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. Author manuscript; available in PMC: 2021 Aug 1.
Published in final edited form as: Nat Rev Clin Oncol. 2020 Sep 15;18(2):85–100. doi: 10.1038/s41571-020-0426-7

Table 1 ∣.

Selected ongoing clinical trials of therapeutic NK cell products

Agent Cell
source
Treatment approach Malignancy Study
phase
(status)
ClinicalTrials.gov
identifier
(trial name)
CAR NK cells
NK-92/5.28.z cells NK-92 cells Intracranial injection upon repeat surgery or biopsy Recurrent HER2+ glioblastoma or gliosarcoma I (recruiting) NCT03383978 (CAR2BRAIN)
iC9/CD19-CAR-CD28-zeta- 2A-IL-15 NK cells UCB NK cells In combination with lymphodepleting chemotherapy CD19+ R/R B cell malignancies I/II (recruiting) NCT03056339
PD-L1-targeted high-affinity NK (PD-L1.t-haNK) NK-92 cells NA R/R advanced-stage solid tumours I (recruiting) NCT04050709 (QUILT 3.064)
In combination with N-803 Locally advanced or metastatic pancreatic cancer II (recruiting) NCT04390399 (QUILT 88)
CD19-targeted high-affinity NK (CD19.t-haNK) NK-92 cells NA Diffuse large B cell lymphoma I (not yet recruiting) NCT04052061 (QUILT 3.061)
Genetically modified NK-92 cells
NK cells expressing high-affinity variant of CD16 (haNK) NK-92 cells Combined with NANT cancer vaccine, avelumab (anti-PD-L1 antibody) and various other agents R/R advanced stage triple-negative breast cancer Ib/II (active, not recruiting) NCT03387085 (QUILT-3.067)
Combined with an IL-15 superagonist (N-803) and avelumab Merkel cell carcinoma that has progressed after ICI I (recruiting) NCT03853317 (QUILT-3.063)
Combined with NANT cancer vaccine, avelumab and various other agents Squamous cell carcinoma (of the lung or head and neck) that has progressed after platinum-based chemotherapy and ICI Ib/II (active, not recruiting) NCT03387111 (QUILT-3.090)
Combined with NANT cancer vaccine, avelumab and various other agents R/R pancreatic cancer I (active, not recruiting) NCT03586869 (QUILT-3.080)
iPSC-derived NK cells
FT500 (off-the-shelf iPSC NK cells) iPSCs Monotherapy or combination with PD-1–PD-L1 ICI (using nivolumab, pembrolizumab or atezolizumab) R/R advanced-stage solid or haematological cancer I (recruiting) NCT03841110
FT516 (iPSC NK cells expressing high-affinity, non-cleavable CD16 (hnCD16)) iPSCs Monotherapy for AML or in combination with anti-CD20 antibodies (rituximab or obinutuzumab) for B cell lymphoma R/R AML or B cell lymphoma I (recruiting) NCT04023071
FT596 (iPSC NK cells expressing an anti-CD19 CAR, hnCD16 and IL-15) iPSCs Monotherapy or combination with anti-CD20 antibodies (rituximab or obinutuzumab) R/R chronic lymphocytic leukaemia or B cell lymphoma I (recruiting) NCT04245722
CIML NK cells
CIML NK cell infusions PB NK cells In combination with IL-2 Myeloid disease that has relapsed after haploidentical HSCT I (recruiting) NCT04024761
After T cell donor lymphocyte
infusion
AML that has relapsed after allogeneic HSCT I (recruiting) NCT03068819
With IL-2 or N-803 R/R AML or myelodysplastic syndrome I/II (recruiting) NCT01898793
With N-803 R/R AML II (recruiting) NCT02782546
Adaptive NK cells
CMV-MVA Triplex vaccine NA Administered on days 28 and 56 after autologous HSCT, in order to enhance adaptive NK cell reconstitution Lymphoma or multiple myeloma I (completed) NCT03383055
Adaptive NK cells (cont.)
FATE-NK100 PB NK cells Combined with subcutaneous IL-2 R/R AML I (active, not recruiting) NCT03081780
Intraperitoneal delivery with IL-2 Recurrent epithelial ovarian, fallopian tube or primary peritoneal cancer I (recruiting) NCT03213964
Monotherapy, or combination with cetuximab (anti-EGFR antibody) or trastuzumab (anti-HER2 antibody) Advanced-stage solid tumours I (active, not recruiting) NCT03319459
UCB HPC-derived NK cells
UCB NK cells UCB CD34+ HPC-derived NK cells With or without low-dose or high-dose subcutaneous IL-2 R/R AML I/II (not yet recruiting) NCT04347616 (NK4AML)
Monotherapy by intraperitoneal infusion Recurrent ovarian carcinomas I (recruiting) NCT03539406 (INTRO)

Owing to the large number of trials in each category, example trials have been selected to illustrate the research and trials mentioned in this Review. Example trials have been selected for larger cohort size, trial status (preference for active trials) and a focus on therapies that most directly test modalities affecting NK cell function in vivo (excluding trials testing multiple agents simultaneously). Studies with an unknown status, or that have been suspended, terminated or withdrawn without results have been omitted from this list. AML, acute myeloid leukaemia; CAR, chimeric antigen receptor; CIML, cytokine-induced memory-like; CMV-MVA, cytomegalovirus-modified vaccinia Ankara; HPC, haematopoietic progenitor cell; HSCT, haematopoietic stem cell transplantation; iC9, inducible caspase-9; ICI, immune-checkpoint inhibition; iPSC, induced pluripotent stem cell; NA, not applicable/available; NK, natural killer; PB, peripheral blood; R/R, relapsed and/or refractory; t-haNK, NK-92 cells expressing high-affinity CD16 and a CAR; UCB, umbilical cord blood; zeta, CD3ζ domain.