Abstract
This study used a machine learning framework in conjunction with a large battery of measures from 9,718 school-age children (ages 9–11) from the Adolescent Brain Cognitive Development℠ (ABCD) Study to identify factors associated with fluid cognitive functioning (FCF), or the capacity to learn, solve problems, and adapt to novel situations. The identified algorithm explained 14.74% of the variance in FCF, replicating previously reported socioeconomic and mental health contributors to FCF, and adding novel and potentially modifiable contributors, including extracurricular involvement, screen media activity, and sleep duration. Pragmatic interventions targeting these contributors may enhance cognitive performance and protect against their negative impact on FCF in children.
The capacity to learn, solve problems, and adapt to novel situations (fluid cognitive functioning [FCF]) is vital for children’s success in achieving positive developmental outcomes. FCF positively relates to self-regulation, academic achievement, and psychological well-being during childhood, adolescence, and into young adulthood (Blair & Razza, 2007; McClelland, Acock, Piccinin, Rhea, & Stallings, 2013; McClelland & Cameron, 2012). Although adverse environments can have a sustained negative impact on FCF and its associated outcomes, the plasticity of the developing brain presents an opportunity to directly intervene by enhancing FCF to buffer against adversity. Thus, research identifying factors contributing to FCF in childhood is essential for developing meaningful interventions to promote positive long-term outcomes, particularly in the context of exposure to adversity or stress (Platt et al., 2018).
FCF consists of broad abilities in executive function, attention, inhibition, processing speed, and memory, and represents a global assessment of one’s ability to think, act, and learn (Cattell, 1971; Goulet & Baltes, 2013; Horn, 1968). It is understood that FCF reaches its peak in early adulthood and declines across the remainder of the life span (Horn & Cattell, 1967). However, a large number of factors influences performance on FCF measures, some of which are difficult to modify (e.g., parental education), whereas others lend themselves well to personal or systemic interventions (e.g., exercise). To guide our process of selecting variables of interest in this study, we first and foremost relied on previous literature, which has identified demographic, socioeconomic, mental health, stress exposure, and health-related behaviors as important correlates of FCF. Next, we examined the broad Adolescent Brain Cognitive Development (ABCD) Study® data set for unique variables of interest (e.g., screen media activity) that theoretically may be relevant in the context of FCF. Our goal was to ultimately be able to identify correlates of FCF that may be modifiable either through lifestyle changes or existing interventions and therefore could be potential targets in future experimental efforts.
Among the most robust contributors of poor FCF in children are those associated with low socioeconomic status (SES; Farah et al., 2006; Noble, Norman, & Farah, 2005). These effects are lasting, as individuals who experience childhood poverty exhibit working memory deficits as adults (Evans & Schamberg, 2009). On the other hand, higher FCF may be a protective factor in socioeconomic disparity as it is often a moderator between SES and individual outcomes (Lawson, Hook, & Farah, 2018). Stress exposure often co-occurs with low SES, and in fact may mediate the relation between poverty and executive function in children (Piccolo, Sbicigo, Grassi-Oliveira, & Fumagalli de Salles, 2014). Research shows that negative parenting practices and household chaos are associated with increased levels of stress during childhood and result in FCF deficits, even when controlling for the effects of poverty (Vernon-Feagans, Willoughby, & Garrett-Peters, 2016). Furthermore, early life stress, characterized by abuse, neglect, parental psychopathology and substance abuse, and family dysfunction in the form of conflict, domestic violence, and separation from one or multiple caregivers, in particular can have detrimental effects on cognitive and executive function across the life span (Irigaray et al., 2013).
Although co-occurring with environmental stress exposure and SES, factors related to mental and physical health are also frequently implicated in studies of childhood FCF. FCF deficits are commonly seen in psychiatric disorders, including neurodevelopmental disorders (Biederman et al., 2004), as well as mood and anxiety disorders (Goodall et al., 2018; Kavanaugh & Holler, 2014). Furthermore, prenatal experiences, such as exposure to alcohol, tobacco, and illicit drugs are associated with later FCF difficulties (Gautam, Warner, Kan, & Sowell, 2015). Sleep disturbances can also have a negative impact on FCF, albeit only a few studies have empirically investigated the relation between sleep problems and FCF in children. One such study found that children who receive insufficient sleep (i.e., fewer than the recommended number of hours for their age) were more likely to receive poorer scores on mother- and teacher-report measures of FCF (Taveras, Rifas-Shiman, Bub, Gillman, & Oken, 2017). Bodyweight is yet another health-related predictor of FCF. Obese children and adolescents exhibit significantly poorer inhibitory control than youth with healthy weights (Reinert, Po’e, & Barkin, 2013), suggesting that there is a relation between physical health and FCF. Notably, however, physical activity is positively associated with FCF and may be particularly beneficial for youth who are overweight or obese (Bustamante, Williams, & Davis, 2016). Finally, recent years have seen a rapidly increasing attention on the potential effect of screen media activities (e.g., watching television or videos, playing video games, or using social media) on health and well-being in children and adolescents. This attention is not misplaced given that broad screen media activity is among the most commonly used recreational activities in this age group (Kenney & Gortmaker, 2017; Loprinzi & Davis, 2016), and the results are scarce with respect to its effect on brain structure and function or FCF. However, data examining the relation between television use and cognitive function point to lower executive function and language delays (Kostyrka-Allchorne, Cooper, & Simpson, 2017). Taken together, these data show the multitude of environmental and behavioral factors that demonstrate or have the potential for a relation with FCF during development. However, these factors are likely interrelated and occur in same environments. For example, a child living in poverty with a caregiver who works multiple jobs and is less able to monitor activities, may be spending less time engaging in physical activity and more time engaging in screen media to pass time. Therefore, overcoming these obstacles and delineating the relative importance of various previously examined and novel factors in their relation to FCF may guide future experimental studies and subsequent targeted interventions.
