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. 2021 Feb 5;13:49–67. doi: 10.2147/JEP.S259317

Table 2.

Summary of Animal and Human Studies About Experimental Serotonergic Agents Under Study for SCZ Treatment

Serotonergic Agent Study Phase Duration N Aim Study Design and Drug Doses Primary Outcomes Results Status Ref
Animal studies
8-OH-DPAT Comparative experiment Preclinical 7 days 26 male, Lister Hooded rats Involvement of 5-HT1A and 5-HT2A in mPFC on 5CSRT Training on 5CSRT.
Intra-mPFC infusion through bilateral cannulae.
Experimental (8-OH-DPAT or M100907) vs vehicle
Percentage of correct responses on
5CSRT (stimulus duration = 0.5 s)
8-OH-DPAT and M100907 enhanced attention and impulse control in every experiment (p<0.05) Completed https://doi.org/10.1007/s00213-003-1398-x [32]
Comparative experiment Preclinical 3 days 39 male Sprague –Dawley rats Contribution of pre- or post-synaptic 5-HT1A receptors in PPI* disruption, caused by 8-OH-DPAT Experiment 1- Central DRN microinjections:
7 sham-operated male rats vs 10 castrated
Experiment 2- DRN lesions: 12 sham-operated male rats vs 10 rats which received a selective serotonergic lesion of the DRN
Experiment 1: Body and seminal vesicle weight, startle amplitude, PPI*
Experiment 2:
5HT-content, startle amplitude, PPI*
DRN lesion:
↓ 5-HT content in frontal cortex (↓70%), striatum (↓69%), ventral hippocampus (↓76%)
Activation of
post-synaptic 5-HT1A → PPI* disruption
Completed https://doi.org/10.1016/j.pbb.2005.05.007 [31]
Comparative experiment Preclinical 3 days 72 male Sprague-Dawley rats
2 groups of 6 for each treatment
Effect of 8-OH-DPAT on attentional processes (LI**) Treatment: pre-exposed vs not pre-exposed.
Experiment 1
Ritanserin
0.67 and 2.0 mg/kg in saline.
Experiment 2
RU 24969 0.5 and 10.0 mg/kg in saline
Experiment 3
8-OH-DPAT
0.19 and 0.38 mg/kg in saline
Time to complete a preset number of licks (Test: suppression of drinking procedure) ↓ LI**for all the three active compounds with a statistical significance for ritanserin and RU 24969 Completed https://doi.org/10.1177/026988119300700110 [30]
RU-24969 Effect of RU-24969 on LI** ↓ LI** at both doses:
PE > NPE (p<0.001)
Completed https://doi.org/10.1177/026988119300700110 [30]
Ritanserin Effect of Ritanserin on LI** ↓ LI**:
- at low dose (p<0.001)
- at high dose (p>0.05)
Completed https://doi.org/10.1177/026988119300700110 [30]
LASSBio-579 Comparative experiment Preclinical N/A Adult male CF1 mice To increase the affinity of LASSBio-579 for 5-HT2A receptor synthesizing 5 new N-phenylpiperazine derivatives In-vivo pharmacological evaluation:
intraperitoneally and orally (10 mL/kg) or subcutaneously (5 mL/kg) administration of compounds
Classical competition assays; GTP-shift assay;
climbing behavior in mice
↑ 3–10-fold affinity for 5-HT2A (p<0.001)
= affinity for the D2-like and 5-HT1A
Completed https://doi.org/10.1016/j.ejmech.2013.05.027 [33]
Comparative experiment Preclinical N/A Adult male CF1 mice Pharmacological evaluation
LASSBio-579, −580 and −581 to investigate potential APS activity
Mice received a combination of sub-effective dose of LASSBio-
579 + haloperidol, LASSBio-579 + clozapine or haloperidol + clozapine
Climbing behavior in mice; apomorphine-induced
climbing and apomorphine-induced hypothermia in mice; motor parameter; PPI* of startle reflex
- ↓ locomotor activity (p<0.022)
- effect on apomorphine-induced climbing test at 5 mg/kg (p=0.758)
- effective on preventing PPI* (80 dB) at 0.5 mg/kg (p<0.02)
- effective on preventing PPI* (8085 dB) at 1 and 5 mg/kg (p<0.022)
