-educated foreign-born parents (N = 8,397) Births to non-Hispanic US-born parents (N = 96,018)
Meck. Other NCb P Valuec Meck. Other NCb P Valuec Meck. Other NCb P Valuec
Pre-287(g)d
    Maternal age, y, mean 25.57 25.98 0.04 29.26 29.22 0.84 29.49 27.62 0.00
    Mother Hispanic, % 95.28 96.81 0.05 38.53 38.10 0.81 NA NA NA
    Mother white non-Hispanic, % 1.30 1.20 0.82 16.84 17.01 0.90 66.92 76.18 <0.001
    Mother Black non-Hispanic, % 0.47 0.30 0.49 14.67 14.07 0.65 32.47 21.64 <0.001
    Mother less educated, % NA NA NA NA NA NA 6.48 11.25 <0.001
    Married at birth, % 42.03 49.22 <0.001 79.96 81.97 0.17 74.79 72.69 <0.001
    First live birth, % 30.81 26.33 0.01 38.95 40.38 0.43 44.43 42.58 0.01
    Female child born, % 50.53 48.81 0.35 49.79 48.12 0.37 49.91 48.57 0.63
Post-287(g)e
    Maternal age, y, mean 25.93 26.16 0.24 29.33 29.47 0.42 29.38 27.48 0.00
    Mother Hispanic, % 94.80 96.74 0.01 42.24 37.70 0.01 NA NA NA
    Mother white non-Hispanic, % 1.08 1.09 0.98 12.78 15.85 0.01 64.86 75.79 <0.001
    Mother Black non-Hispanic, % 1.30 0.36 0.01 12.60 12.42 0.88 34.09 22.17 <0.001
    Mother less educated, % NA NA NA NA NA NA 6.85 11.26 <0.001
    Married at birth, % 35.54 49.12 <0.001 79.50 81.85 0.09 72.67 71.06 0.01
    First live birth, % 31.64 25.32 <0.001 39.84 39.72 0.94 44.35 43.32 0.14
    Female child born, % 49.40 48.75 0.71 50.22 48.65 0.36 48.72 48.60 0.87

Abbreviations: Meck., Mecklenburg; NC, North Carolina; NA, not applicable.

a Less-educated foreign parents have less than high school (or nonreported) education.

b Other North Carolina counties correspond to 46 distinct units.

c The P values for the difference in means between treatment and control counties are based on standard errors clustered at the county level.

d March to November 2005.

e March to November 2006.

A parallel set of descriptive statistics for outcomes (Table 2) indicates that prior to the implementation of the 287(g) program (top panel), less-educated foreign-born parents in Mecklenburg County, relative to similar parents in other North Carolina counties, had comparable birth outcomes. Similar geographic comparisons with better-educated foreign-born parents, and with non-Hispanic US-born parents, likewise indicate no statistically significant differences in birth outcomes in the pre-287(g) period. Utilization of prenatal care for less-educated foreign-born, however, was lower in Mecklenburg County relative to similar parents elsewhere even before the policy change we evaluate. Since our empirical strategy is based on time-changes, this difference in levels is unlikely to invalidate our results and conclusions, as further discussed below.

Table 2. Descriptive statistics on birth outcomes and pregnancy conditions for births to foreign and US-born parents residing in North Carolina (March to November, 2005 and 2006).

Births to less-educated foreign-born parents (N = 12,588)a Births to more-educated foreign-born parents (N = 8,397) Births to non-Hispanic US-born parents (N = 96,018)
Meck. Other NCb P Valuec Meck. Other NCb P Valuec Meck. Other NCb P Valuec
Pre-287(g)d
Birth weight, g 3,339.55 3,343.18 0.85 3,307.14 3,324.93 0.39 3,331.06 3,326.25 0.57
Low birth weight, % 4.96 4.92 0.97 5.27 4.91 0.66 6.36 6.88 0.13
Small for gest. age, % 8.50 8.25 0.81 10.85 9.79 0.35 8.31 8.53 0.58
Inadeq. prenatal care, % 27.41 24.12 0.05 10.77 10.15 0.59 4.57 5.67 <0.001
Post-287(g)e
Birth weight, g 3,298.07 3,361.04 <0.001 3,312.97 3,323.18 0.59 3,322.12 3,318.55 0.66
Low birth weight, % 5.09 4.49 0.44 5.50 5.05 0.56 6.52 6.88 0.30
Small for gest. age, % 10.62 7.90 0.01 11.71 10.07 0.13 8.56 8.77 0.60
Inadeq. prenatal care, % 36.80 23.78 <0.001 15.19 9.84 <0.001 5.92 6.04 0.72

Abbreviations: Meck., Mecklenburg; NC, North Carolina; gest., gestational; Inadeq., Inadequate.

a Less-educated foreign-born parents have less than high school (or nonreported) education.

b Other North Carolina counties correspond to 46 distinct units.

c The P values for the difference in means between treatment and control counties are based on standard errors clustered at the county level.

d March to November 2005.

e March to November 2006.

After the policy was implemented (bottom panel), birth outcomes for less-educated foreign-born parents in Mecklenburg County worsened: infants weighed less and were more likely to be small for gestational age. Parents were also even more likely to report inadequate prenatal care utilization. Differences within Mecklenburg County for the other subgroups of parents in birth outcomes were not found, though better-educated foreign-born parents in Mecklenburg County also reported reduced rates of adequate access to prenatal care.

The negative impact of the policy on less-educated foreign-born mothers is formalized through difference-in-differences models (Table 3, first to third columns). The reduction in birth weight likely induced by the 287(g) program ranged from a raw estimate of 59.34 grams (95% CI, −83.26 to −35.42) among less-educated foreign-born parents to 58.02 grams (95% CI, −82.45 to −33.59) after the full set of control variables are included. Significantly worsened outcomes can also be seen in terms of small-for-gestational-age births (2.25 percentage points, 95% CI, 0.89 to 3.61). We also detected significant differences in the timely initiation and frequency of prenatal care, which together contributed to an increase of 9.90 percentage points (95% CI, 7.71 to 12.09) in the incidence of births without adequate prenatal care in Mecklenburg County. As expected, when we replicated the analysis without taking fathers into account, we found smaller size effects. For example, for the sample of 17,884 less-educated foreign-born mothers, we observed a reduction of 36.33 grams (95% CI, −56.46 to −16.19; results presented in S2 Table).

