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. 2021 Mar 19;16(3):e0248998. doi: 10.1371/journal.pone.0248998

A systematic review on improving implementation of the revitalised integrated disease surveillance and response system in the African region: A health workers’ perspective

Arthur K S Ng’etich 1,*, Kuku Voyi 1, Ruth C Kirinyet 2, Clifford M Mutero 1,3,4
Editor: Hong-Liang Zhang5
PMCID: PMC7978283  PMID: 33740021

Abstract

Background

The revised integrated disease surveillance and response (IDSR) guidelines adopted by African member states in 2010 aimed at strengthening surveillance systems critical capacities. Milestones achieved through IDSR strategy implementation prior to adopting the revised guidelines are well documented; however, there is a dearth of knowledge on the progress made post-adoption. This study aimed to review key recommendations resulting from surveillance assessment studies to improve implementation of the revitalised IDSR system in the African region based on health workers’ perspectives. The review focused on literature published between 2010 and 2019 post-adopting the revised IDSR guidelines in the African region.

Methods

A systematic literature search in PubMed, Web of Science and Cumulative Index for Nursing and Allied Health Literature was conducted. In addition, manual reference searches and grey literature searches using World Health Organisation Library and Information Networks for Knowledge databases were undertaken. The Preferred Reporting Items for Systematic Reviews and Meta-Analyses statement checklist for systematic reviews was utilised for the review process.

Results

Thirty assessment studies met the inclusion criteria. IDSR implementation under the revised guidelines could be improved considerably bearing in mind critical findings and recommendations emanating from the reviewed surveillance assessment studies. Key recommendations alluded to provision of laboratory facilities and improved specimen handling, provision of reporting forms and improved reporting quality, surveillance data accuracy and quality, improved knowledge and surveillance system performance, utilisation of up-to-date information and surveillance system strengthening, provision of resources, enhanced reporting timeliness and completeness, adopting alternative surveillance strategies and conducting further research to improve surveillance functions.

Conclusion

Recommendations on strengthening IDSR implementation in the African region post-adopting the revised guidelines mainly identify surveillance functions focused on reporting, feedback, training, supervision, timeliness and completeness of the surveillance system as aspects requiring policy refinement.

Systematic review registration

PROSPERO registration number CRD42019124108.

Introduction

Public health surveillance involves continuous collection, analysis and interpretation of health data resulting in timely information dissemination enabling effective public health action [1]. Public health surveillance systems form a critical part of information systems as a key component within the World Health Organization (WHO) health system framework [2]. The International Health Regulations (IHR 2005) within the health system are a legally binding agreement providing a framework to coordinate and manage public health threats [3,4]. The IHR (2005) necessitated all WHO member states to evaluate ability of their national structures, capacities and resources to achieve effective disease surveillance and response [3]. Prior to IHR (2005), the WHO Regional Office for Africa (WHO-AFRO) and its member states adopted the Integrated Disease Surveillance and Response (IDSR) system [5]. IDSR system framework provided a platform to improve national public health surveillance and response capacities. The IDSR system aims to strengthen the public health system at community, health facility, district, and national levels to ensure timely detection, confirmation and response to public health threats to alleviate illness, disability and mortality [5,6]. IDSR and IHR frameworks share a common goal of improving timely response to public health events through early detection, notification, verification, response and collaboration activities [3,6]. Therefore, member states in WHO African region declared IHR (2005) implementation was to be achieved within the existing IDSR strategy [6]. A review of IDSR guidelines in 2010 was necessary to meet the requirements of disease surveillance and response core capacities strengthening as specified through IHR (2005) implementation by African member states [57].

The revised IDSR guidelines considered the recommended tools and approaches from IHR (2005) to supplement early warning capabilities in the national surveillance systems and tackle other threats to public health [6]. By 2016, 42 out of 47 countries in the African region had adopted the second edition of the revitalised IDSR technical guidelines [8]. Even though IDSR system adoption by African countries was the most pragmatic approach given resource constraints, there is paucity of knowledge as to the vital recommendations emanating from assessing IDSR system functions [3]. Hence, this review focused on surveillance assessment studies undertaken post-IHR (2005) adoption, which is in line with implementation of the revitalised IDSR system in Africa.

The health workforce across all health system levels are instrumental to achieving effective IDSR system implementation. Hence, giving due consideration to health personnel involvement and their perspectives on full optimisation of surveillance and response systems functionalities is vital to surveillance system improvement. There is insufficient review of literature on evaluation of key policy priorities based on health workers’ perspectives ensuing from previous IDSR system assessment studies, which are pertinent to achieving communicable disease control in Africa. Previous systematic reviews have a limited focus on critically assessing fundamental recommendations derived from healthcare workers’ perspectives on IDSR system improvement since adopting the revised IDSR guidelines in Africa [9,10]. Identifying recommendations derived from studies assessing the performance of IDSR system functions is key to focusing decision makers on the critical policy priority areas and guiding implementers towards improving disease surveillance and strengthening the overall health system. However, recommendations to strengthen specific surveillance functions needs to consider the unique nature of the diseases under surveillance. Therefore, the current review aimed to derive key recommendations resulting from IDSR system core, support and attribute functions assessment studies to improve implementation of the revitalised IDSR system in the African region based health workers’ perspectives.

Research question

What lessons can be learned from recommendations derived from previous IDSR system core, support and attribute functions assessment studies to improve implementation of the revitalised IDSR system in the African region based on health workers’ perspectives?

The PICO (Population/Interest/Context/Outcome) framework [11,12] modified to suit qualitative review questions was used to identify keywords in the research question. Therefore, keywords used in the search strategy were derived based on the population comprising of healthcare workers and the phenomenon of interest was the integrated disease surveillance system encompassing core, support and attribute surveillance functions. Furthermore, the review context was Africa and the anticipated outcomes were recommendations to improving surveillance functions based on health workers’ perspectives.

Methods

A protocol for this systematic review was registered on July 1, 2019 in the International Prospective Register of Systematic Reviews (PROSPERO), registration number CRD42019124108 (S1 File). The review focused on literature published between 2010 and 2019 post-revised IDSR guidelines adoption in Africa. The search included published articles and grey literature for the period between 1st January 2010 to 31st January 2019. Systematic literature searches in PubMed, Web of Science and Cumulative Index for Nursing and Allied Health Literature (CINAHL) using keywords search strategy, in addition to manual reference searches were undertaken. Grey literature searched using World Health Organisation Library and Information Networks for Knowledge (WHOLIS). Each database was searched in consultation with the information specialist of the University of Pretoria Health Faculty Library. Keywords combination using Medical Subject Heading (MeSH) and free text terms relating to the IDSR system were used. The following keywords were used in various combinations (“surveillance”, “public health surveillance” [MeSH], “integrated disease surveillance and response”, AND “evaluation”, “assessment” AND “health worker”, “healthcare personnel” [MeSH], AND “Africa” [MeSH], “Sub Saharan Africa” (S2 File). Individual search terms were combined using the appropriate Boolean operators to generate a list of citations that were saved into Endnote X8 and screened for duplicates.

The review focused on deriving key recommendations based on IDSR system’s core and support functions as has been defined by WHO as well as surveillance systems attributes as defined by Centers for Disease Control and Prevention (CDC) [13,14]. The inclusion criteria required the literature reviewed be; (1) published full text articles including unpublished studies and grey literature for the period between 2010 and 2019; (2) either quantitative or qualitative studies or both assessing implementation of one or more surveillance functions based on health workers’ views through interviews and studies involving records reviews or observations; and (3) articles written in English language only. Exclusion criteria considered articles on surveillance assessment studies in countries outside Africa, articles published prior to 2010 before countries adopted the revised IDSR guidelines and articles written in any other language other than English (S1 Table).

Data extraction and synthesis

All documents and published articles were manually reviewed with duplicates excluded. Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) Statement checklist for systematic reviews was utilised in the review process (S2 Table) [15]. Data extracted included the country of study, author’s name, article publication year, country adoption year of IDSR revised guidelines, case disease/s of focus, study assessment methodology, surveillance functions assessed, key findings and recommendations (S3 File). Subsequently, the extracted data was entered into Microsoft Excel prior to analysis. Two reviewers (AKSN, RCK) undertook data extraction and discrepancies between the two resolved by consensus. Data synthesis for quantitative studies was conducted narratively [16]. Analysis of extracted data from qualitative studies was done using thematic synthesis [17]. A matrix of main themes of surveillance functions guided the thematic synthesis with emerging sub-themes (S3 Table). Main themes were based on pre-defined surveillance functions derived from the WHO assessment protocol for national disease surveillance systems and epidemic preparedness, the CDC updated guidelines for evaluating public health surveillance systems and the second edition guidelines for integrated disease surveillance and response in the African region [5,13,14]. On the other hand, emerging sub-themes were based on recommendations derived from the reviewed studies. Key recommendations from the reviewed studies were identified by first assessing the overall study conclusions then reviewing the study findings that informed the conclusions and recommendations. Reviewers preferred this approach since conclusions are derived from the main study findings, which are linked to critical recommendations that may bear policy implications.

Literature quality appraisal

Dearholt and Dang’s Johns Hopkins Nursing Evidence Appraisal Tool was used for quality appraisal of the reviewed literature. Quality of studies included was based on their strength of evidence (Level I-V) and quality of evidence (Grade A, B & C) (S4 File) [18]. This was done for each article included in the review by two authors (AKSN, RCK) answering a series of quality appraisal questions independently following which differences were discussed and a consensus reached on quality of literature to be included in the review. The strength of evidence was assigned level I, II, III, IV or V depending on whether the article was based on an experimental study, quasi-experimental study, non-experimental study, nationally recognised experts’ opinion based on research evidence or individual expert opinion based on non-research evidence respectively. Furthermore, each included article was assigned grade A, B or C depending on whether the quality of research evidence was of a high, good or low quality respectively [18]. Findings from articles considered to have lower levels of evidence or quality in contrast to findings of higher rated articles were not excluded from this review. However, results from these articles were assessed more critically.

Risk of bias across studies

Majority of included studies except those supported by document reviews and observations depended on self-reporting by healthcare workers (HCWs). This may have biased their responses towards what they felt was socially desirable at the time of conducting the studies. Secondly, the review focused on assessment studies conducted in the African region, which may have limited the study’s perspective from drawing lessons based on IDSR implementation outside Africa. The review only included studies written in English language, which may have introduced some form of selection bias. Lastly, the review was based on extracting relevant studies from four databases; hence limiting the search to what was available in these databases only.

Results

Summary of included studies

The systematic search cumulatively identified 7,491 records from all the databases including a manual reference search. Records retrieved included; 6,244 articles in PubMed, 1,084 articles in Web of Science, 124 articles in CINAHL, 26 grey literature records in WHOLIS and 13 manually searched references as described in the PRISMA flow diagram (Fig 1).

Fig 1. Flow chart summarising the systematic review process.

Fig 1

Abstracts of identified studies were reviewed and the full body text of selected articles read. All identified articles were written in English language. Of the 30 studies meeting the inclusion criteria, 28 (93%) were assessment studies involving health personnel interviews, 13 (43%) studies involved a combination of interviews and record reviews while 2 (7%) of the reviewed studies were exclusively based on records review. Surveillance assessment studies were based in 13 countries in the WHO-AFRO region (Ghana, Cameroon, Nigeria, Kenya, Ethiopia, Tanzania, Zimbabwe, Zambia, South Africa, Madagascar, Uganda, Sudan and Malawi). These countries adopted the revitalised IDSR guidelines between 2010 and 2016 [8]. The included assessment studies were based on the revised African IDSR technical guideline disease categories, with twenty studies focused on notifiable diseases requiring immediate reporting while three [1921] out of the twenty studies mentioned diseases targeted for elimination and eradication including neglected tropical diseases (NTDs) such as guinea worm disease, trachoma and schistosomiasis. However, seven studies did not specify any particular disease in the assessment [2228]. The reviewed studies covered a combination of surveillance functions with 24 focusing on core functions, 22 on support functions and 18 on surveillance attribute functions. Eighty-seven percent (26/30) of the reviewed studies adopted a cross-sectional study design with the remaining studies adopting either longitudinal [29], retrospective [30,31] or quasi-experimental [24] study designs. Furthermore, 63% (29/30) of studies in the review were solely based on quantitative data with two studies exclusively based on qualitative data. However, 30% (9/30) of the reviewed studies involved collection of both types of data. A summary of specific components covered under each of the surveillance function was undertaken, in addition to summarising findings from the reviewed assessment studies (Table 1). Moreover, recommendations to improve IDSR system implementation extracted from the included studies were summarised based on the surveillance functions (Table 2). Eighteen emerging sub-themes were derived from recommendations specific to four core functions and three support functions (Fig 2). Emerging sub-themes were the identified outcomes of strengthening specific surveillance functions based on the recommendations. Sub-themes regarding resources were based on sub-categories of the different resource types. However, no specific sub-themes emerged from the surveillance attributes.