Despite significant research efforts, our knowledge of factors associated with FCF remains limited. This is in part due to studies with small sample sizes and over-reliance on traditional statistical approaches limited in their ability to examine large sets of unique variables simultaneously. This has impeded the development of interventions that may meaningfully impact FCF deficits in children. Given that pathophysiology of FCF deficits is complex and likely influenced by numerous factors of potentially shared variance, sophisticated multivariate statistical models employing large data sets are necessary to identify generalizable associations between FCF and factors of adequate prospective clinical utility.
While traditional statistical methods are better suited to model a handful of variables at a time using linear methods, machine learning (ML) approaches allow for robust modeling of a large number of factors and are not constrained by nonlinearity (McArdle & Ritschard, 2013). This is thought to more closely reflect the true state of complex phenomena such as cognitive functioning. ML approaches with cross-sectional data cannot infer causation; however, by iteratively testing all possible relations and identifying a set of important associations, they can improve upon theory-driven definitions of associations between important factors and FCF.
Although ML approaches are most often used to generate highly accurate “black box” prediction algorithms, this is not the only application of ML. Certain fundamental elements of ML (i.e., the use of rigorous cross-validation to more effectively guard against over-fitting, the application of a data-driven approach to model construction, and the use of algorithms that appropriately account for complexity and nonlinearity) offer advantages over traditional modeling approaches, even when a black box prediction algorithm is not the end goal. The use of variable importance (VI) metrics allows for improved interpretability of ML models and enables investigators to clearly identify important correlates. While this application of VI is less widely used within the existing research on cognitive functioning, it has been applied successfully in other fields to aid biomarker discovery (Parvandeh, Yeh, Paulus, & McKinney, 2020) and can be particularly illuminating when multiple algorithms highlight the same features as most important.
With a large, diverse data set of school-age children and variables across a number of broad domains relevant to cognitive function, the ABCD℠ Study is uniquely positioned to comprehensively assess factors associated with FCF. Therefore, this study used a ML framework to examine the associations between a range of key variables associated with baseline FCF across demographic, environmental, mental and physical health, and behavioral domains. This study takes an exploratory approach to identify whether algorithms developed based on these measures rank important factors associated with FCF. Secondarily, we aimed to identify novel and modifiable factors that could potentially be targeted with scalable prevention and intervention efforts in youth who would benefit most from an enhancement of FCF.
Method
Participants
The ABCD Study® is a large multisite, longitudinal study following 9- to 11-year-old children in the United States over a 10-year period. It is designed to assess developmental changes across a comprehensive range of domains, including brain structure and function, cognition, behavior, and mental health (Jernigan, Brown, & Dowling, 2018). The current report examines the complete baseline sample (N = 11,877; Data release 2.0.1). Informed consent and assent were obtained from a parent or legal guardian and the child, respectively, and all procedures were approved by a central Institutional Review Board. The University of California, San Diego, the institutional review board has indicated that analyses using the publicly released ABCD Study® data are not human subjects research and therefore do not require their own approval. Table 1 presents the sociocultural characteristics of the sample.
Table 1.
Sample Characteristics
| n = 9,718 | Range | |
|---|---|---|
| Demographics (parent report) | ||
| Age, M (SD) | 9.89 (0.62) | 9.00 to 10.92 |
| Gender, N (%) | — | |
| Male | 5,125 (52.8) | |
| Female | 4,590 (47.2) | |
| Race, N (%) | — | |
| White | 4,937 (50.9) | |
| Black or African American | 1,459 (15.0) | |
| Hispanic | 2,066 (21.3) | |
| Asian | 225 (2.3) | |
| Other/mixed | 1,019 (10.5) | |
| Twin status, N (%) | — | |
| Yes | 856 (8.8) | |
| No | 8,862 (91.2) | |
| Siblings in household, N (%) | — | |
| Yes | 1,835 (18.9) | |
| No | 7,883 (81.1) | |
| Parent age, M (SD) | 39.92 (6.39) | 23.00 to 80.00 |
| Parent marital status, N (%) | — | |
| Married | 6,482 (67.3) | |
| Not married | 3,154 (32.7) | |
| Parents living together, N (%) | — | |
| Yes | 7,064 (73.3) | |
| No | 2,572 (26.7) | |
| Parent education | — | |
| <High school diploma | 492 (5.1) | |
| High school diploma or equivalent | 946 (9.7) | |
| Some college | 2,539 (26.2) | |
| Bachelor’s degree | 2,408 (24.8) | |
| Graduate degree | 3,323 (34.2) | |
| Income, N (%) | — | |
| < $50,000 | 2,695 (30.4) | |
| $50,000–$100,000 | 3,664 (41.3) | |
| > $100,000 | 2,515 (28.3) | |
| Environment (parent report), M (SD) | ||
| Area Deprivation Index (income disparity) | 2.17 (1.35) | −1.13 to 8.16 |
| Basic needs unaffordability (PhenX) | 0.48 (1.10) | 0.00 to 7.00 |
| Area number of crimes | 54,512.12 (87,439.22) | 0.00 to 348,049.30 |
| Neighborhood crime and safety (PhenX) | 3.87 (0.98) | 1.00 to 5.00 |
| Youth access to substances (CRPF) | 9.52 (3.14) | 1.00 to 30.00 |
| Trauma exposure (KSADs) | 0.53 (1.10) | 0.00 to 17.00 |
| Parent mental health and familial variables, M (SD) | ||