Table 3. Change in birth outcomes and health care utilization over time within county of residence, by nativity and education.

Difference-in-Differences Estimates [95% CI]a
Births to less-educated foreign-born parents (N = 12,588)b Births to more-educated foreign-born parents (N = 8,397) Births to non-Hispanic US-born parents (N = 96,018)
Unadjusted Adjusted-FEc Adjusted FE-DEMd Adjusted FE-DEM Adjusted FE-DEM
Birth weight, grams −59.34 −57.99 −58.02 10.88 0.52
[−83.26, −35.42] [−81.82, −34.16] [−82.45, −33.59] [−15.03, 36.78] [−8.236, 9.267]
Low birth weight 0.56 0.55 0.42 −0.02 0.14
[−0.20, 1.33] [−0.23, 1.32] [−0.38, 1.23] [−0.85, 0.81] [−0.21, 0.49]
Small for gestational age 2.47 2.36 2.25 0.54 −0.04
[1.15, 3.80] [1.04, 3.67] [0.89, 3.61] [−0.67, 1.75] [−0.42, 0.33]
Inadequate prenatal care 9.73 9.83 9.90 4.58 0.90
[7.40, 12.07] [7.54, 12.13] [7.71, 12.09] [2.16, 7.01] [0.56, 1.25]

Abbreviations: FE, fixed effects; DEM, demographics.

a The 95% confidence intervals within brackets are based on standard errors clustered at the county level.

b Less-educated parents have less than high school (or nonreported) education.

c Adjusted FE model includes county fixed effects and month-year fixed effects.

d Adjusted FE-DEM model includes county fixed effects, month-year fixed effects, and demographic controls (listed in Table 1).

Among better-educated foreign-born parents (Table 3, fourth column), the policy did not impact birth outcomes. Interestingly, our estimations indicate that this group also had a significant increase in inadequate medical care during the prenatal phase (although effects are smaller in magnitude than among the less educated). The policy did not impact outcomes among US-born parents (Table 3, fifth column).

Results of the falsification exercise assuming that the policy was enacted in 2005 are presented in the first column in Table 4. No statistical impacts in outcomes were detected; thus, we found no evidence that would suggest differential trends preceding the policy implementation. This finding lends support to the validity of our estimation strategy also with respect to the presence of anticipatory response. In addition, the last four columns in Table 4 show that our findings are robust to the use of different county-control groups.

Table 4. Change in birth outcomes and health care utilization over time within county of residence, by nativity and maternal education: Robustness checksa.

DD: births to less-educated foreign-born parentsb DDD: less-educated foreign-born vs. US-born parents
Counterfactual: policy enactment in 2005 (N = 11,613) Control counties: future 287(g) adopters (N = 48,488) Control counties: application for 287(g) denied (N = 28,043) Control counties: future 287(g) adopters or applicants (N = 63,459) Control counties: nonadopters and nonapplicants (N = 58,190)
Birth weight, g −13.65 −74.21 −81.91 −74.52 −39.09
[−31.85, 4.55] [−130.48, −17.95] [−118.00, −45.83] [−111.11, −37.92] [−67.49, −10.70]
Low birth weight −0.04 1.322 0.41 0.99 −0.56
[−0.75, 0.67] [−0.20, 2.85] [−1.35, 2.16] [−0.02, 1.99] [−1.76, 0.64]
Small for gestational age 0.14 2.75 2.06 2.44 2.07
[−1.12, 1.40] [−0.44, 5.93] [−1.29, 5.41] [0.29, 4.58] [0.43, 3.71]
Inadequate prenatal care 0.85 9.44 7.72 9.01 8.78
[−1.72, 3.42] [5.28, 13.59] [2.01, 13.43] [5.95, 12.06] [5.30, 12.26]

Abbreviations: DD, difference-in-differences model; DDD, triple-difference model.

a Results come from adjusted models that includes county fixed effects, month-year fixed effects, and demographic controls (listed in Table 1). The 95% confidence intervals within brackets are based on standard errors clustered at the county level.

b Less-educated foreign-born parents have less than high school (or nonreported) education.

Finally, triple-difference estimations (Table 5) indicate that outcomes of children born to less-educated foreign-born parents in Mecklenburg County after the policy change were negatively impacted. Babies born to US-born parents in the same location and around the same time did not have worse outcomes. Taking the difference between the difference-in-differences results for less-educated foreign-born parents and for (all) non-Hispanic US-born parents, the policy reduced birth weight by 58.54 grams (95% CI, −83.52 to −33.54), increased the incidence of small-for-gestational-age births by 2.29 percentage points (95% CI, 0.92 to 3.66) at the same time that inadequate utilization of prenatal care has increased by 8.99 percentage points (95% CI, 6.84 to 11.14). Differences also emerged between the less-educated and better-educated foreign-born parents.

Table 5. Change in birth outcomes and health care utilization over time by nativity and education.

Triple-Difference Estimates [95% CI]a
Less-educated foreign-born vs. non-Hispanic US-born parents (N = 108,606)b Less- vs. more-educated foreign-born parents (N = 20,985)
Adjusted FE-DEMc Adjusted FE-DEM
Birth weight, g −58.54 −68.89
[−83.52, −33.54] [−104.78, −33.00]
Low birth weight 0.28 0.44
[−0.50, 1.07] [−0.71, 1.60]
Small for gestational age 2.29 1.71
[0.92, 3.66] [0.07, 3.35]
Inadequate prenatal care 8.99 5.32
[6.84, 11.14] [2.71, 7.92]

Abbreviations: FE, fixed effects; DEM, demographics.

a The 95% confidence intervals within brackets are based on standard errors clustered at the county level.

b Less-educated foreign-born parents have less than high school (or nonreported) education.

c Adjusted FE-DEM model includes county fixed effects, month-year fixed effects, and demographic controls (listed in Table 1).

Discussion

Our study documents negative impacts of an early iteration of 287(g) programs on birth outcomes and prenatal care usage among foreign-born mothers in the Southeastern United States. The children in our study were US-born and therefore citizens by birth. The 287(g) programs are currently in operation, and our study documents that an immigration policy where enforcement discretion is enacted at a local level has adverse effects on infant health.