Completed https://doi.org/10.1016/j.bbr.2012.09.016 [34]
AM-831 N/A Preclinical N/A N/A N/A N/A N/A AM-831 did not meet predetermined criteria for further development in Phase I testing Interruption of the development of the compound https://adisinsight.springer.com/drugs/800016551 [38]
ASP5736, AS2030680 and AS2674723 In vitro and in vivo (comparative experiments) Preclinical N/A Groups of 10 (mice), 5 (young rats) or 3 (aged rats) To investigate the relationship between the 5-HT5A receptor and cognitive function In-vitro analysis:
- 5-HT5A receptors expression in cell membranes
- affinity of ASP5736, AS2030680 and AS2674723 for 5-HT5A receptors
In-vivo analysis:
- drug concentrations in biological samples
- 5-HT5A influence on cognitive function
Spatial working memory:
- Y-maze test after scopolamine administration
- Morris water maze test
Ex-vivo receptor occupancy for 5-HT5A rat receptor
- high affinity for 5-HT5A of each species
- low affinity for 5-HT2B and 5-HT7
- Each of the three compounds ameliorated scopolamine-induced working memory deficit (p<0.05)
Completed https://doi.org/10.1016/j.jphs.2015.02.006 [43]
ASP5736 In vitro and in vivo (comparative experiments) Preclinical N/A Groups of 10 mice Evaluation of:
- in-vitro inhibitory effects of ASP5736 on 5-HT5A
- ASP5736 affinity for various receptors
- ASP5736 pharmacokinetics
- ASP5736 efficacy on positive -like and cognitive symptoms
- efficacy and safety of ASP5736 + OLZ
In-vitro analysis:
- 5-HT5A expression in cell membranes
- affinity of ASP5736 for 5-HT5A
In-vivo analysis:
- working memory deficit in MK-801-treated mice and visual learning deficit in neonatally PCP-treated mice
- MK-801- and MAP-induced hyperactivity
Y-maze test; NORT ↓ MK-801- and PCP-induced cognitive deficit (p<0.001)
Addition of OLZ was safe and did not compromise ASP5736 efficacy on cognitive deficits
Completed https://doi.org/10.1016/j.euroneuro.2014.07.009 [44]
ASP5736 and SB699551 Dose–response determination experiments Preclinical N/A 13 male Sprague Dawley rats To test the involvement of 5-HT5A in LSD behavioural effects - Intraperitoneal administration of
LSD (0.08 mg/kg) or sterile water
- 10 training sessions
- Drug discrimination tests
Response rate and numbers of rats completing the test ↓ subjective effects of LSD in rats (p<0.012) Completed https://doi.org/10.1177/0269881119867603 [45]
SB699551 In vitro and in vivo Preclinical N/A Male Dunkin Hartley guinea pigs Receptorial affinity, pharmacokinetics and action of SB699551 - In vitro: fast cyclic voltammetry
- In-vivo pharmacokinetic analysis; microdialysis
(animals were treated with either vehicle (NaCl) or SB699551/WAY-100365***)
Mean discharge frequency during the final 2 min of exposure to each concentration of drug - high affinity for guinea pig 5-HT5A receptor
- antagonist profile on 5-HT5A receptors
- in association with WAY-100635***: ↑ extracellular levels of cortical 5-HT
Completed https://doi.org/10.1016/j.neuropharm.2006.04.019 [46]
Human studies
Brilaroxazine (RP5063) RCT I 10 days 19 male pts with stable disease
in 4 cohorts
- Safety in healthy volunteers
- safety and initial clinical activity in stable SCZ pts
Ascending-dose, double-blind
- single‐dose in healthy volunteers: 10, 15 mg
-multiple‐dose in SCZ pts: 10, 20, 50, 100 mg
PANSS, CG-I, CGI-S, CDSS ↓ PANSS positive subscale in pts with PANSS ≥ 50 at BL: RP5063>PBO (p<0.05) Completed https://doi.org/10.1111/cts.12545 [57]
RCT II 57 days 234 SCZ pts Safety and efficacy in acute SCZ Double-blind, multi-centric
