Skip to main content
. 2020 Sep 2;34(4):1347–1372. doi: 10.1007/s40620-020-00840-y

Table 3.

Summary of studies on sarcopenia prevalence in non-dialyzed CKD, dialysis, and kidney transplanted patients, and methods and criteria used for establishing presence of sarcopenia

Author Population Sample size Age (years)* Muscle mass assessment Strength and/or performance Sarcopenia Prevalence Operational criteria used Observation
CKD Stage 2–5 not on dialysis
 Pereira, NDT 2015 [57] CKD 3–5 287

59.9 (10.5)

53% > 60 years

MAMC: < 90% reference value

SGA—physical exam for low muscle mass

BIA: SMMI (< 6.76 kg/m2 for women and < 10.76 kg/m2 for men)

Strength: HGS (< 30th percentile for sex and age)

MAMC: 9.8%

SGA: 9.4%

SMMI -BIA: 5.9%

EWGSOP 1 Only SMMI by BIA predicted mortality
 De Souza, Plos One 2017 [65] CKD 2–5 100 73.6 (9.22)

DXA:

 ASMI (< 7.26 kg/m2 for men and < 5.5 kg/m2 for women)

 ASM/BMI (< 0.789 for men and < 0.512 for women)

Strength: HGS (EWGSOP 1: < 30 kg for men and < 20 kg for women; FNIH: < 26 kg for men and < 16 kg for women)

Performance: Gait speed (< 0.8 m/s)

FNIH: 28.7%

EWGSOP 1: 11.9%

EWGSOP 1 and FNIH
 Ishikawa, Plos One 2018 [171] CKD 3–5 260 76 (69–80)

DXA:

 ASMI (< 7.0 kg/m2 in males and < 5.4 kg/m2 in females)

Strength: HGS (< 26 kg in males and

 < 18 kg in females)

Performance: Gait speed (< 0.8 m/s)

25% AWGS Low mass + low strength and/or performance
 Hanatani, IJC 2018 [70] In-hospital CKD 265 72.3 (9.8) Calf circumference (according to sex and age) Strength: HGS (according to score chart) 62.6% Scoring Sarcopenia (sarcopenia score ≥ 105 in men and ≥ 120 in women) by Ishii 2014 [172]
 D’Alessandro, Nutrients 2018 [52] CKD 3b-4 80 (40 ≥ 75 years, 40 > 60 and < 75 years)

73.7 (7.2)

Older: 79.8 (3.3)

Younger: 67.5 (4.3)

BIA:

 SMMI (< 10.75 kg/m2)

Strength: HGS (< 30 kg)

Older: 55%

Younger: 12%

EWGSOP 1 Only included male patients > 60 years
 Vettoretti, Nutrients 2019 [173] CKD 3b-5 113 80 (6) Anthropometry: MAMC reduction > 10% of ref population

Strength: HGS (< 26 kg men, < 17 kg women)

Performance: Gait speed (severity) (< 0.8 m/s)

24% EWGSOP 2 Only included patients ≥ 65 years
 Fernandes, Nutrition 2019 [64] CKD 3b-4 73 62.9 (1.1)

DXA:

 ASMI (< 7.26 kg/m2 in men and < 5.5 kg/m2 in women)

Strength: HGS (< 30 kg men, < 20 kg women)

Performance: Gait speed (< 1 m/s)

12.3% EWGSOP 1 Sarcopenia defined as low mass + low strength and/or performance
 Sharma, CJASN 2014 [54] CKS 2–4 5192 (CKD 2: 4086, CKD 3a: 775, CKD 3b: 254, CKD 4: 77)

CKD 2: 54.6 (0.4)

CKD 3a: 71 (0.6)

CKD 3b: 74.5 (1)

CKD 4: 73.2 (1.4)

DXA:

 ASMI (< 7.26 kg/m2 in men and < 5.45 kg/m2 in women)

NA

CKD 2: < 15%

CKD 3a: > 20%

CKD 3b: > 20%

CKD 4: 34.1%

EWGSOP 1 for low muscle mass Did not assess strength or performance
 Androga, KIRep 2017 [67] CKD 2–4 1101 70–77

DXA:

 ASMI (< 7.26 kg/m2 in men and < 5.45 kg/m2 in women)