Our results indicate that the introduction of the 287(g) program reduced birth weight by 58.54 grams and increased the incidence of small-for-gestational-age births by 2.29 percentage points. To contextualize the magnitude of the effect of the 287(g) program on fetal health, we compare our findings against estimates from changes in maternal nutrition, a well-known driver of birth outcomes. Participation in the Supplemental Nutrition Assistance Program (SNAP, formerly known as Food Stamps) has been shown to lead to increases in birth weight of 15 grams to 40 grams among treated women [51], while the Special Supplemental Nutrition Program for Women, Infants, and Children (WIC) has been linked to birth weight improvements of 18 grams to 29 grams [52]. Relative to these impacts, our estimates suggest that the implementation of 287(g) had effects among less-educated immigrants that were larger than the beneficial effect of participating in SNAP or WIC for among overall eligible U.S. population.

Lower birth weight has been related to worse outcomes later in life. Other studies have suggested that a 2% increase in birth weight leads to an increase of 11.5 centimeters in adult height, 0.2 percentage-point in the probability of high school completion, and 0.2 percent in full-time earnings [53]. Lower birth weight has also been linked to worse self-reported health and measures of socio-economic status in adulthood [54]. The incidence of SGA has also been related to to poorer performance at school and lower income. For instance, at age 13, SGA children perform worse than those born appropriate for gestational age (AGA) (with differences of 0.10 and 0.08 in average z-scores for numerical and verbal test respectively) [55]; they are also more likely to be recommended for special education (with differences of 3% at age) [56]. Adults who were SGA report height deficits (-0.55 vs 0.08 of a standardized measure), to be less likely to work in a professional or managerial job (8.7% vs 16.4%) and significantly lower levels of weekly income (11%) than adults who were AGA [56].

The negative impacts estimated here were concentrated among less-educated foreign-born parents, a group that is most likely targeted by immigration enforcement. We argue that effects are concentrated among less-educated parents for two main reasons. First, given assortative mating, women without high school diplomas are likely to have partners with similar levels of education [57]. Insofar as less-educated individuals are more likely than better-educated individuals to be unauthorized [41] and therefore directly subject to 287(g) programs’ deportation risk. Less-educated mothers may be more aware of this targeting and experience greater levels of stress when fathers are potential targets. Second, even if they are equally impacted by stress and anti-immigrant sentiment in the location where they reside, better-educated women are more likely to have access to health-protective economic resources.

Finally, consistent with past research [31], we find that 287(g) program’s enactment is accompanied by a large reduction on the utilization of adequate prenatal care. This suggests that, under these conditions, increased immigration enforcement may induce among immigrants a reluctance to engage with medical institutions or, equivalently, may experience a decrease in resources that impedes their access to quality prenatal care. In the North Carolina context, there are reports of sheriff’s deputies waiting outside migrant health clinics to conduct their immigration-related searches [33]. In fact, although federal policy designates hospitals as sensitive locations, at which immigration enforcement actions are only supposed to be carried out under exigent circumstances, the American Medical Association has called for this designation to be expanded to include spaces within 1,000 feet of any medical treatment or medical facility and to apply under all conditions. Our results suggest the need for closer consideration of remedial initiatives like this.

Limitations

Limitations to our study should be noted. Our data set, like all administrative data sets of which we are aware, lacks information on documentation status and precluded us from estimating effects on unauthorized immigrants. Based on previous work [58], we assume less-educated women are more likely to be undocumented, but realize education is not a perfect proxy for documentation status.

We also recognize (and addressed in our empirical analysis) two types of unobserved data that could bias our findings downward. First, we do not know if families worked in Mecklenburg County but resided in another county nearby. These families who were included in our control group may have been affected by the implementation of the 287(g) program. Nonetheless, when we conducted estimations using alternative samples of comparison counties (some of which also excluded all counties surrounding Mecklenburg), we found small differences relative to the main specification. Second, we do not observe any media coverage that preceded the passage of 287(g) program, which may have increased fear and stress among Hispanic parents before the policy change, and suggest that we underestimated the true impact of the program. As described above, though, our pre-trends analysis reveals no significant changes in outcomes of interest immediately preceding the policy adoption, casting doubt on this source of bias.

Finally, another limitation of our analysis (and indeed of all studies of immigration enforcement) is that families may have moved geographically in response to policy changes [34,59]. The effect of bias arising from migration on our estimates is unclear, however. If individuals who migrated away from Mecklenburg County were the most economically marginalized, then our analyses would capture an effect that is smaller (in absolute value) than what would have occurred without migration. On the other hand, if those who migrated away were the more economically advantaged (as might be required for changing locations), then our treatment population would change in composition, leading to an overestimation of effects. Though we cannot measure migration, we hypothesize that its effects are small. Fig 1 provides indirect support for this argument. If migration were a concern, we would expect to see a decline in the number of births in Mecklenburg County after the introduction of the 287(g) program. However, Fig 1 shows that over time the monthly number of births does not change significantly for less-educated foreign-born parents, and seasonal fluctuations follow those seen in previous year. These findings may be explained by the fact that in the 2000s, Hispanic migrants were clustered in a few large cities in North Carolina [42], likely minimizing the appeal of moving to other locations. We also suspect that pregnant mothers are less likely to change locations than are nonpregnant mothers (since our window of examination surrounds conception). These reasons mitigate our concerns about migration, particularly in relation to other studies based on nonpregnant individuals in locations with more entrenched immigrant populations [60].

Fig 1. Monthly count of births for less-educated foreign-born parents in Mecklenburg County (2005–2006).

Fig 1

Conclusion

Our results indicate that the introduction of 298(g) programs, which increased local law enforcement’s discretion over immigration issues, led to worse health outcomes at birth, with reduced or delayed access to health care likely playing a potentially important mediating role. Our findings, given that birth outcomes heavily influence health, education, and earnings trajectories [57], suggest that current socioeconomic costs of the recent uptick in ICE activities under a conservative-leaning federal and local governments’ mentality can be long lasting and have deleterious effects on US-born citizens.

Supporting information

S1 Table. List of counties included in the analysis.

(DOCX)

S2 Table. Change in birth outcomes and health care utilization over time within county of residence, by mother’s nativity and education.

(DOCX)

Acknowledgments

We thank participants of the Interdisciplinary Association for Population Health Science Conference (2018), and are grateful for feedback received form technical panels of the Robert Wood Johnson’s Evidence for Action initiative.