Table 1. Literature summary and quality appraisal.

No. Country Year country adopted revised IDSR guideline Case disease/s mentioned in the assessment study Authors Publication Year Aim of the study Assessment methodology Surveillance system functions assessed Key Findings Evidence Levels(a) and Quality Ratings(b)
1. Nigeria 2013 Not specified Nnebue et al. [27] 2013 To determine reporting completeness and timeliness and ascertain the pattern of information transmission Cross-sectional study; Multistage sampling; Sample size (270); Interviews, observation checklist and desk review Core functions: Case registration, reporting, feedback
Attributes: Data accuracy, reporting completeness and timeliness
Lack of IDSR reporting forms; Poor reporting completeness and timeliness III, B
2. Nigeria 2013 Diarrhoea, Measles Abubakar et al. [32] 2013 To assess IDSR system implementation Cross-sectional descriptive study; Multistage sampling; Interviews, records and reports review Core functions: Reporting, feedback, data analysis
Support functions: Standards and guidelines, resources
Poor IDSR implementation; Insufficient surveillance resources; Low feedback; Poor utilisation of standard case definitions III, C
3. Zimbabwe 2012 Cholera, Anthrax, Rabies Maponga et al. [33] 2014 To evaluate the notifiable disease surveillance system Descriptive cross-sectional study; Sample size (66); Interviews Attributes: Acceptability, flexibility, simplicity, stability, data quality, timeliness, sensitivity, representativeness Surveillance system was useful, acceptable, simple, sensitive and met reporting timeliness; Lack of reporting forms; Poor data quality; Limited feedback and low knowledge among health workers III, B
4. Nigeria 2013 Not specified Nnebue et al. [26] 2014 To determine surveillance system functional status and examine the challenges faced across all surveillance levels Descriptive cross-sectional study; Multi-sampling technique; Sample size (270); Interviews and observations Core functions: Reporting, feedback
Support functions: Supervision, training, resources
Lack of training; Poor health worker motivation; Inadequate supply of forms and other logistical support; Poor funding; Inadequate supervision and lack of prompt feedback III, A
5. Ghana 2011 Malaria, HIV/AIDS, Cholera, Tuberculosis, Pneumonia, Meningitis, Poliomyelitis, Guinea Worm Disease Adokiya et al. [21] (a) 2015 To evaluate IDSR system functioning and data quality Observational study using mixed methods; Purposive sampling; Interviews and reports review Core functions: Case detection, confirmation, reporting, data analysis, epidemic preparedness and feedback.
Support functions: Supervision, training and resources
Low data quality; Poor case confirmation practices; Limited supervisory support; Ill-equipped laboratories; Poor feedback III, A
6. Ghana 2011 HIV/AIDS, Tuberculosis, Adokiya et al. [34] (b) 2015 To assess the core and support functions of the IDSR system Qualitative study; Convenience sampling; Sample size (18); Key informant interviews Core functions: Case detection, registration, confirmation, data reporting, data analysis, epidemic response and feedback.
Support functions: Supervision, training and resources
Increased reports submission; Enhanced data analysis; Improved human resource capacity; Inadequate supervision and training; Limited human and financial resources; Frequent staff turnover and poorly equipped laboratories III, B
7. Zimbabwe 2012 Malaria, Rabies, Polio, Measles, Tuberculosis Tsitsi et al. [35] 2015 To evaluate the notifiable disease surveillance system Descriptive cross-sectional study; Purposive sampling; Sample size (53); Interviews Attributes: Acceptability, usefulness, flexibility, simplicity, stability, sensitivity, data quality, representativeness and timeliness The surveillance system was acceptable, flexible and simple but lacked stability, sensitivity and usefulness; Lack of reporting forms and guidelines; low knowledge among health workers III, B
8. Ghana 2011 Ebola Issah et al. [29] 2015 To assess the usefulness of the IDSR system in relation to Ebola Longitudinal study design; In-depth interviews and documents review Core functions: Case detection, case registration, case confirmation, reporting, epidemic preparedness and response.
Support functions: Standards and guidelines, training, communication, coordination, resources, monitoring and evaluation.
Attributes: Reporting timeliness
Low utilisation of Ebola standard case definitions; Poor registration; Adequate laboratory capacity; Inadequate training on Ebola epidemic preparedness II, B
9. Nigeria 2013 Not specified Lar et al. [24] 2015 To assess challenges of IDSR system reporting Quasi-experimental study; Random sampling; Sample size (108); Interviews and observations Core functions: Reporting, feedback
Support functions: Training
Increased health worker knowledge post-training; Increased training associated with reporting forms availability, recognition of reporting efforts and improved feedback II, A
10. Cameroon 2011 Cholera Ngwa et al. [36] 2016 To assess IDSR strategy activities focusing on Cholera Cross-sectional study design; Sample size (30), Key informant interviews and documents review Core functions: Case detection, reporting, outbreak detection and feedback
Support functions: Standard guidelines, training, supervision, resources and laboratory capacity
Attributes: Reporting completeness and timeliness
Lack of reporting equipment; Low data analysis and interpretation; Outdated cholera standard case definitions; Lack of well-equipped laboratories III, B
11. South Africa 2013 33 notifiable conditions in South Africa Benson et al. [20] 2016 To determine key stakeholders perceptions on the notifiable disease surveillance system attributes Cross-sectional survey; Interviews Attributes: Acceptability, flexibility, simplicity, timeliness and usefulness Low acceptability, flexibility and usefulness of surveillance system III, B
12. Kenya 2012 35 priority diseases as provided in the IDSR technical guideline Mwatondo et al. [37] 2016 To determine the prevalence of adequate reporting and factors associated with IDSR reporting Cross-sectional survey; Stratified random sampling; Sample size (183); Interviews and reports review Core functions: Reporting
Support functions: Standards and guidelines (i.e. case definitions), resources (i.e. computer hardware and internet)
Attributes: Reporting timeliness and completeness
Sub-optimal reporting of priority diseases; Complete and timely reporting III, A
13. Ghana 2011 Not specified Adokiya et al. [22] 2016 To evaluate IDSR system reporting completeness and timeliness Observational study design; Records review Attributes:
Reporting completeness and timeliness, data accuracy
Implementation of DHIMS2 showed improvements in IDSR weekly and monthly reporting data timeliness and completeness III, B
14. Sudan 2013 Meningitis Baghdadi [38] 2016 To assess the core and support functions of the surveillance system with regards to meningitis Cross-sectional study design; Interviews and observations Core functions: Case registration and confirmation, reporting, feedback
Support functions: Standards and guidelines (case definitions), training, laboratory capacity, communication facilities
Weak case confirmation; Inadequately trained health personnel; Poor feedback III, B
15. Ghana 2011 Ebola Adokiya and Awoonor-Williams [39] 2016 To assess the Ebola Virus Disease surveillance and response system Observational cross-sectional study design; Sample size (47); Interviews Core functions: Case detection and confirmation, reporting, feedback, outbreak preparedness
Support functions: supervision, training, resources
Lack of case registers; Inadequate laboratory capacity III, B
16. Zimbabwe 2012 Typhoid Mairosi et al. [40] 2016 To evaluate the notifiable disease surveillance system Descriptive cross sectional study design; Purposive sampling; Sample size (59); Interviews and records review Core functions: Reporting
Attributes:
Usefulness, simplicity, acceptability, stability, flexibility sensitivity, data quality and timeliness
Low knowledge among health workers resulting to missed diseases, underreporting and poor case management; Surveillance system was unstable and lacked sensitivity III, B
17. Nigeria 2013 Not specified Iwu et al. [25] 2016 To identify gaps in disease reporting among health care workers Descriptive cross-sectional design; Stratified simple random sampling; Sample size (449); Interviews and observations Core functions: Reporting
Support functions: Training, resources
Inadequate training; Lack of equipment and inadequate supply of reporting forms III, A
18. Ethiopia 2010 Not specified Begashaw and Tesfaye [28] 2016 To assess implementation of the IDSR system in health facilities Descriptive cross sectional facility-based study; Multi stage sampling; Interviews Core functions: Reporting, feedback, data analysis,
Support functions: Resources
Limited data analysis; Non-functional equipment; and limited feedback from higher to lower levels III, C
19. South Africa 2013 Measles, Meningoccal Meningitis, Typhoid Benson et al. [30] 2017 To compare laboratory surveillance with the notifiable diseases surveillance system Retrospective study design; Records review Attributes: Data quality, stability, representativeness, sensitivity and positive predictive value Data incompleteness; Surveillance system lacked stability and representativeness III, A
20. Zambia 2012 Dysentery, Malaria, HIV, Tuberculosis, Typhoid, Measles Mandyata et al. [41] 2017 To investigate and report on the existing challenges in the implementation of the IDSR strategy Qualitative study design; Purposive sampling; Key informant interviews Core functions: Case detection, confirmation, registration, reporting, data analysis, response and control, feedback.
Support functions: Training, logistical support, supervision.
Attributes: Representativeness, stability
Availability of epidemic preparedness and response plans; Adequate human, technical and financial resources; Inadequately trained staff; Poor infrastructure and coordination challenges III, B
21. Tanzania 2011 Malaria Mboera et al. [42] 2017 To assess malaria surveillance system and explore the use of evidence in health planning and decision making at the facility and district levels Cross-sectional study design; Purposive sampling; Sample size (20); In-depth interviews, observations and documents review Core functions: Case registration, reporting, data analysis, response, feedback,
Support functions: Standards and guidelines, training, resources, communication,
Attributes: Reporting timeliness and completeness, usefulness
Poor data management; Inefficient reporting; Limited data analysis capacity; Over-burdened health staff; and weak communication systems III, C
22. Ethiopia 2010 Vaccine Preventable Diseases i.e. Acute Flaccid Paralysis, Measles and Neonatal Tetanus Lakew et al. [43] 2017 To assess the performance of disease surveillance and routine immunization Cross-sectional study design; Purposive sampling; Interviews, observations and documents review Core functions: Case confirmation, reporting, evaluation
Support functions: Supervision, training, surveillance guidelines and case definitions, coordination
Lack of clear surveillance standard operating procedures; Limited active case searching; Incomplete case reports; Limited laboratory capacity III, A
23. Zambia 2012 Not specified Haakonde et al. [23] 2018 To assess factors affecting IDSR system implementation in public health care facilities Descriptive cross-sectional facility-based study design; Convenient sampling; Sample size (34); Interviews Core functions: Reporting, feedback
Support functions: Training, supervision, resources (logistical, financial, equipment)
Lack of periodical training and mentorship; Irregular supervision; Insufficient financial support; Lack of prompt feedback; and inadequate coordination and communication III, B
24. Malawi 2014 Ebola, Tuberculosis, Malaria Wu et al. [44] 2018 To describe the process of case identification and reporting in practice
and explore the differences between the IDSR guideline and actual implementation
Mixed methods study design; Key informant interviews, focus groups and reports review Core functions: Case detection, Reporting
Support functions: Standard case definitions, Laboratory capacity, Training
Supervision, Resources
Attributes: Reporting completeness and timeliness
Differences between IDSR technical guideline and actual practice existed; System shortcomings resulted from financial constraints and poor infrastructure III, A
25. Nigeria 2013 Cholera, Gastroenteritis, Measles, Typhoid fever, Schistosomiasis Dairo et al. [19] 2018 To assess compliance with the surveillance and response guidelines for epidemic-prone diseases Descriptive cross-sectional study design; Multi stage sampling; Sample size (198); Interviews, observations and records review Core functions: Case detection, case confirmation, case registration, reporting, feedback, data analysis, epidemic preparedness
Support functions: Standard case definitions, supervision, resources
Inadequate laboratory capacity at lower levels III, B
26. Madagascar 2013 Malaria, Diarrhoea, Acute Respiratory Infections, Measles, Acute Flaccid Paralysis, Chikungunya Randriami-arana et al. [45] 2018 To evaluate performance of the reinforced IDSR strategy using attributes and technological assessment Evaluation study design; Random sampling; Interviews Support functions: Standard and guidelines, resources (infrastructure)
Attributes: Simplicity, data quality, completeness and timeliness
Improved IDSR data completeness; Poor timeliness and data quality III, A
27. Uganda 2012 Cholera, Polio Masiira et al. [46] 2019 To present findings from an assessment of IDSR core activities and support functions Cross sectional survey; Purposive sampling; Sample size (202); Interviews, focus groups and observations Core functions: Case detection, case registration, case confirmation, reporting, feedback, data analysis, epidemic preparedness and response
Support functions: Standard case definitions, training, resources,
Attributes: Reporting completeness and timeliness
Inadequate training of health workers; Insufficient funding; Low perceptions on the IDSR system; Irregular supervision; High turnover of trained staff III, A
28. Nigeria 2013 Measles Ameh et al. [31] 2016 To evaluate the case-based measles surveillance system Evaluation study; Retrospective records review; Interviews Core functions: Case detection, case confirmation
Attributes: Positive predictive value, data quality, acceptability, stability, representativeness, usefulness, timeliness
Sufficient case confirmation capacity; Declining reporting timeliness and positive predictive values; Surveillance system was useful and acceptable but lacked stability III, B
29. Ghana 2011 Cholera Adjei et al. [47] 2017 To evaluate the cholera surveillance system Evaluation study; Records review; Interviews Core functions: Case registration, data analysis, feedback
Support functions: Resources
Attributes: Simplicity, acceptability, stability, flexibility, usefulness, predictive value positive, sensitivity, timeliness, representativeness
Adequate case forms; Limited data analysis; Sufficient feedback; Adequate funding support; Surveillance system was simple, acceptable and flexible III, B
30. Nigeria 2013 Cholera, shigella, measles, tuberculosis, hemorrhagic diseases, yellow fever, human influenza Jinadu et al. [48] 2018 To determine the awareness and knowledge of health care workers about IDSR strategy for epidemic prone diseases Cross-sectional facility-based study; Cluster sampling; Sample size (528); Interviews Core functions: Case registration, reporting,
Support functions: Training, resources
Attributes: Simplicity
Reporting was simple but time consuming; Poor funding; Inadequate training and retraining of health workers; Limited human resource capacity and logistical support III, A

