Highlights
-
•
The most common frailty screening measure in PD is the frailty phenotype.
-
•
The prevalence of frailty in PD using the FP was 0.38 (0.24–0.55).
-
•
Frailty is associated with falls, dementia, fatigue and institutionalization.
-
•
Disease duration, motor impairment & daily levodopa dose are associated with frailty.
-
•
Frailty is prevalent and associated with adverse outcomes in persons with PD.
Keywords: Parkinson’s disease, Frailty, Prevalence
Abstract
Introduction
Frailty and Parkinson’s disease (PD) are common conditions that increase with age. Independently, frailty and PD lead to increased morbidity and mortality for patients. Few studies report on frailty in patients with PD. We performed a systematic review and meta-analysis of the prevalence, associations and outcomes of frailty in persons with PD.
Methods
We searched four electronic databases and grey literature from inception to May 19, 2020, for articles which reported the prevalence, associations and outcomes of frailty in persons with PD.
Results
One-thousand and sixty-three citations were identified, of which 127 articles were reviewed. Thirty studies were included. Twenty-eight studies were observational and the settings varied including 25 community and 5 inpatient studies.
The most common frailty screening measures were the frailty phenotype and clinical frailty scale. The prevalence of frailty in PD using the FP was 0.38 (0.24–0.55) with I2 = 92.6% (p < 0.01). Frailty was associated with recurrent falls, cognitive impairment, dementia, orthostatic hypotension, fatigue, hallucinations, nursing home placement, dependency in activities of daily living and in-patient mortality. PD disease duration, motor impairment, non-tremor dominant PD (postural instability/gait difficulty dominant phenotype) and total daily levodopa dose were associated with frailty.
Conclusion
Frailty is common in PD. There is no agreed upon tool for identifying frailty, however, the importance of its identification is apparent given the high prevalence and the association between frailty and adverse outcomes in persons with PD. Future studies are required to guide clinicians in how best to identify and manage frail patients with PD.
1. Introduction
Frailty and Parkinson’s disease (PD) are both more common with advancing age and independently contribute to increased morbidity and mortality for patients. In the Canadian Community Health Survey, 24% of Canadian community-dwelling seniors (≥65 years) were identified as frail [1]. This proportion increases with age, from 16% of 65–74-year-olds, to 52% of those ≥85 years of age [1]. PD is also more common with age with 1.2% of men and 0.6% of women 65–79-years are living with PD; increasing to 2.1% of men and 1% of women if >80 years [2]. Individuals with PD living in long term care are more likely to be frail than those without PD (odds ratio 1.45; 95% Confidence Interval 1.07 to 1.97) [3]. Despite the increasing prevalence with age the impact of frailty on persons with PD is poorly understood.
1.1. Methods to identify frailty
Different prevalence estimates of frailty are often obtained due to the various methods to identify frailty. Using Canadian data, the prevalence of frailty in adults ≥ 65 years of age was 20.2% according to a frailty index approach, and 7.8% according to the frailty phenotype approach [4].
The frailty phenotype (FP) was developed using data from the Cardiovascular Health Study [5]. The FP consists of measurement of grip strength, a timed 6-meter walk, unintentional weight loss, two questions about exhaustion, and a short, validated questionnaire assessing the presence of physical limitation. Frailty is defined by the presence of ≥3 of the 5 criteria [5].
The Canadian Study of Health and Aging clinical frailty scale (CFS) [6] is a judgement-based scale anchored by images and descriptions of where the individual fits on a continuum of fitness/frailty. Frailty is defined as a score of four or greater.
The frailty index (FI) is calculated using 30 to 40 potential health deficits (symptoms, signs, diseases, functional limitations or laboratory abnormalities) [7]. For each patient, the FI is the ratio of the number of health deficits present divided by the number considered. The FI is a continuous value between zero and one with higher numbers associated with increased frailty [8].
Frailty and PD independently contribute to increased morbidity and mortality for patients. Although it is known that frailty is common with advancing age there are few studies of the prevalence, associations and impact of frailty in persons with PD. The synergistic effects of frailty and PD on individuals and their experiences of health and disease is likely significant, however the research in this area is limited. The aim of the present study was to perform a systematic review and meta-analysis of the prevalence, associations and outcomes of frailty in persons with PD.
2. Methods
2.1. Literature search
Four electronic databases were searched (OVID Medline, Embase, PsycINFO and the Cochrane Database of Systematic Reviews) from inception to May 19, 2020. Subject headings and key words included Parkinson’s disease and frailty (Supplementary Table 1). A grey literature search was performed using the CADTH Grey Literature Matters Tool [9].
2.2. Study selection
Titles and abstracts were reviewed in duplicate. Included studies enrolled patients with Parkinson’s disease and investigated frailty in the PD patient population. Randomized controlled trials, cohort, case-control and cross-sectional studies were included. Due to the small number of included citations, abstracts and conference proceedings were also included. Case reports, study protocols, commentaries, reviews, meta-analyses and book chapters were excluded. The reference lists of included articles were manually searched for additional relevant articles. Retrieved full text articles were reviewed in duplicate for inclusion or exclusion.
2.3. Data extraction
A data extraction template was employed to collect the following data from each included study: 1) study author; 2) year of publication; 3) study aim/purpose; 4) source country; 5) study population; 6) sample size; 7) study design/methodology; 8) intervention/comparator (if applicable); 9) study duration; 10) outcome measurements; 11) key findings.
One author extracted data independently and this was verified by a second author.