| Parent report | ||
| ASR | ||
| Externalizing behaviors | 45.94 (9.67) | 30.00 to 90.00 |
| Internalizing symptoms | 48.21 (10.57) | 30.00 to 95.00 |
| Personal strength | 47.87 (9.37) | 20.00 to 60.00 |
| Parent alcohol use, days intoxicated in past 6 months | 1.37 (6.34) | 0.00 to 180.00 |
| Parent nicotine use, times per day in past 6 months | 1.01 (4.50) | 0.00 to 100.00 |
| Parent drug use, days in past 6 months | 1.97 (14.85) | 0.00 to 180.00 |
| Family history (FHAM-S) | 2.36 (2.02) | 0.00 to 8.00 |
| Family conflict (FES) | 2.52 (1.95) | 0.00 to 9.00 |
| Youth report | ||
| Family conflict (FES) | 2.02 (1.96) | 0.00 to 9.00 |
| Parental monitoring (PMQ) | 4.39 (0.51) | 1.00 to 5.00 |
| Study caregiver acceptance (CRPBI) | 2.78 (0.30) | 1.00 to 3.00 |
| Secondary caregiver acceptance (CRPBI) | 2.69 (0.38) | 1.00 to 3.00 |
| Youth mental health symptoms and behaviors, M (SD) | ||
| Parent report | ||
| CBCL | ||
| Externalizing Behaviors | 45.89 (10.36) | 33.00 to 84.00 |
| Internalizing Symptoms | 48.75 (10.68) | 33.00 to 93.00 |
| Mania symptoms (PGBI) | 1.37 (2.84) | 0.00 to 28.00 |
| Youth report | ||
| BIS/BAS | ||
| Drive | 4.18 (3.08) | 0.00 to 12.00 |
| Fun seeking | 5.74 (2.66) | 0.00 to 12.00 |
| Reward responsiveness | 8.85 (2.38) | 0.00 to 12.00 |
| Inhibition | 5.53 (2.85) | 0.00 to 12.00 |
| UPPS-P | ||
| Lack of perseverance | 7.06 (2.26) | 4.00 to 16.00 |
| Lack of planning | 7.73 (2.37) | 4.00 to 16.00 |
| Negative urgency | 8.50 (2.65) | 4.00 to 16.00 |
| Positive urgency | 7.98 (2.95) | 4.00 to 16.00 |
| Sensation seeking | 9.79 (2.68) | 4.00 to 16.00 |
| Modifiable risks, M (SD) | ||
| Body mass index | 18.81 (4.00) | 11.10 to 35.87 |
| Waist circumference, in. | 26.68 (4.95) | 0.00 to 90.00 |
| Parent report | ||
| Extracurricular involvement, hours per week (SAIQ) | 17.99 (13.84) | 0.00 to 170.00 |
| Art | 5.07 (6.32) | 0.00 to 54.00 |
| Individual sports | 4.93 (5.7) | 0.00 to 70.00 |
| Team sports | 8.06 (7.65) | 0.00 to 54.00 |
| Sleep (SDSC) | ||
| Amount, hr, N (%) | — | |
| < 5 | 24 (0.25) | |
| 5–7 | 305 (3.14) | |
| 7–8 | 1,197 (12.32) | |
| 8–9 | 3,615 (37.21) | |
| 9–11 | 4,575 (47.09) | |
| Initiation, min, N (%) | — | |
| < 15 | 3,760 (38.70) | |
| 15–30 | 3,950 (40.65) | |
| 30–45 | 1,209 (12.44) | |
| 45–60 | 534 (5.50) | |
| > 60 | 263 (2.71) | |
| Youth report | ||
| Physical activity, days per week | 3.49 (2.32) | 0.00 to 7.00 |
| Screen media activity, hr (STQ) | ||
| Weekday | 2.57 (2.61) | 0.00 to 24.00 |
| Social network sites | 0.11 (0.42) | 0.00 to 4.00 |
| Text and instant messages | 0.22 (0.56) | 0.00 to 4.00 |
| TV shows or movies | 1.11 (1.10) | 0.00 to 4.00 |
| R-rated movies | 0.40 (0.73) | 0.00 to 4.00 |
| Videos (e.g., YouTube) | 0.93 (1.17) | 0.00 to 4.00 |
| Video games | 0.92 (1.14) | 0.00 to 4.00 |
| Mature-rated games | 0.63 (1.06) | 0.00 to 4.00 |
| Video chat | 0.18 (0.50) | 0.00 to 4.00 |
| Weekend | 4.00 (2.65) | 0.00 to 24.00 |
| Social network sites | 0.13 (0.54) | 0.00 to 4.00 |
| Text and instant messages | 0.26 (0.71) | 0.00 to 4.00 |
| TV shows or movies | 1.75 (1.27) | 0.00 to 4.00 |
| Videos (e.g., YouTube) | 1.31 (1.38) | 0.00 to 4.00 |
| Video games | 1.40 (1.35) | 0.00 to 4.00 |
| Video chat | 0.23 (0.67) | 0.00 to 4.00 |
| R-rated movies | 0.40 (0.73) | 0.00 to 4.00 |
| Mature-rated games | 0.63 (1.06) | 0.00 to 4.00 |
Note. ASR = Adult Self-Report; BIS/BAS = Behavioral Inhibition/Behavioral Activation Scale; CBCL = Child Behavior Checklist; CRPBI = Child’s Report of Parental Behavior Inventory—Acceptance subscale; CRPF = Community Risk and Protective Factors; FES = Family Environment Scale—Family Conflict subscale; FHAM-S = Family History Assessment Module Screener; KSADS = Kiddie Schedule for Affective Disorders and Schizophrenia; PGBI = Parent General Behavior Inventory for Children and Adolescents—Mania subscale; PMQ = Parental Monitoring Questionnaire; SAIQ = Sports and Activities Involvement Questionnaire; SDSC = Sleep Disturbance Scale for Children; STQ = Screen Time Questionnaire; UPPS-P = Impulsive Behavior Scale.
We excluded from the analysis participants without data for the FCF composite score. Next, in order to limit dependence in the response variable, we randomly selected one child per family where multiple siblings were assessed, resulting in a total of 9,718 participants with a mean age of 9.89 years old (SD = 0.62).
Measures
FCF (Youth Battery)
FCF was measured using the NIH Toolbox® Neurocognitive Battery specified for ages 7–17 (Gershon et al., 2013; Luciana et al., 2018). This 35-min battery is comprehensive, psychometrically sound, and widely used which allows for synchronization and comparison of cognitive performance with other studies. A composite FCF score is generated by a combination of scores from the following tasks: Dimensional Change Card Sort measuring ability to plan, organize, and execute goal-directed behaviors; Flanker Inhibitory Control and Attention measuring the ability to handle multiple environmental stimuli; Picture Sequence Memory measuring episodic memory including the acquisition, storage, and retrieval of information; List Sorting Working Memory measuring the ability to store, manipulate, and hold new information; and Pattern Comparison Processing Speed measuring the ability to process new information within a certain amount of time. Scores from each of these tasks are adjusted based on age and standardized based on a normative sample of children and adolescents (Casaletto et al., 2015). These composite scores show good test–retest reliability, as well as validity in children (Akshoomoff et al., 2013). For additional details regarding task descriptions, validity, and reliability, as well as the justification and use, including preliminary data, within the ABCD Study® (see Luciana et al., 2018).
