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. 2021 May 20;7:56. doi: 10.1038/s41523-021-00265-1

Table 2.

Key phase 3 clinical trials investigating HER-2-targeted tyrosine kinase inhibitors in breast cancer.

Trial information Study design Sample size Population Findings
Lapatinib
Early stage
NeoALTTO (Baselga27) Neoadjuvant (+ taxane) and post-neoadjuvant lapatinib (L) vs trastuzumab vs lapatinib (TL) + trastuzumab (T) 455 Women, HER2+, >2 cm localized BC pCR 51.3% of TL vs 29.5% with T (p = 0.0001)
GeparQuinto GBG 44 (Untch30) Neoadjuvant EC followed by docetaxel with trastuzumab (T) vs lapatinib (L) 620 Women, HER2+, lymph node+, BC pCR 30.3% in T and 22.7% in L (0.04)
NSABP B-41 (Robidoux29) Neoadjuvant AC followed by WT + lapatinib (L) vs trastuzumab vs lapatinib (TL) + trastuzumab (T) 519 HER2+, >2 cm localized BC, LVEF > 50% pCR 52.5% of T, 53.3% of L, 62% of TL (p = 0.95)
CALBG 40601 (Carey28) Neoadjuvant paclitaxel + lapatinib + trastuzumab (THL) vs paclitaxel + lapatinib (TL) vs paclitaxel + trstuzumab 305 HER2+, >1 cm localized BC, LVEF > 50% pCR 56% TPL, 46% in TP (p = 0.13). After 7 years of follow up there was an improvement in recurrence free survival and OS with the triplet31
TEACH (Goss35) Adjuvant chemotherapy followed by lapatinib vs placebo 3147 Stage I-IIIc BC, not previously treated with trastuzumab DFS 13% lapatinib vs 17% placebo (p = 0.53; no difference in OS or TTR)
ALTTO (Piccart-Gebhart36)a Adjuvant trastuzumab + lapatinib (TL) vs sequential trastuzumab followed lapatinib (T → L) vs trastuzumab alone (T) 8381 HER2+, >1 cm localized BC No difference in disease free survival (p = 0.61) with the addition of lapatinib when compared with T alone
Metastatic
Lapatinib plus capecitabine (Geyer46) Lapatinib + capecitabine (LC) vs capecitabine (C) 324 HER2+, metastatic BC, who progressed with chemotherapy and trastuzumab TTP was 8.4 months in LC and 4.4 in C
Lapatinib plus letrozole (Johnston47) Lapatinib + letrozole (LL) vs letrozole + placebo (LP) 219 HR+, HER2+ or −metastatic BC HER2+: PFS was 8.2 in LL vs 3 months LP
COMPLETE (MA.31) (Gelmon48) Lapatinib + paclitaxel vs trastuzumab + capecitabine 537 HER2+, metastatic BC PFS was 9 months in the lapatinib arm and 13.6 with trastuzumab (HR 1.48, p = .001)
CEREBEL (Pivot65)a Lapatinib + capecitabine (LC) vs trastuzumab + capecitabine (TC) 540 HER2+, metastatic BC, no known history of brain metastases No difference of brain metastases as first site of relapse (p = 0.360). OS and PFS longer in the TC arm
Neratinib
Early stage
ExteNET (Chan39) Extended adjuvant therapy with neratinib (N) for a year vs placebo (P) 2840 HER2+, stage I–III BC that completed therapy including 1 year of trastuzumab therapy DFS was lower in the N group (p = 0.0091). At 8 years follow up there was a an absolute benefit of 7.4% in iDFS and 9.1% in OS for patients who initiated treatment <1 year post-trastuzumab40
Metastatic
NEfERT-T (Awada50) Neratinib + paclitaxel (NP) vs trastuzumab + paclitaxel (TP) 480b Previously untreated HER2+ metastatic BC Median PFS was 12.9 months with NP and 12.9 months with TP. The incidence of CNS metastases was lower in the NP arm (relative risk 0.48, p = 0.004)
NALA (Saura20) Lapatinib + capecitabine (LC) vs neratinib + capecitabine (NC) 621 HER2 + , metastatic BC, received two lines of HER2-directed therapy PFS was improved with NC (p = 0.0059). No difference in OS. DOR was 8.5 months in NC and 5.6 in LC (p = 0.0004). Fewer interventions to CNS disease in NC vs LC (p = 0.043)
Tucatinib
Metastatic
HER2CLIMB (Murthy19) Tucatinib + trastuzumab + capecitabine (TTC) vs placebo + trastuzumab + capecitabine (PTC) 612 HER2 + , metastatic BC, received two lines of HER2-directed therapyc PFS at 1 year was 33.1% in TTC vs 12.3% in PTC (p = 0.001). PFS was better in TTC 7.8 vs 5.6 months. OS in TTC was 44.9 vs 26.6% in PTC (p = 0.005)

pCR pathologic complete response, EC epirubicin, cyclophosphamide, AC doxorubicin, cyclophosphamide, WT weekly taxane, LVEF left ventricular ejection fraction, DFS disease-free survival, OS overall survival, TTR time to first recurrence, PFS progression-free survival, TTP time to progression, HR hormone receptor, CNS central nervous system, DOR duration of response.

aTerminated early.

bInitially designed as a phase 3 study but accrual was reduced from 1200 to 480, therefore it was no longer powered as a phase 3 study and results were considered preliminary according to the conclusions of the authors.

cPFS, OS, and intracranial ORR was better in patients that received TTC vs PTC.