Data Availability

The data underlying the results presented in the study cannot be shared publicly, as the owner of the data, the North Carolina Department of Vital Statistics, prohibits the sharing of birth record data that contains geographic identifiers. However, other researchers wishing to obtain the data may submit requests to the North Carolina Department of Vital Records (https://vitalrecords.nc.gov/contacts.htm). The authors had no special access privileges to the data and other researchers will be able to access the data in the same manner as the authors.

Funding Statement

M.R. & C.G.D. Robert Wood Johnson Foundation www.rwjf.org The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Jim P Stimpson

27 Oct 2020

PONE-D-20-30120

Heightened immigration enforcement impacts US citizens’ birth outcomes

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Reviewer #2: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: No

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: No

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: - I suggest changing the article title—this study is important however, it is important to provide context (this study was done using data from one state/county, and it is from 2005/2006)

- Use past tense (abstract is written in present tense for example—expand past tense throughout entire manuscript, tables, etc.)

Introduction

- There is both an introduction and a background section—I believe these two should be heavily revised and condensed to one introduction section

- Suggestion for possible paragraphs:

o Immigration (what does this look like in the United States? who is immigrating to the United States? Discuss immigration in North Carolina as this study relies on data from North Carolina—give us the context), discuss different stratifications (e.g., citizenship, documentation status), immigration versus immigrant policies and enforcement (federal versus state level)—this is important to discuss and differentiate; just because 287(g) is in the books, this does not always equate to enforcement so this is important to discuss clearly

o Access to health care for immigrants/mothers/their US born children and the impacts of immigrant policies; what do these disparities look like in North Carolina (a state with high levels of criminalization and low levels of integration immigrant policies)

� Exclusionary policies, which entail enforcement, influences eligibility and access to programs and avoidance of human services (e.g., fear)

o What does enforcement do for maternal stress and health care access for themselves AND their children/families? Discuss this relationship clearly

� Suggestions for references to include:

• Health Care Access and Utilization for Latino Youth in the United States: The Roles of Maternal Citizenship and Distress

• Inclusive state immigrant policies and health insurance among Latino, Asian/Pacific Islander, Black, and White noncitizens in the United States

• Included, but deportable: A New public health approach to policies that criminalize and integrate immigrants

• A social determinants framework identifying state-level immigrant policies and their influence on health

- In revising and condensing the introduction and background sections into one introductory section, I suggest clearly laying the study framework (mini outline above that may be helpful)—what leads to what, what is associated with what, and so on—there has to be clearer discussion of these pathways/relationships/associations that lead from ICE enforcement to birthweight disparities.

- Line 37-39—there are differences between stress, stresses, stressors –please clarify/revise this sentence

- Line 116-118—how is this related to enforcement? If there is reduced trust in medical providers? How is this related? Explain this or remove this statement. This builds again, on the need for a clear study framework.

Methods

- Prior to implementation of 287(g), what was the context/media coverage for this? Undocumented immigrant populations are heavily influenced by word of mouth/media coverage of immigrant policies—just the notion of 287(g) being a possibility will instill fear and stress among undocumented immigrant populations (related to the robustness check described line 229). I would disagree that these findings would “cast doubt on policy-induced impact on outcomes”—because this population is immensely marginalized and vulnerable and just as we have seen with discussions of the public charge regulation under Trump, families were not accessing programs/benefits for their children who may have been entitled to these programs/benefits, and the disparities only got wider when the public charge regulations were officially implemented. Just discussion of these exclusionary policies influences the health and well-being of immigrant families, especially those with undocumented members.

- Line 242—do you mean Hispanic US-born parents instead of less-educated foreign-born parents?

- For the triple diff-in-diff, did you consider instead estimating the double-difference in the two separate subsamples?

- Line 263-265—what does “federal level context” mean here? Can you give an example of what exactly you are saying here?

Results

- Line 293-295—compared to who?

- Line 325—these results should be included as a supplement given the impact having two parents makes to the economic and social environment for mothers and their babies

- Line 327-329—this explanation is not clear—better educated foreign-born parents are more likely residing in the US with some documentation status (e.g., certain visas, residency, etc.) and this is associated with higher income/higher economic resources compared to someone who is undocumented. I do not believe this explanation is an “or” statement, but more so there is a pathway between documentation/citizenship status and social/economic conditions for immigrant populations—this needs to be stated and understood the authors.

- Some of the information in the results section belongs in the discussion section—results only presents results and not explanations or possible theories for why the results are what they are

- Line 343-345—I caution the confidence and strong language used with respect to falsification tests—it is difficult to evaluate with high certainty that the point estimates are not biased.

- Line 356-358—clarify/specify if you are or are not comparing less educated foreign born to less educated US-born

- Line 374—how did the authors compare their findings? By just researching other similar studies or was some sort of meta-analyses done?

- Line 374-382—I believe these findings may be more comparable to discrimination literature for Black mothers and low birthweight babies—the examples used in these lines are from extreme acute events—policy contexts and social contexts that lead to certain (e.g., exclusionary) policies being enacted are not an overnight event. Undocumented immigrants in contexts where 287(g) would be implemented are already experiencing exclusionary contexts/environments—these are long term effects that are compounded/worsened by these policies—these policies are essentially brewing in these areas and the stressors of these environments/contexts is deep for these populations, leading to hypervigilance/high stress over time (chronic)—not only after 287(g) is implemented—I highly suggest removing these lines as they are misleading and negate long term exposure to racism and discrimination in these environments that leads to these exclusionary policies that are enacted.

- Lines 383-390—again—WIC would not cancel out the harm of 287(g) because undocumented immigrant mothers may not be entitled to WIC in a state—this paragraph should be removed or updated to reflect the context in the county with which this data is from.

- Can the authors provide results from their parallel trends of the outcomes pre-287(g)?

- Did the authors consider possibly applying different methodological approaches to understand the complex pathway to understand the impact of 287(g)? for instance, how much is having a low birth weight baby attributed to 287(g) versus to low utilization of prenatal care? (mediation is possibly occurring – lines 440-441)

Discussion

- Results section should be heavily revised and some of the points are more fitting for the discussion section

- Limitations section is missing several points, including not having citizenship/documentation status information; maternal insurance coverage status, prenatal care/provider concentration ratios (are there adequate providers for where these mothers reside?)

