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. 2021 May 10;16(5):e0251520. doi: 10.1371/journal.pone.0251520

Does lack of parental involvement affect school dropout among Indian adolescents? evidence from a panel study

Ronak Paul 1,#, Rashmi Rashmi 2,#, Shobhit Srivastava 3,*,#
Editor: Srinivas Goli4
PMCID: PMC8109829  PMID: 33970973

Abstract

Despite the gross enrolment ratio of Indian children, being almost 91% in grades 6–8, the equivalently soaring rates of school dropout after 8th grade remains a huge concern for the policymakers. Researches from the developed countries and some developing countries have shown the benefits of parental involvement in their children’s education in terms of reduced dropout rates. However, there is a stark absence of similar evidence in the Indian context. Our study examines whether the lack of parental involvement during primary schooling of Indian children eventually results in school dropout when the children become adolescents. We used IHDS panel data of children (8–11 years) in round-I who become adolescents (15–18 years) in round-II. Bivariate, multivariable and stratified analyses were performed using logistic regression models. The findings from the multivariable models show that children, whose parents did not -participate in PTA meetings, -discuss academic progress with schoolteacher and -supervise their children’s homework in round-I respectively had 1.15 (95% CI: 1.01–1.30), 1.14 (95% CI: 1.01–1.29) and 1.17 (95% CI: 1.01–1.34) times higher risk of school dropout in round-II. Further, a similar relationship was observed when hypothesized relationship by gender, type of school attended and type of community of the children were examined. Among male children, parents’ non-participation in PTA meetings was associated with 1.21 (95% CI: 1.02–1.44) times greater odds of school dropout. Children from private schools also had a 2.17 (95% CI: 1.42–3.32) times greater risk of dropout if their parents did not supervise their children in homework These findings highlight the crucial role of parental involvement in their children’s primary education, in terms of reduced school dropout. The findings call for programmatic interventions that create awareness and encourage parental participation in their children’s schooling.

Introduction

With the global commitment of Education for All, India started moving towards the goal of universal elementary education in 1992. While initiatives like the Right to Education Act, Sarva Shiksha Abhiyan, the Mid-day meal scheme and many more, resulted in rapid increment of primary school enrolments, the issue of discontinuation of schooling education had grown unacceptably in India [1]. As per National Education Policy (NEP) report, the gross enrolment ratio (GER) for grades 6–8 was 90.9%, while for grades 9–10 and 11–12 it was 79.3% and 56.5% respectively [2]. This shows the successful effort of bringing children under the formal education system through primary schooling. However, the increasing dropout rate among Indian children, especially after 8th grade, has put the long-term benefits of such gross enrolment into question. “No detention policy”, that ruled out grade retention upto 8th grade, brought down the dropout rates to half during 2014–15 from the highs of 2006–07. However, the prevalent rate of school dropout among adolescents is still a major cause of concern [3]. According to NFHS-4, 3.9% of male and 3.2%, female children experience dropout due to repeated failure in school [4]. Grade repetition emerged as a stressful event for early adolescents [5, 6]. Repetitive failures not only affects the confidence but inculcates negative attitude among children which further disrupts their continuation to secondary schooling [6, 7]. Moreover, school dropouts are responsible for long-term consequences like illiteracy, unemployment, low wage, child labour, mental health issues and involvement in criminal activities [810].

Besides socio-economic, household and child-related characteristics, parental participation in home and school is seen as an important predictor of education and development among children in both developed and developing countries [11, 12]. Parental involvement in child schooling indicates the role of parents in guiding the children in their learning process as well as dedicating time to look after the vicissitudes of their life and career. Existing researches have used different definitions of parental involvement. Joyce Epstein came with a typology of parental involvement that includes good parenting (providing housing, nutrition and interacting with child), communication with the school, volunteering in classrooms or events, teaching at home (educational choice and help in homework), decision-making (participation in PTA) and collaborating with the community [13]. In developed countries, research had shown that children at any age are benefitted from a certain amount of parental involvement [14]. Another study found that parents who continually motivate their children for doing their best in whatever activities they like had helped improve achievement among children [15]. Additionally, one study highlighted the benefits of parental involvement, among Spanish adolescents, in terms of better academic achievement [16]. School composition and peer group was also considered to be a crucial determinant of child schooling and education after 16 years of age [11]. One study of British children had shown the negative impact of maternal deprivation on their educational attainment [17]. Taken together these studies suggest that a majority of children benefit from experiencing parental involvement during their elementary education.

Despite such well-established benefits of parental involvement in schooling across developed and developing countries, there is a lack of similar research in the Indian context. Contemporary research in developing countries talks about factors that affect educational attainment and dropout among children [1820]. Particularly in the case of India, illiteracy among parents, poverty, the gender of the children, family size and religion are proven roadblocks to the quality and continuity of education in India [2125]. One study had shown the association of several household characteristics with school dropout among Indian children [26]. A couple of Indian cross-sectional studies had also talked about the negative association of lack of parental involvement on the continuity and achievement of formal education among children at the elementary level [27, 28]. Another study found parental aspirations as an important predictor of a child’s schooling and achievements [29]. The evidence found from this Indian literature had also shown a differential in the association across the residence, gender and type of school facilities. However, there is a dearth of evidence showing the impact of lack of parental involvement during primary schooling on the continuity of their children’s education in a later course. This gives us the point of departure for the present study. The objective of our study is to examine whether the lack of parental involvement during primary schooling of the children eventually result in detrimental outcomes, in terms of school dropout, when the children become adolescents. To fulfil this objective, we use the India Human Development Survey (IHDS) panel data for children aged 8–11 years in round-I who become adolescents aged 15–18 years in round-II. Our study hypothesizes that there is no relationship of lack of parental involvement in round-I with the school dropout status of adolescents in round-II. Further, we examine whether this hypothesized relationship varies across different subsets of the Indian population.

Methods

Data source

This study used round-I and round-II of the India Human Development Survey (IHDS), conducted by the National Council of Applied Economic Research (NCAER) in collaboration with the University of Maryland, USA. IHDS round-I is a nationally representative survey that collected information from 41,554 households across all states and union territories of India except Andaman & Nicobar Islands and Lakshadweep, during 2004–05 [30]. IHDS round-II carried out during 2011–12, collected information from 42,152 households with geographical coverage similar to round-I [31]. IHDS round-II re-interviewed 83% of the households from round-I. IHDS adopted a stratified random sampling survey design and informed consent were obtained from all the interviewee. Further details regarding survey description, sampling design and data quality can be found elsewhere [3234]. Additional information on informed consent is available from the survey questionnaires available from the IHDS website [35, 36].

Our study utilized the panel data for 9840 children aged 8–11 years in round-I who became 15–18 years old during round-II. There were 17,061 children aged 8–11 years in round-I among whom 104 died, 3,454 migrated and 3,663 children were untraceable during round-II. Further, we excluded the data for 122 children who had missing information regarding their school dropout status in round-II. Therefore, for investigating the relationship between parental involvement in round-I with school dropout in round-II, the analytical sample size is 9718 adolescents. Among 9,718 children, 7,445 (77%) children were enrolled for schooling education in both rounds. However, 2,273 (23%) children who were enrolled in the round–I had experienced school dropout in round-II.

Ethics statement

This study used a publicly available secondary dataset with no information that could lead to the identification of the respondents. The IHDS datasets used in our study can be downloaded from the Inter-University Consortium for Political and Social Research (ICPSR) data repository [35, 36].

Outcome variables

The outcome variables of this study are a binary indicator of whether a student dropped out of school between round–I and–II when they become aged 15–18 years (adolescents) during round-II. School dropout statuses of students were obtained from the binary indicators of their school enrolment status collected during both rounds of IHDS. We have included only those children who were enrolled in a school during round-I. Among them, children who were enrolled in school during round-I but were not enrolled during round-II were categorized as “yes” (school dropout) and those who were enrolled during both rounds were categorized as “no”.