Brilaroxazine (15, 30 or 50 mg) vs ARI (15 mg) or PBO once daily
PANSS ↓ PANSS:
Brilaroxazine 15 or 50 mg > PBO (p<0.05)
Completed https://clinicaltrials.gov/ct2/show/NCT01490086
[58]
SB-773812 RCT II 12-week treatment
2 years extension
338 SCZ pts Efficacy, safety and tolerability of SB-77381 Double-blind, multi-centric
3 arms:
- SB-773812 (60 or 120 mg)
- OLZ (15 mg)
- PBO
PANSS, BPRS, CGI-S. CGI-I, CDSS ↓ PANSS:
- SB-773812 60 mg=PBO (p>0.05)
- SB-773812
60 and 120 mg = OLZ > PBO (p<0.05)
Completed https://www.clinicaltrialsregister.eu/ctr-search/trial/2005-002883-27/results [36]
Vabicaserin (SCA-136) RCT II 4 weeks 202 SCZ pts
37 PBO
43 RIS
122 Vabicaserin
Efficacy, safety, and tolerability in acute SCZ Double-blind, multi-centric
RIS: 4 mg/day
Vabicaserin: 50, 100, 150, 200, 300, 400, 600 mg/day)
PANSS, CGI-S, CGI-I, CDSS ↓ PANSS:
- Vabicaserin at all doses = PBO (p>0.05)
Recruitment status completed https://clinicaltrials.gov/ct2/show/NCT00563706 [42]
AVN-211 RCT II 4 weeks 42 SCZ pts
17 AVN-211
25 PBO
Efficacy on clinical and cognitive symptoms in SCZ pts on APS medications Double-blind
AVN-211: 4 mg
PANSS, CGI-S, CGI-I, CDSS, NSA-16, WAIS, 5 attention tests ↓ PANSS positive subscale: AVN-211>PBO (p=0.058)
WAIS:
AVN-211>PBO (p=0.02)
AVN-211 ↓ PANSS positive subscale: p=0.007
AVN-211 ↓ CGI-S: p=0.048
AVN-211 ↓ CDSS: p<0.05
Completed https://doi.org/10.1017/S1092852913000394 [48]
Idalopirdine (Lu-AE58054) RCT II 12 weeks 122 SCZ pts
58 RIS+Lu-AE58054
64 RIS+PBO
Efficacy as augmentation therapy to RIS 2-week, prospective run-in period → double-blind Lu-AE58054 (120 mg/day) or PBO (12 weeks)
RIS: 4–8 mg/day
PANSS,
BACS, CGI-I, CGI-S, SQoL
↓ PANSS: RIS+Lu-AE58054
= RIS+PBO (p>0.05)
Interruption of the development of the compound https://www.clinicaltrialsregister.eu/ctr-search/trial/2008-001441-26/IT [51]
Bifeprunox (DU-127090) RCT III 12 months: 6-month treatment period + 6-month extension period 93 acute SCZ pts
35 BX
58 RIS
Long-term safety, tolerability and efficacy of BX vs RIS flexible doses Double-blind
2 arms:
- BX: 30–40 mg/day
- RIS: 4–6 mg/day
PANSS; BPRS; CGI-S; CGI-I; CDSS - ↓ PANSS,
BPRS, CGI-S, CGI-I: RIS > BX (p<0.05)
- ↓ CDSS:
RIS = BX (p>0.05)
Recruitment completed.
End of trial ongoing
https://www.clinicaltrialsregister.eu/ctr-search/trial/2004-002185-38/results [24]
RCT III 12 months 223 SCZ pts
79 BX
76 QUE
68 PBO
Efficacy of fixed doses BX vs PBO
Efficacy, safety, tolerability, functional outcomes, quality of life, and treatment compliance BX vs QUE
Multi-national, multi-centric, double-blind
3 arms:
-BX: 20 mg/day
-QUE: 600 mg/day
-PBO
- lead-in period (4 weeks)
-PBO-controlled (12 weeks)
- QUE-controlled period (9 months)
PANSS, CGI-S score, CGI-I score, and CDSS - ↓ PANSS at week 12: BX=QUE > PBO (p<0.05) Prematurely ended https://www.clinicaltrialsregister.eu/ctr-search/trial/2007-001097-90/GR [25]
Open-label N/A 40 weeks 153 SCZ pts
73 OLZ → BX
80 BX → BX
Long-term safety, tolerability and maintenance of therapeutic effects of BX flexible doses vs OLZ 1st week double-blind: switch OLZ to BX (up to 30 mg/day) or BX continuation at 30 mg/day
From 2nd week: BX flexible dose (20, 30, or 40 mg/day)
OLZ: 15 mg/day
PANSS, CGI-S, CDSS BX → BX:
- ↓ PANSS during lead-in, ↑ during continuative
OLZ → BX
- ↑ PANSS at Week 40
Completed https://www.cliicaltrialsregister.eu/ctr-search/trial/2004-000707-18/IT [26]
Open-label N/A 14–531 days 11 SCZ pts Efficacy, long-term safety and tolerability BX flexible doses (20, 30, or
40 mg/day)
CGI-S No efficacy results (small sample of pts) Completed https://www.clinicaltrialsregister.eu/ctr-search/trial/2005-000497-50/IT [27]