Demographic and Environmental Information Variables
Parents reported demographic information regarding household and immediate family members using the PhenX survey toolkit (Barch et al., 2018). SES was measured in part using relative income disparity, a neighborhood-level subscore of the Area Deprivation Index defined as the log of 100× ratio of number of households with < $10,000 income to number of households with ≥$50,000 annual income in a participant’s neighborhood (Singh, 2003). Other neighborhood-level factors were used, including neighborhood crime rates based on U.S. Census data (Bagot et al., 2018), PhenX Toolkit subscales for the perceived safety and presence of crime in one’s neighborhood (Safety from Crime subscale; Zucker et al., 2018), and child accessibility to substances (Community Risk and Protective Factors subscale; Lisdahl et al., 2018). Finally, a PhenX subscale for basic needs unaffordability (Diemer, Mistry, Wadsworth, Lopez, & Reimers, 2012) was also used indicating whether families had ever experienced a lack of various services (e.g., medical care, utilities, food) due to unaffordability.
Family Mental Health and Environment Variables
The parent-reported Achenbach Adult Self-Report Questionnaire (Barch et al., 2018) provided parental psychopathology and adaptive functioning scores. With the Family History Assessment Module Screener (Barch et al., 2018), parents reported a history of psychopathology among first- and second-degree relatives. Additional family-level variables were markers of the family environment including the Family Conflict subscale of the Family Environment Scale (Moos & Moos, 1994; Zucker et al., 2018) completed by both the parent and the child. Children also reported on their perception of parental monitoring (e.g., parent–child contact, level of disclosure) using the Parental Monitoring Scale (Chilcoat & Anthony, 1996; Zucker et al., 2018) and of parental warmth, acceptance, and responsiveness via the Acceptance Subscale of the Child Report of Behavior Inventory (Schaefer, 1965; Zucker et al., 2018).
Child Mental Health Variables
Parents reported child dimensional psychopathology using the Achenbach Child Behavior Checklist (Barch et al., 2018) from which we used empirically based composite scores for internalizing and externalizing symptoms. Parents also reported on their child’s level of mania symptoms with the Parent General Behavior Inventory for Children and Adolescents (Barch et al., 2018). Child trauma exposure was measured from a posttraumatic stress symptom subscale of the Kiddie Schedule for Affective Disorders and Schizophrenia for Diagnostic and Statistical Manual of Mental Disorders, 5th ed. that was modified for use in ABCD Study® (Barch et al., 2018). Finally, child self-reports of behavior included the four subscales of the Behavioral Inhibition and Behavioral Activation Scales (Barch et al., 2018) and the Urgency, Premeditation, Perseverance, Sensation Seeking, Positive Urgency subscales on the Impulsive Behavior Scale for Children (Barch et al., 2018).
Child Physical Health and Extracurricular Engagement Variables
Parents reported child sleep behaviors and habits with the Sleep Disturbances Scale for Children (Bruni et al., 1996). The present analyses focused on items regarding sleep initiation (“How long [in minutes] after going to bed does your child usually fall asleep?”) and sleep maintenance (“How many hours of sleep does your child get on most nights?”). Extracurricular activities were assessed with the parent-reported Sports and Activities Involvement Questionnaire (Huppertz et al., 2016). Physical exercise was assessed using the child-reported Youth Risk Behavior Survey (CDC, 2016) and objective physical health measures of body mass index and waist circumference were collected using the National Health and Nutrition Examination Survey (CDC (Division of Nutrition), 2016). Finally, children estimated the amount of time (response options from “none”, “< 30 min”, “30 min”, then 1-hr increments up to 4+ hr) typically spent engaging in various screen media activities on a typical weekday and weekend day. Categories included passive use such as watching TV, movies, or Internet videos, and active or social use such as playing video games, texting, video chatting, or visiting social media sites (Bagot et al., 2018). For additional information on measures and scoring, see Supporting Information.
Analysis
Statistical analyses were conducted in R 3.5.1 using RStudio (RStudio Team, 2015). Descriptive statistics were obtained using the R package “psych” (Revelle, 2017).
Machine Learning
In order to build a model that would best characterize the age-corrected FCF composite scores, 52 unique variables (Table S1) derived from the above measures were submitted to ML analyses.
ML algorithms rely on unique assumptions and may result in variations in prediction accuracy, but no single algorithm is known to always outperform others on predictive accuracy. We, therefore, chose to use the “wisdom of crowds” approach (Marbach et al., 2012), which combines predictions from multiple base learners (prediction algorithms). We utilized multiple “out of box” ML methods, followed by combining the predictions across methods by stacking or meta ensemble (Breiman, 1996; Van der Laan, Polley, & Hubbard, 2007; Wolpert, 1992). A nested cross-validation (nCV), in which the inner loop is used to build base and stacked models and the outer loop to evaluate model performance, was conducted to assess the performance of stack ensembles in independent, unseen data sets. The nCV procedure was repeated five times to quantify the variability of prediction accuracy and VI.
We applied four base learners in the inner loop for each training set, including elastic net (Barsaglini, Sartori, Benetti, Pettersson-Yeo, & Mechelli, 2014), support vector regression (SVR; Suykens & Vandewalle, 1999), conditional inference forest (CIF; Hothorn, Hornik, & Zeileis, 2006), and k-Nearest Neighbors (knn; Keller, Gray, & Givens, 1985). For each base learner, the tuning parameter(s) were optimized by fivefold cross-validation. Specifically, each training set was partitioned into five distinct subsets, where four subsets were used for the training process to evaluate different hyperparameter values; as a preprocess procedure, predictors with lower than 10% variability were removed, and the remaining variables were standardized to 0 mean and unit variance. Optimal hyperparameter values were chosen through random search (Bergstra & Bengio, 2012) and the “best” rule (Hastie, Tibshirani, & Friedman, 2009) using R2 as the model performance metric. Next, we obtained four sets of predicted values, one from each base learner and their corresponding optimal hyperparameter values.