Explanatory variables

The three binary indicators of lack of parental involvement are the explanatory variables in this study. These three indicators are–whether the parents participate in parent-teacher association (PTA) meetings; parents discussed the academic progress of the students with their schoolteacher; and, parents supervise the students while doing homework. These three variables were measured for children aged 8–11 during round-I and have been categorized into “yes” and “no”.

The variables for parental participation in PTA meetings, and, whether parents discussed the academic progress of their children with the schoolteacher within a year, was constructed from the similar question that IHDS asked from parents of children aged 8–11 in round-I. Further, during round-I information was collected regarding whether the mother, any adult men, any adult women or other children of the household supervises the children while doing homework. If anyone supervised the students while doing homework, then they were coded as “yes” and otherwise were coded into “no”.

Control variables

Existing studies show that several factors other than lack of parental involvement also influence the school dropout of students. We controlled for the confounding effect of these relevant factors in our study, conditional to their availability in IHDS datasets. The confounding factors related to the student and their school are–age of the student in years, the gender of the student (male, female), type of student (better than average, average and below), type of school attended by the student (public school, private school), the student takes private tuition (no, yes). We also controlled for parent-related characteristics–mother’s level of education (no formal schooling, less than 5 years of schooling, 6–10 years of schooling, more than 10 years of schooling), mother’s working status (not working, working), father’s level of education (no formal schooling, less than 5 years of schooling, 6–10 years of schooling, more than 10 years of schooling), father’s working status (not working, working). Further, the socio-economic characteristics of the student households were also included–household wealth quintile (richest, rich, middle, poor, poorest), household below poverty line (BPL) status (non-poor, poor), caste of the household (scheduled tribes (ST), scheduled castes (SC), other backward classes (OBC), others), religion of the household (Hindu, Muslim, others), type of community the student belongs (rural, urban), country region a student comes from–(northern, north-eastern, central, eastern, western, southern). All these factors were measured for the panel of children aged 8–11 during round-I.

Additionally, we included the binary variable of whether the students had repeated a grade between round-I and round-II. We constructed this variable from the two binary variables of whether the students had ever repeated a grade during round-I and round-II respectively. Those students, who had not repeated any grade in both rounds were categorized as “No repeat” and who had not repeated a grade in round-I but had repeated grade in round-II were categorized as “Repeat”.

Household wealth quintile was measured in round-I using principal component analysis [37]. Wealth scores for each household were generated using the information on household asset ownership, livestock ownership, building material used in household, household water source, household sanitation facility and the number of rooms. Based on the wealth score the households were classified into five categories (poorest, poor, middle, rich, richest) such that the households with the lowest 20 percentile score belonged to the “poorest” category, households with the next low 20 percentile score belonged to the “poor” category and so forth.

The country regions during round-I were formed by including the erstwhile 33 states and union territories of India into six categories. The northern region includes Chandigarh, Delhi, Haryana Himachal Pradesh, erstwhile Jammu & Kashmir, Punjab, Uttaranchal and Rajasthan. The north-eastern region includes Assam, Arunachal Pradesh, Manipur, Meghalaya, Mizoram, Nagaland, Tripura and Sikkim. The central region consists of Madhya Pradesh and Chhattisgarh. The eastern zone consists of Bihar, Jharkhand, Odisha and West Bengal. The western region comprises Dadra & Nagar Haveli, Daman & Diu, Goa, Gujarat and Maharashtra. The southern region comprises erstwhile Andhra Pradesh, Karnataka, Kerala, Tamil Nadu and Pondicherry.

Statistical methods

We performed bivariate and multivariable analysis using logistic regression models to achieve the study objectives. Owing to the binary nature of the outcome variable, we performed bivariate analysis using the chi-square test for association. Equivalently, we undertook multivariate analysis by estimating multivariable logistic regression models. In the multivariable models, the association between parental involvement in round-I and school dropout in round-II was shown using odds ratios. Odds ratio gives the odds of school dropout of adolescents, from one category of an explanatory variable in comparison to the reference category of that explanatory variable after controlling for the effect of other confounding factors, relative to those adolescents who did not experience school dropout [38].

Further, we performed a stratified multivariable analysis to check for the differential impact, of lack of parental involvement in round-I on the school dropout of adolescents in round-II, by their gender, type of school attended and type of community they belong to. The first set of stratified analysis models involved estimating separate multivariable logistic regression models for subsamples of male and female children. In the second and third sets of regression models, we divided the full sample into subsamples of public-private school and rural-urban children respectively.

We checked for multicollinearity in the multiple variable regression models and the mean values of variance inflation factor (VIF) for each of the models were less than 1.3. Therefore, multicollinearity does not affect our estimated models [38]. We also checked for possible interaction effects between the explanatory variables used in our study [39]. We found evidence of interaction effect between–grade repetition and country region, wealth quintile and country region, religion and country region. However, we did not find suitable explanations in existing literature for these observed interaction effects, in the Indian context, and therefore did not include them in our statistical models. Our study results are un-weighted, as the use of panel data requires the application of panel weights. However, IHDS does not provide separate panel weights for analysis. All the statistical estimations were done using the STATA software version 13.0 [40].

Results

Sample description

Table 1 shows the absolute and percentage distribution of children aged 8–11 by relevant parental, demographic and socio-economic characteristics during round-I. We found that among the panel of children 55%, 29% and 13% of the children have parents who did not–attend PTA meetings,–discuss academic progress with the schoolteacher and–supervise their children while doing homework respectively. When we come to demographic characteristics, 53% of children were male and 75% attended public school. Furthermore, the father and mother of 55% and 26% of children have had no formal schooling respectively. We also observe that 29% of children come from households below the poverty line and 7% and 23% of children belonged to the ST and SC category respectively. Moreover, 79% of children belonged to a Hindu household and 72% come from a rural community. Coming to geographic distribution, a majority (38%) of the children come from the northern region followed by 18% and 15% coming from the southern and eastern regions of India respectively. We observed that the percentage difference of children by demographic, socio-economic and geographic characteristics was similar between the cross-sectional and panel datasets. Only percentage distribution by age of the children (in years) varied by more than 2% between the two datasets.

Table 1. Absolute and percentage distribution of children by parental involvement variables and other relevant demographic and socio-economic characteristics across the cross-sectional and panel datasets for children aged 8–11 years in round-I.