NA 22% (12.5% only sarcopenia and 9.7% obesity sarcopenia) EWGSOP 1 for low muscle mass Did not assess strength or performance
 Zou, NDT 2017 [66] CKD 3–5 148 66 (19–87) NA Strength: HGS (< 30 kg men, < 20 kg women) 14% EWGSOP 1 Did not assess muscle mass
 Harada, AJC 2017 [68] CKD 266 71 (62–78) CT scan: PSOAS area—PSOAS index (< 7.17 cm2/m2 for man and < 5.13 cm2/m2 for women) NA 41.3% No consensus used to identify sarcopenia Assessed only muscle mass. Cut-offs defined based on the study area under the ROC curve results
Renal replacement therapy (hemodialysis, peritoneal dialysis and kidney transplantation)
 Kim, CN 2013 [56] HD 95 63.9 (10)

BIS:

LTI (2 standard deviations (SD) or more below the normal gender-specific means for young persons)

Strength: HGS (< 30 kg men, < 20 kg women)

37% in men

29.3% women

EWGSOP 1
 Lamarca, JNHA 2014 [55] HD 102 (n = 49 for DXA + HGS) 70.7 (7)

DXA:

ASMI (< 8.12 kg/m2 for men; < 6.08 kg/m2 for women; < 6.95 kg/m2 for men; < 5.16 kg/m2 for women)

BIA:

LBMI (< 18.1 kg/m2 for men; < 14.6 kg/m2; < 15.9 kg/m2 for men; < 12.8 kg/m2 for women)

SKF:

LBMI (same as LBMI by BIA)

MAMC (< 90% standard values)

Calf circumference (< 31 cm)

Strength: HGS (< 10th percentile of young individuals according to gender) From 3.9 to 63.3% depending on the method used to assess muscle mass EWGSOP 1 and International working group in sarcopenia

Cutoffs:

ALMI and LBMI: < 20th percentile of young individuals; < 2 SD below means of young individuals

 Isoyama, CJASN 2014 [58] HD 330 53 (13)

DXA

 ASMI (< 7.3 kg/m2 in men and < 5.5 kg/m2 in women)

Strength: HGS (< 30 kg men, < 20 kg women) 20% EWGSOP 1 ASMI cutoff: two SDs below the sex-specific mean from a young reference population
 Kittiskulnam, JCSM 2016 [174] HD 645 56.7 (14.5)

BIS:

 SMM and SMMI and SMM/BMI (2SD or more below sex specific means of healthy young adults (18–49 years)

Strength: HGS (< 26 kg for men and < 16 kg for women)

Performance: gait speed (< 0.8 m/s)

Using SMMI: 3.9%

Using SMM/BMI: 14%

FNIH (for muscle strength and performance) Reference populations and cutoff points of BIS-derived whole-body muscle mass were obtained from the National Health and Nutrition Examination Survey (NHANES) 2003–2004
 Slee, JRN 2019 [59] HD 87 65.9 (13)

BIA:

 SMI (< 10.76 kg/m2 for men and < 6.76 kg/m2 for women)

 ASMI (< 7.26 kg/m2 for men and < 5.45 kg/m2 for women)

Anthropometry:

 MAMC (< 23.8 cm for men and < 18.4 cm for women)

Strength: HGS (< 30 kg for men and < 20 kg for women; < 26 kg for men and < 16 kg for women; categorized by BMI and sex based on the Fried criteria [175])

Females

EWGSOP:

SMMI – 13%

ASMI – 17%

FNIH: 8%

Males

EWGSOP:

SMMI – 56%

ASMI – 30%

FNIH:

SMMI – 40%

ASMI – 22%

EWGSOP 1 and FNIH Janssen equation for SMM and Sergi equation for ASM calculation
 Giglio, JRN 2019 [30] HD 170 70.6 (7.2) Baumgartner equation for ASM (previously validated in 47 patients), ASMI calculated (< 7.26 kg/m2 for men and < 5.45 kg/m2 for women) Strength: HGS (< 30 kg for men and < 20 kg for women) 36.5% EWGSOP 1 Sarcopenia defined as low mass + low strength
 Kamijo, PDI 2018 [176] PD 119 66.8 (13.2)

BIS

SMI (< 7 kg/m2 in men, < 5.7 kg/m2 in women)

Strength: HGS (< 26 men, < 18 women)

Performance: gait speed (< 0.8 m/s)

11% AWGS For diagnosis strength or performance were considered together with muscle mass
 Abro, EJCN 2018 [177] PD 155 63 (14.9)

BIA:

 ASM derived from segmental BIA (FNIH: < 19.75 kg in men, < 15.02 kg in women)

