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. 2021 Mar 18;11:604227. doi: 10.3389/fonc.2021.604227

Table 2.

Clinical trials' efficacy data of ICIs in patients with SCLC.

Agent Trial Phase Line of therapy Population Treatment arms Primary end point Secondary end points Median follow-up time Publish year
Nivolumab CheckMate032 (NCT01928394) Phase I/II Third or later line SCLC NIvolumab 3 mg/kg ORR: 11.9% (95% CI: 6.5–19.5) mDOR: 17.9 m (95% CI:3.0–42.1); mOS: 5.6 m (95% CI: 3.1–6.8); mPFS: 1.4 m (95% CI: 1.3–1.6) 28.3 m 2018
CheckMate331 (NCT02481830) Phaseiii Second line Relapsed SCLC Nivolumab 240 mg mOS: 7.46 m (95% CI: 5.65–9.20) mPFS: 1.45 m (95% CI:1.41- 1.51); ORR: 13.7% (95% CI:10.0–18.3); DOR:72% 15.8 m 2018
Pembrolizumab KEYNOTE028 (NCT02054806) Phase Ib Third line ES-SCLC Pembrolizumab 10 mg/kg ORR: 33% (95 CI: 16–55%) mDOR: 19.4 m (95% CI:3.6–20.0); mPFS:1.9 m (95% CI:1.7–5.9); mOS: 9.7 m (95% CI: 4.1- not reached). 9.8 m 2017
KEYNOTE158 (NCT02628067) Phase II Third line ES-SCLC Pembrolizumab 200 mg ORR: 18.7% (95% CI: 11.8% −27.4%) mPFS: 2.0 m (95%CI: 1.9–2.1); mOS: 8.7 m (95% CI: 5.6–12) 10.1 m 2018
pool analysis of KEYNOTE028 and KEYNOTE158 Phase Ib/phase II Third line ES-SCLC Pembrolizumab 10 mg/kg or 200 mg ORR: 19.3% (95% CI: 11.4–29.4%) mPFS: 2.0 m (95% CI: 1.9–3.4); mOS:7.7 m (95% CI: 5.2–10.1) 25.9 m 2020
Gadgeel et al. (48) Phase II Maintenance therapy ES-SCLC Pembrolizumab 200 mg mPFS: 1.4 m (95% CI: 1.3–2.8) mOS: 9.6 m (95% CI: 7.0–12) 5 w 2018
NCT02402920 Phase I Second line ES-SCLC 45 Gy thoracic radiotherapy +pembrolizumab 50–200 mg Safety mPFS: 6.1 m (95% CI 4.1–8); mOS: 8.4 m (95%; CI: 6.7–10.1) 7.3 m 2020
Welsh et al. (49) phase I/II - LS-SCLC Concurrent chemoradiotherapy +pembrolizumab 100–200 mg Safety mPFS:19.7 m (95% CI 8.8–30.5); mOS:39.5 months (95% CI:8.0–71.0) 23.1 m 2020
NCT02551432 Phase II Second line ES-SCLC Paclitaxel +pembrolizumab 200 mg ORR: 23.1% (95% CI: 6.9–39.3) mPFS: 5.0 m (95% CI: 2.7–6.7); mOS:9.1m (95% CI: 6.5–15.0) 11.1 m 2019
KEYNOTE604 (NCT03066778) Phase III First line ES-SCLC Pembrolizumab 200 mg + etoposide+platinum mPFS: 4.5 m (95% CI: 4.3–5.4); mOS: 10.8 m (95% CI: 9.2–12.9) ORR: 70.6% (95% CI: 64.2–76.4); mDOR: 4.2 m (95% CI:1.01–26.01) 22 m 2020
Placebo + etoposide +platinum mPFS: 4.3 m (95% CI: 4.2–4.4); mOS: 9.7 m (95% CI: 8.6–10.7) ORR: 61.8% (95% CI: 55.1–68.2); mDOR: 3.7 m (95% CI:1.41–25.81)
Tislelizumab NCT03432598 Phase II First line ES-SCLC Tislelizumab 200 mg + etoposide+platinum ORR: 77% (95% CI: 50.1–93.2) mPFS: 6.9 m (95% CI: 4.9–10.09) 15.3 m 2020
Atezolizumab NCT01375842 Phase Ia First line ES-SCLC Atezolizumab 15 mg/kg or 1200 mg Safety ORR: 6%; mPFS: 1.5 m (95% CI: 1.2–2.7); mOS: 5.9 m (95% CI: 4.3–20.1) 6.7 m 2016
IMpower133 (NCT02763579) Phase I/III First line ES-SCLC Atezolizumab 1,200 mg+carboplatin + etoposide mOS: 12.3 m (95% CI:10.8–15.9); mPFS:5.2 m (95% CI: 4.4–5.6) ORR: 60.2% (95% CI:53.1–67.0); DOR: 4.2 m (95%CI: 1.4+ −19.5) 13.9 m 2018
Placebo+ carboplatin+ etoposide mOS:10.3 m (95% CI: 9.3–11.3); mPFS: 4.3 m (95% CI: 4.2–4.5) ORR: 64.4% (95% CI: 57.3–71.0); DOR: 3.9 m (95% CI:2.0–16.1+)
IFCT-1603 (NCT03059667) Phase II Second line relapsed ES-SCLC Atezolizumab 1,200 mg ORR: 2.3% (95% CI: 0.0–6.8) mPFS:1.4 m (95%CI: 1.2–1.5); mOS: 9.5 m (95% CI: 3.2–14.4) 13.7 m 2019
Chemotherapy ORR: 10% (95% CI: 0.0–23.1) mPFS:4.3 m (95%CI: 1.5–5.9); mOS:8.7m (95% CI:4.1–12.7)