Characteristics in round-I Adolescents aged 8–11 years in round-I Absolute difference
Cross-sectional dataset Panel dataset
N % N % %
Parents participate in PTA meetings
No 9,588 56.2 5,315 54.7 1.5
Yes 7,473 43.8 4,403 45.3 1.5
Parents discussed academic progress with teacher
No 4,873 28.6 2,809 28.9 0.3
Yes 12,188 71.4 6,909 71.1 0.3
Parents supervises while doing homework
No 2,507 14.7 1,257 12.9 1.8
Yes 14,554 85.3 8,461 87.1 1.8
Age of the student (in years)
8 4,311 25.3 2,115 21.8 3.5
9 3,714 21.8 2,293 23.6 1.8
10 5,596 32.8 3,510 36.1 3.3
11 3,440 20.2 1,800 18.5 1.7
Gender of the student
Male 8,940 52.4 5,188 53.4 1.0
Female 8,121 47.6 4,530 46.6 1.0
Type of student
Better than average 2,006 11.8 1,192 12.3 0.5
Average and below 15,055 88.2 8,526 87.7 0.5
Type of school attended by students
Public School 12,894 75.6 7,301 75.1 0.5
Private School 4,167 24.4 2,417 24.9 0.5
Student takes private tuition
No 14,198 83.2 8,013 82.5 0.7
Yes 2,863 16.8 1,705 17.5 0.7
Mother’s level of education
No formal schooling 9,668 56.7 5,330 54.8 1.9
Less than 5 years of schooling 2,595 15.2 1,621 16.7 1.5
6–10 years of schooling 3,717 21.8 2,172 22.4 0.6
More than 10 years of schooling 1,081 6.3 595 6.1 0.2
Mother’s working status
Not working 12,684 74.3 7,231 74.4 0.1
Working 4,377 25.7 2,487 25.6 0.1
Father’s level of education
No formal schooling 4,654 27.3 2,524 26.0 1.3
Less than 5 years of schooling 2,913 17.1 1,715 17.6 0.5
6–10 years of schooling 7,137 41.8 4,183 43.0 1.2
More than 10 years of schooling 2,357 13.8 1,296 13.3 0.5
Father’s working status
Not working 5,189 30.4 3,095 31.8 1.4
Working 11,872 69.6 6,623 68.2 1.4
Household wealth quintile
Richest 3,285 19.3 1,905 19.6 0.3
Rich 3,593 21.1 2,089 21.5 0.4
Middle 3,437 20.1 2,052 21.1 1.0
Poor 3,404 20.0 1,904 19.6 0.4
Poorest 3,342 19.6 1,768 18.2 1.4
Household BPL status(a)
Not poor 12,146 71.2 6,951 71.5 0.3
Poor 4,915 28.8 2,767 28.5 0.3
Caste of household
Scheduled Tribes 1,333 7.8 687 7.1 0.7
Scheduled Castes 3,729 21.9 2,212 22.8 0.9
Other Backward Classes 6,889 40.4 3,884 40.0 0.4
Others 5,110 30.0 2,935 30.2 0.2
Religion of household
Hindu 13,353 78.3 7,716 79.4 1.1
Muslim 2,532 14.8 1,320 13.6 1.2
Others 1,176 6.9 682 7.0 0.1
Type of community
Rural 12,040 70.6 6,957 71.6 1.0
Urban 5,021 29.4 2,761 28.4 1.0
Country region
Northern 6,339 37.2 3,731 38.4 1.2
North Eastern 615 3.6 256 2.6 1.0
Central 1,888 11.1 1,084 11.2 0.1
Eastern 2,845 16.7 1,496 15.4 1.3
Western 2,210 13.0 1,427 14.7 1.7
Southern 3,164 18.5 1,724 17.7 0.8
Overall 17,061 100 9,718 100 0

Note–

(a) BPL: Below Poverty Line

(b) N: Sample

(c) %: Percentage.

Bivariate analysis

Section 1 of Table 2 shows the bivariate association between the lack of parental involvement in round-I with the dropout status of adolescents in round-II. Among 9,718 children, 2,273 had experienced school dropout during adolescence. The bivariate results show that 29% of children whose parents did not participate in PTA meetings during round-I had experienced school dropout in round-II. Further, we find that parents who do not discuss the academic progress of their children with the school teacher and do not supervise the homework, those children had a 32% and 34% chance of school dropout in round-II respectively. 36% of children who had repeated their grade between two rounds experienced school dropout in round-II. Nearly 25% of children who were average and below-average students in round-I had dropout from school in round-II. Most of the children (28%) who were from public schools in round-I, had discontinued their schooling in round-II. 32% and 37% of children whose mother and father had no formal schooling in round-I, respectively, experience dropout in round-II. Interestingly, dropout was common among 25% of children whose fathers were working in round-I. Children belonging to Scheduled Tribes and from rural community experienced 36% and 25% dropout in round-II.

Table 2. Bivariate and multivariate association of parental involvement and other relevant demographic and socio-economic characteristics in round-I with the school dropout status of adolescents in round-II.

Characteristics in round-I Adolescents aged 15–18 years in round-II
(1) (2)
Total School dropout Chi-square test School dropout
N N % Odds ratio 95% CI
Parents participate in PTA meetings
No 5,315 1,528 28.7 * Ref.
Yes 4,403 745 16.9 1.15* (1.01–1.30)
Parents discussed academic progress with teacher
No 2,809 884 31.5 * Ref.
Yes 6,909 1,389 20.1 1.14* (1.01–1.29)
Parents supervises while doing homework
No 1,257 429 34.1 * Ref.
Yes 8,461 1,844 21.8 1.17* (1.01–1.34)
Age of the student (in years)
8 2,115 371 17.5 * Ref.
9 2,293 461 20.1 1.34* (1.13–1.57)
10 3,510 926 26.4 1.84* (1.59–2.13)
11 1,800 515 28.6 2.28* (1.93–2.70)
Gender of the student
Male 5,188 1,196 23.1 # Ref.
Female 4,530 1,077 23.8 1.11 (1.00–1.23)
Type of student
Better than average 1,192 160 13.4 * Ref.
Average and below 8,526 2,113 24.8 1.34* (1.11–1.62)
Ever repeated grade(d)
No repeat 8,061 1,677 20.8 * Ref.
Repeat 1,657 596 36.0 1.85* (1.63–2.10)
Type of school attended by students
Public School 7,301 2,043 28.0 * Ref.
Private School 2,417 230 9.5 1.70* (1.44–2.01)
Student takes private tuition
No 8,013 2,058 25.7 * Ref.
Yes 1,705 215 12.6 1.49* (1.25–1.78)
Mother’s level of education
No formal schooling 5,330 1,727 32.4 * Ref.
Less than 5 years of schooling 1,621 334 20.6 0.68* (0.59–0.79)
6–10 years of schooling 2,172 197 9.1 0.44* (0.37–0.53)
More than 10 years of schooling 595 15 2.5 0.24* (0.14–0.42)
Mother’s working status
Not working 7,231 1,446 20.0 * Ref.
Working 2,487 827 33.3 1.07 (0.94–1.22)
Father’s level of education
No formal schooling 2,524 940 37.2 * Ref.
Less than 5 years of schooling 1,715 558 32.5 1.03 (0.89–1.19)
6–10 years of schooling 4,183 704 16.8 0.65* (0.57–0.75)
More than 10 years of schooling 1,296 71 5.5 0.36* (0.27–0.48)
Father’s working status
Not working 3,095 604 19.5 * Ref.
Working 6,623 1,669 25.2 0.94 (0.83–1.07)
Household wealth quintile
Richest 1,905 118 6.2 * Ref.
Rich 2,089 339 16.2 1.54* (1.21–1.95)
Middle 2,052 531 25.9 2.28* (1.79–2.91)
Poor 1,904 574 30.1 2.35* (1.82–3.04)
Poorest 1,768 711 40.2 3.16* (2.41–4.15)
Household BPL status(e)
Not poor 6,951 1,285 18.5 * Ref.
Poor 2,767 988 35.7 1.26* (1.12–1.42)
Caste of household
Scheduled Tribes 687 249 36.2 * Ref.
Scheduled Castes 2,212 590 26.7 1.03 (0.83–1.26)
Other Backward Classes 3,884 947 24.4 1.00 (0.82–1.22)
Others 2,935 487 16.6 0.81 (0.65–1.02)
Religion of household
Hindu 7,716 1,699 22.0 * Ref.
Muslim 1,320 442 33.5 1.98* (1.70–2.32)
Others 682 132 19.4 1.21 (0.96–1.53)
Type of community
Rural 6,957 1,767 25.4 * Ref.
Urban 2,761 506 18.3 1.43* (1.24–1.66)
Country region
Northern 3,731 744 19.9 * Ref.
North Eastern 256 58 22.7 1.42 (1.00–2.01)
Central 1,084 328 30.3 1.07 (0.89–1.29)
Eastern 1,496 371 24.8 0.97 (0.82–1.16)
Western 1,427 389 27.3 2.04* (1.71–2.42)
Southern 1,724 383 22.2 1.23* (1.04–1.46)
Overall 9,718 2,273 23.4   9,718

Note–(1) Bivariate association shown using Chi-square test for association; (2) Multivariate association shown using odds ratios from multivariable logistic regression; (a) Ref.: reference category; (b) Statistical significance denoted by asterisks: * p-value<0.05 (significant), # p-value>0.05; (c) 95% Confidence interval is given in brackets

(d) Shows whether a student had ever repeated grade between round-I and round-II

(e) BPL: Below Poverty Line.