(a)Evidence Levels: Level I (Experimental studies, Randomised Controlled Trials); Level II (Quasi-experimental studies); Level III (Non-experimental studies).

(b)Quality Grades: A (High quality); B (Good Quality); C (Low Quality or major flaws).

Table 2. Summary of key study recommendations from the reviewed studies.

Surveillance functions Authors Publication year Country Key study recommendations
Recommendations on core functions
Case confirmation Ngwa et al. [36] 2016 Cameroon Equipping health facilities and districts with surveillance personnel, computers and laboratories.
Equipping health facility laboratories to ensure early detection, confirmation and rapid response.
Baghdadi [38] 2016 Sudan Formulating and distributing protocols on specimen (i.e. CSF) handling.
Adokiya and Awoonor-Williams [39] 2016 Ghana Improving laboratory capacity and prompt specimen taking.
Dairo et al. [19] 2018 Nigeria Strengthening laboratory support for disease surveillance at the health facility level.
Reporting Nnebue et al. [27] 2013 Nigeria Provision of reporting forms and other logistics on regular basis.
Expanding sources of reporting.
Lar et al. [24] 2015 Nigeria Ensuring constant availability of IDSR reporting forms in the health facilities.
Adokiya et al.(a) [21] 2015 Ghana Addressing inconsistences between weekly and monthly surveillance data.
Mwatondo et al. [37] 2016 Kenya Providing urban settings with weekly reporting tools.
Iwu et al. [25] 2016 Nigeria Improved coordination, communication and support for disease reporting at local and state levels.
Lakew et al. [43] 2017 Ethiopia Improvement of surveillance documentation (i.e. copies of surveillance reports).
Ameh et al. [31] 2015 Nigeria Encourage all health facilities to be involved in reporting
Jinadu et al. [48] 2018 Nigeria Set up a good reward system to increase willingness for reporting
Feedback Nnebue et al. [27] 2013 Nigeria Ensuring adequate feedback of information.
Abubakar et al. [32] 2013 Nigeria Increased feedback from higher to lower levels.
Nnebue et al. [26] 2014 Nigeria Promptly providing feedback within the disease surveillance and notification system.
Begashaw and Tesfaye [28] 2016 Ethiopia Improved feedback from higher to lower levels.
Benson et al. [20] 2016 South Africa Provision of feedback to all key stakeholders in the Notifiable Disease Surveillance System.
Mboera et al. [42] 2017 Tanzania Providing feedback to motivate timely submission of reports.
Data analysis Adokiya et al. [22] 2016 Ghana Initiation of plans to scale up data entry in district health information management systems at the periphery level to ensure data accuracy.
Mboera et al. [42] 2017 Tanzania Capacity strengthening on data analysis and utilisation at the facility and district levels.
Lakew et al. [43] 2017 Ethiopia Data analysis and surveillance performance indicators monitoring at the zonal and district (woreda) levels.
Recommendations on support functions
Training Nnebue et al. [27] 2013 Nigeria Periodic training and retraining of health personnel on disease surveillance and notification
Regular in-house training of health workers.
Nnebue et al. [26] 2014 Nigeria Increased training for health workers on disease surveillance and notification.
Issah et al. [29] 2015 Ghana Improved training activities for health personnel.
Tsitsi et al. [35] 2015 Zimbabwe Improve healthcare workers’ knowledge on notifiable disease surveillance systems through training.
Lar et al. [24] 2015 Nigeria Train health personnel on correctly filling and compiling IDSR reports.
Ngwa et al. [36] 2016 Cameroon Need for education and more supervision to ensure use of updated information and materials.
Trained surveillance personnel at the district level will be a great boost to the IDSR strategy.
Adokiya et al. [22] 2016 Ghana Continued training of disease surveillance and health information officers to improve completeness, timeliness, data quality and accuracy of reporting.
Benson et al. [20] 2016 South Africa Additional training for all key stakeholders in the Notifiable Disease Surveillance System.
Mwatondo et al. [37] 2016 Kenya Training on IDSR system.
Baghdadi [38] 2016 Sudan Train laboratory and reporting unit health personnel.
Mairosi et al.[40] 2016 Zimbabwe Health workers to be trained on IDSR processes and the follow up actions.
Simplify training material to ease understanding and improve knowledge levels.
Iwu et al. [25] 2016 Nigeria Regular health staff training programs.
Mandyata et al. [41] 2017 Zambia Addressing the challenge of inadequately trained human resources.
Haakonde et al. [23] 2018 Zambia Ensure resources are secured and made available towards the provision of regular IDSR trainings targeting health care workers engaged in IDSR implementation.
Randriamiarana et al. [45] 2018 Madagascar Healthcare staff require training on IDSR guidelines and case definitions.
Masiira et al. [46] 2019 Uganda Training of more health workers.
Regular IDSR training.
Incorporating IDSR training into the pre-service curriculum for health workers.
Training of community members in IDSR.
Adjei et al.[47] 2017 Ghana Increased training and education on cholera transmission and prevention
Jinadu et al. [48] 2018 Nigeria Training to increase knowledge on use of IDSR forms
Supervision Nnebue et al. [27] 2013 Nigeria Improved supervision for surveillance data collection and transmission.
Nnebue et al. [26] 2014 Nigeria Ensuring adequate supervision.
Tsitsi et al. [35] 2015 Zimbabwe Support and supervision to ensure notifiable diseases are notified using the correct channels.
Ngwa et al. [36] 2016 Cameroon Increased supervision to ensure use of updated information and materials.
Lakew et al. [43] 2017 Ethiopia Ensuring strict adherence to planned surveillance schedules (i.e. supervisory visits)
Haakonde et al. [23] 2018 Zambia Ensuring mentorship, regular and scheduled supervision is provided to strengthen IDSR implementation at the district level.
Masiira et al. [46] 2019 Uganda Strengthening supervision to improve IDSR performance.
Resources Abubakar et al. [32] 2013 Nigeria Provision of sufficient logistical resources and data management tools.
Nnebue et al. [27] 2013 Nigeria Improved funding for disease surveillance activities.
Nnebue et al. [26] 2014 Nigeria Provision of transportation, adequate supply of reporting forms and other logistics.
Adokiya et al.(a) [21] 2015 Ghana Ensuring adequate support for and communication within the IDSR system.
Tsitsi et al. [35] 2014 Zimbabwe Distribution of notification forms to all health facilities.
Engaging telecommunication service providers to put up network boosters.
Ngwa et al. [36] 2016 Cameroon Equipping health facilities and districts with surveillance personnel, computers and laboratories.
Computers and trained surveillance personnel at the district level will boost the IDSR strategy.
Mwatondo et al. [37] 2016 Kenya Designation of a dedicated surveillance focal person.
Availing posters and guidelines on IDSR functions to improve weekly reporting.
Iwu et al. [25] 2016 Nigeria Adequate and equitable funding for the disease reporting process including regular staff remuneration.
Begashaw and Tesfaye [28] 2016 Ethiopia Ensuring sufficient surveillance resources are provided in health facilities.
Mboera et al. [42] 2017 Tanzania Strengthening the technical capacity of health facility, district and national levels on all aspects of health information systems.
Mandyata et al. [41] 2017 Zambia Addressing the challenge of poor infrastructure, coordination, lack of provision of optimal technical support to DHMTs and health facilities.
Dairo et al. [19] 2018 Nigeria Ensuring funds provision and other resources to surveillance workers to achieve effective disease control.
Haakonde et al. [23] 2018 Zambia Allocating funds to support IDSR activities in the health sector budget.
Masiira et al. [46] 2019 Uganda Increasing IDSR funding at district and health facility levels.
Ameh et al. [31] 2016 Nigeria Sustained provision for funding and increased logistical support
Timeliness and completeness Nnebue et al. [27] 2013 Nigeria Increased awareness on importance of effective reporting.
Maponga et al. [33] 2014 Zimbabwe Availing information on when diseases are being notified.
Issah et al. [29] 2015 Ghana Improved timely reporting of notifiable conditions.
Adokiya et al. [22] 2016 Ghana Consistency during weekly and monthly reporting.
Conducting further investigations to address reporting completeness.
Mairosi et al. [40] 2016 Zimbabwe Provision of time information on disease notification.
Benson et al. [20] 2016 South Africa Health reforms to address surveillance system reporting timeliness.
Ngwa et al. [36] 2016 Cameroon Enhancing human resource capacity.
Mboera et al. [42] 2017 Tanzania Awareness on specific reporting dates.
Randriamiarana et al. [45] 2018 Madagascar Reducing workload, increasing training and improving mobile network infrastructure.
Masiira et al. [46] 2019 Uganda Enhanced IDSR training and adopting mobile-based reporting.
Data Quality/Accuracy Maponga et al. [33] 2014 Zimbabwe Ensuring complete and precise reporting.
Mairosi et al. [40] 2016 Zimbabwe Reducing missed data occurrences.
Adokiya et al. [22] 2016 Ghana Adopting the DHIS2 reporting system starting from the peripheral level.
Randriamiarana et al. [45] 2018 Madagascar Providing quality control mechanisms to avoid transmission of erroneous data.
Usefulness Benson et al. [20] 2016 South Africa Health reforms to encourage use of surveillance data.
Mairosi et al. [40] 2016 Zimbabwe Documenting public health action reports based on surveillance data.
Acceptability Maponga et al. [33] 2014 Zimbabwe Provision of clear job descriptions.
Tsitsi et al. [35] 2015 Zimbabwe Aligning surveillance activities with day-to-day duties.
Mairosi et al. [40] 2016 Zimbabwe Designation of surveillance focal persons.
Stability Maponga et al. [33] 2014 Zimbabwe Availability of human resources.
Tsitsi et al. [35] 2015 Zimbabwe Availing material resources.
Mairosi et al. [40] 2016 Zimbabwe Enhanced training and provision of communication and logistical facilities.
Mandyata et al. [41] 2017 Zambia Improved internet connectivity and infrastructure.
Benson et al. [30] 2017 South Africa Provision of reliable diagnostic equipment.
Simplicity Maponga et al. [33] 2014 Zimbabwe Ease of completing notification forms.
Tsitsi et al. [35] 2015 Zimbabwe Reduced length of time required to complete notification forms.
Mairosi et al. [40] 2016 Zimbabwe Ease of understanding surveillance system functionalities.
Benson et al. [20] 2016 South Africa Simplification of surveillance system at operational level.
Randriamiarana et al. [45] 2018 Madagascar Distribution and display of simplified and understandable terms of reference and case definition guidelines.
Further recommendations
Alternative surveillance strategies Maponga et al. [33] 2014 Zimbabwe Need for the Ministry of Health to develop an electronic based system for surveillance data reporting riding on the availability of mobile phone use.
Tsitsi et al. [35] 2015 Zimbabwe Adoption of an electronic/mobile channel in notifying diseases to cut down on costs of the paper-based system.
Issah et al. [29] 2015 Ghana Improving and focusing on community based surveillance system by bringing it into the mainstream surveillance for Ebola Viral Disease.
Ngwa et al. [36] 2016 Cameroon Equipping all health facilities with the ‘green line’ mobile surveillance approach.
Benson et al. [20] 2016 South Africa Introducing an electronic system including use of mobile telephone technology to address perceived weaknesses of the NDSS.
Lakew et al. [43] 2017 Ethiopia Properly formulating operational plans to improve active case search with realistic prioritization of visiting reporting sites.
Wu et al. [44] 2018 Malawi Improved technology infrastructure and adapting mobile technologies.
Utilization of syndromic surveillance approach combined with systematic virological testing.
Randriamiarana et al. [45] 2018 Madagascar Improved data collection, compilation and transfer through an electronic system.
Increasing mobile network coverage.
Further research Maponga et al. [33] 2014 Zimbabwe Need for further research on the effect of training health-care workers on the surveillance system.
Adokiya et al. [22] 2016 Ghana Further research to improve reporting completeness and timeliness of surveillance data.
Mwatondo et al. [37] 2016 Kenya Conducting further studies in rural or mixed settings in different Kenyan counties in order to gather information on the challenges of reporting in health facilities.
Other recommendations Adokiya et al. 2015(b) [34] 2015 Ghana Need to recognise disease surveillance activities as essential for the overall functioning of the health system.