Within the inner cross-validation loop, each method produced a single best model and R2 of the training sample (training R2). A stacked model was built by taking the arithmetic mean of predictions from each base learner, weighted by each model’s training R2. In the outer loop, we applied the stacked model to predict the response in the corresponding validation set. Predicted values of the validation sets were combined and compared with the observed values to compute R2. With five replications of partitions, we summarized the performance by the mean and 95% confidence interval of R2.
We assessed VI using stacking, where each base model provided importance for each feature. The different individual methods had varying VI measures: absolute values of regression coefficients for the elastic net, an “out-of-bag” mean square error obtained by permutation for CIF, and a “filter” approach for SVR and knn wherein the response variable was regressed on each feature one at a time by a loess (Locally Weighted Scatter-plot Smoother), and the R2 was computed as the VI. VI measures were scaled between 0 and 100 for each individual model. The stacked importance was computed as the weighted average of the importance across models using the weights determined by the stacking model described earlier. This produced a single set of VI values for each stacked model in the outer loop of nCV. VI was averaged across folds to obtain a single set of values. Five random partitions were used (five repeats of nCV), and 95% confidence intervals for VI taken as each variable’s mean importance ± 1.96 times its standard deviation. We computed Spearman correlation coefficients and FDR-corrected p-values for comparison purposes (Table 2). Analyses for prediction models were implemented using the “caret” package (Kuhn, 2008) and marginal relations between FCF and each predictor was assessed by partial-dependence plots (“pdp” package; Greenwell, 2017). For additional information on ML algorithm selection, see Supporting Information, methods.
Table 2.
Variables With Univariate Correlation (Spearman r and p-Value FDR Corrected) With Age-Corrected Fluid Cognitive Functioning and VI in the Stacked Model. Order of Variables Are in Alphabetic Order
| Baseline |
|||
|---|---|---|---|
| Variable | r | pFDR | VI |
| ABCD site | .018 | .09 | 2.960 |
| Area Deprivation Index (income disparity)* | −.242 | < .001 | 78.541 |
| Area number of crimes | −.003 | .78 | 3.301 |
| ASR: externalizing behaviors | −.019 | .07 | 2.909 |
| ASR: internalizing symptoms | −.039 | < .001 | 3.694 |
| ASR: parent alcohol use | .020 | .06 | 0.963 |
| ASR: personal strength | .118 | < .001 | 17.292 |
| Basic needs unaffordability (PhenX)* | −.163 | < .001 | 26.448 |
| BIS/BAS: drive* | −.144 | < .001 | 32.518 |
| BIS/BAS: fun seeking | −.067 | < .001 | 5.085 |
| BIS/BAS: inhibition | −.024 | .03 | 1.926 |
| BIS/BAS: reward responsiveness | −.052 | < .001 | 4.713 |
| Body mass index | −.111 | < .001 | 17.485 |
| CBCL: externalizing behaviors* | −.126 | < .001 | 23.911 |
| CBCL: internalizing symptoms | −.050 | < .001 | 4.332 |
| Extracurricular involvement (SAIQ)* | .212 | < .001 | 64.142 |
| Family conflict (FES) | −.105 | < .001 | 14.686 |
| Family history (FHAM-S) | .012 | .25 | 2.398 |
| Family relationships (FES) | .013 | .23 | 0.766 |
| Gender | .039 | < .001 | 4.818 |
| Income < $50,000* | −.260 | < .001 | 98.740 |
| Income $50,000–$100,000 | .030 | .004 | 3.929 |
| Mania symptoms (PGBI)* | −.147 | < .001 | 27.484 |
| Neighborhood crime and safety (PhenX)* | .157 | < .001 | 25.169 |
| Parent age | .118 | < .001 | 14.430 |
| Parent education: bachelor’s degree | .066 | < .001 | 6.928 |
| Parent education: some college | −.129 | < .001 | 21.737 |
| Parent marital status* | .201 | < .001 | 45.079 |
| Parental conflict (FES) | −.049 | < .001 | 3.331 |
| Parental monitoring (PMQ) | .067 | < .001 | 6.884 |
| Parents living together* | .176 | < .001 | 32.177 |
| Physical activity (SAIQ) | .093 | < .001 | 10.502 |
| Racial minority status* | −.196 | < .001 | 48.963 |
| Screen media activity: weekday (STQ)* | −.148 | < .001 | 26.642 |
| Screen media activity: weekend (STQ) | −.089 | < .001 | 9.183 |
| Secondary caregiver acceptance (CRPBI) | .005 | .67 | 0.866 |
| Sleep amount (SDSC)* | .168 | < .001 | 31.073 |
| Sleep initiation (SDSC) | −.045 | .000 | 2.968 |
| Study caregiver acceptance (CRPBI) | .019 | .07 | 2.378 |
| Trauma exposure (KSADs) | −.054 | < .001 | 3.591 |
| UPPS: lack of perseverance* | −.092 | < .001 | 21.918 |
| UPPS: lack of planning | .002 | .85 | 4.000 |
| UPPS: negative urgency | −.068 | < .001 | 5.669 |
| UPPS: positive urgency* | −.133 | < .001 | 25.419 |
| UPPS: sensation seeking | .023 | .03 | 2.103 |
| Waist circumference | −.084 | < .001 | 7.706 |
| Youth access to substances (CRPF) | .073 | < .001 | 8.670 |
Note. Top 15 most important variables are denoted by an.