Zicronapine (Lu 31–130) RCT III 6 months 160 SCZ pts Efficacy, safety and tolerability of ZIC vs RIS Double-blind
2 arms:
- ZIC 7.5 mg/day
- RIS 5 mg/day
PANSS; CGI-S, GAF ↓ PANSS and CGI-S:
ZIC=RIS (p>0.05)
Completed https://www.clinicaltrialsregister.eu/ctr-search/trial/2010-022181-28/EE [40]
LuAF-35700 RCT III 16 weeks 1098 TRS pts
401 did not complete PC
235 LuAF-35700 10 mg
232 LuAF-35700 20 mg
232 continued PC treatment
Efficacy in TRS pts - Screening Period (3 weeks)
- PC: 6-week, patient-blinded treatment with RIS (4–6 mg/day) or OLZ (15–20 mg/day)
- DBT (10 weeks): LuAF-35700 10 mg or 20 mg or continued PC treatment (1:1:1)
- Safety Follow-up Period (6 weeks)
PANSS, PSP, CGI-S ↓ PANSS:
LuAF-35700 = RIS or OLZ (p>0.05)
Recruitment status completed https://investor.lundbeck.com/news-releases/news-release-details/lundbeck-updates-clinical-phase-iii-study-lu-af35700-treatment (Valby, Oct. 25, 2018) [54]
RCT III 34 weeks 119 TRS pts
68 RIS
51 OLZ
51 Non randomized
35 LuAF-35700 10 mg
33 continued PC treatment
Testing the efficacy on symptoms of SCZ - PC: 6-week, patient-blinded treatment with RIS (4–6 mg/day) or OLZ (15–20 mg/day)
- DBT (8 weeks): LuAF-35700 10 mg or continued PC treatment (1:1)
- observation period for AEs (20 weeks)
PANSS, CGI-S, NSA-16 Waiting for results on patients randomized in the DBT period. Terminated (New data; the study was terminated based on new efficacy data from another study) https://clinicaltrials.gov/ct2/show/NCT03230864
[55]

Notes: *PPI is a measure of sensorimotor gating that is deficient in schizophrenia; **Latent inhibition is the delay in responding to a stimulus which has no consequences in the first exposures. For example, when animals were exposed to a stimulus without implications they are impaired in learning that this stimulus could predict an important event such as footshocks. The impairment in comprehending danger stimulus is called pre-exposition. Amphetamine disrupts LI while antipsychotics have an opposite effect; ***WAY-100635: 5-HT1A receptor-selective antagonist.

Abbreviations: ~, The same information as the box above; 5CSRT, five-choice serial reaction time task; AEs, adverse events; APS, antipsychotic; ARI, aripiprazole; BL, baseline; BACS, Brief Assessment of Cognition in Schizophrenia; BPRS, Brief Psychiatric Rating Scale; BX, bifeprunox; CAT, Continuous Attention Task; CF1 mouse, obtained with outbreeding by Carworth Farms; CGI-S, Clinical Global Impression – Severity of Illness; CGI-I, Clinical Global Impression – Global Improvement; CDSS, Calgary Depression Scale for Schizophrenia; CSRT choice serial reaction time task; DAI-30, Drug Attitude Inventory; DBT, Double-Blind Treatment; DRN, dorsal raphe nucleus; GAF, Global Assessment of Functioning; GTP, nucleotide guanosine triphosphate; LSD, D-lysergic acid diethylamide; MAP, methamphetamine; MK-801, dizocilpine; mPFC, medial Prefrontal Cortex; N/A, not applicable; NPE, not pre-exposed; NORT, Novel object recognition test; NSA-16, Negative Symptom Assessment; OLZ, olanzapine; PBO, placebo; PC, prospective confirmation; PCP, phencyclidine; PE, pre-exposed; pts, patients; PSP, Personal and Social Performance Scale; QUE, quetiapine; RIS, risperidone; RU 24969, (5-methoxy-3 (1,2,3,6-tetrahydropyridin-4-yl); SCZ, schizophrenia; S-QoL, Schizophrenia Quality of Life; PANSS,Positive and Negative Syndrome Scale; TRS, treatment-resistant SCZ; WAIS, Wechsler Adult Intelligence Scale; ZIC, zicronapine; PPI, Prepulse inhibition; LI, latent inhibition.