Fig 2. Summary of themes, sub-themes and the number of reviewed studies.

Fig 2

According to Dearholt and Dang’s Johns Hopkins Nursing Evidence Appraisal Tool [18], most studies were assigned level III in terms of evidence strength since 28 out of 30 (93%) of the studies adopted non-experimental study designs (Table 1). In addition, three [28,32,42] studies were considered of low quality (Grade C) in terms of evidence quality considering their methodological approach. However, since these studies satisfied the inclusion criteria, they were included in the review and their study findings critically reviewed.

Core functions

Case confirmation

Four of the 30 reviewed studies recommended strengthened case confirmation capacities [19,36,38,39]. Of these, two studies reported that prompt public health action requires enhanced laboratory capacity [19,36]. Laboratory services absence in health facilities to confirm cholera cases and outbreaks was reported in Cameroon [36]. Therefore, this required laboratory facilities and equipment be provided to ensure prompt detection, confirmation and response to cholera cases [36]. Similarly, laboratory capacity strengthening and prompt specimen collection was recommended in Ghana to ensure adequate surveillance and response preparedness to Ebola [39]. A sub-theme based on a recommendation derived from the reviewed studies alluded to improved specimen handling [38]. Functions relating to case confirmation were absent in health facilities in Khartoum State, hence necessitating need to formulate and distribute protocols for specimen handling specific to meningitis [38].

Reporting

Slightly more than a quarter (8/30) of the reviewed studies provided recommendations on improving surveillance reporting [21,24,25,27,31,37,43,48]. Of these studies, two main sub-themes were identified on improved reporting quality [21,25,31,48] and adequate provision of reporting forms [24,27,37,43]. Health workers’ awareness on the link between their day-to-day activities and disease reporting will improve their willingness to adhere to reporting guidelines [25]. A study in Kenya reported having weekly reporting forms present in health facilities significantly increased disease surveillance reporting odds [37]. Therefore, availing IDSR reporting tools would ensure continuity and consistency in reporting surveillance data [24,37]. In Ghana, inaccuracies and missing data in surveillance reports submitted from peripheral to regional level resulted from uncertainties on the most appropriate reporting channel [21]. This required addressing inconsistencies of weekly and monthly reports submitted through the various channels [21]. Advocating for improvements and clarity on the proper reporting channels would avoid frequent communication breakdowns and missing data in surveillance reports [21]. Improved surveillance documentation was recommended since most regional surveillance offices lacked active case searches written reports from reporting sites in Ethiopia [43]. An efficient reward system for reporting would motivate health personnel reporting efforts and involvement in the surveillance system [48].

Feedback

Up to 20% (6/30) of the studies recommended the need for improved feedback [20,2628,32,42]. Further, two key sub-themes emanated from the reviewed studies on improving feedback, which identified the need for improved health workers’ attitudes [20] and enhanced feedback from the higher to lower levels [28,32,42]. Feedback on reported data influences health worker’s attitudes and willingness to participate in surveillance activities. However, inadequate feedback to health facilities may demotivate health workers, limiting their efforts towards efficient and timely reporting [42]. Health worker’s low perceptions on the disease surveillance system’s acceptability, flexibility and usefulness would be resolved through sufficient feedback [20]. Adequate feedback provision to motivate health workers to submit timely reports for malaria cases would address inefficient disease surveillance reporting in Tanzania [42]. Similarly, improved feedback from higher to lower levels would motivate health staff to report efficiently and influence their performance in surveillance activities as reported in Nigeria and Ethiopia [28,32]. Furthermore, ensuring adequate and prompt feedback within disease surveillance and notification system would alleviate major challenges faced within the system [26,27].

Data analysis

Of the studies (3/30) recommending for increased data analysis, one study indicated that data transmission challenges using paper-based reporting from periphery to district level increased error introduction likelihood in the reported data [22]. Hence, necessitating plans initiation for scaling up data entry in DHIMS2 at the periphery level to improve data accuracy in Ghana [22]. Similarly, challenges involving limited capacity and low evidence of proper data analysis at the hospital and district levels in Tanzania were to be mitigated by strengthening capacity for data analysis and availing tallying sheets, register books and reporting forms [42]. Further, limited use of outcomes from surveillance performance analysis in Ethiopia required an undertaking to analyse surveillance data and closely monitor surveillance performance indicators at regional levels [43]. The sub-themes derived from studies recommending routine data analysis were centered on surveillance system performance monitoring [43] and improved data accuracy [22,42].

Support functions

Training

Sixty percent (18/30) of studies in the review recommended for enhanced training of health personnel. Three major sub-themes were derived from study recommendations regarding surveillance training and this included improved surveillance system performance [23,33,36], improved surveillance data quality [21,24,25,38,41] and enhanced knowledge on surveillance systems [26,27,29,35,37,40,4548]. Low knowledge on correct forms for reporting notifiable diseases negatively affected timely disease reporting in Zimbabwe [35]. Therefore, health workers required training to improve their knowledge on notifiable disease surveillance systems through induction and on job training [35]. On-job training of health personnel during supervisory visits and sensitisation meetings is the common strategy applied or recommended especially at health facility level with limited formal training on IDSR implementation [29,33,35]. On the other hand, improved reporting practices as a result of forms availability and recognising health workers’ reporting efforts was significantly associated with a post-basic training intervention in Nigeria [24]. Consequently, continued health worker training on correct form filling and reports compilation was recommended [24]. In Ghana, formal IDSR training with a focus on detection and reporting of Ebola Viral Disease (EVD) suspected cases was lacking at health facility and community levels [29]. Hence, an integrated and sustained funding support towards health personnel training at facility and community levels would ensure effective EVD suspected cases contact tracing and halt disease transmission [29]. Disease surveillance training especially at community, heath facility and district levels was limited in comparison to training undertaken at the regional and national levels in Cameroon [36]. The mitigation measure recommended was to increase health personnel training at district level to enhance IDSR strategy implementation [36]. Previous studies conducted in West Africa recommended regular training of health staff to improve reporting and mitigate other challenges associated with inadequate training [2527,47,48]. Furthermore, IDSR training was inadequate in Zambia resulting in health worker dependence on prior knowledge while executing their duties [41]. Therefore, they required adequate training to improve the quality and quantity of surveillance data being generated and utilised for decision-making [41]. Health workers’ training needs on IDSR system aspects needed addressing to enable proper identification of designated focal surveillance persons in Kenya [37]. In South Sudan, increased health personnel training in hospital reporting units and laboratories would improve meningitis case-based reporting within the surveillance system [38]. Although heath workers in Zimbabwe perceived notifiable disease surveillance system to be simple and easy to use, training was necessary to increase their understanding of IDSR processes and follow up actions. This would be achieved through simplifying training materials to ease understanding of the system [40]. In Zambia, most respondents felt securing adequate funds to conduct periodical training and re-training could strengthen all IDSR system implementation aspects [23]. Similarly, challenges associated with inadequate training in Nigeria was to be mitigated through regular in-house training and re-training of health personnel on disease surveillance and notification [26,27]. Further, in Uganda, having an inadequate number of frontline health personnel trained on IDSR system was to be resolved through IDSR training incorporation in health worker’s initial pre-service curriculum and community involvement in training [46].

Supervision

Seven out of the 30 studies indicated the need for supervision of surveillance activities [23,26,27,35,36,43,46]. The sub-themes relating to supervision that emanated from the study recommendations were based on strengthening implementation of the surveillance system [23,27,43,46], utilisation of up-to-date information [36] and identification of correct reporting channels [27,35]. Enhanced surveillance supervisory efforts at health facility level would ensure notifiable diseases are notified through correct channels [35]. However, most supervisory reviews only focused on surveillance activities involving immunisable diseases, tuberculosis and HIV/AIDs [35]. Similarly, partial supervision was undertaken in Cameroon at regional and district levels, while at community and health facility levels there was complete absence of supervisory activities [36]. Increased awareness on supervision benefits and efforts to enhance supervision would ensure utilisation of up-to-date surveillance information and materials amongst HCWs [36]. Surveillance focal persons irregularly provided supportive supervision for active case searches in Ethiopia, hence requiring strict adherence to planned surveillance schedules for conducting supervisory visits [43]. Furthermore, health workers at the district level in Zambia felt regular and scheduled supervisory assistance from higher levels would strengthen the IDSR system [23]. In addition, increased supervision was required to ensure disease notification systems were effective in data collection and information transmission in Nigeria [27]. Irregular supervision was still an existing challenge in the revitalised IDSR programme that required addressing to improve IDSR performance in Uganda [46].

