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. 2021 Jan;10(1):563–580. doi: 10.21037/tlcr-20-509

Table 2. Select neoadjuvant immunotherapy trials for the treatment of operable NSCLC.

Trial identifier (estimated primary completion) Study name and sponsor Phase Intervention Estimated enrollment Stage Primary endpoints
Immunotherapy monotherapy
   ChiCTR-OIC-17013726 (~2019) National Cancer Center, Beijing (China) IB Sintilimab (single arm) 30 IB–IIA squamous Efficacy and safety
   NCT02818920 (Mar. 2019) TOP1501, Duke University (USA) II Pembrolizumab (single arm) 32 IB–IIIA Surgical feasibility rate
   NCT02994576 (Dec. 2019) PRINCEPS, Gustave Roussy (France) II Atezolizumab (single arm) 60 IB–IIIA (non-N2) Safety
   NCT03197467 (Feb. 2020) NEOMUN, AIO-Studien-gGmbH (Germany) II Pembrolizumab (single arm) 30 II–IIIA Safety, clinical and pathological responses
   NCT02927301 (Feb. 2020) LCMC3, Genentech Inc. (USA) II Atezolizumab (single arm) 180 IB–IIIB MPR
   NCT03030131 (Dec. 2022) IONESCO, IFCT (France) II Durvalumab (single arm) 81 IB–IIB R0 resection feasibility
Combination immunotherapies
   NCT03794544 (Mar. 2022) NeoCOAST, MedImmune LLC (USA) II Durvalumab vs. durvalumab + oleclumab or monalizumab or danvatirsen (four arms) 160 I–IIIA MPR
   NCT02259621 (Jan. 2023) SKCCC at JH (USA) II Nivolumab vs. nivolumab + ipilimumab 30 High risk IB–IIIA Safety
Combination immunotherapy and chemotherapy
   NCT02716038 (Apr. 2020) Columbia University (USA) II Atezolizumab + chemotherapy (single arm) 30 IB–IIIA MPR
   NCT02998528 (Apr. 2020) CheckMate 816, BMS (USA) III Nivolumab + ipilimumab vs. nivolumab + chemotherapy vs. chemotherapy alone 350 IB–IIIA EFS, pCR
   NCT03800134 (Jul. 2020) AEGEAN, AstraZeneca (USA) III Durvalumab + chemotherapy vs. chemotherapy 300 II–III MPR
   NCT02572843 (Mar. 2021) Swiss Group for Clinical Cancer Research (Switzerland) II Durvalumab + chemotherapy (single arm) 68 IIIA (N2) EFS
   NCT03081689 (Jun. 2021) NADIM, Spanish Lung Cancer Group (Spain) II Nivolumab + chemotherapy (single-arm) 46 IIIA (N2) PFS
   NCT03158129 (Jul. 2021) NEOSTAR, MDACC (USA) II Nivolumab vs. nivolumab + ipilimumab vs. nivolumab + chemotherapy 66 I–IIIA MPR
   NCT03366766 (Jul. 2021) SKCCC at JH (USA) II Nivolumab + histology-specific chemotherapy 34 I–IIIA MPR
   NCT03838159 (Mar. 2022) NADIM II, Fundación GECP (Spain) II Nivolumab + chemotherapy vs. chemotherapy 90 IIIA–IIIB (T3N2) pCR
   NCT03425643 (Jan. 2024) KEYNOTE-671, Merck (USA) III Pembrolizumab + chemotherapy vs. placebo + chemotherapy 786 II–IIIB (N2) EFS, OS
   NCT03456063 (Mar. 2025) IMpower030, Hoffmann-La Roche (USA) III Atezolizumab + chemotherapy vs. placebo + chemotherapy 374 II–IIIB (T3N2) EFS, MPR
Combination immunotherapy and radiotherapy
   NCT02904954 (Jan. 2020) Weill Medical College of Cornell University (USA) II Durvalumab vs. durvalumab + radiation (SBRT) 60 I–IIIA DFS
   NCT03217071 (Sep. 2020) PembroX, UCSF (USA) II Pembrolizumab vs. pembrolizumab + radiation (SRT) 40 I–IIIA Change in number of infiltrating CD3+ T cells
   NCT03237377 (Sep. 2021) SKCCC at JH (USA) II Durvalumab + radiation vs. durvalumab + tremelimab + radiation 32 III Safety and feasibility

NSCLC, non-small cell lung cancer; BMS, Bristol-Myers Squibb; DFS, disease-free survival; EFS, event-free survival; JH, Johns Hopkins; MDACC, MD Anderson Cancer Centre; MPR, major pathological response; OS, overall survival; pCR, pathological complete response; PFS, progression-free survival; SKCCC, Sidney Kimmel Comprehensive Cancer Center at Johns Hopkins; IFCT, Intergroupe Francophone de Cancérologie Thoracique; SBRT, stereotactic body radiation therapy; UCSF, University of California at San Francisco.