Multivariable analysis

After controlling different characteristics, multivariable logistic regression in section 2 of Table 2 shows the association of lack of parental involvement in round-I with the school dropout status of adolescents in round-II. The multivariable analysis shows that if the parents did not participate in PTA meetings during round-I then their children had 1.15 (95% CI: 1.01–1.30) times higher chances of school dropout in round-II. Moreover, the children whose parents did not discuss their academic progress with the schoolteacher in round-I had 1.14 (95% CI: 1.01–1.29) times higher odds of school dropout in round-II. Further, we observe that non-supervision of school homework by parents during round-I is associated with a 1.17 (95% CI: 1.01–1.34) times higher risk of school dropout among their children in round-II. Additionally, we observe that children studying in public schools during round-I had 1.70 (95% CI: 1.44–2.01) times higher odds of school dropout during round-II compared to children studying in private schools. Moreover, children of mothers who had more than 10 years of schooling had 0.24 (95% CI: 0.14–0.42) times lower odds of school dropout compared to those children whose mothers had no formal schooling. Similarly, if the fathers had more than 10 years of formal education then their children had 0.36 (95% CI: 0.27–0.48) times lower odds of school dropout in round-II respectively. Further, children from households belonging to the poorest wealth quintile had 3.16 (95% CI: 2.41–4.15) times greater chances of dropout in comparison to the children from the richest quintile households. Furthermore, we find that children in the urban community had 1.43 (95% CI: 1.24–1.66) times higher odds of school dropout compared to their rural community counterparts.

Stratified analysis by gender, type of school attended and type of community

From Table 3 we observe that the rates of the lack of parental involvement vary by gender, type of school attended and type of community. There is heterogeneity in the relationship between parental involvement and school dropout among adolescents. In comparison to female adolescent’s, lesser dropout is experienced among male counterparts when their parents participate in PTA meeting during primary schooling. Private school children were found to be more advantageous when any form of parental involvement is seen during their primary education.

Table 3. Absolute and percentage distribution of children by the parental involvement variables by gender, type of school attended and type of community of the students during round-I.

Characteristics Total population (1) (2) (3)
Yes Yes Yes Yes Yes Yes
N N % N % N %
Gender of the student
Male 5,188 2,308 44.5 3,644 70.2 4,494 86.6
Female 4,530 2,095 46.2 3,265 72.1 3,967 87.6
Type of school attended by students
Public School 7,301 2,887 39.5 4,890 67.0 6,252 85.6
Private School 2,417 1,516 62.7 2,019 83.5 2,209 91.4
Type of community
Rural 6,957 2,827 40.6 4,734 68.0 5,965 85.7
Urban 2,761 1,576 57.1 2,175 78.8 2,496 90.4
Overall 9,718 4,403 45.3 6,909 71.1 8,461 87.1

Note–(1) Parents participate in PTA meetings; (2) Parents discussed academic progress with the teacher; (3) Parents supervises while doing homework; (a) N: Sample; (b): %: Percentage.

Therefore, we ran separate regression models for male and female children, children attending public and private schools and children from rural and urban communities respectively and the results for the same are shown in Table 4. Table 4 shows the regression results for male and female children. Among male children, parents’ non-participation in PTA meetings was associated with 1.21 (95% CI: 1.02–1.44) times greater odds of school dropout. Comparatively, in female children lack of parental participation in the form of academic discussion with the teacher was positively associated with the risk of school dropout. The results for children from public and private schools are shown in Table 4. Non-participation in PTA meetings and non-discussion of academic progress with schoolteacher during round-I is associated with greater chances of school dropout among students of public school in round-II. Moreover, children from private schools also had a 2.17 (95% CI: 1.42–3.32) times greater risk of dropout if their parents did not supervise their children in homework. Interesting results appear when we look at the association of the lack of parental involvement with the dropout status of children from a rural and urban community in Table 4. While non-supervision of homework by parents has a statistically significant positive association with school dropout among urban children, non-participation in PTA meetings and non-discussion of academic progress was associated with a greater risk of school dropout among rural children.

Table 4. Adjusted odds ratios from logistic regression models showing the association between parental involvement in round-I with the school dropout and grade status in round-II by gender, type of school attended and type of community of the students.

Characteristics in round-I School dropout among adolescents in round-II
Male Female
Odds ratio 95% CI Odds ratio 95% CI
Parents participate in PTA meetings
Yes Ref. Ref.
No 1.21* (1.02–1.44) 1.06 (0.89–1.27)
Parents discussed academic progress with teacher
Yes Ref. Ref.
No 1.07 (0.91–1.27) 1.23* (1.03–1.48)
Parents supervises while doing homework
Yes Ref. Ref.
No 1.19 (0.98–1.44) 1.13 (0.91–1.39)
Analytical sample size 5,188 4,530
  Public school Private school
Odds ratio 95% CI Odds ratio 95% CI
Parents participate in PTA meetings
Yes Ref. Ref.
No 1.15* (1.01–1.31) 1.14 (0.79–1.63)
Parents discussed academic progress with teacher
Yes Ref. Ref.
No 1.14* (1.00–1.30) 1.07 (0.71–1.61)
Parents supervises while doing homework
Yes Ref. Ref.
No 1.08 (0.93–1.26) 2.17* (1.42–3.32)
Analytical sample size 7,301 2,417
  Rural Urban
Odds ratio 95% CI Odds ratio 95% CI
Parents participate in PTA meetings
Yes Ref. Ref.
No 1.51* (1.16–1.96) 1.06 (0.92–1.23)
Parents discussed academic progress with teacher
Yes Ref. Ref.
No 1.37* (1.04–1.81) 1.11 (0.96–1.27)
Parents supervises while doing homework
Yes Ref. Ref.
No 1.03 (0.74–1.45) 1.18* (1.00–1.38)
Analytical sample size 2,761 6,957

Note–(a) Ref. denotes reference category; (b) Statistical significance denoted by asterisks: * p-value<0.05; (c) 95% Confidence interval is given in brackets; (d) All the models controlled for the effect of all the control variables but their results have not been shown in the table.

Discussion

The present study examined the effect of parental participation in their children’s primary school education on the educational outcomes of secondary school (i.e., when they reach their adolescence phase) in terms of school dropout. Based on IHDS panel data, this study provides evidence that Indian children whose parents did not indulge in their primary stage learning process; were more likely to be affected by negative educational outcomes at their adolescent phase. School dropout was common among those adolescents whose parents had not participated in PTA meetings, not discussed academic progress with the teacher and not supervised their homework during primary schooling. These findings were consistent with one existing study which showed that dropout was high among American families in which parents were less involved in the education of children [41]. Similar to our study, another study on Icelandic youths had also shown the importance of parent-child relationship quality for reducing the risk of school dropout [42]. Similar to our findings, another study had also shown that parent`s active communication with teachers and family involvement in school-related activities usually lower the chances for dropouts in lower secondary schooling [43].

The present study found that school dropout was higher among adolescents with average or below class performance. The results were consistent with previous research works where it was argued that high dropouts were a result of persistently low performing students being rolled out of their school, as those students were likely to hamper down the overall performance statistics of their school [44]. Besides, grade repetition was one of the risk factors for higher school dropout among adolescents in our study. The findings were parallel with the existing findings that poor children are at risk to enter school at later ages, repeat grades and then more often leave school early [10]. Other reasons may be that grade retention makes students overage for a grade, which in turn causes them to drop out of school [45].

Dropouts were more common among the public-school children in this study. These results were consistent with an existing study that showed that dropout was higher in public schools due to poor performances of children and a huge shortage of teachers which creates lesser motivation among parents for sending their children to schools [46]. Moreover, one Indian study showed that infrastructure and schooling cost significantly varies by type of ownership of schools. Children of privately run schools with better infrastructure and higher schooling cost outperforms the children going to publicly run schools [47]. Further, in the present study lower chance of school dropout was observed among adolescents whose parents had higher educational attainment. This evidence was again consistent with one existing study where illiterate parents show less encouragement towards their children’s education [48]. Moreover, similar to existing studies our study also found that high parental income and better socio-economic status paved the way for a reduction in dropout status as children coming from such background were provided better resources including access to better quality schools, private tuitions and more support for learning within the home [4951]. Further, consistent with one study our study also found that Indian children belonging to the SC and ST category show higher dropout rates than those of other categories [52].