Resources

Slightly more than half (16/30) of the studies identified the need for sufficient resources to support surveillance activities. Of the reviewed studies, recommendations on increased resource support for surveillance activities were focused on financial resources [23,25,27,31,46], human resources [36,37], materials and logistical support [19,26,28,31,32,35,37,42] and equipment and infrastructure [21,35,36,41]. Surveillance data analysis and management tools unavailability at health facility and district levels was reported in Cameroon [36]. Hence, requiring health facilities and district levels to be equipped with computers [36]. Similarly, data management tools availability was to be complemented by their functionality to ease surveillance data entry and analysis [28,32]. On the other hand, the main challenge facing cellphone communication reporting channels was poor network infrastructure in Zimbabwe [35]. Hence, requiring telecommunication service providers engagement to set up network boosters to improve communication and timely reporting [35]. Limited utilisation of routine health information for performance monitoring was to be mitigated through health information systems strengthening at all surveillance levels in Tanzania [42]. Notification forms unavailability in Zimbabwe hindered HCWs efforts for disease notification and delayed epidemic investigations [35]. Therefore, this necessitated the distribution of notification forms to all health facilities [35]. In Kenya, health facilities displaying visual aids for IDSR functions were more likely to report surveillance data [37]. Hence, to strengthen these efforts it was recommended that posters and guidelines on IDSR functions be provided to improve reporting [37]. In Zambia, IDSR technical guidelines were unavailable in health facilities, hence they lacked the appropriate procedures for handling suspected cases of notifiable diseases [41]. This identified the need for technical support especially at health facility levels to promote and improve early disease detection [41].

Health facilities lacking health workers designated to manage disease surveillance data had decreased odds of adequate reporting [37]. Hence, designating a surveillance focal person in health facilities would improve surveillance reporting [37]. Likewise, there was need to equip the district and health facility levels with trained surveillance personnel in Cameroon [36]. Healthcare personnel identified lack of financial aid as a hindrance to IDSR implementation in Zambia. Hence, necessitating funds allocation in the health sector budget to support IDSR activities [23]. In Nigeria, improved funding would ensure effective surveillance data collection and transmission process [27,31]. Furthermore, in the South Eastern State of Nigeria, adequate and equitable funding was required to facilitate the disease reporting process [25]. Similarly, increased IDSR funding was recommended to support surveillance activities at the district and health facility levels in Uganda [46].

Surveillance attributes

Key recommendations on improving the surveillance attributes were specific to reporting timeliness and completeness, data quality and accuracy, usefulness, acceptability, simplicity and stability of the surveillance system [20,22,30,33,35,36,4042,4446].

Timeliness and completeness

Thirty-three percent (10/30) of the reviewed studies recommended improved reporting timeliness and completeness. An under-performing surveillance quality function requiring improvement was lack of timely reporting within the 24 hour window period for Ebola suspected cases at the regional surveillance unit in Ghana [29]. Similarly, inconsistencies in weekly and monthly reporting timeliness were observed in northern Ghana, hence requiring an urgent need to strengthen the disease surveillance system to enable rapid response to infectious disease outbreaks [22]. Information unavailability on disease notification from health facilities to district level, negated efforts to ascertain surveillance data timeliness in Zimbabwe [33,40]. Similarly, HCWs in Tanzania responsible for malaria surveillance data reporting were unaware of specific dates when reports were submitted from health facilities to the next reporting level [42]. Therefore, information provision bearing specific reporting dates would be critical to determining surveillance system reporting timeliness. Improved reporting timeliness and completeness in Uganda resulted from enhanced IDSR training, which created increased disease surveillance awareness amongst health providers coupled with mobile-SMS based reporting [46]. Similarly in Malawi, adapting an electronic reporting system and mobile technologies would mitigate disease notification challenges from health facilities to the next level [44]. Furthermore, increased awareness on effective reporting would resolve reporting reluctance amongst health workers and improve reporting timeliness in Nigeria [27]. Reduced workload, enhanced training and improved mobile infrastructure would improve reporting completeness and timeliness according to medical and paramedical agents in Madagascar [45]. Moreover, few healthcare providers in South Africa confirmed that the existing notifiable disease surveillance system (NDSS) provided timely information to prompt action. Hence, there were calls for future reforms to give priority to ‘timeliness’ attribute of South African NDSS to ensure effective disease outbreak containment [20]. Variations in reporting completeness across health system levels in northern Ghana and Cameroon were to be mitigated through undertaking further research investigations to address the root causes and enhancing human resource capacity respectively [22,36].

Data quality and accuracy

Four of the 30 studies indicated the need to ensure surveillance data accuracy [22,33,40,45]. Scaling-up data entry into the District Health Information Management System (DHIMS2) starting from the health system periphery level would address data quality and accuracy concerns [22]. Erroneous data transmission across surveillance system undermined data quality and surveillance data reliability [45]. Likewise, ensuring missing data in disease notification forms occurred less frequently would improve reported data quality [33,40]. Moreover, data entries completeness and correctness in notification forms was a data quality measure in Zimbabwe [40].

Simplicity

Up to 17% (5/30) of the studies required simplification of the surveillance systems [20,33,35,40,45]. Availing easily understandable and simplified terms of reference and case definitions would ease surveillance activities in Madagascar [45]. Notifiable disease surveillance system evaluation in Zimbabwe identified ease and duration of completing disease notification forms as a determinant of system’s simplicity [33,35,40]. Health workers’ positive perceptions on simplicity of the system motivates their involvement in notifying diseases [40]. In contrast, healthcare stakeholders involved at operational level of the surveillance system in South Africa perceived the system to be complex compared to their counterparts at health management level. Hence, identifying need for simplifying the system at disease detection and response level [20].

Usefulness

Two studies in the review alluded to usefulness of existing surveillance systems [20,40]. There were calls for reforms of South African NDSS to encourage surveillance data use by healthcare providers for outbreak response and communicable diseases control [20]. Besides, effective reports documentation on public health actions or decisions following data collected through disease surveillance systems would be vital in assessing system’s usefulness [40].

Acceptability

Three of the 30 studies gave recommendations on acceptability of the surveillance system [33,35,40]. To resolve health workers’ lack of willingness to notify diseases in Zimbabwe, there was need for clear designation of surveillance focal persons within health facilities [40]. Similarly, health workers’ willingness to participate in surveillance activities was influenced by disease surveillance being in line with their job description [33,35].

Stability

Sixteen percent (5/30) of the studies identified the need for stable surveillance systems [30,33,35,40,41]. Enhanced stability of the existing surveillance system in Zimbabwe required an increased number of staff are trained on disease surveillance and provision of functional communication equipment and transport facilities [40]. Similarly, reports on surveillance systems evaluation in Zimbabwe assessed system’s stability based on human and material resource availability [33,35]. Improved stability of NDSS in South Africa implied the system should be able to provide reliable diagnostic results on notifiable diseases [30]. Furthermore, surveillance system stability in Zambia was dependent on internet connectivity consistency or internet outages frequency for a specific time during reporting [41].

Alternative surveillance strategies

In studies conducted in Zimbabwe, the reporting process was cost intensive due to transport expenses incurred while submitting paper-based disease notification forms. Therefore, electronic-based system adoption for reporting within health facilities would minimise these costs [35,40]. Disease notifications using the paper-based system for sending notification forms was cost intensive. Hence, requiring the establishment of an electronic-based system for surveillance data reporting and mobile phone technology utilisation [33]. Similarly, there was need to equip health facilities with mobile phone surveillance to effectively capture cholera cases in Cameroon [36]. A suspected Ebola outbreak in Ghana necessitated community-based disease surveillance revival as an active mainstream surveillance system to effectively detect and monitor suspected diseases [29]. In Ethiopia, operational plans formulation for conducting prioritised surveillance visits to specific reporting sites would improve active case searches [43]. To resolve discerned weaknesses in attributes of NDSS in South Africa, it was important to establish an electronic surveillance system utilising mobile phone technology [20]. Similarly, adopting mobile technologies in addition to utilising syndromic surveillance approaches were recommended to strengthen IDSR system in Malawi [44].

Further research on surveillance

Inconsistencies in surveillance data completeness and timeliness in northern Ghana necessitated further research to mitigate this shortcoming [22]. Limited knowledge amongst health workers on the NDSS coupled with its sub-optimal performance was reported in Zimbabwe [33]. The resolution reached was to initiate further research efforts to assess the effect of health worker training on surveillance system performance [33]. In Kenya, further studies to establish reporting challenges facing health facilities in remote settings were recommended [37]. Similarly, there was need to undertake further research in Zimbabwe to ascertain the effect of training health workers on surveillance system aspects [33].

Noteworthy, sub-themes frequency effect size summary based on how often a particular sub-theme appeared in the body of literature reviewed indicated sub-themes relating to knowledge on surveillance systems; technical, material and logistical resources; financial resources and improved surveillance data quality as the predominant emerging sub-themes with frequency effect sizes of 33.3%, 20%, 20% and 16.7% respectively. On the other hand, intensity effect size of studies based on how much each study contributes, in terms of the number of sub-themes it included to the overall body of literature reviewed indicated articles authored by Ngwa et al. 2016 (27.8%), Nnebue et al. 2013 (27.8%), Tsitsi et al. 2015 (22.2%), Lakew et al. 2017 (22.2%) and Baghdadi, 2016 (22.2%) contributed significantly to the reviewed literature [27,35,36,38,43] (S4 Table).

Discussion

The reviewed disease surveillance assessment studies clearly indicate milestones achieved since adopting the revised IDSR guidelines in Africa, in comparison to findings from a previous review [9]. However, the current review still identifies persistent challenges in IDSR system implementation. This review of recommendations ensuing from prior studies focused on assessing IDSR system functions based on a matrix of major themes inclined to specific surveillance core, support and attribute functions. From the review, it was apparent that most disease surveillance assessment studies conducted in Africa mainly advocated for health worker training [20,2227,29,33,3538,41,46]. Training supports and cuts across strengthening all surveillance functions. Moreover, knowledge impartment through training on IDSR system functions was considered a critical strategy to ensure disease surveillance system effective functioning. The review identified feedback and reporting as essential surveillance core functions while training, resources and supervision as vital surveillance support functions as perceived by HCWs in Africa. The predominant recommendations regarding surveillance attributes focused on timeliness and completeness. The recommendations aimed to influence existing health policies by strengthening IDSR system critical functions parallel to reinforcing core surveillance capacities laid out in the IHR [3].

Case confirmation as core function is paramount to informing effective and prompt action to alleviate disease outbreaks. Therefore, provision of fully functional and adequately equipped laboratory facilities right from the peripheral level is critical for surveillance system improved performance. In line with our findings, IDSR implementation consolidates surveillance efforts with laboratory support to achieve effective public health action and response [29]. However, laboratory capacity challenges relating to limited supplies and low knowledge on specimen handling still exist in Africa despite the progress made in complying with IDSR and IHR requirements [9,49,50]. A key policy challenge relating to laboratory capacity among African countries is lack of ownership and consideration of laboratory undertakings and budgets in national health plans [49]. Hence, limiting resource mobilisation and sustainability of laboratory capacity.

Most health systems in Africa especially at peripheral levels rely entirely on paper-based reporting mechanisms due to limited technological and infrastructural capacity [22]. IDSR implementation in Africa is still being confronted with reporting challenges especially at health facility level, which is characterised by limited generation of reliable health information [25]. In addition, effective disease surveillance is difficult to achieve in a health system with inadequate infrastructure and a limited health workforce encumbered with surveillance data reporting processes [21]. Similar to our study findings, reporting forms and guidelines unavailability has an impact on health workers reporting performance and impedes their ability to conduct outbreak investigations [33]. In addition, health workers’ awareness on the link between their day-to-day activities and disease reporting improves their willingness to adhere to reporting guidelines [25,35,37]. Furthermore, reporting forms missing critical information might upset data analysis efforts and further investigations [33]. Hence, the overall surveillance data quality as depicted by current study findings dictates public health response quality.

Feedback is an essential surveillance function and a core IDSR indicator in measuring system’s performance [51]. Reviewed studies identified verbal feedback to health facilities as common practice by health personnel usually through half year or quarterly meetings [21,33,36]. Further, the review identified a major challenge in feedback mechanisms of existing surveillance systems in Africa, which neglect peripheral levels [36]. Comparably, limited feedback especially at the lower levels have previously been reported, which may demotivate health worker involvement and attitudes towards disease surveillance activities [50,52]. The current review identified recommendations to mitigate inconsistent feedback to lower levels resulting from absence of formal feedback plans and mechanisms as reported in other studies [52].