Durvalumab CASPIAN (NCT03043872) Phase III First line ES-SCLC Durvalumab 1,500 mg + etoposide+ platinum mOS: 13.0 m (95% CI: 11.5–14.8) mPFS: 5.1 m(95% CI 4.7–6.2); ORR: 68% 14.2 m 2019
Etoposide+platinum mOS: 10.3 m (95%CI: 9.3–11.2) mPFS: 5.4 m (95% CI:4.8–6.2); ORR: 58%
Goldman et al. (36) Phase I/II Second line Relapsed SCLC Durvalumab 10 mg/kg Safety ORR: 9.5% (95% CI: 1.2–30.4); mPFS: 1.5 m (95% CI: 0.9–1.8); mOS: 4.8 m (95% CI: 1.3–10.4) NA 2018
Ipilimumab CA184-041 (NCT00527735) Phase II First line ES-SCLC Placebo/ paclitaxel /carboplatin irPFS: 5.3 m mOS: 9.9 m; irBORR: 53% (95% CI: 38–68%); irDCR: 96% (95% CI: 85–100%) 11.1 m 2013
Ipilimumab 10 mg/kg/placebo+ paclitaxel/ carboplatin(concurrent) irPFS: 5.7 m mOS: 9.1 m; irBORR: 49% (95% CI: 33–65%); irDCR: 81% (95% CI: 67–92%)
Ipilimumab 10 mg/kg/placebo+ paclitaxel/ carboplatin(phased) irPFS: 6.4 m mOS: 12.9 m; irBORR: 71% (95% CI: 55%- 84%); irDCR: 93% (95% CI: 81–99%)
NCT01331525 Phase II First line ES-SCLC Ipilimumab 10 mg/kg+ carboplatin+ etoposide not meet mPFS: 6.9 m (95%CI: 5.5–7.9); mOS: 17.0 m (95% CI: 7.9–24.3); median irPFS:7.3 m (95% CI: 5.5–8.8) 8.5 m 2016
NCT01450761 Phase III First line ES-SCLC Ipilimumab 10 mg/kg+etoposide +platinum (cisplatin+ carboplatin) mOS: 11.0 m mPFS: 4.6 m; mDOR: 4.01 (95% CI: 3.32–4.17) 10.5 m 2016
Placebo+ etoposide+ platinum (cisplatin+ carboplatin) mOS: 10.9 m mPFS: 4.4 m; mDOR: 3.45 m (95% CI: 3.25–4.07) 10.2 m
Nivolumab +ipilimumab CheckMate451 (NCT02538666) Phase III Maintenance therapy Relapsed ES-SCLC Nivolumab 1 mg/kg + ipilimumab 3 mg/kg mOS: 9.17 m (95% CI:8.15–10.25) mPFS: 1.74 (95% CI: 1.48–2.63) 9 m 2019
Nivolumab 1 mg/kg mOS: 10.41 m (95% CI:9.46–12.12) mPFS: 1.87 (95% CI: 1.61–2.63)
Placebo mOS: 9.56 m (95% CI:8.18–11.01) mPFS: 1.45 (95% CI: 1.41–1.48)
CheckMate032 (NCT01928394) Phase I/II Second or later line SCLC Nivolumab 3mg/kg ORR:10% mOS: 4.4 m (95% CI: 3.0–9.3); mPFS: 1.4 m (95% CI: 1.4–1.9) 198.5 d 2016
Nivolumab 1 mg/kg + ipilimumab 3 mg/kg ORR:23% mOS: 7.7 m (95% CI: 3.6–18.0); mPFS: 2.6 m (95% CI: 1.4–4.1) 361.0 d
Nivolumab 3 mg/kg + ipilimumab 1 mg/kg ORR:19% mOS: 6.0 m (95% CI: 3.6–11.0); mPFS: 1.4 m (95% CI: 1.3–2.2) 260.5 d
Durvalumab+ tremelimumab NCT02261220 Phase I Third line ES-SCLC Durvalumab 20 mg/kg+tremelimumab 1 mg/kg safety ORR: 13.3%; DOR: 18.9 m (95% CI: 16.3–18.9); mPFS: 1.8 m (95% CI: 1.0–1.9); mOS: 7.9 m (95% CI: 3.2–15.8) NR 2018
BALTIC (NCT02937818) Phase II First line ES-SCLC Durvalumab 1,500 mg + tremelimumab 75 mg ORR: 9.5% (95% CI: 1.17–30.38) 12 weeks DCR: 38.1% 14 w 2018
Durvalumab+ tremelimumab CASPIAN (NCT03043872) Phase III First line ES-SCLC durvalumab 1,500 mg + tremelimumab 75 mg+platinum +etoposide mOS: 10.4 m (95% CI 9.6–12.0) mPFS: 4.9 m (95% CI 4.7–5.9); unconfirmed objective response: 74% 25.1 m 2021
Durvalumab 1,500 mg+platinum +etoposide mOS: 12.9 m (95% CI: 11.3–14.7) mPFS: 5.1 m (95% CI 4.7–6.2); unconfirmed objective response: 79%
Platinum+ etoposide mOS: 10.5 m (95%CI: 9.3–11.2) mPFS: 5.4 m (95% CI 4.8–6.2); unconfirmed objective response: 71%

mDOR, median disease control rate; mOS, median overall survival; mPFS, median progression-free survival; ORR, overall response rate; irPFS, immune-related progression-free survival; irBORR, immune related best overall response rate; irDCR, immune related disease control rate; +, denotes a censored observation; NA, not available.