2.4. Data synthesis
To determine the prevalence of frailty we planned a meta-analysis of the reported point prevalence in each study. Given the divergence in how frailty is defined we planned to do pooled meta-analyses by frailty measure (e.g. frailty phenotype, frailty index, clinical frailty scale, etc.). Point prevalence was extracted from each study as above, and standard error was calculated in excel. The double arcsine transformation was applied to stabilize variance [10]. Proportion data, which are inherently binomial, were combined with the metaprop command in STATA; using random effects models and exact calculation of confidence intervals [11], [12]. Heterogeneity was examined visually with forest plots and statistically with the I2 and the associated p-value (alpha 0.05 as significant) from the Cochran Q Statistic. If heterogeneity was present, we planned to do subgroup analyses, however we did not have enough studies to do so.
2.5. Data availability statement
Any data not published here will be shared by request from any qualified investigator.
3. Results
3.1. Search results
A total of 718 records were identified in the electronic databases (Fig. 1). An additional 650 records were identified through a Grey Literature Search utilizing the CADTH Grey Literature Matters tool [9] as well as Parkinson’s disease websites. After removal of duplicates, 1,063 titles and abstracts were screened for inclusion/exclusion. Nine-hundred and thirty-six records were excluded after review of title and abstract. This resulted in 127 full text articles which were reviewed for inclusion/exclusion and 97 articles that were excluded after full text review (29 did not investigate on PD and frailty; 17 did not provide frailty results in PD patients; 12 did not discuss frailty; 9 were duplicates; 8 provided commentary/statements only; 7 provided no extractable data; 5 excluded PD patients; 4 were non-English; 2 described parkinsonism, rather than PD). Thirty articles remained and were included in the systematic review, 8 of which were included in meta-analysis.
Fig. 1.
PRISMA Flow Diagram.
3.2. Study characteristics
Thirty studies were included in the systematic review. Table 1 presents the study and participant characteristics and Table 2 presents study objectives and outcomes. Fourteen (47%) of the included citations were published as abstract only marked by an asterisk in Table 1. Twelve studies (40%) were published in 2019 or 2020. The proportion of female participants ranged from 13 to 100% and the mean age of participants ranged from 63 to 83 years. Twenty-eight were observational and two were interventional studies. The majority (25/30) enrolled community-dwelling participants and 5 enrolled inpatients. [13], [14], [15], [16] Study sizes ranged from 8 to 5,308 participants with PD. Sixteen studies were set in Europe, 6 in North America, 6 in Asia, 1 in Australia and 1 was a multisite international study.
Table 1.
Study and Patient Characteristics.
| Author | Year | Country | Study design | Study setting | Sample Size with PD (n) | % Female | Mean Age (SD) | Diagnosis of PD |
|---|---|---|---|---|---|---|---|---|
| Adenwalla* | 2019 | Wales | Retrospective | Day hospital | 132 | 39% | 77 (50–97) | Clinical Chart Notes |
| Ahmed | 2008 | United States | Cross-sectional | Outpatient | 49 | 33% | 70.8 (9.2) | Clinical Diagnosis by Specialist |
| Aithal* | 2016 | UK | Retrospective | Outpatient | 115 | 51% | 71 | NR |
| Borda* | 2019 | Norway | Prospective longitudinal study | NR | 147 | NR | NR | NR |
| Buchman | 2013 | USA | Cohort | Outpatient | 159 with Lewy Body Pathology 106 with nigral neuronal loss |
NR | NR | Clinical Diagnosis by Clinician (Parkinsonism) |
| Chen | 2018 | Taiwan | Cross-sectional | Outpatient | 61 | 61% | 62.6 (8.6) | Idiopathic PD according to the UK Brain Bank criteria |
| Firat-Ozer* | 2018 | Turkey | Cross-sectional | Out-patient | 66 | NR | NR | Clinical Diagnosis |
| Hippisley-Cox | 2017 | UK | Prospective cohort | Outpatient | 5,308 | NR | NR | NR |
| Holland* | 2019 | UK | Cohort | NR | 119 | 33.6% | 66.9 (10.5) | NR |
| Kotani | 2020 | Japan | Intervention | Outpatient | 8 | 50% | 68.6 (8.3) | Clinical Diagnosis by Specialist |
| Khwaja* | 2019 | UK | Cross-sectional | Inpatient | 38 | 13% | 80.5 | NR |
| Lawson | 2020 | UK | Cross-sectional | Inpatient | 44 | NR | 72.7 (+/-12.6) | UK Brain Bank criteria |
| Lee* | 2018 | Australia | Cohort | Inpatient | NR | NR | NR | NR |
| Lin | 2019 | Taiwan | Case-control | Outpatient | 76 | 54% | 62.6 (9.2) | United Kingdom Brain Bank criteria |
| McManus* | 2019 | Ireland | Intervention | Outpatient | 18 | 39% | 64.5 (8.3) | NR |
| Mohamed* | 2016 | Wales | Cohort | Outpatient | 41 | 32% | 78 | NR |
| Peball | 2018 | Austria | Cross-sectional | Outpatient | 104 (PD Cohort in Tertiary Care Centre) |
39% | 73.8 (5.2) | UK Brain Bank criteria |
| 18 (Community PD Cohort) |
50% | 78.7 (8,1) | ||||||
| Roberts * | 2010 | UK | NR | Outpatient | 57 | NR | 71.8 (7.8) | NR |
| Roland | 2012 | Canada | Cross-sectional | Outpatient | 15 | 100% | 65 (9) | NR |
| Roland | 2012 | Canada | Cross-sectional | Outpatient | 17 | 100% | 66 (8.5) | NR |
| Roland | 2012 | Canada | Cross-sectional | Outpatient | 29 | 41% | 66.4 (8.5) | NR |
| Roland | 2014 | Canada | Cross-sectional | Outpatient | 13 | 100% | 67 (8) | NR |
| Smith* | 2019 | UK | Cohort | Outpatient | 120 | 34% | 70.2 (8) | NR |
| Tan | 2018 | Malaysia | Case-control | Outpatient | 93 | 45.2% | 66 (8.5) | Queen Square Brain Bank clinical diagnostic criteria |
| Tom | 2013 | International | Longitudinal Cohort | Outpatient | 256 | 100% | NR | NR |
| Torsney | 2018 | UK | Retrospective | Inpatient | 393 | 42% | 82.8 (5.0) | Clinical Diagnosis |
| Wang | 2019 | Taiwan | Case-control | Outpatient | 25 | 80% | 63.6 (5.5) | Parkinson’s Disease Society’s criteria |
| Wei* | 2019 | Malaysia | Case-control | NR | 33 | 48.5% | 68.9 (9.4) | NR |
| Wells* | 2019 | Wales | Retrospective | Outpatient | 275 | 40% | 81.3 (8.0) | Movement Disorders Patients |
| Williams* | 2016 | Wales | Cross-sectional | Long-term care | 63 | 62% | 80 | NR |
* Abstract only. PD Parkinson’s disease; SD standard deviation; CFS Clinical Frailty Scale; NR not reported; FP Frailty phenotype; FI frailty index; UPDRS Unified Parkinson’s disease Rating Scale; US United States; UK United Kingdom; OR odds ratio; CI Confidence Interval; IADL instrumental activities of daily living; GCS Glasgow Coma Scale; H & Y Hoehn and Yahr scale; TUG Timed up and go; LTC long-term care; AF atrial fibrillation.