Literature from the developed and a few developing countries had consistently shown the importance of parental involvement in a child’s education [53]. However, this study had tried to strengthen the literature in developing countries and explored such association in the context of Indian adolescents. Few studies had brought forward the role of parents in universalizing and continuation of elementary education in India. However, with the growing rates of dropout after the eighth grade in India, there is a need to understand how the parental factor is affecting the children at later ages. The panel nature of IHDS data helps us to understand such association and strengthens our results. Moreover, extant research papers based on cross-sectional studies were unable to capture the long-term consequence of parental involvement in their children’s education, a research gap that our study fills up. To the best of the authors’ knowledge, this study is the first to present the association of parental involvement in primary schooling on the educational outcome of children in the adolescence period in India. Furthermore, a similar relationship highlighting the detrimental impact of lack of parental involvement was observed across the relevant subsets (by gender, type of school, poverty status and type of community) of the whole population. This shows that the findings are not sensitive to unobserved bias. Moreover, this study takes advantage of nationally representative data, which helps us to generalize our results for Indian children than those of the existing, state or region-specific studies, in the Indian context.

However, the study has shortcomings too. Firstly, there is a need to control for school-related characteristics like proper water and sanitation facility in schools, availability of teachers and learning resources along with a better environment, as these affect the dropout status of children. Secondly, the study results are un-weighted due to the non-availability of panel weights. Also, we were not able to capture the effect of the Right to Education act entitled for under 15 years age children on their dropout status at later ages due to unavailability of data in the survey. Moreover, factors like the number of parent-teacher meetings and the duration of time for such involvement are crucial for examining the association of meaningful parental involvement with school dropout. However, the unavailability of such information in the IHDS does not allow us to include these variables. However, besides these limitations, the study provided crucial findings that are of utmost importance in the field of dropout status of adolescents.

Conclusion

This study provides conclusive evidence of the detrimental effect of the lack of parental involvement on their children’s academic progress. Policymakers from India have mostly focused on socio-economic, household and school characteristics while making policy for children’s education. However, the effects of parental involvement in their children’s education are often overlooked. India is on way to adopt a new National Education Policy [2] to modernize the existing Indian education system. The present study highlights the importance, for policymakers, of encouraging meaningful parental involvement in the students’ elementary school journey. A structured implementation of policies that would help in holding parent-teacher meets, activities for the family as a part of homework and involvement of parents during child education are required to create a healthy environment among children-parents-teachers. This would further help in reducing incidents of school dropout among adolescents, which is a requirement highlighted in the National Education Policy. Besides this one Indian study had shown that 70% of total students are present in government primary schools which increases the importance of reducing the gap between public and private run schools [47]. The study rightly suggested the need of strengthening the community level participation by forming a village education committee and monitoring the teacher’s activities along with infrastructure planning. Stating this study as the foundation, the present study deepens the need of inculcating different measures in public and private schools to reduce the proportion of discontinuation from schools. Moving beyond this, the present study recommend the sensitization of parents through teachers, schools and community to make them aware of their ever-important role in the learning process of their children.

Data Availability

This study used a publicly available secondary dataset with no information that could lead to the identification of the respondents. The IHDS datasets used in our study can be downloaded from the Inter-University Consortium for Political and Social Research (ICPSR) data repository. The data are available at https://www.icpsr.umich.edu/web/DSDR/studies/36151/versions/V6 and https://www.icpsr.umich.edu/web/DSDR/studies/22626.

Funding Statement

The author(s) received no specific funding for this work.

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Decision Letter 0

Srinivas Goli

16 Feb 2021

PONE-D-20-34729

Does Lack of Parental Involvement Affect School Dropout among Indian Adolescents? Evidence from a Panel Study

PLOS ONE

Dear Dr. Srivastava,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

==============================

Revised and resubmit according to reviewer comments. Additionally, also look at heterogenous effects of the parental involvement by their educational standards and economic position. Parental involvement always not be in positive direction. Teacher and Parent meetings practice is mostly in private schools, thus there might be sample selection bias in the analyses. Kindly, examine this point as well. I will give my detailed comments once your respond to the reviewer comments. 

==============================

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Reviewer #1: The study fills a gap in the current knowledge space. It will add to the existing database and inform policy makers. However, in order to make it more robust, the following are suggested:

There could be certain concerns about the cohort size, as the adolescents were only about 50% of the original children covered. Although that seems to have been addressed, some more explanation of whether that skews the results in any manner can be made.

Another issue worth flagging is that in India, a child completes class ten by the age of 16 years, or 17 at most. Thus, there is a natural drop out as it were, around that age. If a larger number of children in the cohort are grouped towards the 17-18 years band, they would in any case drop out; either for work, or lack of higher secondary schools or colleges nearby. This could skew the results, and needs to be addressed. Besides, distance is a major factor in parents not sending their children for higher education. It will add to the study if this can be addressed.

The Right to Education Act in India addresses the entitlements of children up to 14 years. The authors could analyze whether this is a factor that comes into play in dropouts, as many benefits associated with the Act are not available after that age.

The study has brought out the need for parental involvement in furthering the educational attainment of their children. Towards this end, some policy level suggestions can be incorporated. These could be structured parent teacher meetings, some activities for the family as a part of the “home work” etc. Even though the dropout rates from public schools are higher as brought out by the study, yet these recommendations/inputs, given in a structured manner, can help these schools have a greater stakeholder involvement, and create accountability for the teachers there.

Reviewer #2: The topic selected was well discussed area in Indian and international literature and there is no need to prove this hypothesis again and again.

It seems the authors have not mention about similar study findings in their literature survey.

There is a similar Indian study which has been done using National Family Health Survey data (Karnataka Health Promotion Trust (KHPT), Bangalore, Gouda M, S., & Sekher, Dr. T. V. (2014). Factors Leading to School Dropouts in India: An Analysis of National Family Health Survey-3 Data. IOSR Journal of Research & Method in Education (IOSRJRME), 4(6), 75–83. https://doi.org/10.9790/7388-04637583). The findings seems to be very much similar to the current article.

The data which were used were taken from a national data base and it appears that all the factors associated with school dropouts were not included. By just analysing the given factors and arriving at a conclusion is not really scientific.

Though the article has been written well and statistical methods were used accurately, the content is not worth publishing in a peer reviewed journal.

Reviewer #3: I appreciate the authors’ attention to strengthen the relationship between parental involvement in primary school and dropout in high school. This study fills up a research gap in the long-term consequence of parental involvement in children’s education, especially provides recommendations for the education policies in the local area. This study is a large-scale study based on two successive surveys 7 years apart, so the large-sampled size and the long following time are the advantages as a panel study. However, the authors wrote a little more on the value of the study and control variables effecting dropout and didn’t take advantage of the data of stratified analysis in the discussion part. I also suggest that more work in analyzing the data of parenting variables in the result part need to do and more literatures support that in the discussion to enrich the article. Meanwhile this article doesn’t provide ethical claim and information of data quality control as a large-size sampled study.

I have made some additional notes below in the event the authors wish to revise the article.

Abstract

The sentence “Additionally, the study provides evidence of……” (Line 38-40) should not presented in the introduction, and it should be integrated with the sentence “Further, a similar relationship was observed ……” (Line 48-49) in the results.

The results in the abstract need to present the data of stratified analysis.

Methods

The Round-I and Round-II data were all from India Human Development Survey, and the cited references are available in a website. However, the information of informed consent and quality control are hard to find from the website, so the authors should also present them in the manuscript.

There are three binary indicators for parental involvement, but there should be more definition of parental involvement, for example, how many times within a year or how long per involvement, et al.