ABCD = Adolescent Brain Cognitive Development; ASR = Adult Self-Report; BIS/BAS = Behavioral Avoidance/Inhibition Scales; CBCL = Child Behavior Checklist; CRPBI = Child’s Report of Parental Behavior Inventory—Acceptance subscale; CRPF = Community Risk and Protective Factors; FES = Family Environment Scale; FHAM-S = Family History Assessment Module Screener; KSADs = Kiddie Schedule for Affective Disorders and Schizophrenia; PGBI = Parent General Behavior Inventory for Children and Adolescents—Mania subscale; PMQ = Parental Monitoring Scale; SAIQ = Sports and Activities Involvement Questionnaire; SDSC = Sleep Disturbance Scale for Children; STQ = Screen Time Questionnaire; UPPS-P = Impulsive Behavior Scale; VI = variable importance.
Follow-Up Analyses
Following identification by the ML model of variables with the highest importance, we conducted follow-up analyses using linear mixed effects (LME; R-package “lme4,” Bates, Maechler, Bolker, & Walker, 2014) models on variables constituting potentially modifiable (i.e., changeable factor through lifestyle or existing intervention) behaviors, including weekday screen media activity and extracurricular involvement, to further delineate their effects on FCF. These variables were selected from the 15 variables with the highest importance. Regarding weekday screen media, type of activities was entered as fixed effects with ABCD site and Family ID entered as a random effect. Spearman correlations examined relations between different types of screen media. Regarding extracurricular involvement, the numerous activities were combined into three distinct categories: individual physical, group physical, and art-related activities and entered as fixed effects with ABCD site and Family ID entered as a random effect. LMEs were also used to examine the relations between screen media activity and sleep. Given the large sample size, the analysis focused on effect sizes rather than statistically significant relations.
Results
Table 1 presents the demographic and clinical characteristics of the final sample. Participants largely evidenced FCF in the average range (M = 95.57, SD = 17.48; Figure S3).
Machine Learning
ML analysis identified a model with 47 variables that explained 14.74% of variance (95% CI [14.53, 14.88]) in FCF (Figure S4; Table 2). Of the top 15 variables with the highest importance (Figure 1), those negatively related to FCF were (a) socioeconomic: family income less than $50,000, relative income disparity, racial minority status, and unaffordability of basic needs; and (b) child-specific: motivation to follow one’s goals, symptoms of mania, weekday screen media activity, positive urgency, externalizing behaviors, and lack of perseverance. Variables positively related to FCF were (a) environmental: parents married, parents living together, and increased neighborhood safety; and (b) child-specific: extracurricular involvement and sleep duration. Figure 2 shows the partial dependence (PD) plots of marginal effect on each variable with the highest importance has on FCF, that is, the expected FCF as a function of each variable with the highest importance. PD plots indicated a nonlinear relation between FCF and extracurricular involvement, weekday screen time, neighborhood safety and crime, and basic needs unaffordability.
Figure 1.
Variable importance (VI) for models predicting fluid cognitive functioning in the ABCD Study® cohort (n = 9,718). VI is based on the stacked ensemble. Variables with orange or blue coloring have a negative or positive univariate correlation with fluid cognitive functioning, respectively. Error bars represent the 95% confidence interval, taken across partitions. The accompanying pie chart depicts percent of variance explained by the model and its 95% confidence interval.
Note. BIS/BAS = Behavioral Avoidance/Inhibition Scales; CBCL = Child Behavior Checklist; UPPS-P = Impulsive Behavior Scale.
Figure 2.
Partial dependence plots showing the marginal effect each of the 15 variables with the highest importance has on age corrected fluid cognitive functioning scores.
Notes. BIS/BAS = Behavioral Avoidance/Inhibition Scales; CBCL = Child Behavior Checklist; UPPS-P = Impulsive Behavior Scale.
Follow-Up Analyses
LME analysis revealed a small positive relation between FCF and art-related (F(1, 9,490) = 75.90, p < .001), and team (F(1, 9,494) = 42.32, p < .001) and individual sport (F(1, 9,492) = 30.24, p < .001) activities (Figure S5). Greater engagement with extracurricular activities related positively to family income [rs = .39, p < .001] and caregiver level of education [rs = .42, p < .001].
LME analysis revealed small negative relations between FCF and weekday time spent watching Internet videos (F(1, 9,673) = 59.95, p < .001), playing mature-rated video games (F(1, 9,673) = 33.51, p < .001), watching TV shows and movies (F(1, 9,672) = 29.28, p < .001), video chatting (F(1, 9,670) = 27.18, p < .001), watching mature-rated movies (F(1, 9,670) = 12.69, p < .001), and using social media (F(1, 9,664) = 6.79, p < .01), whereas time spent playing video games (F(1, 9,669) = 0.13, p = .72) and texting (F(1, 9,669) = 0.10, p = .75) did not show a relation with FCF (Figure S5). Time spent on various screen time media activities was significantly intercorrelated (p < .001; Figure S6).
LME analysis revealed small negative relations between sleep length and weekday time spent watching Internet videos (F(1, 9,669) = 116.15, p < .001), playing mature-rated video games (F(1, 9,670) = 71.86, p < .001), using social media (F(1, 9,662) = 27.36, p < .001), watching mature-rated movies (F(1, 9,667) = 21.45, p < .001), watching TV shows and movies (F(1, 9,668) = 21.07, p < .001), time spent texting (F(1, 9,666) = 7.99, p < .005), whereas video chatting (F(1, 9,666) = 6.81, p < .01) showed a small positive and time spent playing video games (F(1, 9,665) = 0.32, p = .57) showed no relation with sleep length.
Discussion
To our knowledge, this study is the first to use a ML framework to examine associations between a large number of unique demographic, environmental, and child factors with FCF in a large group of school-age children. This is an important task given that FCF relates to long-term psychological, academic, and occupational outcomes. We observed a normally distributed range of FCF scores in this large, socioculturally diverse sample of 9,718 children from across the United States. Notably, a significant percentage (6.3%) performed in the extremely low range, whereas an additional 11.8% performed in the borderline range.