Table 2.
Study Objectives and Outcomes.
| Author | Year | Primary Study Objective | Frailty Measure | Proportion with Frailty | Mean or Median Frailty Score | Reported Frailty Related Outcomes |
|---|---|---|---|---|---|---|
| Adenwalla* | 2019 | Examining the day hospital model of interdisciplinary care in persons with PD | Clinical Frailty Scale (CFS) | NR | 4 (Range 3–7) | NR |
| Ahmed | 2008 | Determine the prevalence of frailty in PD | Frailty Phenotype | 32.6% | NR |
|
| Aithal* | 2016 | Incidence of fragility fractures in PD | CFS | NR | 3.42 (1,7) |
|
| Borda* | 2019 | Examining the association between frailty and incident dementia in persons with PD compared to controls. | Frailty Index | 42.2% | NR |
|
| Buchman | 2013 | The relationship between brain pathology and frailty progression in older adults. | Frailty Phenotype | NR | NR |
|
| Chen | 2018 | How brain structural changes correlate with cognitive impairment and frailty in PD | Frailty Phenotype | NR | NR | In persons with frailty and PD there was a significant reduction in grey matter volume |
| Firat-Ozer* | 2018 | Identify the prevalence of frailty in PD, describe the relationship between PD severity and frailty; evaluate the TUG as a test of frailty | Frailty Phenotype | Frail 51.5%Pre-frail 36.4% | NR |
|
| Hippisley-Cox | 2017 | To develop a definition of frailty which is based on risk of outcomes | Tool Created by Authors | 48% mildly frail28% moderately frail16% severely frail | NR |
|
| Holland* | 2019 | Examine the association between falls and frailty in persons with PD | Frailty Index | 43.7% pre-frail25.2% frail | NR |
|
| Kotani | 2020 | Testing an assistive lumbar support device for persons with frailty with or without PD | Frailty Phenotype | 62.5% prefrail37.5% frail | NR |
|
| Khwaja* | 2019 | Evaluating whether persons with PD complete advanced care planning documents | NR | NR | NR | In this population of persons with PD in a higher complexity stage, there was documented discussion of disease progression and medication side effects but no discussion of advanced care planning. |
| Lawson | 2020 | Aimed to understand the incidence and prevalence of delirium in persons with PD | CFS | NR | Weighted mean CFS 5.7 across all groups | Prevalent and incident delirium cases were associated with more severe PD motor symptoms, frailty, lower GCS and more severe delirium.Mean CFS 5.1 (SD 1.4) in patients with no prevalent deliriumMean CFS 6.8 (SD 0.5) in patients with prevalent delirium (p < 0.001)Mean CFS 4.9 (SD 1.4) in patients with no incident deliriumMean CFS 6.3 (SD 1.1) in patients with incident delirium (p < 0.001) |
| Lee* | 2018 | Focused on understanding the prevalence of frailty in inpatients of an acute geriatric ward, as well as the effect of frailty on discharge. | CFS + Edmonton Frailty Scale | NR | NR | In the frail group as measured by the CFS, there were more persons with PD (p = 0.03) |
| Lin | 2019 | To identify the relationship between cognitive function and physical frailty in patients with PD | Frailty Phenotype | 38.2% frail | NR |
|
| McManus* | 2019 | To assess if the UPDRS and a digital motor test can detect improvement with an exercise intervention | QTUG Frailty Index (%) | 35.3% frail | 35.32+/-25.07 | QTUG Frailty Index (%) was 21.18 (+/-16.35) post-intervention (p < 0.01) |
| Mohamed* | 2016 | Examined the mortality of persons with PD after a hospital admission | CFS | NR | NR |
|
| Peball | Screened persons with PD for sarcopenia and frailty to look at association with other conditions of aging, and quality of life | CFS | 22.2% frail | 3.8 (1.7) | ||
| 2018 | 35.6% frail | 3.1 (1.6) | Frailty was associated with:
|
|||
| Roberts * | 2010 | To establish normative values for grip strength in different groups of older adults | Grip strength & Strawbridge frailty questionnaire | 56% frail | NR | Frailty was found in 56% of persons in a PD clinic, which was a similar proportion to those in in-patient rehab, out-patient rehab and less than those in LTC. |
| Roland | 2012 | Aimed at understanding how physical activity impacts frailty | Frailty phenotype | 46.7% prefrail 26.7% frail |
NR |
|
| Roland | 2012 | To understand the characteristics that contribute to frailty in female persons with PD | Frailty phenotype | 47.1% prefrail 29.4% frail |
NR |
|
| Roland | 2012 | Focused on which aspects of frailty and quality of life help to discriminate in persons with PD | Frailty phenotype | 65.5% prefrail 3.4% frail |
NR |
|
| Roland | 2014 | Determine whether muscle activity can be used to identify frailty phenotypes in females with PD | Frailty phenotype | 46.2% prefrail 23.1% frail |
NR |
|
| Smith* | 2019 | Examine the prevalence of frailty and associated factors in persons with PD | Frailty Phenotype | 58% prefrail26% frail | NR | Several factors were associated with frailty:
|
| Tan | 2018 | Looked at sarcopenia, body composition, and frailty in persons with PD. | Frailty Phenotype + Frailty Index | 69.4% frail using FI27.9% frail using FP | NR |
|
| Tom | 2013 | Examined whether frailty increased the risk of fractures in older women. | Frailty Phenotype | 19.1% prefrail 63.3% frail |