Reviewer #2: This is an extremely well written article on an important and timely topic. The design and analyses are well suited to the research question, and thoroughly carried out. I commend the authors for this submission. The background is thorough, and does an excellent job of describing the policy import at the same time that it reviews the underlying pathophysiologic mechanism (not an easy thing to do succinctly!). The methods are thorough and clear and the results clearly described. I offer a few minor points as considerations for improvement.

- Line 141 refers to ‘’detainers” but does not define this term. One can surmise its meaning by reading further down but an explanation up front would help

- Line 257 and the first sentence of the next paragraph seem to be contradictory - were counties that adopted 287(g) programs after Mecklenburg included? The way it is written it seems like they were included in line 257 but then were not included in the next paragraph.

- Line 329 refers to unauthorized parents – this made me pause as I thought I had missed an analysis of unauthorized parents. Could the authors signal to the reader that this is speculation/assumed, or something to indicate to the reader that these analyses were not done as part of this paper?

- One limitation to consider is that people can live in one county and work in another. So, residents of nearby counties might have been affected (are these included?) which would lead to underestimation of treatment effect. I would imagine that residents of Mecklenburg who work in another county would be affected either way as they would need to move within the county.

- Did the authors test the parallel trends assumption of difference in difference analyses? If not, why not?

- Could the authors include an economic estimate in the discussion? Are there estimates of lifetime costs associated with decreases in birthweights for example? This would strengthen the study greatly.

**********

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Reviewer #1: No

Reviewer #2: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2021 Feb 3;16(2):e0245020. doi: 10.1371/journal.pone.0245020.r002

Author response to Decision Letter 0


11 Dec 2020

December 6, 2020

Dear Professor Stimpson,

Thank you for the invitation to submit a revision of our paper along the lines suggested in the referee reports and your suggestions. We appreciate this opportunity. We also thank you and the two referees for their constructive comments.

Below, we provide our responses to the you and to the two reviewers. Your comments, as well as those of the Reviewers, are in italics, with our responses are in plain text. At the end of the letter, we discuss the sharing of our data set, as required by PLOS ONE.

We hope that in addressing these comments, that the manuscript is now suitable for publication in PLOS one.

Sincerely,

Christina Gibson-Davis, Romina Tome, Marcos A. Rangel and Laura Bellows

Responses to Comments from the Editor

The authors should carefully attend to the suggestions about clarifications or improvements to the methodology and results. Key focal points are:

a) conducting a parallel trends test for the difference in difference (reviewer 2),

Parallel trends tests are discussed in the text (starting at line 201 and description of results starting at line 323) and presented in Table 4.

b) clarifying the analysis of unauthorized parents (reviewer 2),

We clarify throughout the text that undocumented status is proxied and not exact (lines 103 and 400). We emphasize that we are not aware of administrative data sets with birth outcomes which contain such information.

c) clarifying the description of the results (reviewer 1) and

We have tried our best in reorganizing the discussion of results and the order in which it occurs on the text. We now present results plain and simple (line 250) and devote a section to their self-contained discussion (line 357).

d) considering adding more limitations of the study in the discussion (reviewer 1 and 2).

We have included in this revised version an entire section on Limitations (line 397) right before the conclusion and after results are presented and discussed.

Sharing of Data

We are unable to share the data as the owner of the data, the North Carolina Department of Vital Statistics, prohibits the sharing of birth record data that contains geographic identifiers. As our data contains a geographic identifier (e.g., county of residence), we are unable to share it. Users wishing to obtain the data should contact the department at 919-733-3000 (email addresses are not available to the public).

Responses to Reviewer #1

Thank you for your detailed comments and suggestions. Below, we provide our responses to your comments, including text from your report (in italics), and our responses (in plain text). Each of our responses contains a description of the changes introduced in the manuscript to address your comments and located them in the main text (in brackets).

1. I suggest changing the article title—this study is important however, it is important to provide context (this study was done using data from one state/county, and it is from 2005/2006)

Thank you. Following your advice, we have modified the title of the paper to “Heightened immigration enforcement impacts US citizens’ birth outcomes: evidence from early ICE interventions in North Carolina.”

[see: cover]

2. Use past tense (abstract is written in present tense for example—expand past tense throughout entire manuscript, tables, etc.)

Thanks for your observation. We have updated the abstract and entire manuscript to use past tense whenever deemed appropriate. In doing so we use the journal’s guidelines to authors and, in particular, the following general directions:

a) The present tense is used for general facts

b) The present tense is used when the article is either the subject of the sentence or the thing to which you are referring

c) When talking about an actual observation the past tense is used.

[see: whole text]

3. There is both an introduction and a background section—I believe these two should be heavily revised and condensed to one introduction section.

Suggestion for possible paragraphs:

o Immigration (what does this look like in the United States? who is immigrating to the United States? Discuss immigration in North Carolina as this study relies on data from North Carolina—give us the context), discuss different stratifications (e.g., citizenship, documentation status), immigration versus immigrant policies and enforcement (federal versus state level)—this is important to discuss and differentiate; just because 287(g) is in the books, this does not always equate to enforcement so this is important to discuss clearly

o Access to health care for immigrants/mothers/their US born children and the impacts of immigrant policies; what do these disparities look like in North Carolina (a state with high levels of criminalization and low levels of integration immigrant policies)

§ Exclusionary policies, which entail enforcement, influences eligibility and access to programs and avoidance of human services (e.g., fear)

o What does enforcement do for maternal stress and health care access for themselves AND their children/families? Discuss this relationship clearly

§ Suggestions for references to include:

• Health Care Access and Utilization for Latino Youth in the United States: The Roles of Maternal Citizenship and Distress

• Inclusive state immigrant policies and health insurance among Latino, Asian/Pacific Islander, Black, and White noncitizens in the United States

• Included, but deportable: A New public health approach to policies that criminalize and integrate immigrants

• A social determinants framework identifying state-level immigrant policies and their influence on health

In revising and condensing the introduction and background sections into one introductory section, I suggest clearly laying the study framework (mini outline above that may be helpful)—what leads to what, what is associated with what, and so on—there has to be clearer discussion of these pathways/relationships/associations that lead from ICE enforcement to birthweight disparities.

Thanks for these detailed suggestions and guidance. We have addressed this comment by combining the Introduction and Background sections in one longer introduction section. In this updated introduction, we add details about the 287(g) program; immigration in North Carolina; pathways connecting 287(g) program, maternal stress, health at birth, and prenatal care utilization. We have also added your suggested references to this new section. We have done so, however, also trying to keep up with space limitations.