 ASM/BMI (FNIH: < 0.789 men, < 0.512 women)

 ASMI (EWGSOP: < 7.23 kg/m2 in men, < 5.67 kg/m2 in women; AWGS: < 7 kg/m2 in men, < 5.7 kg/m2 in women)

Strength: HGS (FNIH: < 26 kg men, < 16 kg women; EWGSOP: < 30 kg men, < 20 kg women; AWGS: < 26 kg men, < 18 kg women) 11–15.5% depending on the criteria

FNIH

EWGSOP

AWGS

 Hung, NCP 2017 [69] PD 325 56.7 (16.5)

DXA:

 ASM (< 2 SD from young population; < 19.75 kg in men and < 15 kg in women)

ASMI (< 7.26/ < 7.25/ < 8.5/ < 6.95 kg/m2 in men and < 5.75/ < 5.67/ < 5.45/ < 5.16 kg/m2 in women

ASM/BMI (< 0.789 men; < 0.512 women)

NA 2.2–31.3% for women and 25.1–75.6% for men depending on cutoff used EWGSOP 1 Only muscle mass evaluation
 Da Silva, EJCN 2019 [178] PD 50 55.7 (16.2) ASMI (EWGSOP: < 7.26 kg/m2 in men, < 5.5 kg/m2 in women; EWGSOP 2: < 7 kg/m2 in men and < 5.5 kg/m2 in women)

Strenght: HGS (EWGSOP: < 30 kg in men, < 20 kg in women; EWGSOP 2: < 27 kg in men, < 16 kg in women)

Performance: Gait speed (< 0.8 m/s)

EWGSOP 1: 4% (ASMI + HGS); 4% (ASMI + GS)

EWGSOP 2: 4%

EWGSOP 1 and EWGSOP 2
 Yanishi, TP 2016 [179] KTR 51 46.2 (12.8)

DXA:

 ASMI (< 7 kg/m2 in men, < 5.4 kg/m2 in women)

Strenght: HGS (< 27 kg in men, < 18 kg in women)

Performance: Gait speed (< 0.8 m/s)

11.8% AWGS
Studies including non-dialysis CKD, dialysis and kidney transplanted patients
 Dierkes, BMC 2018 [63]

CKD 3–5

HD

KTR

CKD: 112

HD: 24

KTR: 72

CKD: 66 (51–76)

HD: 63 (50–76)

KTR: 60 (49–67)

BIA:

 ASMI (≤ 8.87 kg/m2 in men and ≤ 6.42 kg/m2 in women)

Strength: HGS

(< 30 kg men, < 20 kg women)

35% (CKD: 37%, HD: 42%, KTR: 32%) EWGSOP 1 ALM calculated using MacDonald equation [180]
 Wilkinson, Nephrology 2019 [181]

CKD

HD

KTR

26 CKD

11 HD

35 KTR

55.7 (14.4)

CKD: 58.8 (17.8)

HD: 61.6 (7.7)

KTR: 51.6 (12.2)

DXA:

 ASM (< 19.75 kg in men and < 15.02 kg in women)  ASMI (< 7.26 kg/m2 in men and < 5.45 kg/m2 in women)

 ASM/BMI (< 0.789 in men and < 0.512 in women)

Strength: HGS Performance: SPPB (no information regarding cut-offs) 26–35% depending on the muscle mass assessment method EWGSOP 1 and FNIH
 Lai, Nutrition 2019 [62]

CKD 3–5

Dialysis (HD + PD)

KTR

77 (CKD: 26, Dialysis: 37, KTR: 14) 69.6 (9.85)

BIA:

 SMMI (≤ 10.75 kg/m2 in men and ≤ 6.75 kg/m2 in women)

Strength: HGS (< 30 kg in men and < 20 kg in women) 49.4% EWGSOP 1 SMM calculated using Janssen equation [18]

ALM appendicular lean mass, ASM appendicular skeletal muscle, ASMI appendicular skeletal muscle index, AWGS Asian working group on sarcopenia, BIA bioelectric impedance analysis, BIS bioelectric impedance spectroscopy, BMI body mass index, CKD chronic kidney disease, DXA dual energy X-ray absorptiometry, EWGSOP European working group on sarcopenia in older people, FNIH Foundation for the National Institute of Health, HD hemodialysis, HGS handgrip strength, KTR kidney transplant recipients, MAMC mid-arm muscle circumference, SMMI skeletal muscle mass index, SMM skeletal muscle mass.

*Values in parenthesis describes standard deviation