NR |
|
| Torsney | 2018 | To see if frailty was a predictor of mortality and other hospital outcomes in persons with PD in hospital | CFS | vulnerable 9.4% mildly frailty 17.3% moderate frailty 33.3% severe frailty 24.9%v. severe frailty 5.6% |
Median CFS 6.0 Mean CFS 5.9 (SD1.4) |
|
| Wang | 2019 | To examine body composition as it relates to disease severity in persons with PD | Frailty Phenotype + Taiwan International Physical Activity Questionnaire Short Form | NR | NR |
|
| Wei* | 2019 | To evaluate sarcopenia, body fat and frailty in persons with PD | Frailty Phenotype + Frailty Index | 63.6% frail (phenotype)78.8% frail (index) | Mean number of FP deficits 2.7 (SD 1.3)Mean FI 0.3 (SD 0.1) |
|
| Wells* | 2019 | Examine the prevalence of atrial fibrillation and its affect on cognition in persons with PD | Clinical Frailty Scale | NR | 6.7 (1.3) |
|
| Williams* | 2016 | Evaluate the effectiveness of delivering specialist care is in LTC for persons with PD | Clinical Frailty Scale | NR | 7.04 (Range 6–8) |
|
* Abstract only. PD Parkinson’s disease; SD standard deviation; CFS Clinical Frailty Scale; NR not reported; FP Frailty phenotype; FI frailty index; UPDRS Unified Parkinson’s disease Rating Scale; US United States; UK United Kingdom; OR odds ratio; CI Confidence Interval; IADL instrumental activities of daily living; GCS Glasgow Coma Scale; H & Y Hoehn and Yahr scale; TUG Timed up and go; LTC long-term care; AF atrial fibrillation
3.3. Tools employed to screen for frailty
Fifteen studies employed the frailty phenotype method [17], [18], [19], [20], [21], [22], [23], [24], [25], [26], [27], [28], [29], [30] and 9 studies employed the clinical frailty scale [13], [14], [15], [31], [32], [33], [34], [35], [36]. Four studies employed the frailty index, or cumulative deficit model [19], [27], [37], [38]. In one study frailty index values range from 0 to 1 and a cut-off of >0.2 was employed to identify frailty [19].
Five studies used an alternative frailty screening measure, and four studies employed more than one measure. One study used the Edmonton Frail Scale [15]. Another used routinely collected data to derive a mortality prediction equation, as well as unplanned hospitalization prediction equation, which when combined, were utilized to categorize patients into frailty groups. One study combined a timed-up-and-go with a frailty index to calculate a QTUG Frailty Index [39]. One study did not report which measure was used [16].
3.4. Risk of bias
Ten cohort studies were included and most enrolled a selected, or somewhat representative group of PD patients (Supplementary Table 2). Ascertainment of PD was most often through secure record. None of the studies demonstrated that frailty was not present at the start of the study. Fewer than half controlled for other factors associated with frailty. Ascertainment of frailty was most often through independent blind assessment. The majority of studies made no statement on loss-to-follow-up, or loss to follow-up was >5%.
Fourteen cross-sectional studies were included all of which enrolled PD patients either from a selected group, or a somewhat representative sample of PD patients. Sample size calculations were not provided or justified in any of the studies. Half (7/14) of the studies ascertained PD through secure record, the remainder provided no description of PD ascertainment. None of the studies controlled for other risk factors for frailty. Frailty was ascertained through record linkage in 4/14 studies, by independent blind assessment in 5/14 studies, and no description was provided in the remainder.
Six case-control studies were included. Five independently validated the PD case definition. Four had potential for selection bias of cases. Four enrolled community controls and two enrolled hospital controls. All controlled for age and sex. All 6 studies ascertained frailty through secure record.
3.5. Frailty prevalence
Eight studies were included in meta-analysis using the frailty phenotype [17], [20], [22], [24], [25], [27], [28], [29]. The prevalence using the FP ranged from 0.03 to 0.64 across included studies. The pooled prevalence of frailty in persons with PD using the frailty phenotype was 38% (95% Confidence Interval [CI] 24% to 55%) (Fig. 2). Heterogeneity as measured by the I2 was 92.6%, which is high and was significant (p < 0.01). We were unable to do subgroup analyses or meta-regression as there were too few studies. There was insufficient data to perform meta-analysis of frailty prevalence using the CFS or FI. However, the mean CFS ranged from 3.4 to 7.0 and the proportion of PD patients who were frail determined by the FI ranged from 25.2 to 78.8%. For reference, a mean CFS score of 3 equates to someone who is managing well, whereas a CFS score of 7 equates to someone who is severely frail and is completely dependent on others for personal care (https://www.dal.ca/sites/gmr/our-tools/clinical-frailty-scale.html).
Fig. 2.
Forrest Plot. The prevalence of frailty in PD using random effects meta-analysis and the frailty phenotype.
