Table 2.
Controlled before-after studies evaluating the effects of ACF on tuberculosis case notifications
| Country, population | Case-finding method | Diagnostic method | Co-interventions | Type of tuberculosis |
Intervention group |
Control group |
Reported estimates | ||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Baseline CNR | Endline CNR | CNR ratio | Baseline CNR | Endline CNR | CNR ratio | Ratio of CNR ratios | |||||||
| Rendleman (1999)14 | USA, people experiencing homelessness | Delivered alongside other services at shelters | TST for everyone; referral to clinician assessment with or without tests if TST positive | LTBI treatment | All types | 227·4 | 96·9 | 0·43 | 3·94 | 4·67 | 1·19 | 0·36 | None |
| de Vries et al (2007)15 | Netherlands, people experiencing homelessness | Delivered alongside other services at shelters; mobile chest x-ray clinic | Chest x-ray regardless of symptoms; clinical assessment with or without culture if abnormal chest x-ray | None | All types | 26·8 | 35·9 | 1·34 | 1·90 | 2·45 | 1·29 | 1·04 | χ2 test for trend in 2002 to 2005 (ie, to show declining cases year on year after ACF introduced) in intervention population: p=0·03; no effect estimate comparing intervention to control population |
| Kan et al (2012)16 | China, general population | Schoolchildren reporting symptoms of family members | Clinical review plus sputum smear if symptoms | Financial incentives and training to providers | Microbiologically confirmed | 10·2 | 35·4 | 3·47 | 12·5 | 39·2 | 3·14 | 1·19 | Case detection in counties receiving intervention increased by a factor of 3·5 compared with before intervention and by a factor of 3·1 compared with counties not receiving intervention (p=0·0001)* |
| Cegielski et al (2013)17 | USA, general population | Door to door, community volunteers collecting and transporting sputum | TST for everyone; referral to clinician assessment with or without tests if TST positive | LTBI treatment | All types | 47·6 | 0·0 | 0·00 | 7·29 | 4·84 | 0·66 | 0·00 | Incidence declined from 15 cases (in 1985–1995) to zero cases (in 1996–2006) in the target neighborhoods, compared with 128 cases decreasing to 75 cases in the county overall (p=0·002) |
| Parija et al (2014)18 | India, general population | Community mobilisation, mobile clinic, community health workers collecting and transporting sputum | Sputum smear if symptoms | None | Microbiologically confirmed | 63·5 | 70·3 | 1·11 | 23·9 | 24·1 | 1·01 | 1·10 | Number of smear-positive cases detected during the intervention period (April to June, 2012) increased by 11% relative to April to June, 2011, in intervention communities, compared with a 0·8% increase in non-intervention communities |
| Reddy et al (2015)19 | India, indigenous populations plus informal urban | Door to door, community health workers collecting and transporting sputum | Sputum smear if symptoms | None | Microbiologically confirmed | 60·5 | 65·8 | 1·09 | 50·7 | 46·4 | 0·91 | 1·19 | Number of smear-positive cases detected increased by 8·8% relative to the pre-intervention period in intervention communities, compared with an 8·6% decrease in non-intervention communities |
| Sanaie et al (2016)20 | Afghanistan, IDP camp | Door to door | Sputum smear if symptoms | Contact tracing, facility-based screening | Microbiologically confirmed | NA | NA | 1·56† | NA | NA | 0·75† | 2·11 | Comparison of trend in notifications over time in intervention area clinics and state; projecting the declining secular trend of notifications to 2012, only 59% of cases (2885 cases; 95% CI 2129–3640) notified during the intervention would have been notified without the intervention |
| Delva et al (2017)21 | Haiti, IDP camp | Door to door, community health workers collecting and transporting sputum | Sputum smear if symptoms (Xpert at one of four sites) | Contact tracing, laboratory strengthening, facility-based screening | Microbiologically confirmed | 33·5 | 53·5 | 1·59 | 30·9 | 34·8 | 1·13 | 1·42 | Annual sputum smear-positive, bacteriologically positive notification rate in intervention population increased from 34 per 100 000 individuals to 54 per 100 000 (59% increase, 95% CI 4 to 143; p=0·03); in the control population, the notification rate was 31 per 100 000 before intervention and 35 per 100 000 during the intervention (13% increase, −30 to 83; p=0·63) |