Analysed data enables monitoring of disease trends to inform case-based investigations and response [36]. However, minimal and basic data analysis is a common practice in health facilities with little or no documented evidence of analysed data as was evident from the reviewed study findings [42]. This result from misguided perceptions on the purpose of generating surveillance data for onward reporting to higher levels rather than utilisation at source [19]. Minimal routine data analysis especially at the lower level facilities has been attributed to limited knowledge and skills among health workers to undertake analysis of surveillance data and absence of simplified guidelines as suggested by some authors [5153].

In line with findings from the review, regular health personnel training is linked to strengthened surveillance systems through improved reporting quality and enhanced supervision and feedback across surveillance levels [9]. Low knowledge on the surveillance system among health personnel due to infrequent training is considered a key factor affecting IDSR implementation and overall performance [23,51]. Similar to the current review findings, training enhances health worker knowledge on surveillance system, data accuracy and improve reporting timeliness and completeness [21,22,54]. However, frequent turnover of trained health staff has a limiting effect on IDSR system optimal functioning [21].

Periodic supervision influences reporting frequency and the quality of surveillance data being reported [21]. From the reviewed studies, it was evident that correct identification of reporting channels was dependent on regular supervision. Therefore, recognising the critical role played by supervision of surveillance activities [36]. Supervisory activities lack consistency with efforts mostly initiated during disease outbreaks and this poses a major challenge to achieving effective IDSR implementation and performance [41,46]. Furthermore, strengthened and well-performing surveillance systems could be achieved through increased supportive supervision by adapting formalised supervisory plans [9,43].

Adequate resource provision facilitates IDSR system optimal functioning. The IDSR strategy was founded on the principle of utilising scarce healthcare resources to effectively achieve disease prevention and control. This review identified resource challenges relating to unavailability of reporting tools, lack of technical guidelines and over dependence on paper-based reporting mechanisms [22,36,41]. Likewise, a preceding review linked inadequate electronic equipment and unavailability of information, education and communication materials and job aids to IDSR system sub-optimal performance [9]. Moreover, the main factors contributing to low quality surveillance data generation are attributed to inadequate funding, limited human resource capacity and unavailability of supporting materials [34,55].

In the pre-adoption phase of revised IDSR guidelines, sensitisation and health personnel training would aid improved reporting timeliness and completeness [56]. Similarly, post-adoption of the revised IDSR guidelines identified enhanced health worker training as a strategy for improved reporting [45,46]. However, infrastructural constraints relating to logistical and communication systems negatively impact reporting timeliness [57]. Hence, calls for designing and adapting electronic or mobile reporting systems are justified [19,20,33,44,45,58,59].

Evidently, of the reviewed studies, only a few assessed the existing surveillance system considering NTDs. For instance, health workers in Madagascar were more aware of case definitions for common conditions such as malaria, diarrhea and respiratory infections compared to other neglected conditions like dengue fever [45]. This low awareness resulted from lack of case definition guidelines, terms of reference and inadequate IDSR training, hence influencing surveillance system’s simplicity and applicability to other neglected conditions [21,45,50].

The review further identified pertinent recommendations to achieving improved surveillance performance through influencing health personnel perceptions towards surveillance attributes. Effective disease surveillance systems performance depends on ease of understanding system’s functionalities [33,35,40,60]. Elsewhere, perceived surveillance data usefulness was lower amongst healthcare stakeholders responsible for disease detection and response in comparison to those in health management overseeing surveillance activities [20]. An acceptable surveillance and response system is well defined by health workers’ willingness to voluntarily participate in surveillance activities [14]. Additionally, the functioning state of surveillance core and support functions for instance case confirmation, training, human resources, equipment and communication infrastructure may influence surveillance system’s stability [30,33,35,40,41].

Other recommendations in the studies reviewed focused on alternative surveillance strategies. Efforts for active case searching at peripheral levels can be enhanced through establishing well-structured community based disease surveillance systems [29]. Furthermore, effective active case searching could be achieved through properly designed operational plans targeting priority surveillance areas with high disease reporting sites [43]. Further assessment studies are required in remote settings to strengthen the IDSR system at the peripheral levels bearing higher disease burdens [37]. Research efforts initiation to address key challenges affecting IDSR system implementation will ensure surveillance system core, support and attribute functions optimal performance in Africa.

Our study had a couple of limitations. First, the review included articles written in English language only, which may have led to some degree of selection bias. Secondly, the reviewed studies were extracted from only four databases and the review might have missed other studies; however, we believe the search was able to comprehensively capture the surveillance assessment studies conducted in the African region within the selected period. Thirdly, findings were drawn from responses that may have been influenced by social desirability among study participants. Therefore, surveillance assessment studies conducted in future could incorporate observations and document reviews to limit self-reporting bias. Lastly, future reviews could assess and draw lessons on improving IDSR implementation from studies conducted outside the African continent.

Conclusion

Evidently from this review, consolidated efforts to strengthen all strategic IDSR components is cardinal to achieving effective IDSR strategy implementation in Africa [51]. Notably, the reviewed studies prioritised surveillance systems assessment with regard to notifiable diseases. However, there was limited focus on other diseases of public health importance such as neglected tropical conditions. The review illustrated that implementation of key recommendations based on health workers’ perspectives will prioritise use of scarce healthcare resources to strengthen specific surveillance system functions. Furthermore, health policy reviews with a keen focus on strengthening surveillance reporting, feedback, supervision, health worker training, resources and reporting timeliness and completeness could achieve effective IDSR system implementation especially at lower surveillance levels. In the future, it would be pertinent for the WHO Regional Office for Africa in collaboration with national health ministries to undertake periodic surveillance assessment studies tailored to local settings for improved IDSR system implementation and performance.

Supporting information

S1 Table. Excluded studies from systematic literature review.

(DOCX)

S2 Table. PRISMA checklist.

(DOCX)

S3 Table. Surveillance system functions.

(DOCX)

S4 Table. Summary of sub-themes with frequency and intensity effect sizes.

(DOCX)

S1 File. PROSPERO protocol.

(PDF)

S2 File. PubMed search strategy.

(DOCX)

S3 File. Data extraction form.

(DOCX)

S4 File. Johns Hopkins nursing evidence-based practice appraisal tool.

(DOCX)

Acknowledgments

We acknowledge Mrs. Estelle Grobler (Information Specialist) in the Faculty of Health Sciences Library, University of Pretoria for her assistance in the literature search exercise.

Data Availability

All relevant data are within the manuscript and its Supporting Information files.

Funding Statement

The author(s) received no specific funding for this work.

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Decision Letter 0

Jianhong Zhou

26 Jun 2020

PONE-D-19-27712

A systematic review on improving implementation of the revitalised integrated disease surveillance and response system in the African region: a health workers' perspective

PLOS ONE

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Reviewer #1: Thank you to the authors for producing this detailed and interesting review of recommendations for improving the implementation of disease surveillance in Africa, with a particular focus on system and organisational issues from the perspective of health workers. I am sure this review will be of interest and useful to those working in disease surveillance internationally, identifying common challenges in implementing these systems and recommendations for their improvement, while providing a collated set of evaluation case studies.

I found the review relatively straightforward and clear, although I do have some suggestions to improve the clarity of the methods. Please note that my expertise is in systematic review methodology, and not in disease surveillance systems, so some of my comments may arise from my lack of knowledge of common concepts and terminology in this field.

Introduction, last para (p4, line 93 onward):

• It’s not clear to me what the difference is between the focus of the previous reviews, and the focus of this one. Perhaps this could be more specifically described? If the difference is the healthcare work perspective, perhaps this could be stated more simply. To me, the following descriptions sound the same:

o “critically assessing fundamental recommendations arising from assessment studies regarding IDSR system improvement”

o “key recommendations resulting from IDSR system core, support and attribute functions assessment studies”

Table 1 (p5, line 110):

• It might be helpful to write this table using plain language sentences, rather than search terms, to help people understand quickly and easily what you were including. Especially as these terms aren’t necessarily those used in your final search, as included in your supplementary files.

Eligibility criteria (p7, line 135)

• These criteria could be written more clearly. Make sure it’s clear whether you’re including:

o Only assessments of performance of the IDSR or assessments of any aspect of disease surveillance

o Health workers’ views on the implementation & operation of the system (i.e. studies that explicitly ask health workers to express their views e.g. through surveys or interviews), descriptive characteristics of the implementation and operation of the system that are relevant to health workers (e.g. that could be observed by researchers or policy staff rather than health workers), or any other outcomes (e.g. stats on the effectiveness of surveillance systems or disease outcomes)

• I’m not sure what the difference is between the studies that meet the main eligibility criteria, and the additional studies that " studies involving record reviews or observations to assess disease surveillance and response systems”. How are these studies different from your included studies, and how are their results treated differently in the review? If they’re not treated differently, then they can be included in the main eligibility criteria. I think you explain this more clearly in your description of include studies in the Results section.

Search

• The search terms included in the text are not the same as those used in the actual search strategy included in the supplementary documents. Could this be corrected?

• If I were drafting this search, I might expect to use some terms such as specific country names (as not all abstracts will specifically refer to Africa), as well as terms relating to evaluation or assessment. I might also consider searching the African Index Medicus. However, I know you have developed this search in collaboration with an information specialist, so you might have made an expert judgement that these would not improve the search.

Data extraction (p.7 Line 146)

• The PRISMA statement checklist is a very brief checklist of the presence or absence of methods in a systematic review, and cannot be used for data collection from primary studies. This text should be removed, and a description added of what kinds of data were collected. For example, in your PROSPERO record, you note that “The data to be extracted will be as follows: author's name, article publication year, adoption year of IDSR revised guidelines, target disease/s, study assessment methodology, surveillance functions assessed, key findings and recommendations.” Ideally, a copy of your data collection form could be included as a supplementary document, if available.

• Later in the review, in the discussion (p.52, line 478), you discuss developing a matrix of subthemes based on a previous review. I would love to see this discussed here, in the methods section, to describe how you identified themes in the included studies and categorised them according to themes. You could include your matrix as a table or figure. Also, did you add any new items to the matrix that you found in your included studies?

• It would be helpful to be more specific about exactly what kinds of outcomes you were looking for – that is, outcomes relating to the implementation and operation of the IDSR, but not measures of actual disease surveillance or disease outcomes in the population?

• It would be very helpful to provide some additional detail on how you’re identifying which are the key problems identified in each study, and which are the key recommendations. Did you collect every identified problem and every recommendation identified that matched your matrix? Did you select those that you thought were the most important? Did you only select those that matched your original matrix? This is very important so your readers can see how you made your choices and helps them trust your findings.

• The reason I’m asking for more detail is not because I think the review was not done appropriately, but just to increase transparency and replicability – e.g. if I were a new research assistant, could I follow the instructions in this methods section and successfully replicate the review?

Quality appraisal

• The Nursing Research Appraisal tool used to appraise the included studies is not a true risk of bias assessment tool, and it includes elements that do not relate to study bias, e.g. clarity of writing. However, in the context of this review, which aims to map diverse recommendations, rather than identify a correct effect estimates, I think a more general tool is probably fine.

Results

• Could you include a summary of the study designs found (e.g. cross-sectional, qualitative)

• Were there any subthemes identified in your matrix for which no data were found? i..e that you thought might be issues of concern, but weren’t?

• Excluded studies – it would add to the transparency of the review if you could provide a list of excluded studies, with their reasons for exclusion, in addition to the PRISMA flow diagram. This could be, for example, either a full list of studies screened in full text, or a subset of these that readers might be most likely to think

Table 4 (p48)

• This table would be easier to read if it were a frequency histogram or bar chart, showing a bar indicating the number of studies with that subtheme, rather than listing all the studies individually. It might even fit on a single page.

• Should this table be linked from the last para on p.46 (line 455), instead of Table 3? I would recommend it is linked from the Results section, and not first introduced in the Discussion section.

Discussion

• Should this reference to Table 4 actually be a reference to Table 3? (p47, line 465)

• The summary of the results in the Discussion could be more brief – it’s currently almost as long as the Results section (9 pages compared to 10). If there are details here that are important to interpreting the results, could they be included in the Results section? This would then allow the Discussion to be more of a brief overview of main findings, rather than repeating so much detail that might overwhelm readers. This would also make space to include some more discussion of your findings overall.