3.6. Q mortality risk prediction
Two prediction equations categorized patients into severely-frail, moderately-frail, mildly-frail and fit categories [40]. Sixteen percent of PD patients were severely frail, 28% were moderately frail, 48% were mildly frail, and only 8% were categorized as fit [40].
3.7. Association between frailty and PD characteristics
Female gender (OR 11.77; 95% CI 1.01–142.91), depression (OR 12.56; 95% CI 1.01–162. 83), and dependency in instrumental activities of daily living (IADLs) (OR 339.18; 95% CI 9.95–11558.97) were significantly associated with frailty [20]. Another study reported similar associations between female gender (OR 3.10; 95% CI 1.53–6.26) and depression (OR 1.12; 95% CI 1.01–1.24) and frailty in a U.K. study [28] .
United Parkinson’s disease rating scale (UPDRS) scores were higher for patients who were identified as frail compared to those who were not frail [17], [28]. The number of components of the frailty phenotype that were present directly related to the UPDRS scores (r = 0.39; p = 0.005) [17].
Frailty is associated with longer disease duration, higher motor impairment (UPDRS score), higher Hoehn and Yahr (H&Y) stages, and non-tremor dominant PD (postural instability/gait difficulty dominant phenotype) [25], [28], [31]. Similarly, Tan et al reported an association between worse PD motor severity score (based on the modified UPDRS) and frailty phenotype (adjusted odds ratio [OR] 1.09; p = 0.013) [19]. In the same study, utilizing the frailty index, increasing age was the only factor associated with higher frailty index (adjusted OR 1.15; p = 0.01) [19]. Higher daily dose of levodopa carbidopa has been also shown to be associated with frailty [25]. Findings reported in a conference abstract found that frailty was positively associated with levodopa dose ≥400 mg (OR 26.78; 95% CI 1.34–535.45) [20].
3.8. Associations between frailty and adverse outcomes in PD patients
Frailty was associated with recurrent falls [31], [38], cognitive impairment, dementia, orthostatic hypotension, fatigue, hallucinations, nursing home placement, dependency in activities of daily living and Parkinson’s disease questionnaire-8 summary index [31]. In a Norwegian PD study, the odds of dementia development over 7 years of follow-up was 3-fold higher for individuals who were frail at baseline, compared to those who were not frail at baseline (OR 3.37; 95% CI 1.30–8.74; p = 0.012) [37]. In a Taiwanese study of 76 patients with PD, frailty phenotype was associated with worse scores on neuropsychological assessments of attention, executive function, memory, speech, language, and visuospatial function [25]. A U.K. inpatient study found that PD patients who developed delirium were more likely to be frail [14].
Utilizing the CFS in inpatients, frailty was shown to be an independent predictor of inpatient mortality with an odds ratio for severely/very severely frail (i.e. CFS score of 7 + ) of 8.1 (95% CI 1.0–63.5) [13]. In the same study, CFS did not predict other outcomes investigated including death within 30 days of discharge, new institutionalization, length of stay ≥ 7 days or readmission to the same hospital within 30 days [13]. In a study of 41 patients with PD admitted to hospital with a mean age of 78 years, 37% died within 18 months of the index admission [35]. Patients who died during follow-up had an average CFS score of 6 compared to 4.8 for patients who survived [35].
In an imaging study, fat content on magnetic resonance imaging was higher in PD patients with frailty, than in those who were not frail [26]. Specifically, fat content in the thigh was associated with weakness and exhaustion, two components of the frailty phenotype [26]. Similarly, higher frailty index has been associated with sarcopenia in persons with PD [19]. In a study of PD patients and spouse/sibling controls, persons with PD had greater prevalence of sarcopenia than controls (30.3% versus 7.4%; p = 0.049) [27].
3.9. Exercise interventions in PD patients with frailty
In 8 frail and pre-frail PD patients, core exercise training using an assistive lumbar support worn during exercise for five consecutive days resulted in improvements in timed 10-meter walk, step-length, timed up and go (TUG) and chair stands in 30 s [24]. The timed 10-meter walk improved from 15.3 s at baseline to 9.6 s at the end of the intervention with the improvement maintained at 3-months (10.4 s) [24]. Step-length improved from 0.37 m to 0.51 m at the end of the intervention, as did TUG (17.7 s at baseline, 14.0 s at the end of the intervention), and chair stands in 30 s (4 at baseline, 6.5 at the end of the intervention) [24].
In the second exercise intervention study, 18 patients with PD participated in exercise classes three times per week for 12-weeks [39]. The classes included Tai Chi, rhythmic cycling (spinning) and strength and conditioning circuit classes [39]. Between baseline and the end of the 12-week exercise intervention, the quantitative timed up and go frailty index (QTUG FI) improved [39].
3.10. Frailty and brain pathology
In a study of nearly 800 individuals in the Religious Orders Study (ROS) and the Rush Memory and Aging Project (MAP) cohort studies, authors investigated the association between brain pathology and frailty [41]. Macroinfacts, Alzheimer disease pathology, Lewy Body Disease pathology and nigral neuronal loss (the latter two found in PD) were associated with more rapid progression of frailty [41]. Nigral neuronal loss was independently associated with frailty progression, but Lewy Body pathology was not [41]. Additionally, patients with nigral neuronal loss and dementia showed a more rapid frailty progression than patients with nigral neuronal loss without dementia [41]. Nigral neuronal loss was associated with rate of decline in grip strength and walking speed, but not with rate of change in body mass index (BMI) or fatigue [41].
4. Discussion
The current knowledge of frailty in persons living with PD is limited. Interestingly, 40% of included studies were published in 2019–2020, signifying a growing interest in the synergistic relationship between the two conditions. Similarly, one-half were published as abstracts-only, reflecting a domain in its infancy. We performed a systematic review and meta-analysis to determine the prevalence, associations and outcomes associated with frailty in persons living with PD.
