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. 2021 Aug 13;9(8):e002597. doi: 10.1136/jitc-2021-002597

Table 4.

Completed phase II/III neoadjuvant immunotherapy trials for early-stage breast cancer

Trial name
Trial identifier
Phase Subtype Control and immunotherapy arms pCR rate (95% CI)
(investigational vs control)
I-SPY 2*
NCT01042379
II HER2– Control (n=201): paclitaxel × 4 → doxorubicin+cyclophosphamide × 4 → surgery


Investigational (n=69): paclitaxel+pembrolizumab × 4 → doxorubicin plus cyclophosphamide × 4 → surgery
HR+/HER2–
30% (17% to 43%) vs 13% (7% to 19%)
TNBC
60% (44% to 75%) vs 22% (13% to 30%)
HER2– Control (n=295): paclitaxel × 4 → doxorubicin+cyclophosphamide × 4 → surgery


Investigational (n=73): paclitaxel+pembrolizumab × 4 → pembrolizumab × 4 → surgery
HR+/HER2–
15% (1% to 29%) vs 15% (9% to 20%)
TNBC
27% (9% to 45%) vs 27% (19% to 35%)
HER2– Control (n=299): paclitaxel × 4 → doxorubicin+cyclophosphamide × 4 → surgery


Investigational (n=74): olaparib+durvalumab+paclitaxel × 4 → doxorubicin+cyclophosphamide × 4 → surgery
HR+/HER2–
28% (18% to 38%) vs 14% (9% to 19%)
TNBC:
47% (29% to 64%) vs 27% (20% to 34%)
GeparNuevo
NCT02685059
II TNBC Control (n=86): nab-paclitaxel × 4 →epirubicin+cyclophosphamide × 4 → surgery


Investigational (n=88): nab-paclitaxel+durvalumab × 4 → EC+durvalumab × 4 → surgery
ITT
53.4% (42.5% to 61.4%) vs 44.2% (33.5% to 55.3%)
Window cohort
61% (NR) vs 41.4% (NR)
KEYNOTE-522
NCT03036488
III TNBC Control (n=390): paclitaxel+carboplatin+placebo → doxorubicin+cyclophosphamide/epirubicin+cyclophosphamide+placebo × 4 → surgery → placebo


Investigational (n=784): paclitaxel+carboplatin+pembrolizumab → doxorubicin+cyclophosphamide/epirubicin+cyclophosphamide+pembrolizumab × 4 → surgery → pembrolizumab
ITT
63% (59.5% to 66.4%) vs 55.6% (50.6% to 60.6%)
PD-L1-positive
68.9% vs 54.9%
PD-L1-negative
45.3% vs 30.3%
LN-negative
64.9% (NR) vs 58.6% (NR)
LN-positive
64.8% (NR) vs 44.1 (NR)
NeoTRIPaPDL1
NCT02620280
III TNBC Control (n=142): nab-paclitaxel+carboplatin × 8 → surgery → doxorubicin+cyclophosphamide/epirubicin+cyclophosphamide/5 FU+epirubicin+cyclophosphamide × 4


Investigational (n=138): nab-paclitaxel+carboplatin+atezolizumab × 8 → surgery → doxorubicin+cyclophosphamide/epirubicin+cyclophosphamide/5 FU+epirubicin+cyclophosphamide × 4
ITT
43.5% (35.1% to 52.2%) vs 40.8% (32.7% to 49.4%)
PD-L1-negative
32.2% (NR) vs 32.3% (NR)
PD-L1-positive
51.9% (NR) vs 48% (NR)
IMpassion031
NCT03197935
III TNBC Control (n=165): placebo × 6+nab-paclitaxel × 12 → placebo+doxorubicin+cyclophosphamide × 4 → surgery → monitoring


Investigational (n=168): atezolizumab × 6+nab-paclitaxel × 12 → atezolizumab+doxorubicin+cyclophosphamide × 4 → surgery →atezolizumab
ITT
58% (50% to 65%) vs 41% (34% to 49%)
PD-L1-positive
69% (57% to 79%) vs 49% (38% to 61%)

*pCR rate in I-SPY 2 trial is estimated due to adaptive clinical trial design.

EC, epirubicin/cyclophosphamide; HER2, human epidermal growth factor receptor 2; HR, hormone receptor; ITT, intent-to-treat; LN, lymph node; NR, not reported; pCR, pathologic complete response; PD-L1, programmed death-ligand 1; TNBC, triple-negative breast cancer.