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. 2021 Jun 3;11:11751. doi: 10.1038/s41598-021-91391-0

Table 2.

Characteristics and results of NBM DBS clinical studies reporting cognitive outcomes.

No Author, year Study design Patient diagnosis, number, age Bilateral / unilateral Stimulation parameter Mentioned additional treatment Study duration with active NBM DBS Results
1 Turnbull et al., 198558 Case report AD, 1, 74 years Unilateral (Left) Intermittent (15-s-ON & 12-min-OFF); 50 Hz, 3 V, 210 ms Not reported 9 months the decline of the cortical glucose metabolism after 9 months was smaller in the ipsilateral than the contralateral hemisphere
2 Freund et al., 200910 Case report PDD, 1, 71 years Bilateral Continuous, 20 Hz, 120 µs, 1.0 V DBS of the subthalamic nucleus, dopaminergic medication with levodopa equivalent dose 312.5 mg/day 13 weeks scores in neuropsychological testing improved during stimulation and worsened after one week without NBM stimulation
3 Barnikol et al., 20109 Case report PDD, 1, 71 years Bilateral Continuous, 20 Hz, 120 µs, 1.0 V DBS of the subthalamic nucleus 16 months NBM DBS significantly improved apraxia symptoms
4 Kuhn et al., 2015a1 Double-blind crossover study (2 weeks ON-2 weeks OFF), followed by 48-week open label study AD, 6, 57–79 years Bilateral Continuous, 10/20 Hz, 90–150 µs, 2.0–4.5 V Galantamine, Mirtazapine, Donepezil, Lorazepam, Memantine, Escitalopram (combination varried across patients) 50 weeks changes (improvement and worsening) of cognitive performance based on neuropsychological testing varried across patients, cerebral glucose metabolism increased in three patients
5 Kuhn et al., 2015b94 Case report AD, 2, 61 & 67 years Bilateral Continuous, 20 Hz, pulse width and amplitude were not reported Not reported 26–28 months general neuropsychological testing using ADAS-Cog showed stable or improved results while fluctuative results were observed in the other tests
6 Gratwicke et al., 20182 Double-blind crossover study PDD, 6, 65.2 [10.7] years Bilateral Continuous, 20 Hz, 60 µs, 1.5–3 V Dopaminergic medication, Rivastigmine, Citalopram, Fesoteradine, Quetiapine, Venlafaxine 6 weeks cognitive performance was insignificantly different between ON and OFF DBS state. Statistically significant improvement of hallucination subscale of the NPI was observed in NBM DBS state which was driven by the results of two patients
7 Nombela et al., 201962 Case report PD-MCI, 1, 68 years Bilateral Continuous, 20 Hz, 60 µs, 2 mA DBS of the internal pallidum 3 months Improvement in spatial memory test (ROCF), two out of four tests in executive function (TMT-A and subscale similarities of WAIS IV), and a phonological verbal fluency for letter P, compared to baseline
8 Gratwicke et al., 20203 Double-blind crossover study DLB, 6, 65–75 years Bilateral Continuous, 20 Hz, 60 µs, 2–3.5 V Dopaminergic medication, Rivastigmine, Donepezil, Citalopram, Sertraline, Amytriptylline, Clonazepam, Venlafaxine 6 weeks Group-wise, no significant difference was observed between NBM and sham stimulation. The neuropsychiatric complains reduced in 3/5 patients
9 Maltête et al., 202061 Double-blind crossover study DLB, 6, 50–69 years Bilateral Continuous, 20/50/100 Hz, 60–90 µs, 2.5–3 V Rivastigmine 3 months No significant difference on cognitive performance between sham versus NBM DBS

ADAS-Cog Alzheimer’s Disease Assessment Scale Cognitive Subscale, ROCF Rey-Osterrieth Complex Figure, TMT-A Trail Making Test A, WAIS IV Wechsler Adult Intelligence Scale IV.