[see: Introduction]

4. Line 37-39—there are differences between stress, stresses, stressors –please clarify/revise this sentence

Thank you for raising this point. To avoid confusing terms, we edited the manuscript to include only stress and its plural, stresses.

[see: whole text]

5. Line 116-118—how is this related to enforcement? If there is reduced trust in medical providers? How is this related? Explain this or remove this statement. This builds again, on the need for a clear study framework.

Thank you for this comment. In the revised text, this statement has been deleted. This is not our study’s framework but we use it to motivate our data analysis as it suggests a potential channel of operation of impacts. We cannot examine this mechanism directly because we designed an inferential study. It is based on reasoning generated by findings documented in Rhodes et al. (2015) [ref #31]. In their article they documented, using focus groups, that after the implementation of ICE’s programs in North Carolina, Hispanic mothers did not trust staff at agencies providing services. These mothers worried to be detained or deported if they visit health clinics without documentation, and they also reported concerns about exacerbating anti-immigrant sentiments and racial profiling and discrimination, including within health care settings. The work we mention here is still cited on lines 65, 92 and 384, nonetheless.

[see: NA - deleted statement]

6. Prior to implementation of 287(g), what was the context/media coverage for this? Undocumented immigrant populations are heavily influenced by word of mouth/media coverage of immigrant policies—just the notion of 287(g) being a possibility will instill fear and stress among undocumented immigrant populations (related to the robustness check described line 229). I would disagree that these findings would “cast doubt on policy-induced impact on outcomes”—because this population is immensely marginalized and vulnerable and just as we have seen with discussions of the public charge regulation under Trump, families were not accessing programs/benefits for their children who may have been entitled to these programs/benefits, and the disparities only got wider when the public charge regulations were officially implemented. Just discussion of these exclusionary policies influences the health and well-being of immigrant families, especially those with undocumented members.

We appreciate your comment and suggestion. As you clearly state, media coverage and potential anticipatory effect would be a problem for our estimation strategy. To address this concern, we have highlighted in the text that our falsification exercise included in the paper originally submitted can examine if anticipatory effects are present. In this test, designed to detect parallel- trends between treatment and control locations, we use data from 2004-2005 and assume that the 287(g) program was implemented one year before it actually was. Results from this exercise recover pre-treatment trends that would also be an indicative of an anticipation effect. We show in the first column of Table 4 that this is not the case in our study. In order to clarify this point, we have added a longer explanation of these test in the Analytical Strategy section.

However, as we do not observe media coverage before the introduction of the 287(g) program in Mecklenburg, we have added this concern as one of our limitations in our new Limitations section.

[see: section Analytical Strategy, line 207 ; section Limitations, line 422]

7. Line 242—do you mean Hispanic US-born parents instead of less-educated foreign-born parents?

Thank you for raising this point. In the triple difference model that we were describing in the referred lines of the original submission, we compare less-educated foreign-born parents and non-Hispanic US-born parents. That is, we compare the main group of parents in our analysis with the sample of US-born parents. In order to clarify this point in the paper, we have corrected this sentence. Specifically, we have replaced the text “The second compared the difference-in-differences estimates for less-educated foreign-born parents to the difference-in-differences estimate for non-Hispanic US-born parents.” by “The second compared the difference-in-differences estimates for our sample of interest, less-educated foreign-born parents, to the difference-in-differences estimate for non-Hispanic US-born parents.”

[see: line 222]

8. For the triple diff-in-diff, did you consider instead estimating the double-difference in the two separate subsamples?

Thanks for this comment and we apologize for the unclear text. We have estimated the double-difference in separate subsamples. These results are reported in Table 3 (third to fifth columns). Then, we reported (in Table 4 and 5) the results from the triple diff-in-diff model because it provides not only the coefficient of the difference between estimates from each difference-in-difference but also the standard errors of this coefficient. So, for example, the difference-in-difference estimates for birth weight, we report an effect of -58.02 for births to less-educated foreign-born parents (Table 3, column 3) and an effect of 0.52 for births to non-Hispanic US-born parents (column 5). The difference between these two estimates is -58.54; this estimate is what we report in Table 5 (first column). We hope that this discussion is clearer in the revised text

[see: Tables 3, 4 and 5 and companion discussion]

9. Line 263-265—what does “federal level context” mean here? Can you give an example of what exactly you are saying here?

Thank you for raising this point. What we mean in that sentence is that policies which are adopted locally are likely to be also responding to the overall policy environment being pushed by the federal administration’s Department of Homeland Security. Then, if ICE learns from early implementations (anywhere in the country), that affects and, probably changes the way, ICE operates in future implementations of the program. Following your comment, we have edited the last paragraph of the Analytical Strategy section to include that clarification.

[see: line 240]

10. Line 293-295—compared to who?

Thank you for your comment. In this sentence we compare less-educated foreign-born mothers who reside in Mecklenburg County with similar mothers who live in other counties. To make this sentence clearer we have replaced the text “Utilization of prenatal care, however, was lower in Mecklenburg County relative to elsewhere for less-educated foreign-born mothers.” to “Utilization of prenatal care for less-educated foreign-born, however, was lower in Mecklenburg County relative to similar parents elsewhere even before the policy change we evaluate. Since our empirical strategy is based on time-changes, this difference in levels is unlikely to invalidate our results and conclusions, as further discussed below.”

[see: line 275]

11. Line 325—these results should be included as a supplement given the impact having two parents makes to the economic and social environment for mothers and their babies

Following your suggestion, we have added the results from estimating the difference-in-differences model for the different samples of births taking into account mothers’ demographics (rather than both parents’ characteristics) in S2 Table. We show in this table that the estimated effect is lower for the sample of births to less-educated foreign-born mothers than for the sample of births to less-educated foreign-born parents, as expected considering that less-educated immigrants, and men in particular, are the groups most likely to experience removal or fear of removal (Pham, 2018).

[see: Table S2]

12. Line 327-329—this explanation is not clear—better educated foreign-born parents are more likely residing in the US with some documentation status (e.g., certain visas, residency, etc.) and this is associated with higher income/higher economic resources compared to someone who is undocumented. I do not believe this explanation is an “or” statement, but more so there is a pathway between documentation/citizenship status and social/economic conditions for immigrant populations—this needs to be stated and understood the authors.