| Datiko et al (2017)22 | Ethiopia, remote rural | Community mobilisation, door to door, community health workers collecting and transporting sputum | Sputum smear if symptoms | Laboratory strengthening, LTBI treatment of child contacts, contact tracing | Microbiologically confirmed | 72·4 | 107·3 | 1·48 | 79·1 | 85·0 | 1·08 | 1·3 | In the intervention region during the baseline period, there were 64 (95% CI 62.5–65.8) sputum smear-positive cases and 102 (99.1–105.8) cases of all-form tuberculosis per 100 000 population per year, increasing to 127 cases of smear-positive and 177 cases of all-form tuberculosis per 100 000 population per year in the endline period. In the control region, 86 cases of smear-positive and 185 cases of all-form tuberculosis per 100 000 population per year were reported in the endline period, which was similar to baseline (p>0.1) |
| Aye et al (2018)23 | Myanmar, informal urban (and neighbourhood contacts) | Door to door for neighbourhood contacts, community mobilisation for others; volunteers collecting sputum | Sputum tests if symptoms (mainly sputum smear, Xpert for people with HIV or retreatment); chest x-ray and clinical assessment if no sputum produced | Financial incentives for volunteers, contact tracing | All types | 142 | 148·2 | 1·04 | 239·0 | 195·3 | 0·82 | 1·28 | Average difference in CNR between intervention and control townships declined by 50·9 cases per 100 000 population per year (95% CI −10 to 112) during the intervention period, but this finding was not statistically significant (p>0·05)‡ |
| Vyas et al (2019)24 | India, indigenous group | Door to door, community health workers collecting and transporting sputum | Sputum smear if symptoms | Financial incentives for volunteers | Microbiologically confirmed | 90·7 | 166·7 | 1·84 | 83·9 | 79·3 | 0·95 | 1·94 | The tuberculosis notification trend in the intervention area in the baseline period was slightly negative; regression analysis showed increases compared with expected notification rates of 89·4% for smear positive cases and 90·8% for all types of tuberculosis in the endline period; in the control area, smear-positive notifications decreased slightly (−5·5%) |
| Chen et al (2019)25 | China, general population | Door to door, community health workers collecting and transporting sputum | Chest x-ray if symptoms or in high-risk group. Sputum smear if symptoms or abnormal chest x-ray | None | All types | 78·5 | 67·7 | 0·86 | 79·0 | 62·6 | 0·79 | 1·01 | No significant difference found between the cumulative incidence proportion for ACF (67·7 per 100 000 population) and the prevalence for passive case-finding (62·6 per 100 000 population) during the intervention period; authors report CNR ratio intervention vs control for each year separately§ |
| Shewade et al (2019)26 | India, indigenous populations plus informal urban | Door to door, community mobilisation, volunteers collecting and transporting sputum | Sputum smear if symptoms | Financial incentives for volunteers, engagement with non-governmental organisations | Microbiologically confirmed | 15·8 | 15·3 | 0·97 | 14·1 | 11·8 | 0·84 | 1·16 | After the active case-finding intervention was introduced, sputum-positive CNR per 100 000 population increased, with a β coefficient of 1·3 (95% CI 0·6–2·0) |
The control intervention was usual case-finding in all studies. CNR=case notification rate. ACF=active case-finding. TST=tuberculin skin test. LTBI=latent tuberculosis infection. IDP camp=camp for internally displaced people. NA=not applicable.
The study does not specify whether this p value was adjusted for the presence of clustering.
No population estimate was provided, so it was not possible to calculate CNRs; we calculated CNR ratios from numbers of tuberculosis diagnoses, assuming that the underlying population denominator remained the same.
The value quoted (50·9) is a coefficient from a general estimating equation which indicates the average change in the difference in tuberculosis notification rates per year between intervention townships and non-intervention townships in the intervention and control period (ie, an interaction term between intervention and control townships and intervention and control time periods after adjusting for secular trends); the p value given for this coefficient is 0·11.
For 2013, the CNR ratio comparing intervention area to control area is 1·7 (95% CI 1·2–2·5), for 2014 it is 1·3 (0·8–1·9), and for 2015 is 0·2 (0·08–0·6); the study does not state whether these findings are adjusted for clustering or not.