Using a data-driven atheoretical approach, our model explained approximately 15% of variance in FCF scores. Although this effect may appear small, particularly given a large number of predictors, it is important to consider a number of factors relevant to the ABCD Study® sample (Dick et al., 2020). First, data show that broad population-based samples often evidence smaller effects than carefully defined and controlled clinical samples (Miller et al., 2016; Rothman, Greenland, & Lash, 2008). Furthermore, there are also findings that suggest that the strength of many previously identified neurodevelopmental associations stemming from smaller samples have been significantly inflated (Button et al., 2013; Ioannidis, 2008). Second, because we took a broad exploratory approach to the ML analysis, we included measures that may have inherently weak relations with cognitive functioning, but nevertheless, represent factors that may meaningfully contribute to this construct. Finally, recent evidence shows that self-report and behavioral measures often do not correlate well with each other, in part due to psychometric challenges across various assessments (Dang, King, & Inzlicht, 2020). Nevertheless, although variance explained by the present model suggests that there are other factors that play a significant role in determining cognitive functioning in children, our findings are meaningful in that they identify factors that may guide future experimental studies, including targeted intervention trials.
Fifteen variables with the highest importance associated with FCF that were identified by the ML analysis fell into two broad categories: socioeconomic-environmental and child-specific. With respect to socioeconomic-environmental variables, greater FCF scores were related to (a) higher family income, (b) parents married and/or living together, (c) parents with graduate-level education, and (d) increased perceived neighborhood safety. Lower FCF scores, on the other hand, were related to (a) racial minority status and (b) SES including lower family income, increased relative income disparity, and increased unaffordability for basic needs.
Regarding child-specific predictors, lower FCF scores were related to (a) youth general psychopathology, including increased symptoms of mania and externalizing behaviors, as well as (b) increased youth self-reported drive, or motivation to complete one’s goals. In contrast, greater FCF scores were related to (a) more hours of sleep, (b) more hours spent engaged in any type of extracurricular activity (e.g., individual physical, group physical, and art-related activities), and (c) fewer hours spent on screen media activity during the week. In particular, less time spent watching TV shows, movies, and Internet videos, using social media platforms, and video chatting were all related to greater FCF. In addition, less time spent both watching R-rated films and playing mature-rated video games were associated with greater FCF.
Our findings confirm previous reports (Lawson et al., 2018) and further underscore the significant adverse effect of socioeconomic deprivation on FCF. Our findings extend previous literature beyond measures of income and education, further highlighting the adverse impact of relative income disparity and unaffordability of basic needs, such as food, residence, and medical care. The associated chronic stress may mediate the relation between poverty and FCF (Blair et al., 2011; Piccolo et al., 2014). For example, research shows that negative parenting and household chaos lead to heightened stress exposure during childhood and result in FCF deficits, even when controlling for the direct effects of poverty (Vernon-Feagans et al., 2016). Childhood maltreatment, parental psychopathology, and family dysfunction, in particular, can have detrimental effects on cognitive and executive function across the life span (Irigaray et al., 2013). Therefore, impoverished circumstances may create an environment characterized by chronic stress, which, in turn, has a lasting impact on the neurobiological foundations of cognitive development (Evans & Schamberg, 2009; Lawson et al., 2018).
Psychopathology closely follows exposure to chronic stress (Kessler et al., 2010). Our findings pointing to negative relations between FCF and symptoms of mania and externalizing problems support previous work that impairment in processes underlying irritability, changes in mood, and aggressive and rule-breaking behavior, such as effortful control, self-regulation, and impulse control relate to impairments in FCF (Gartstein & Fagot, 2003; Horn, Roessner, & Holtmann, 2011; Mezzacappa, Kindlon, & Earls, 1999). The negative relation between FCF and exaggerated motivation to inflexibly pursue one’s goals is also in line with this research. Specifically, the selection of goal-directed actions based on their predicted values may impact performance on FCF measures in a negative way by allocating attention and resources toward the processing of present or future salient stimuli that maximize rewards (Pessoa, 2009). Similarly, impulsivity, including tendencies to act rashly under extreme positive emotions and inability to remain focused on task, may negatively impact performance on measures of FCF and intelligence, as well as academic performance (Fino et al., 2014; Lozano, Gordillo, & Pérez, 2014; Stautz, Pechey, Couturier, Deary, & Marteau, 2016). Poor sleep habits in children, often a consequence of poverty and environmental stress (Williamson & Mindell, 2019), may also add to a set of existing risk factors for poor FCF. For example, children with insufficient sleep evidence deficits in inhibitory responses, working memory, executive function, and emotional control (Taveras et al., 2017). In fact, deficits across behavioral, emotional, and cognitive domains may reflect a central disruption in ability to self-regulate (Nigg, 2017). Future experimental studies may be able to test this potential underlying mechanism and its relation to a range of outcomes, as well as its malleability to interventions. Nevertheless, co-occurring socioeconomic disadvantages, adverse environments, and mental health problems and behavioral traits may have a significant adverse effect on the neurobiological development and functional performance of developing children.
Conversely, there is converging evidence that involvement in constructive, nonacademic activity accompanies persistent positive and potentially dose–response outcomes in cognitive performance and academic achievement (Eccles, Barber, Stone, & Hunt, 2003; Fredricks, 2012). Our data, however, point to a nonlinear relation between these variables and suggest that there may be a point of diminishing returns. Previous studies have reported similar findings with respect to various aspects of academic life, including academic performance, educational and occupational aspirations, self-esteem, and agency (Marsh, 1992; Marsh & Kleitman, 2002). While speculative, excessive involvement with extracurricular activities (three or more activities in the present sample) may contribute to these and additional factors, such as fatigue and burnout, which, in turn may adversely impact performance on FCF measures. Nevertheless, participation in arts is associated with improvement in a range of cognitive domains (Rauscher, Shaw, & Ky, 1993; Schellenberg, 2004; Winsler, Gara, Alegrado, Castro, & Tavassolie, 2019), whereas participation in physical activities and organized, supervised sports has been associated with increased self-regulation, inhibition, and problem solving (Jacobson & Matthaeus, 2014; Piché, Fitzpatrick, & Pagani, 2015). In this sample, involvement with extracurricular activities was positively associated with measures of SES, including family income and caregiver education. While child’s extracurricular engagement may in part reflect family’s SES, which in turn has been known to be related to cognitive functioning, data from previous research show that extracurricular involvement exerts unique effects on cognitive functioning. Specifically, extracurricular enrichment promotes new learning and skill acquisition, creativity, self-efficacy, formation of strong social bonds with nonfamilial adults and peers, identity development, and physical health (Eccles et al., 2003; Etnier & Chang, 2009), which may translate into improved cognitive performances and educational attainment (Jacobson & Matthaeus, 2014), even in at-risk children (Peck, Roeser, Zarrett, & Eccles, 2008).