Twenty-five studies enrolled community-dwelling participants with five studies in the inpatient setting. Community-dwelling participants are likely fitter and less frail than persons admitted to hospital or communal settings. Frailty assessments performed in hospital likely overestimate frailty prevalence, however, provide outcome data such as inpatient mortality and length of stay. Additionally, the mean age of PD participants ranged from 63 to 83 years, as such comment on the prevalence, associations and outcomes of frailty in a younger PD population cannot be made. Despite this limitation, frailty is not exclusive to older age groups and there would likely be benefit to identification and management of frailty in younger persons with PD. That being said, a recent review of frailty screening in populations <60 years determined that further study is needed around the validity of frailty screening measures, and the utility of identifying frailty in younger age groups [42].
Studies originated from around the globe, with 16 studies from Europe, 6 each from North America and Asia and 1 each from Australia and internationally. The generalizability of these findings to resource-poor settings is limited.
There are many frailty screening methods available and within the PD population three were most commonly employed. Fifteen studies reported using the frailty phenotype, 9 studies used the clinical frailty scale, 4 used the frailty index, 5 used alternative frailty screening measures, or created novel tools. The variability in frailty screening tools creates tremendous difficulty in comparing prevalence, associations and outcomes across studies. The most frequently employed screening tool, the frailty phenotype, includes 5 measured variables, which may be affected by the manifestations of PD (i.e. grip strength, slow walking speed, unintentional weight loss, self-reported exhaustion and low physical function). The original Cardiovascular Health Study cohort in which the frailty phenotype was developed excluded persons with PD [5]. The overlap in the manifestations of frailty and PD may lead to misclassification of persons with PD as frail, when indeed they are not. Studies are required to determine whether an alternative frailty screening measure better identifies frailty in PD.
The prevalence of frailty in PD using random effects meta-analysis and the frailty phenotype was 0.38 (95% CI 0.24–0.55) [17], [20], [22], [24], [25], [27], [28], [29]. The heterogeneity of included studies was high and significant (I2 = 92.6%, p < 0.01) likely a reflection of both clinical and methodological heterogeneity of the included studies, including, sample compositions, age, gender, duration and severity of PD and methodological specifics including features of the study design and the performance of the frailty phenotype evaluation. Interestingly one study had a low prevalence of frailty at 3.4%, however other studies ranged from 26% to 64%. This study enrolled 29 community participants (41% female, mean age 66 years) who were able to ambulate independently, were cognitively intact, had a mean PD disease duration of 7.2 years, and had a mean H & Y score of 2. This younger sample, with lesser disease burden may be less frail for these precise reasons. Overall, there appears to be a high proportion of persons with PD experiencing frailty; however, due to the high heterogeneity and few studies, precluding further subgroup exploration, this pooled estimate must be interpreted with caution.
Utilizing the frailty index the estimated prevalence of frailty ranged from 25.2 to 78.8% [19], [27], [37], [38]. This in contrast to Canadian community-dwellers without PD in which the estimated prevalence utilizing the FI was 20.2% [4]. In the present study, the range of CFS scores in PD patients was 3.4 to 7.0. The imprecision of these estimates, employing either the FI or CFS, is a reflection of the heterogeneity of the included studies, including both clinical and methodological heterogeneity.
Our results, that frailty in PD is associated with adverse outcomes are unsurprising given the impact of frailty in the general population. We found that frailty in PD is associated with dementia [37], recurrent falls [31], [38], cognitive impairment [25], orthostatic hypotension, fatigue, hallucinations, nursing home placement, dependency in activities of daily living [31], delirium [14], and inpatient mortality [13]. We propose that clinicians should routinely screen for frailty in patients with PD, and that interventions to prevent and/or ameliorate these adverse outcomes should include: falls risk assessment, screening for cognitive impairment, orthostatic hypotension screening and management; screening for non-motor symptoms of PD such as fatigue and hallucinations and monitoring of functional status.
We found that several PD characteristics were associated with frailty status. These included: longer disease duration, greater motor impairment, higher Hoehn and Yahr (H&Y) stages, and non-tremor dominant PD (postural instability/gait difficulty dominant phenotype) [25], [28], [31]. Similarly, Tan et al reported an association between worse PD motor severity score [19]. This knowledge will assist clinicians caring for patients with PD so that frailty screening may focus on patients of longer disease duration, higher motor impairment, and non-tremor dominant (i.e. postural instability/gait difficulty dominant) phenotypes. This knowledge will help to direct resources and more easily identify PD patients living with frailty.
We found two interventions studies, involving exercise [24], [39]. Further intervention studies are needed to guide clinicians caring for patients with PD living with frailty.
5. Conclusion
Frailty and PD are both common conditions, with approximately 38% of patients with PD identified as frail by the frailty phenotype. There is no universally employed screening tool for frailty in PD and further studies are needed to determine the best method for identifying frailty. Regardless of how it is identified, the importance of identification of frailty in PD is clear. Frailty in PD is associated with a number of adverse outcomes, many of which may be targets of treatment. Frailty in PD is associated with certain PD-specific characteristics, such as motor severity and disease duration, and this knowledge may assist clinicians in anticipating the robustness of such patients.
5.1. Limitations
The small number of included studies, 40% of which were abstracts only, as well as the heterogeneity in clinical and methodological study characteristics are limitations of the study. Further large, longitudinal studies are needed to investigate the associations between frailty and PD, as well as interventional studies, to guide clinicians caring for this vulnerable group of older adults.
Funding
This work was funded in part by the Brenda Strafford Foundation Chair in Geriatric Medicine, University of Calgary, Calgary, Alberta. The funding source had no involvement in the study design, collection, analysis or interpretation of data, in the writing of the paper or the decision to submit the paper for publication.
Declaration of Competing Interest
The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.
Footnotes
Supplementary data to this article can be found online at https://doi.org/10.1016/j.prdoa.2021.100095.