• The Discussion could also include some mention of the strengths and limitations of the review design (e.g. those mentioned in the Risk of bias across studies section).

• Will some recommendations be easier/harder to implement (e.g. some requiring significant additional resources which may not be available, others involving organisational change that’s more achievable?)

• Who is this data for? Who can or should act on it?

Conclusion

• You noted in the Conclusions that you felt there was not much evidence in NTDs – this is not discussed anywhere else in the review – either in the Results or the Discussion. If this is an interesting and important feature of the evidence, could you discuss it earlier? Are there other aspects of the included studies that would be worth discussing as well?

Reviewer #2: This manuscript presents an important and timely review of assessments of disease surveillance in Africa. It is well written and very comprehensive. The authors conducted a comprehensive systematic review and conformed to PRISMA guidelines. A large number of initial papers were screened, though only 27 were included.

Major revision: As a consequence of the authors' comprehensiveness, the manuscript tends to be wordy and overly narrative, rather than providing a concise analysis of the included studies and themes. I found myself wanting a concise table of themes, countries, etc. Instead, even the tables are overwhelming in content, and more of appendix tables than main text tables. Because of all of this, I think the reader would be aided by adding a "Main Finding" or "Key Themes" or something table/box. In the results section, I struggled with the narrative text. Readers would be much better served by concise reporting of thematic findings with some quantification. There was almost no quantification throughout. Results such as "Ten of the 27 studies indicated challenges with lack of training...".

Minor revisions: Please remove all of the uncommon abbreviations (HW, HP, HF,...).

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: Yes: Miranda Cumpston

Reviewer #2: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Attachment

Submitted filename: PONE-D-19-27712_reviewer.pdf

PLoS One. 2021 Mar 19;16(3):e0248998. doi: 10.1371/journal.pone.0248998.r002

Author response to Decision Letter 0


5 Aug 2020

Reviewer #1:

Thank you to the authors for producing this detailed and interesting review of recommendations for improving the implementation of disease surveillance in Africa, with a particular focus on system and organisational issues from the perspective of health workers. I am sure this review will be of interest and useful to those working in disease surveillance internationally, identifying common challenges in implementing these systems and recommendations for their improvement, while providing a collated set of evaluation case studies.

I found the review relatively straightforward and clear, although I do have some suggestions to improve the clarity of the methods. Please note that my expertise is in systematic review methodology, and not in disease surveillance systems, so some of my comments may arise from my lack of knowledge of common concepts and terminology in this field.

Author response: Thank you for the remarks.

Introduction, last para (p4, line 93 onward):

• It’s not clear to me what the difference is between the focus of the previous reviews, and the focus of this one. Perhaps this could be more specifically described? If the difference is the healthcare work perspective, perhaps this could be stated more simply. To me, the following descriptions sound the same:

o “critically assessing fundamental recommendations arising from assessment studies regarding IDSR system improvement”

o “key recommendations resulting from IDSR system core, support and attribute functions assessment studies”

Author response (p4, line 93-95): This has been revised to state the focus of the study more clearly. Our review focused on assessing the recommendations to improve performance of the IDSR system core, support and attribute functions based on health workers’ perspectives post-adoption of the revised IDSR guidelines by African countries.

Table 1 (p5, line 110):

• It might be helpful to write this table using plain language sentences, rather than search terms, to help people understand quickly and easily what you were including. Especially as these terms aren’t necessarily those used in your final search, as included in your supplementary files.

Author response (p5, line 109-114): This has been rectified to briefly summarise what the review included as suggested.

Eligibility criteria (p7, line 135)

• These criteria could be written more clearly. Make sure it’s clear whether you’re including:

o Only assessments of performance of the IDSR or assessments of any aspect of disease surveillance

o Health workers’ views on the implementation & operation of the system (i.e. studies that explicitly ask health workers to express their views e.g. through surveys or interviews), descriptive characteristics of the implementation and operation of the system that are relevant to health workers (e.g. that could be observed by researchers or policy staff rather than health workers), or any other outcomes (e.g. stats on the effectiveness of surveillance systems or disease outcomes)

Author response (p7, line 143-145): The eligibility criteria has been revised according to the suggestions provided.

• I’m not sure what the difference is between the studies that meet the main eligibility criteria, and the additional studies that " studies involving record reviews or observations to assess disease surveillance and response systems”. How are these studies different from your included studies, and how are their results treated differently in the review? If they’re not treated differently, then they can be included in the main eligibility criteria. I think you explain this more clearly in your description of include studies in the Results section.

Author response (p7, line 145): The eligibility criteria has been revised. As rightly suggested the studies involving record reviews or observations were not treated differently during analysis and have been included in the main eligibility criteria.

Search

• The search terms included in the text are not the same as those used in the actual search strategy included in the supplementary documents. Could this be corrected?

Author response (p6, line 132-135): This has been rectified accordingly and the search terms included in the main manuscript have been matched to the sample search strategy included in the supplementary information (refer to Appendix S1. PubMed search strategy).

• If I were drafting this search, I might expect to use some terms such as specific country names (as not all abstracts will specifically refer to Africa), as well as terms relating to evaluation or assessment. I might also consider searching the African Index Medicus. However, I know you have developed this search in collaboration with an information specialist, so you might have made an expert judgement that these would not improve the search.

Author response: The search strategy was revised as suggested and included the search terms “evaluation” and “assessment” across the databases and the overall result of the search increased by 76 additional studies (refer to Appendix S1. PubMed search strategy & Fig 1. Flow chart summarising the systematic review process). Therefore, after screening the additional studies, the final number of reviewed studies increased by three additional studies. On the other hand, the search terms “Africa” and “Sub-Saharan Africa” were preferred to find abstracts of previous assessment studies conducted in either one of the 47 WHO African region countries currently implementing the IDSR system. We initially included specific country names in the search strategy but this hardly improved the search results. In addition, we further conducted a search using African Index Medicus (a developing country health database of the WHO Regional Office for Africa) as suggested and the results matched the relevant studies already retrieved using WHOLIS (World Health Organization Library & Information Networks For Knowledge Database) and PubMed.

Data extraction (p.7 Line 146)

• The PRISMA statement checklist is a very brief checklist of the presence or absence of methods in a systematic review, and cannot be used for data collection from primary studies. This text should be removed, and a description added of what kinds of data were collected. For example, in your PROSPERO record, you note that “The data to be extracted will be as follows: author's name, article publication year, adoption year of IDSR revised guidelines, target disease/s, study assessment methodology, surveillance functions assessed, key findings and recommendations.” Ideally, a copy of your data collection form could be included as a supplementary document, if available.

Author response (p7, line 150-155): The PRISMA statement checklist has been revised as suggested and a copy of the data extraction form has been included as supplementary information (refer to Appendix S5. Data extraction form).

• Later in the review, in the discussion (p.52, line 478), you discuss developing a matrix of subthemes based on a previous review. I would love to see this discussed here, in the methods section, to describe how you identified themes in the included studies and categorised them according to themes. You could include your matrix as a table or figure. Also, did you add any new items to the matrix that you found in your included studies?

Author response (p7, line 159-164): The matrix that guided thematic synthesis of recommendations derived from the reviewed studies has been provided (refer to Appendix S3. Surveillance system functions). However, apart from the main themes that were based on surveillance core, support and attribute functions, no further items were added to the matrix.

• It would be helpful to be more specific about exactly what kinds of outcomes you were looking for – that is, outcomes relating to the implementation and operation of the IDSR, but not measures of actual disease surveillance or disease outcomes in the population?

Author response: The anticipated outcomes of the review were to be derived from assessing study recommendations to improve implementation of the IDSR system functions in African countries based on health workers’ views. However, there were no actual disease surveillance measures or population-based disease outcomes assessed in the review.

• It would be very helpful to provide some additional detail on how you’re identifying which are the key problems identified in each study, and which are the key recommendations. Did you collect every identified problem and every recommendation identified that matched your matrix? Did you select those that you thought were the most important? Did you only select those that matched your original matrix? This is very important so your readers can see how you made your choices and helps them trust your findings.

Author response (p8, line 165-169): Yes, we objectively assessed every finding in the reviewed studies relating to assessment of a surveillance function (i.e. core, support or attribute) matching the predefined themes provided in the matrix, in addition to deriving the corresponding recommendations for improving the surveillance functions.

• The reason I’m asking for more detail is not because I think the review was not done appropriately, but just to increase transparency and replicability – e.g. if I were a new research assistant, could I follow the instructions in this methods section and successfully replicate the review?

Author response: We agree with the reviewer that the procedure for identifying key recommendations from the reviewed studies based on the matrix of pre-defined themes was not described sufficiently.

Quality appraisal

• The Nursing Research Appraisal tool used to appraise the included studies is not a true risk of bias assessment tool, and it includes elements that do not relate to study bias, e.g. clarity of writing. However, in the context of this review, which aims to map diverse recommendations, rather than identify a correct effect estimates, I think a more general tool is probably fine.

Author response: The Dearholt and Dang’s John Hopkins Nursing Evidence Appraisal tool, as the reviewer indicated, is a more generalized assessment tool that has been widely used to assess risk of bias in studies included in systematic reviews involving narrative synthesis. This tool was deemed appropriate by the authors in assessing the quality of the reviewed studies with a focus on the assessment methods adopted. However, the authors did not intend to derive quantitative effect estimates from the reviewed studies given it was a qualitative synthesis of diverse study recommendations.

Results

• Could you include a summary of the study designs found (e.g. cross-sectional, qualitative)

Author response (p10, line 217-222): A brief summary has been included in the result section and further details on the study designs are provided in the assessment methodology column (refer to Table1. Literature summary and quality appraisal).

• Were there any subthemes identified in your matrix for which no data were found? i.e. that you thought might be issues of concern, but weren’t?

Author response (p7, line 164-166): The subthemes were not pre-defined but rather emerged from the recommendations to improve surveillance functions as described in the reviewed studies.

• Excluded studies – it would add to the transparency of the review if you could provide a list of excluded studies, with their reasons for exclusion, in addition to the PRISMA flow diagram. This could be, for example, either a full list of studies screened in full text, or a subset of these that readers might be most likely to think

Author response: A summary of the excluded studies has been provided and categorised based on the reasons for exclusion (refer to Appendix S2. Excluded studies).

Table 4 (p48)

• This table would be easier to read if it were a frequency histogram or bar chart, showing a bar indicating the number of studies with that subtheme, rather than listing all the studies individually. It might even fit on a single page.

Author response (p10, line 231): A bar chart providing a summary of the subthemes and the corresponding number of studies has been provided (refer to Fig 2. Summary of themes, sub-themes and the number of reviewed studies).

• Should this table be linked from the last para on p.46 (line 455), instead of Table 3? I would recommend it is linked from the Results section, and not first introduced in the Discussion section.

Author response: This has been revised accordingly. A summary of sub-themes with frequency and effect sizes has been provided as supplementary information (refer to Appendix S4. Summary of sub-themes with frequency and intensity effect sizes).

Discussion

• Should this reference to Table 4 actually be a reference to Table 3? (p47, line 465)

Author response: Thank you for pointing this out. This has been rectified.

• The summary of the results in the Discussion could be more brief – it’s currently almost as long as the Results section (9 pages compared to 10). If there are details here that are important to interpreting the results, could they be included in the Results section? This would then allow the Discussion to be more of a brief overview of main findings, rather than repeating so much detail that might overwhelm readers. This would also make space to include some more discussion of your findings overall.

Author response (p50-58, line 508-681): The discussion section has been revised accordingly by discussing the key findings to make it brief and concise.

• The Discussion could also include some mention of the strengths and limitations of the review design (e.g. those mentioned in the Risk of bias across studies section).

Author response (p57-58, line 673-681): A discussion of the study limitations has been provided.

• Will some recommendations be easier/harder to implement (e.g. some requiring significant additional resources which may not be available, others involving organisational change that’s more achievable?)

Author response (p58-59, line 701-705): Thank you for this suggestion. We have explained this aspect of implementation of the recommendations in the manuscript.