Results

Line 238-242: the contents belong to “Data source”, and they are advised to be located after Line 135-141.

The inclusion standard of dropout should be presented in “Outcome variables”.

Figure 1 is suggested to be deleted.

Table 2 has the similar variables with Table 3 and should be merged to Table 3. It’s a long list of presented variables and this will make readers confused to compare the two tables.

In Table 3, class performance, grade repetition, type of school, household wealth and type of community et al are factors influencing school dropout besides parental involvement indicators, and the results show the importance of all the significant factors, rather than only parental involvement. So if the authors want to emphasize the of parental involvement is more important than other significant factors, more data need to support it.

Table 4-6 are suggested to be merged into one table for more readability.

More details about the stratified analysis should be provided, and rates of parental involvement in different gender, type of school and type of community are recommended to be presented.

Discussion

Line 370-393: it’s nonbusiness with the relationship of parental involvement and school dropout, and it seems to weaken the importance of parental involvement.

More literatures are suggested to be cited for discussing the results of stratified analysis and interpreting how parental involvement affects dropout in different gender, type of school and type of community.

Conclusion

The present results support the importance of parental involvement, and further conclusions, such as meaningful parental involvement (Line 426), should be supported by more data.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

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Reviewer #1: No

Reviewer #2: Yes: Mahesh Kumbukage

Reviewer #3: No

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Attachment

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PLoS One. 2021 May 10;16(5):e0251520. doi: 10.1371/journal.pone.0251520.r002

Author response to Decision Letter 0


3 Mar 2021

MANUSCRIPT NUMBER: PONE-D-20-34729

SUBJECT: Response to reviewers

Dear Dr. Srinivas Goli,

Thank you for giving us the opportunity of submitting an improved version of our manuscript titled “Does Lack of Parental Involvement Affect School Dropout among Indian Adolescents? Evidence from a Panel Study”, for publication in the PLOS One-Journal. We are also grateful to the three anonymous reviewers for their insightful comments and suggestions. We appreciate the time and effort that you and the reviewers have put forward to provide valuable feedback towards the improvement of our paper. Kindly note, that we have incorporated all of the changes that were suggested by the reviewers. The modifications have been highlighted in yellow within the revised manuscript. A final version of manuscript has also been provided. Please see below for a point-by-point response to the each of individual reviewer’s comments and suggestions.

Yours Sincerely,

Authors

EDITOR COMMENTS TO AUTHORS

Revised and resubmit according to reviewer comments. Additionally, also look at heterogeneous effects of the parental involvement by their educational standards and economic position. Parental involvement always not be in positive direction. Teacher and Parent meetings practice is mostly in private schools, thus there might be sample selection bias in the analyses. Kindly, examine this point as well. I will give my detailed comments once your respond to the reviewer comments.

Response: Dear sir, I completely agree with your comment. We have done stratified analysis in the present study to examine the heterogeneity. Yes, Teacher and Parent meetings practice is mostly in private schools, thus there might be sample selection bias in the analyses. This was controlled in stratified analysis in table-4.

REVIEWER COMMENTS TO AUTHORS

Reviewer #1:

The study fills a gap in the current knowledge space. It will add to the existing database and inform policy makers. However, in order to make it more robust, the following are suggested:

There could be certain concerns about the cohort size, as the adolescents were only about 50% of the original children covered. Although that seems to have been addressed, some more explanation of whether that skews the results in any manner can be made.

Response: We agree with the reviewer than more explanation regarding factors associated with censoring of observation in the panel dataset is necessary. Accordingly, we have added the following explanation:

We observed that percentage difference of children by demographic, socio-economic and geographic characteristics was similar between the cross-sectional and panel datasets. Only percentage distribution by age of the children (in years) varied by more than 2% between the two datasets.

Another issue worth flagging is that in India, a child completes class ten by the age of 16 years, or 17 at most. Thus, there is a natural drop out as it were, around that age. If a larger number of children in the cohort are grouped towards the 17-18 years band, they would in any case drop out; either for work, or lack of higher secondary schools or colleges nearby. This could skew the results, and needs to be addressed. Besides, distance is a major factor in parents not sending their children for higher education. It will add to the study if this can be addressed.

Response: We completely agree with the reviewer’s assertion that there is a natural dropout at the 17-18 years age band. The same is observed from Table-2 of this paper, where children aged 11-12 in round-I faced higher dropout when they became 17-18 during round-II (in comparison to their counterparts in the 8-9 band during round-I). Accordingly, to adjust for this effect we have included age of the children (in years) as a control dummy in the logistic regression models.

We also agree with the reviewer that distance is a major factor behind parents not sending their children to schools. However, IHDS has collected data of distance of commonly used local school from the community (selected). We found no way to understand whether all children in a community attended the same school. Therefore, to avoid ecological fallacy we did not include distance as an independent variable in our study. However, we have cited this as a limitation of our study (381-383):

The Right to Education Act in India addresses the entitlements of children up to 14 years. The authors could analyze whether this is a factor that comes into play in dropouts, as many benefits associated with the Act are not available after that age.

Response: We agree with the suggestion of reviewer. And accordingly, we have also mentioned the benefits of act on children during primary education, in our introduction section. Prior discussing how the dropout rate had increased during secondary schooling. However, there is no such data available in the survey which can show that this affects their dropout status. So, as per the reviewer’s suggestion we have cited this as a limitation.

The text in the limitation section reads as follows:

We were not able to capture the effect of Right to Education act entitled for under 15 years age children on their dropout status in later ages due to unavailability of data in survey.

The study has brought out the need for parental involvement in furthering the educational attainment of their children. Towards this end, some policy level suggestions can be incorporated. These could be structured parent teacher meetings, some activities for the family as a part of the “home work” etc. Even though the dropout rates from public schools are higher as brought out by the study, yet these recommendations/inputs, given in a structured manner, can help these schools have a greater stakeholder involvement, and create accountability for the teachers there.

Response: As per the reviewer’s suggestion, we have included this as our policy recommendation in the manuscript. The text reads as follows:

A structured implementation of policies which would help in holding parent-teacher meets, activities for the family as a part of homework, involvement of parents during child education etc are required to create a healthy environment among children-parents-teachers.

Reviewer #2:

The topic selected was well discussed area in Indian and international literature and there is no need to prove this hypothesis again and again.

Response: Thank you for the suggestion. However, we respectfully disagree with the reviewer’s comment and would like to apologize if we were unable to convey our concept. We would like to mention that, although the concept of parental involvement in adolescent’s education have been widely shown in developed and developing countries. But such an idea is merely discussed in Indian context. The limited literature present shows a cross-sectional view of the scenario. The panel structure of our study itself adds the relevance of the paper.

It seems the authors have not mention about similar study findings in their literature survey.

There is a similar Indian study which has been done using National Family Health Survey data (Karnataka Health Promotion Trust (KHPT), Bangalore, Gouda M, S., & Sekher, Dr. T. V. (2014). Factors Leading to School Dropouts in India: An Analysis of National Family Health Survey-3 Data. IOSR Journal of Research & Method in Education (IOSRJRME), 4(6), 75–83. https://doi.org/10.9790/7388-04637583). The findings seems to be very much similar to the current article.

Response: Thank you for the suggestion. However, we would respectfully like to mention that our manuscript has already discussed the above-mentioned paper written by Dr TV Sekher and M.S. Gouda. Although this literature using National Family Health Survey had helps us to provide various basic evidences, but as mentioned earlier it provides only a cross-sectional view of the scenario. And the present manuscript provides the long-term consequences of lack in parental involvement. You would be delighted to know we had the opportunity to discuss the current paper with Prof TV Sekher (we happen to work in the same institute). He had deemed the paper to address to crucial research gap.

The data which were used were taken from a national data base and it appears that all the factors associated with school dropouts were not included. By just analysing the given factors and arriving at a conclusion is not really scientific.