Contributor Information
Jacqueline M. McMillan, Email: Jacqueline.mcmillan@ahs.ca.
Zahra Goodarzi, Email: Zahra.Goodarzi@ahs.ca.
Appendix A. Supplementary data
The following are the Supplementary data to this article:
References
- 1.M. Hoover, M. Rotermann, C. Sanmartin, and J. Bernier, “Validation of an index to estimate the prevalence of frailty among community-dwelling seniors,” Statistics Canada Health Reports, vol. 24, no. 9, 2015. [PubMed]
- 2.(2014). Parkinson's disease: prevalence, diagnosis and impact. [PubMed]
- 3.E.R. Villani D.L. Vetrano R. Liperoti K. Palmer M. Denkinger H.G. van der Roest R. Bernabei G. Onder Relationship between frailty and drug use among nursing homes residents: results from the SHELTER study 10.1007/s40520-021-01797-z. [DOI] [PubMed]
- 4.D.S. Kehler T. Ferguson A.N. Stammers C. Bohm R.C. Arora T.A. Duhamel N. Tangri 17 1 2017 10.1186/s12877-017-0423-6. [DOI] [PMC free article] [PubMed]
- 5.Fried L.P., Tangen C.M., Walston J., Newman A.B., Hirsch C., Gottdiener J., Seeman T., Tracy R., Kop W.J., Burke G., McBurnie M.A. Frailty in Older Adults: Evidence for a Phenotype. J Gerontol A Biol Sci Med Sci. 2001;56(3):M146–M157. doi: 10.1093/gerona/56.3.m146. [DOI] [PubMed] [Google Scholar]
- 6.Rockwood K. A global clinical measure of fitness and frailty in elderly people. CMAJ. 2005;173(5):489–495. doi: 10.1503/cmaj.050051. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 7.S.D. Searle A. Mitnitski E.A. Gahbauer T.M. Gill K. Rockwood 8 1 2008 10.1186/1471-2318-8-24. [DOI] [PMC free article] [PubMed]
- 8.Rockwood K., Mitnitski A. Limits to Deficit Accumulation in Elderly People. Mechanisms of ageing and development. 2006;127(5):494–496. doi: 10.1016/j.mad.2006.01.002. [DOI] [PubMed] [Google Scholar]
- 9.CADTH, “Grey matters: a practical tool for searching health-related grey literature,” doi: https://www.cadth.ca/resources/finding-evidence/grey-matters.
- 10.Barendregt J.J., Doi S.A., Lee Y.Y., Norman R.E., Vos T. Meta-analysis of prevalence. Journal of Epidemiology and Community Health. 2013;67(11):974–978. doi: 10.1136/jech-2013-203104. [DOI] [PubMed] [Google Scholar]
- 11.V.N. Nyaga M. Arbyn M. Aerts 72 1 2014 10.1186/2049-3258-72-39.
- 12.DerSimonian R., Laird N. Meta-analysis in clinical trials. Controlled Clinical Trials. 1986;7(3):177–188. doi: 10.1016/0197-2456(86)90046-2. [DOI] [PubMed] [Google Scholar]
- 13.Torsney K.M., Romero-Ortuno R. The Clinical Frailty Scale predicts inpatient mortality in older hospitalised patients with idiopathic Parkinson's disease. J R Coll Physicians Edinb. 2018;48(2):103–107. doi: 10.4997/JRCPE.2018.201. [DOI] [PubMed] [Google Scholar]
- 14.Lawson R.A., Richardson S.J., Yarnall A.J., Burn D.J., Allan L.M. Identifying delirium in Parkinson disease: a pilot study. Int J Geriatr Psychiatry. 2020;35(5):547–552. doi: 10.1002/gps.5270. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 15.Lee H.S., Law N.C., Alexander A. The impact of frailty on discharge in an acute geriatric ward [abstract] Eur Geriatr Med. 2018;9(1):S1–S367. [Google Scholar]
- 16.Khwaja H., Chatterjee A., Alg G., Cotton A., Richardson L., Avery H. Complex disease burden in Parkinson's and Advance Care Planning [abstract] Mov Disord. 2019;34:S2. [Google Scholar]
- 17.Ahmed N.N., Sherman S.J., VanWyck D. Frailty in Parkinson's disease and its clinical implications. Parkinsonism and Related Disorders. 2008;14(4):334–337. doi: 10.1016/j.parkreldis.2007.10.004. [DOI] [PubMed] [Google Scholar]
- 18.Chen Y.S. Reduced lateral occipital gray matter volume is associated with physical frailty and cognitive impairment in Parkinson's disease. Euro Radiol. 2019;29:2659–2668. doi: 10.1007/s00330-018-5855-7. [DOI] [PubMed] [Google Scholar]
- 19.Tan A.H., Hew Y.C., Lim S.-Y., Ramli N.M., Kamaruzzaman S.B., Tan M.P., Grossmann M., Ang B.H., Tan J.Y., Manap M.A.A.A., Tay T.K., Tan S.L., New R.P., Fadzli F., Yee E.J., Moy F.M., Mahadeva S., Lang A.E. Altered body composition, sarcopenia, frailty, and their clinico-biological correlates, in Parkinson's disease. Parkinsonism and Related Disorders. 2018;56:58–64. doi: 10.1016/j.parkreldis.2018.06.020. [DOI] [PubMed] [Google Scholar]
- 20.Firat Ozer F., Akun S., Gultekin M., Erturk G., Ekinci A. Frailty in patients with Parkinson's disease: associations with disability and timed up and go test [abstract] Mov Disord. 2018;33:2. [Google Scholar]
- 21.K.P. Roland K. M. D. Cornett O. Theou J.M. Jakobi G.R. Jones 2012 2012 1 8.