Thanks for your comment. We agree that the lack of policy impact on better educated parents could reflect both their likely access to additional economic resources and that they are less likely to be unauthorized, and we believe this text was a poorly written rather than a lack of understanding on that point (as presumed by the reviewer). Indeed, we had addressed these two conditions in the Discussion section in our initial submission. However, as part of our response also to your next comment, we have deleted this statement from the Results sections, and we only left the related statement in the Discussion section of the revised manuscript. Specifically, we explain the following in the third paragraph of the Discussion section: “We reason that effects are concentrated among less-educated parents for two main reasons. First, given assortative mating, women without high school diplomas are likely to have partners with similar levels of education [53]. Insofar as less-educated individuals are more likely than better-educated individuals to be unauthorized [41] and therefore directly subject to 287(g) programs’ deportation risk. Less-educated mothers may be more aware of this targeting and experience greater levels of stress when fathers are potential targets. Second, even if they are equally impacted by stress and anti-immigrant sentiment in the location where they reside, better-educated women are more likely to have access to health-protective economic resources.”

[see: line 387]

13. Some of the information in the results section belongs in the discussion section—results only presents results and not explanations or possible theories for why the results are what they are

We have edited the Results section to address this suggestion. In the revised manuscript, we describe results in this section, and we have moved any further explanation or discussion about them to the Discussion section. Specifically, we moved, from the Results section to the Discussion section, the explanation about the lack of effects on better-education foreign-born parents and a paragraph comparing our estimates to results in other studies. We also removed from the Results section the last paragraph in the initial submission that described the limitations of our study, and we included an edited version of this paragraph in our new Limitations section. Lastly, in this revision we also included a Conclusion section.

[see: Results; Limitations; Conclusion]

14. Line 343-345—I caution the confidence and strong language used with respect to falsification tests—it is difficult to evaluate with high certainty that the point estimates are not biased.

Thank you for your comment. We now refer to our robustness exercises as not finding evidence to invalidate the parallel trends assumption. Parallel trends tests are discussed in the text and presented in Table 4.

[see: lines 201, and 324; estimates in Table 4]

15. Line 356-358—clarify/specify if you are or are not comparing less educated foreign born to less educated US-born

In our triple-difference model, as well as in the other specification, we consider the sample of (all) non-Hispanic US-born parents. That is defined regardless of their level of education. Then, the triple-difference model, described in the lines 356-358 of our original submission, compares estimates for less-educated foreign-parents and for (all) non-Hispanic US-born parents. In order to make these sentences clearer, we have edited the text in the Results section that describes Table 5.

[see: line 338]

16. Line 374—how did the authors compare their findings? By just researching other similar studies or was some sort of meta-analyses done?

Thanks for your question. In our initial submission, to compare our findings with other studies in the literature, we chose similar studies exploring the effect of shocks on health at birth. In the revised manuscript, following your next comment, we have removed the paragraph comparing our results to articles studying the consequences of shocks in utero. Moreover, we have edited and moved the comparison with changes in maternal nutrition to the Discussion section following your suggestions. And to be clear, no, a meta-analyzes was not conducted by the authors since it was not the objective of our program of study.

17. Line 374-382—I believe these findings may be more comparable to discrimination literature for Black mothers and low birthweight babies—the examples used in these lines are from extreme acute events—policy contexts and social contexts that lead to certain (e.g., exclusionary) policies being enacted are not an overnight event. Undocumented immigrants in contexts where 287(g) would be implemented are already experiencing exclusionary contexts/environments—these are long term effects that are compounded/worsened by these policies—these policies are essentially brewing in these areas and the stressors of these environments/contexts is deep for these populations, leading to hypervigilance/high stress over time (chronic)—not only after 287(g) is implemented—I highly suggest removing these lines as they are misleading and negate long term exposure to racism and discrimination in these environments that leads to these exclusionary policies that are enacted.

Thank you for your suggestion. To address it, we have removed the paragraph comparing our results to studies examining the effect of different shocks during the time in utero. We did not add any literature about the discrimination literature for Black mothers, as we respectfully disagree that this literature is relevant for a policy change such as the introduction of 287(g). Though policy changes such as 287(g) may have long antecedents and consequents (as you suggest), we do not think that they are comparable to the multi-generational, cumulative detrimental effects of racism. If the Editor disagrees with this decision, we are happy to include these references in a subsequent revision.

18. Lines 383-390—again—WIC would not cancel out the harm of 287(g) because undocumented immigrant mothers may not be entitled to WIC in a state—this paragraph should be removed or updated to reflect the context in the county with which this data is from.

After reading this comment and reviewing the manuscript we realized that our idea regarding WIC was not clear. We reported the effects of changes in maternal nutrition through the food stamp program and WIC to put our results in context. We were not implying that using WIC would cancel out the impact of the 287(g) program. But, as an aside and just to make sure the reviewer understands, WIC eligibility is not limited to documented immigrants – undocumented immigrants are not explicitly excluded from the program in any of the 50 US states. In order to clarify the point we were trying to make on the text, we have edited the paragraph making this comparison that is in the Discussion section in the revised manuscript (following your comment about editing the content of the Results section).

[see line 363]

19. Can the authors provide results from their parallel trends of the outcomes pre-287(g)?

We now refer to our robustness exercises as not finding evidence to invalidate the parallel trends assumption. Parallel trends tests are discussed in the text (starting at line 201 and description of results starting at line 323) and presented in Table 4.

[see: lines 201, and 324; estimates in Table 4]

20. Did the authors consider possibly applying different methodological approaches to understand the complex pathway to understand the impact of 287(g)? for instance, how much is having a low birth weight baby attributed to 287(g) versus to low utilization of prenatal care? (mediation is possibly occurring – lines 440-441)

We considered conducting a mediation analysis to study the pathways of the impact of the 287(g) program. However, preferred to use a reduced-form approach in our investigation. The rational for that choice is that if ICE activities makes low-education foreign-born mother reduce their prenatal care utilization and getting less or later prenatal care affects health at birth, it is still the case that the ICE’s program leads to worse birth outcomes. Then, our estimates invite readers to consider the overall impact of 287(g) program (regardless of channel) and present a non-exhaustive list of potential channels, including pre-natal care. In addition, we cannot rule out that reduced or later pre-natal care may be a marker of other (correlated) channels, and it is not reasonable to attribute all these mediating effects to worse pre-natal care utilization.