• Who is this data for? Who can or should act on it?

Author response (p59, line 707-710): This has been described in the conclusion section of the manuscript.

Conclusion

• You noted in the Conclusions that you felt there was not much evidence in NTDs – this is not discussed anywhere else in the review – either in the Results or the Discussion. If this is an interesting and important feature of the evidence, could you discuss it earlier? Are there other aspects of the included studies that would be worth discussing as well?

Author response (p9-10, line 210-213; p56, line 634-641): We observed that diseases classified by WHO as neglected tropical diseases (NTDs) were hardly mentioned as “case diseases” in the reviewed surveillance assessment studies compared to other notifiable conditions. This outcome informed the need for further surveillance assessments considering these conditions as target diseases. Focus was especially on NTDs since they are listed by most African countries as diseases targeted for elimination or of public health importance within the integrated disease surveillance and response systems.

Reviewer #2:

This manuscript presents an important and timely review of assessments of disease surveillance in Africa. It is well written and very comprehensive. The authors conducted a comprehensive systematic review and conformed to PRISMA guidelines. A large number of initial papers were screened, though only 27 were included.

Author response: Thank you for the remarks.

Major revision: As a consequence of the authors' comprehensiveness, the manuscript tends to be wordy and overly narrative, rather than providing a concise analysis of the included studies and themes. I found myself wanting a concise table of themes, countries, etc. Instead, even the tables are overwhelming in content, and more of appendix tables than main text tables. Because of all of this, I think the reader would be aided by adding a "Main Finding" or "Key Themes" or something table/box.

Author response: In line with the suggestion by the reviewer, a table with the key themes and sub-themes has been included to summarise the findings (refer to Appendix S3. Surveillance system functions & Fig 2. Summary of themes, sub-themes and the number of reviewed studies). Table contents have been revised (refer to Table 1. Literature summary and quality appraisal) and the table summarising sub-themes frequency and intensity effect sizes has been moved from the main manuscript and included as supplementary information (refer to Appendix S4. Summary of sub-themes with frequency and intensity effect sizes).

In the results section, I struggled with the narrative text. Readers would be much better served by concise reporting of

thematic findings with some quantification. There was almost no quantification throughout. Results such as "Ten of the 27 studies indicated challenges with lack of training...".

Author response (p39-50, line 247-508): Thank you for this suggestion. The results section has been revised to quantify the findings as suggested.

Minor revisions: Please remove all of the uncommon abbreviations (HW, HP, HF,...).

Author response: This has been revised accordingly.

Decision Letter 1

Hong-Liang Zhang

14 Dec 2020

PONE-D-19-27712R1

A systematic review on improving implementation of the revitalised integrated disease surveillance and response system in the African region: a health workers' perspective

PLOS ONE

Dear Dr. Ngetich,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please submit your revised manuscript by Jan 28 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

We look forward to receiving your revised manuscript.

Kind regards,

Hong-Liang Zhang, M.D., Ph.D.

Academic Editor

PLOS ONE

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: (No Response)

Reviewer #3: (No Response)

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #3: Partly

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #3: N/A

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #3: No

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: All comments have been addressed. My one remaining suggestion is that direct links to the Appendices be included in the relevant sections of the text, to assist readers in finding them.

Reviewer #3: This manuscript emphasized the current disease surveillance in Africa based on the revised IDSR and the methodologies to optimize the system and organizational issues for caregivers and health workers. Authors concluded the implementation of revised IDSR including reporting, feedback, training, supervision, timeliness, and completeness in African regions should be strengthened via optimized strategies and may need further policy reinforcement.

The manuscript has been critically revised in the previous revision. I only have a few suggestions for this Ms as following.

1.The tables are still lengthy for readers. I would suggest the authors further simplify the study aims and key findings for the included researches in Table 1. Meanwhile, I would suggest deleting the Article title in column Table 2, which is redundant with the citations.

2.Reference format should be carefully checked by authors. The current reference list is not consistent.

3.It’s difficult to read the words in Figures. Authors may want to increase the font and clarity.

4.Authors also need to cite the supplementary tables and figures at the appropriate locations in the manuscript.

5.I would authors concise the discussion and conclusion part, the current version is still too wordy.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: Yes: Miranda Cumpston

Reviewer #3: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2021 Mar 19;16(3):e0248998. doi: 10.1371/journal.pone.0248998.r004

Author response to Decision Letter 1


19 Dec 2020

Dear Academic Editor,

Thank you for giving us the opportunity to re-submit a revised version of the manuscript titled “A systematic review on improving implementation of the revitalised integrated disease surveillance and response system in the African region: a health workers' perspective” for publication consideration in PLOS One journal. We appreciate the time and effort dedicated by the reviewers to provide insightful feedback on the revised manuscript. We have revised the manuscript considering reviewers’ comments and the provided suggestions. Please find below a point-by-point response to the reviewers’ comments. All page and line numbers cited herein refer to the revised manuscript (without track changes).

Reviewer #1:

All comments have been addressed. My one remaining suggestion is that direct links to the Appendices be included in the relevant sections of the text, to assist readers in finding them.

Author response (p6, line 123 & 135; p7, line 148, 152, 155 & 160; p8, line 173; p41, line 514): The manuscript has been revised as suggested by providing relevant links to all supplementary files and tables in the relevant sections within the text.

Reviewer #2:

This manuscript emphasized the current disease surveillance in Africa based on the revised IDSR and the methodologies to optimize the system and organizational issues for caregivers and health workers. Authors concluded the implementation of revised IDSR including reporting, feedback, training, supervision, timeliness, and completeness in African regions should be strengthened via optimized strategies and may need further policy reinforcement.

The manuscript has been critically revised in the previous revision. I only have a few suggestions for this Ms as following.

1. The tables are still lengthy for readers. I would suggest the authors further simplify the study aims and key findings for the included researches in Table 1. Meanwhile, I would suggest deleting the Article title in column Table 2, which is redundant with the citations.

Author response (p12, line 241 & p21, line 251): Table 1 has been revised by providing a brief summary of the study aims and key findings retrieved from the reviewed studies. In addition, the column “Article title” in Table 2 has been deleted as suggested.

2. Reference format should be carefully checked by authors. The current reference list is not consistent.

Author response (p49, line 685): All references have been updated accordingly to ensure consistency.

3. It’s difficult to read the words in Figures. Authors may want to increase the font and clarity.

Author response (p9, line 202 & p10, line 233): The font size for labels and words contained in all figures have been increased to ensure clarity.

4. Authors also need to cite the supplementary tables and figures at the appropriate locations in the manuscript.

Author response (p6, line 123 & 135; p7, line 148, 152, 155 & 160; p8, line 173; p41, line 514): The manuscript has been revised as suggested by citing all supplementary files and tables in the appropriate sections within the text.

5. I would authors concise the discussion and conclusion part, the current version is still too wordy.

Author response (p41-47, line 515-665): The discussion section has been revised accordingly by only discussing the key findings. Similarly, the manuscript conclusion has been revised as suggested.

Decision Letter 2

Hong-Liang Zhang

23 Feb 2021

PONE-D-19-27712R2

A systematic review on improving implementation of the revitalised integrated disease surveillance and response system in the African region: a health workers' perspective

PLOS ONE

Dear Dr. Ngetich,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please submit your revised manuscript by Apr 09 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

We look forward to receiving your revised manuscript.

Kind regards,

Hong-Liang Zhang, M.D., Ph.D.

Academic Editor

PLOS ONE

Journal Requirements:

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #3: All comments have been addressed

Reviewer #4: (No Response)

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #3: Yes

Reviewer #4: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #3: Yes

Reviewer #4: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #3: Yes

Reviewer #4: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #3: Yes

Reviewer #4: No

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #3: (No Response)

Reviewer #4: According to previous reviewers' comments and authors' answers, the manuscript has been critically revised. However, authors should further concise the Table 1 and the conclusion part. In the next round of review, authors should submit a clear vision of manuscript without changing traces.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #3: No

Reviewer #4: No

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PLoS One. 2021 Mar 19;16(3):e0248998. doi: 10.1371/journal.pone.0248998.r006

Author response to Decision Letter 2


25 Feb 2021

Response to academic editor and reviewer comments

Manuscript PONE-D-19-27712R2

Title: A systematic review on improving implementation of the revitalised integrated disease surveillance and response system in the African region: a health workers' perspective”

Authors:

Arthur Kipkemoi Saitabau Ng'etich (arthursaitabau@yahoo.com)

Kuku Voyi (kuku.voyi@up.ac.za)

Ruth Kirinyet (kirinyet.ruth@ku.ac.ke)

Clifford Maina Mutero (cmutero@icipe.org)

Dear Editor,

Thank you for giving us the opportunity to re-submit a revised version of our manuscript for publication consideration in PLOS One journal. We appreciate the time and effort dedicated by the academic editor and reviewers to provide insightful feedback on the revised manuscript. We have revised the manuscript considering all the comments provided. Please find below a point-by-point response to the comments. All page and line numbers cited herein refer to the revised manuscript (without track changes).

Academic Editor:

Journal Requirements:

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

Author response: The reference list has been reviewed to ensure all references are complete and correct. However, two references (refer below) in the previous manuscript were replaced with a relevant and updated reference (References, line 879-881, page 54). We further checked all references and can confirm to the best of our knowledge that none of the articles cited were retracted.

-Franco LM, Fields R, Mmbuji PK, Posner S, Mboera LE. Situation analysis of infectious disease surveillance in two districts in Tanzania 2002. Working Paper; 2003.

-Pond B, El Sakka H, Wamala J, Lukwago L. Mid-term evaluation of the integrated disease surveillance and response project. Washington, DC: USAID. 2011.

Reviewers’ comments:

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #3: All comments have been addressed

Reviewer #4: (No Response)

Author: No Response

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #3: Yes

Reviewer #4: Yes

Author: No Response

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #3: Yes

Reviewer #4: Yes

Author: No Response

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #3: Yes

Reviewer #4: Yes

Author: No Response

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #3: Yes

Reviewer #4: No

Author response: The manuscript has been be revised accordingly by checking and correcting all typographical and grammatical errors.

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #3: (No Response)

Reviewer #4: According to previous reviewers' comments and authors' answers, the manuscript has been critically revised. However, authors should further concise the Table 1 and the conclusion part. In the next round of review, authors should submit a clear vision of manuscript without changing traces.

Author response: Table 1 and the conclusion section have been revised as suggested by the reviewer. The final version of the revised manuscript is without any track changes.

All authors reviewed the final version of the revised manuscript and ensured it adheres to all editorial requirements. We hope that our response to the comments provided render the revised manuscript suitable for publication in PLOS One journal.

Yours Sincerely,

Arthur Kipkemoi Saitabau Ng’etich

(Corresponding author)

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 3

Hong-Liang Zhang

10 Mar 2021

A systematic review on improving implementation of the revitalised integrated disease surveillance and response system in the African region: a health workers' perspective

PONE-D-19-27712R3

Dear Dr. Ngetich,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Hong-Liang Zhang, M.D., Ph.D.

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Hong-Liang Zhang

11 Mar 2021

PONE-D-19-27712R3

A systematic review on improving implementation of the revitalised integrated disease surveillance and response system in the African region: a health workers' perspective

Dear Dr. Ngetich:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Hong-Liang Zhang

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. Excluded studies from systematic literature review.

    (DOCX)

    S2 Table. PRISMA checklist.

    (DOCX)

    S3 Table. Surveillance system functions.

    (DOCX)

    S4 Table. Summary of sub-themes with frequency and intensity effect sizes.

    (DOCX)

    S1 File. PROSPERO protocol.

    (PDF)

    S2 File. PubMed search strategy.

    (DOCX)

    S3 File. Data extraction form.

    (DOCX)

    S4 File. Johns Hopkins nursing evidence-based practice appraisal tool.

    (DOCX)

    Attachment

    Submitted filename: PONE-D-19-27712_reviewer.pdf

    Attachment

    Submitted filename: Response to Reviewers.docx

    Data Availability Statement

    All relevant data are within the manuscript and its Supporting Information files.


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