- 22.Roland K.P., Jakobi J.M., Powell C., Jones G.R. Quality of life as a determinant of frailty phenotype in community-dwelling persons with Parkinson's disease. J Am Geriatr Soc. 2012;60(3):590–592. doi: 10.1111/j.1532-5415.2011.03862.x. [DOI] [PubMed] [Google Scholar]
- 23.Roland K.P., Jones G.R., Jakobi J.M. Daily electromyography in females with Parkinson's disease: a potential indicator of frailty. Arch Gerontol Geriatr. 2014;58(1):80–87. doi: 10.1016/j.archger.2013.08.008. [DOI] [PubMed] [Google Scholar]
- 24.N. Kotani T. Morishita A. Yatsugi S. Fujioka S. Kamada E. Shiota Y. Tsuboi T. Inoue 11 10.3389/fneur.2020.00215. [DOI] [PMC free article] [PubMed]
- 25.W.-C. Lin Y.-C. Huang C.-P. Leong M.-H. Chen H.-L. Chen N.-W. Tsai H.-H. Tso P.-C. Chen C.-H. Lu 11 10.3389/fnagi.2019.00283.
- 26.Chiang Chen Lin 16 19 3667 10.3390/ijerph16193667.
- 27.Wei Y. Body fat, sarcopenia and frailty in Parkinson's disease [abstract] mov Disord Clin Prac. 2019;6(S1):S11–S164. doi: 10.1002/mdc3.12744. [DOI] [Google Scholar]
- 28.Smith N., Gaunt D., Whone A., Ben-Shlomo Y., Henderson E. The association between frailty and Parkinson's in the ReSPOnD trial [abstract] Mov Disord. 2019;34:S2. doi: 10.5770/cgj.24.437. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 29.Tom S.E., Adachi J.D., Anderson F.A., Boonen S., Chapurlat R.D., Compston J.E., Cooper C., Gehlbach S.H., Greenspan S.L., Hooven F.H., Nieves J.W., Pfeilschifter J., Roux C., Silverman S., Wyman A., LaCroix A.Z. Frailty and fracture, disability, and falls: a multiple country study from the global longitudinal study of osteoporosis in women. J Am Geriatr Soc. 2013;61(3):327–334. doi: 10.1111/jgs.12146. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 30.Roland K.P., Cornett K.M.D., Theou O., Jakobi J.M., Jones G.R. Concurrence of frailty and Parkinson's disease. J Frailty and Aging. 2012;1(3):123–127. doi: 10.14283/jfa.2012.20. [DOI] [PubMed] [Google Scholar]
- 31.Peball M., Mahlknecht P., Werkmann M., Marini K., Murr F., Herzmann H., Stockner H., de Marzi R., Heim B., Djamshidian A., Willeit P., Willeit J., Kiechl S., Valent D., Krismer F., Wenning G., Nocker M., Mair K., Poewe W., Seppi K. Prevalence and associated factors of sarcopenia and frailty in Parkinson's disease: a cross-sectional study. Gerontology. 2019;65(3):216–228. doi: 10.1159/000492572. [DOI] [PubMed] [Google Scholar]
- 32.Aithal S. Incidence of fragility fractures in people with parkinsonism (PwP) - a 5 year retrospective observational study [abstract] Mov Disord. 2016;31:2. [Google Scholar]
- 33.Adenwalla J. Day hospitals reinvented: the future of Parkinson's care [abstract] Mov Disord. 2019;34:S2. [Google Scholar]
- 34.Wells S., Evans L., Nelson A., Anwar A., Singh I., Aithal S. Prevalence of atrial fibrillation and its impact on cognition in people with idiopathic Parkinson's disease [abstract] Age Ageing. 2019;48:ii30. doi: 10.1093/ageing/afz064.03. [DOI] [Google Scholar]
- 35.Mohamed B., Leopold N., Thomas C. Can hospital admissions predict mortality in Parkinson's? [abstract] Mov Disord. 2016;31(S2):S768. [Google Scholar]
- 36.Williams T., Mahon S., Thomas C., Mohamed B. Taking specialist clinics into community nursing homes [abstract] Mov Disord. 2016;31(S2):S678. [Google Scholar]
- 37.Borda Borda M.G., Aarsland D., Alves G.W. Frailty and incident dementia in Parkinson's disease [abstract] Eur J Neurol. 2019;26(S1):347–551. [Google Scholar]
- 38.Holland S., Morris R., Galna B., Rochester L., Yarnall A. Frailty status predicts falls in early Parkinson's disease [abstract] Mov Disord. 2019;34:2. [Google Scholar]
- 39.McManus K., McGrath D., Greene B.R., Lennon O., McMahon L., Caulfield B. Annual International Conference of the IEEE Engineering in Medicine and Biology society. 2019. Impact of exercise intervention in Parkinson's disease can be quantified using inertial sensor data and clinical tests [conference proceedings] pp. 3507–3510. [DOI] [PubMed] [Google Scholar]
- 40.Hippisley-Cox J., Coupland C. Development and validation of QMortality risk prediction algorithm to estimate short-term risk of death and assess frailty: cohort study. BMJ. 2017;358 doi: 10.1136/bmj.j4208. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 41.Buchman A.S., Yu L., Wilson R.S., Schneider J.A., Bennett D.A. Association of brain pathology with the progression of frailty in older adults. Neurology. 2013;80:2055–2061. doi: 10.1212/WNL.0b013e318294b462. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 42.Spiers G.F., Kunonga T.P., Hall A., Beyer F., Boulton E., Parker S., Bower P., Craig D., Todd C., Hanratty B. Measuring frailty in younger populations: a rapid review of evidence. BMJ Open. 2021;11(3):e047051. doi: 10.1136/bmjopen-2020-047051. [DOI] [PMC free article] [PubMed] [Google Scholar]
Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
Any data not published here will be shared by request from any qualified investigator.