Response: Our study does not claim any causal effect but provides an idea how the parental involvement in primary level schooling is associated with the adolescent’s education outcome. And due to restriction in the information available in the data, all the factors might not able to be captured.

Though the article has been written well and statistical methods were used accurately, the content is not worth publishing in a peer reviewed journal.

Response: Dear sir, Thank you for the complement over our paper. I hope the changes made by us in the manuscript will make it worth publishing in a peer reviewed journal.

Reviewer #3:

I appreciate the authors’ attention to strengthen the relationship between parental involvement in primary school and dropout in high school. This study fills up a research gap in the long-term consequence of parental involvement in children’s education, especially provides recommendations for the education policies in the local area. This study is a large-scale study based on two successive surveys 7 years apart, so the large-sampled size and the long following time are the advantages as a panel study. However, the authors wrote a little more on the value of the study and control variables effecting dropout and didn’t take advantage of the data of stratified analysis in the discussion part. I also suggest that more work in analyzing the data of parenting variables in the result part need to do and more literatures support that in the discussion to enrich the article. Meanwhile this article doesn’t provide ethical claim and information of data quality control as a large-size sampled study.

I have made some additional notes below in the event the authors wish to revise the article.

Abstract

The sentence “Additionally, the study provides evidence of……” (Line 38-40) should not presented in the introduction, and it should be integrated with the sentence “Further, a similar relationship was observed ……” (Line 48-49) in the results. The results in the abstract need to present the data of stratified analysis.

Response: Thank you for the suggestion. As per the reviewer’s suggestion, changes have been duly incorporated in the manuscript.

Methods

The Round-I and Round-II data were all from India Human Development Survey, and the cited references are available in a website. However, the information of informed consent and quality control are hard to find from the website, so the authors should also present them in the manuscript.

There are three binary indicators for parental involvement, but there should be more definition of parental involvement, for example, how many times within a year or how long per involvement, et al.

Response: We thank the reviewer for pointing out that the information on informed consent and data quality are hard to find from the website. Please note that the information on informed consent are available in the questionnaires of respective rounds of IHDS which can be downloaded along with the datasets (Desai et al., 2008; Desai & Vanneman, 2015). Further, information on data quality is separately available in the IHDS website (Desai et al., 2009). Furthermore, to accommodate your suggestion we have also modified the data availability information in the manuscript (line 130-134):

IHDS adopted a stratified random sampling survey design and informed consent were obtained from all the interviewee. Further details regarding survey description, sampling design and data quality can be found elsewhere (Sonalde Desai et al., 2009, 2010, 2015). Additional information on informed consent is available from the survey questionnaires available from the IHDS website (Sonalde Desai et al., 2008; Sonalde Desai & Vanneman, 2015).

Results

Line 238-242: the contents belong to “Data source”, and they are advised to be located after Line 135-141.

Response: According to the reviewer’s suggestion we have relocated the marked-up sentences (line 144-146).

The inclusion standard of dropout should be presented in “Outcome variables”.

Response: Thank you for pointing this out. We have given the inclusion criteria for school dropout as (line):

We have included only those children who were enrolled in a school during round-I.

Figure 1 is suggested to be deleted.

Response: According to the reviewer’s suggestion Figure 1 has been omitted.

Table 2 has the similar variables with Table 3 and should be merged to Table 3. It’s a long list of presented variables and this will make readers confused to compare the two tables.

Response: Thank you for the suggestion. Accordingly, we have merged Tables 2 and 3 into a single table named Table 2 below line 259.

In Table 3, class performance, grade repetition, type of school, household wealth and type of community et al are factors influencing school dropout besides parental involvement indicators, and the results show the importance of all the significant factors, rather than only parental involvement. So, if the authors want to emphasize the of parental involvement is more important than other significant factors, more data need to support it.

Response: Dear sir, we have only limited information available in dataset regarding the variables related to parental involvement.

Table 4-6 are suggested to be merged into one table for more readability.

More details about the stratified analysis should be provided, and rates of parental involvement in different gender, type of school and type of community are recommended to be presented.

Response: According to the reviewer’s suggestion we have merged tables 4-6 into a single table. Further we have also provided the rates of parental involvement by gender, type of school and type of community in Table-3. In the present manuscript, more information is provided while explaining these tables.

Discussion

Line 370-393: it’s non-business with the relationship of parental involvement and school dropout, and it seems to weaken the importance of parental involvement.

Response: Dear sir, I agree with your comment. But apart from parental involvement there are other factors to which are associated with school dropouts. Therefore, the first paragraph on the discussion was extensively discussed in accordance to the main objective of the paper and additionally, we tried to discuss other factors also which were significantly associated with school dropout among adolescents in India.

More literatures are suggested to be cited for discussing the results of stratified analysis and interpreting how parental involvement affects dropout in different gender, type of school and type of community.

Response: Few literatures from India had so far shown differential in these stratified fields, however these were restricted to certain state only. These evidences were also discussed previously in our manuscript. Although we have included a sentence in the introduction section to brief the evidence.

Conclusion

The present results support the importance of parental involvement, and further conclusions, such as meaningful parental involvement (Line 426), should be supported by more data.

Response: Dear sir, we have only limited information available in dataset regarding the variables related to parental involvement.

References

Desai, S., Dubey, A., Joshi, B. L., Sen, M., Sharif, A., & Vanneman, R. (2009). India Human Development Survey: Design and Data Quality. University of Maryland and National Council of Applied Economic Research, New Delhi. https://www.icpsr.umich.edu/icpsrweb/content/DSDR/idhs-data-guide.html

Desai, S., & Vanneman, R. (2015). India Human Development Survey-II (IHDS-II), 2011-12: Version 6 [Data set]. Inter-University Consortium for Political and Social Research. https://doi.org/10.3886/ICPSR36151.V6

Desai, S., Vanneman, R., & National Council Of Applied Economic Research, New Delhi. (2008). India Human Development Survey (IHDS), 2005: Version 12 [Data set]. Inter-University Consortium for Political and Social Research. https://doi.org/10.3886/ICPSR22626.V12

Decision Letter 1

Srinivas Goli

7 Apr 2021

PONE-D-20-34729R1

Does Lack of Parental Involvement Affect School Dropout among Indian Adolescents? Evidence from a Panel Study

PLOS ONE

Dear Dr. Srivastava,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

==============================

ACADEMIC EDITOR:

Considering reviewers opinion and my own reading, I am recommending a minor revision for this article. A part from reviewers comments, please address following comments from me:

1. In its current form, your discussion and conclusions looks mere superficial inferences without a proper understanding of Primary school education system, its characteristics and composition in India. I suggest to look at the following paper using the same data source which interpreted the characteristics of primary school education in India and how it is different by ownership types. Without understanding these dynamics, it is very difficult to suggest implications from your analyses. For instance, the special clause which is already mentioned in the existing flagship program like Sarva Siksha Abhiyan and right of children to free and compulsory education act, to strengthening community participation by forming village education committee (VEC) for the monitoring of the teachers’ activities as well as for the planning of infrastructure development. So, your suggestions should fit in existing structure for both government and private schools. Going by current composition, 70% of all school children are government where you don’t have proper set-up for parent and teacher interaction so one-way to involve them is through VEC system. You must try to understand the existing system for making policy recommendations. Please refer to below paper. 

Gouda J, Das KC, Goli S, Pou LM. Government versus private primary schools in India. International Journal of Sociology and Social Policy. 2013, Vol. 34(1/2), pp 708-724.

file://uniwa.uwa.edu.au/userhome/staff1/00102521/Downloads/GovernmentversusPrivateprimaryschoolsinIndia.pdf

==============================

Please submit your revised manuscript by May 22 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Srinivas Goli, Ph.D.

Academic Editor

PLOS ONE

Journal Requirements:

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

Additional Editor Comments (if provided):

Considering reviewers opinion and my own reading, I am recommending a minor revision for this article. A part from reviewers comments, please address following comments from me.