21. Results section should be heavily revised and some of the points are more fitting for the discussion section

Thank you for your suggestion. To address that, we have edited the Results and Discussion sections. Specifically, we moved from the Results section to the Discussion section the explanation about the lack of effects on better-education foreign-born parents (lines 327-329 and lines 361-364 in the initial submission) and a paragraph comparing our estimates to results in other studies (lines 383-390 in the initial submission). We also removed from the Results section the last paragraph in the initial submission that described the limitations of our study, and we included an edited version of this paragraph in our new Limitations section. Lastly, in this revision we also included a Conclusion section.

[see: Limitations; Conclusion]

22. Limitations section is missing several points, including not having citizenship/documentation status information; maternal insurance coverage status, prenatal care/provider concentration ratios (are there adequate providers for where these mothers reside?)

Thank you for your comment. Regarding your first point about citizenship/documentation status information, we acknowledged the lack of this information in the Data section in the initial submission, and we added it in our Limitations section in the revised manuscript. It is worth mentioning that we are not aware of any population wide administrative data that report documentation status. Also, using both mothers and fathers’ information to define our samples allow us to get a better proxy of undocumented families than other studies using only maternal information because less-educated immigrants, and men in particular, are the groups most likely to experience removal or fear of removal (Pham 2018).

Regarding your second point, we understand that it would be great to provide that information for the context of the study, but we do not think that maternal insurance coverage status or prenatal care/provider concentration ratios could be a concern for our empirical strategy or limitation. These two conditions would be a concern only if they change at the same time that Mecklenburg implemented the 287(g) program, yet there is no reasons to necessarily expect that.

Responses to Reviewer #2

Thank you for your constructive comments and suggestions, which were very helpful in

the revision. Below, we provide our responses to your comments, including text from

your report (in italics), and our responses (in plain text). Each of our responses contains

a description of the changes introduced in the manuscript to address your comments and suggestions.

1. Line 141 refers to ‘’detainers” but does not define this term. One can surmise its meaning by reading further down but an explanation up front would help

Thank you for your comment. We have edited the text to clarify this point. Specifically, we added the following definition for detainers: “i.e., documents that allow local law enforcement agencies to hold immigrants until they can be placed in removal proceedings.”

[See: line 114]

2. Line 257 and the first sentence of the next paragraph seem to be contradictory - were counties that adopted 287(g) programs after Mecklenburg included? The way it is written it seems like they were included in line 257 but then were not included in the next paragraph.

Thank you for raising this point. We have clarified both paragraphs. The first statement refers to using alternative definitions to select counties in the control group as a robustness check (line 257 in the initial submission) while we keep the same treatment group (Mecklenburg County). The second paragraph refers to the justification of not including counties that adopt 287(g) programs later as part of our treatment group.

[See: lines 236 and 240]

3. Line 329 refers to unauthorized parents – this made me pause as I thought I had missed an analysis of unauthorized parents. Could the authors signal to the reader that this is speculation/assumed, or something to indicate to the reader that these analyses were not done as part of this paper?

Thank you for this suggestion. As you stated, along the manuscript we refer to “likely unauthorized parents” because our data do not report documentation status (as any administrative datasets). Then, better-educated parents are less likely to be unauthorized. Following a suggestion made by Reviewer #1, we have cut the sentence referring to this point in the Results section, yet we carefully explain the different effects found for less and better educated foreign-born parents in the Discussion section addressing your point.

[See: line 375]

4. One limitation to consider is that people can live in one county and work in another. So, residents of nearby counties might have been affected (are these included?) which would lead to underestimation of treatment effect. I would imagine that residents of Mecklenburg who work in another county would be affected either way as they would need to move within the county.

Thank you for your comment. We lack information about whether and where parents work, so we cannot provide evidence about this concern, yet counties around Mecklenburg are included in our control group. So, we have added this point as one of our limitations. Because the list of limitations in the revised manuscript includes more points, we have moved it to a new Limitations section.

[See; Limitations section]

5. Did the authors test the parallel trends assumption of difference in difference analyses? If not, why not?

Thank you for this point. We have conducted and report the findings. We refer to our robustness exercises as not finding evidence to invalidate the parallel trends assumption. Parallel trends tests are discussed in the text (starting at line 201 and description of results starting at line 323) and presented in Table 4.

[see: lines 201, and 323; estimates in Table 4]

6. Could the authors include an economic estimate in the discussion? Are there estimates of lifetime costs associated with decreases in birthweights for example? This would strengthen the study greatly.

We have included a paragraph on the Discussion session making reference to previous literature on these effects.

[see: line 375]

References

Pham H. 287(g) Agreements in the Trump Era. Wash Lee Law Rev. 2018;75(3):1253–1286. https://scholarlycommons.law.wlu.edu/wlulr/vol75/iss3/3/

Rhodes SD, Mann L, Simán FM et al. The impact of local immigration enforcement policies on the health of immigrant Hispanics/Latinos in the United States. Am J Public Health. 2015;105(2):329–337. doi:10105/AJPH.2014.302218

Decision Letter 1

Jim P Stimpson

21 Dec 2020

Heightened immigration enforcement impacts US citizens’ birth outcomes: Evidence from early ICE interventions in North Carolina

PONE-D-20-30120R1

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Reviewer #1: Yes

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Reviewer #1: Yes

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Acceptance letter

Jim P Stimpson

8 Jan 2021

PONE-D-20-30120R1

Heightened immigration enforcement impacts US citizens’ birth outcomes: Evidence from early ICE interventions in North Carolina

Dear Dr. Gibson-Davis:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

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on behalf of

Dr. Jim P Stimpson

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. List of counties included in the analysis.

    (DOCX)

    S2 Table. Change in birth outcomes and health care utilization over time within county of residence, by mother’s nativity and education.

    (DOCX)

    Data Availability Statement

    The data underlying the results presented in the study cannot be shared publicly, as the owner of the data, the North Carolina Department of Vital Statistics, prohibits the sharing of birth record data that contains geographic identifiers. However, other researchers wishing to obtain the data may submit requests to the North Carolina Department of Vital Records (https://vitalrecords.nc.gov/contacts.htm). The authors had no special access privileges to the data and other researchers will be able to access the data in the same manner as the authors.


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