1. In its current form, your discussion and conclusions looks mere superficial inferences without a proper understanding of Primary school education system, its characteristics and composition in India. I suggest to look at the following paper using the same data source which interpreted the characteristics of primary school education in India and how it is different by ownership types. Without understanding these dynamics, it is very difficult to suggest implications from your analyses. For instance, the special clause which is already mentioned in the existing flagship program like Sarva Siksha Abhiyan and right of children to free and compulsory education act, to strengthening community participation by forming village education committee (VEC) for the monitoring of the teachers’ activities as well as for the planning of infrastructure development. So, your suggestions should fit in existing structure for both government and private schools. Going by current composition, 70% of all school children are government where you don’t have proper set-up for parent and teacher interaction so one-way to involve them is through VEC system. You must try to understand the existing system for making policy recommendations. Please refer to below paper.

Gouda J, Das KC, Goli S, Pou LM. Government versus private primary schools in India. International Journal of Sociology and Social Policy. 2013, Vol. 34(1/2), pp 708-724.

file://uniwa.uwa.edu.au/userhome/staff1/00102521/Downloads/GovernmentversusPrivateprimaryschoolsinIndia.pdf

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #2: All comments have been addressed

Reviewer #3: (No Response)

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #2: Yes

Reviewer #3: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #2: Yes

Reviewer #3: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #2: Yes

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #2: Yes

Reviewer #3: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #2: The earlier comments were addressed by the author. As the author has justified the reason for the publication, it is justifiable to publish this article

Reviewer #3: Thank your for your response, but still I have a concern. Since this paper focused on parental involvement, information of parenting should be addressed more. Otherwise, the title of this paper was only to attract attentions. Lack of further definition of parental involvement, such as how many times performed within a year or how long spent per involvement, should be presented as limitations.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #2: Yes: Mahesh Kumbukage

Reviewer #3: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2021 May 10;16(5):e0251520. doi: 10.1371/journal.pone.0251520.r004

Author response to Decision Letter 1


12 Apr 2021

Editor Comments

Considering reviewers opinion and my own reading, I am recommending a minor revision for this article. A part from reviewers’ comments, please address following comments from me.

1. In its current form, your discussion and conclusions looks mere superficial inferences without a proper understanding of Primary school education system, its characteristics and composition in India. I suggest to look at the following paper using the same data source which interpreted the characteristics of primary school education in India and how it is different by ownership types. Without understanding these dynamics, it is very difficult to suggest implications from your analyses. For instance, the special clause which is already mentioned in the existing flagship program like Sarva Siksha Abhiyan and right of children to free and compulsory education act, to strengthening community participation by forming village education committee (VEC) for the monitoring of the teachers’ activities as well as for the planning of infrastructure development. So, your suggestions should fit in existing structure for both government and private schools. Going by current composition, 70% of all school children are government where you don’t have proper set-up for parent and teacher interaction so one-way to involve them is through VEC system. You must try to understand the existing system for making policy recommendations. Please refer to below paper.

Gouda J, Das KC, Goli S, Pou LM. Government versus private primary schools in India. International Journal of Sociology and Social Policy. 2013, Vol. 34(1/2), pp 708-724.

file://uniwa.uwa.edu.au/userhome/staff1/00102521/Downloads/GovernmentversusPrivateprimaryschoolsinIndia.pdf

Response: We are thankful to receive your suggestions. Accordingly, we have incorporated changes in discussion and conclusion section (Page 18, Line 349; Page 20, Line 401).

Reviewer #3: Thank you for your response, but still I have a concern. Since this paper focused on parental involvement, information of parenting should be addressed more. Otherwise, the title of this paper was only to attract attentions. Lack of further definition of parental involvement, such as how many times performed within a year or how long spent per involvement, should be presented as limitations.

Response: Dear Reviewer, Thank you for your suggestion. We have tried to use the best possible variable available in the data about the parent’s involvement in child learning process. We agree with your suggestion that quality variables like number of times these activities were performed and the time of involvement are the essential factors. But due to unavailability of these information in data, we have included this as the limitation. The text in the discussion section reads as follows (Page 19, Line 381):

Although factors like number of times and for how much time such involvement were observed also matter while observing the parental involvement. Unavailability of such information in the survey restricts the dimension.

Decision Letter 2

Srinivas Goli

19 Apr 2021

PONE-D-20-34729R2

Does Lack of Parental Involvement Affect School Dropout among Indian Adolescents? Evidence from a Panel Study

PLOS ONE

Dear Dr. Srivastava,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

==============================

ACADEMIC EDITOR: Before recommending this paper, I suggest authors to format their paper according to PLOS One guidelines. References are not in PLOS format. Give full details of newly cited reference. Convert all in text reference citation to numbers. Language need to be proof read once, especially for the newly added portions. PLOS one editorial central alerting me that this is a duplicate submission. Are you submitted the same paper in PLOS One or to the any other journal. 

==============================

Please submit your revised manuscript by Jun 03 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Srinivas Goli, Ph.D.

Academic Editor

PLOS ONE

Journal Requirements:

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

Additional Editor Comments (if provided):

Before recommending this paper, I suggest authors to format their paper according to PLOS One guidelines. References are not in PLOS format. Give full details of newly cited reference. Convert all in text reference citation to numbers. Language need to be proof read once, especially for the newly added portions. PLOS one editorial central alerting me that this is a duplicate submission. Are you submitted the same paper in PLOS One or to the any other journal.

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2021 May 10;16(5):e0251520. doi: 10.1371/journal.pone.0251520.r006

Author response to Decision Letter 2


25 Apr 2021

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

Response: Thank you for pointing this out. Indeed, we manually reviewed the reference list and checked for the presence of retracted articles. We found no retracted articles in the manuscript.

Additional Editor Comments:

1. Before recommending this paper, I suggest authors format their paper according to PLOS One guidelines.

Response: Dear Editor, thank you for pointing this out. We have formatted the paper according to the PLOS One guidelines. Formatting changes have been shown in the “Revised manuscript with Track Changes”.

2. References are not in PLOS format. Give full details of the newly cited reference. Convert all in-text reference citation to numbers.

Response: Dear Editor, thank you for pointing this out. We have modified the references according to the PLOS One format. Further to improve the veracity of our findings we included the following reference in the Discussion section:

Gouda J, Das KC, Goli S, Pou LMA. Government versus private primary schools in India. International Journal of Sociology and Social Policy. 2013.

Further, we have converted all in-text citations to numbers.

3. Language needs to be proofread once, especially for the newly added portions.

Response: Thank you for pointing this out. Accordingly, we have proofread the final manuscript. All changes from proofreading have been shown in the “Revised manuscript with Track Changes”.

4. PLOS one editorial central alerting me that this is a duplicate submission. Have you submitted the same paper in PLOS One or to any other journal?

Response: We reconfirm that the same paper has neither been submitted to PLOS One nor any other journal. However, an older version of the paper was sent for the PAA Annual Seminar 2021.

Decision Letter 3

Srinivas Goli

28 Apr 2021

Does Lack of Parental Involvement Affect School Dropout among Indian Adolescents? Evidence from a Panel Study

PONE-D-20-34729R3

Dear Dr. Srivastava,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Srinivas Goli, Ph.D.

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Now, revisions are satisfactory and this paper can be accepted.

Reviewers' comments:

Acceptance letter

Srinivas Goli

30 Apr 2021

PONE-D-20-34729R3

Does Lack of Parental Involvement Affect School Dropout among Indian Adolescents? Evidence from a Panel Study

Dear Dr. Srivastava:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Srinivas Goli

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    Attachment

    Submitted filename: plos review.docx

    Data Availability Statement

    This study used a publicly available secondary dataset with no information that could lead to the identification of the respondents. The IHDS datasets used in our study can be downloaded from the Inter-University Consortium for Political and Social Research (ICPSR) data repository. The data are available at https://www.icpsr.umich.edu/web/DSDR/studies/36151/versions/V6 and https://www.icpsr.umich.edu/web/DSDR/studies/22626.


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