The research on the impact of screen media activity on development is complex. A recent report showed that increased screen media activity was associated with poorer sleep quality and shorter sleep duration, which in turn related to increased problem behaviors (Guerrero, Barnes, Chaput, & Tremblay, 2019), both of which are known to be negatively associated with FCF (Taveras et al., 2017; Short & Chee, 2019). A recent finding with the first half of the ABCD Study® sample examining the direct relation between FCF and screen media activity found that gaming activities had a positive relation with FCF, whereas social media activities related negatively to FCF (Paulus et al., 2019). Our data on the full sample also suggest that different types of screen media activity may have divergent effects on cognitive function, specifically that time spent watching TV, movies, and Internet videos and playing mature-rated video games had the strongest dose–response negative relation with FCF. Nevertheless, all types of media use positively correlated with each other, suggesting that there may also be an additive effect of time spent with screen time media (Figure S6). It is also noteworthy that while weekend screen media activity is negatively associated with FCF, it was not modeled as among the most important variables in the ML analysis (Table 2). Relative to weekdays, weekend screen media activity may serve as a relaxation activity that interferes less with other processes, such as sleep, which have a more direct impact on cognitive functioning. It is also noteworthy that a nonlinear relation between weekday screen time and FCF was observed. This suggests that limited time spent on devices during the week may not have detrimental effects. Similarly, for youth engaging excessively, reducing the time spent with screen media activity may result in improvements in cognitive functioning, while maintaining the potential beneficial aspects of these activities.
The variables identified as important correlates of FCF in this study, although unique, may be interrelated and reflect greater systemic issues facing families. It can be posited that families who live in impoverished environments have fewer resources (e.g., financial, time commitment due to more irregular work schedules) to provide opportunities for enriching extracurricular activities and supervision over healthy behavioral habits (i.e., sleep and screen media activity) in their children. Nevertheless, even though factors influencing FCF are complex, extracurricular enrichment, screen media activity, and sleep may be targeted by pragmatic, scalable, and systemic interventions. Psychoeducation with parents and children on these and related topics may result in significant behavioral changes. Indeed, one study found that psychoeducation targeting sleep habits had not only significant sustained effects on sleep behaviors, but was also associated with subsequent improvements in cognitive performance (Rey, Guignard-Perret, Imler-Weber, Garcia-Larrea, & Mazza, 2020). Furthermore, schools could increase participation in extracurricular activities among children by making them widely available and accessible. Addressing motivation and impulsivity with respect to performance on measures of functioning and achievement as well as engagement with extracurricular activities healthy habits may also be warranted. Such interventions resulting even in marginal improvements in FCF may translate into increased long-term scholastic performance and psychosocial outcomes. Importantly, it may be the case that targeting these factors increases resilience and cognitive performance among children particularly at risk for deficits in FCF secondary to exposure to adverse environments.
Limitations
The results presented here are cross-sectional. Therefore, causality cannot be inferred, and bidirectional relations between FCF and associated factors are possible. Although we employed repeated nCV to reduce the risk of overestimation of prediction accuracy, an external validation of the model with an independent sample would be useful in demonstrating its replicability. We only included data from the baseline assessment of these children. Additional research will be able to assess the predictive value of these factors in later years and at later developmental stages. Furthermore, we relied on self-report for a number of variables of interest, a measure approach known to be biased by both state and trait factors. The use of objective measures, such as, for example, wearable devices to measure sleep or built-in “screen time features” on media devices, will greatly improve our understanding of the effect that these variables have on cognitive functioning. Finally, although large and socioculturally diverse, our sample was limited to children from the United States. The result may differ in other contexts and warrant appropriate cross-cultural examinations.
Conclusion
We used a ML framework to identify variables associated with FCF in a large sample of school-age children. In addition to socioeconomic disparity factors previously associated with poor cognitive functioning, we identified a number of novel and potentially modifiable behavioral factors, including participation in extracurricular activities, screen media time activity, and sleep duration. Modifying these behaviors may not only serve to enhance cognitive performance but may also constitute protective factors against the negative impact of socioeconomic, environmental, and mental health factors on cognitive performance in at-risk children. The longitudinal data from the ABCD Study® will be able to begin to assess causality by examining how potential changes in these factors affect subsequent cognitive performance.
Supplementary Material
Acknowledgments
The National Institute on Drug Abuse was involved in the design and conduct of the study and data management. The funders otherwise had no role in the analysis and interpretation of the data; preparation, review, or approval of the manuscript; and decision to submit the manuscript for publication. The Adolescent Brain Cognitive Development (ABCD) Consortium investigators designed and implemented the study and/or provided data but did not necessarily participate in the analysis or writing of this report. This paper reflects the views of the authors and may not reflect the opinions or views of the NIH or ABCD Consortium investigators. Data used in the preparation of this paper were obtained from the ABCD Study (https://abcdstudy.org), held in the NIMH Data Archive. This is a multisite, longitudinal study designed to recruit more than 10,000 children aged 9–10 years and follow-up with them over 10 years into early adulthood. The ABCD data repository grows and changes over time. A listing of participating sites and a complete listing of the study investigators can be found at https://abcdstudy.org/wp-content/uploads/2019/04/Consortium_Members.pdf. The ABCD data used in this report came from the NIMH Data Archive (https://doi.org/10.15154/1412097). Additionally, Namik Kirlic, Robin Aupperle, and Martin P. Paulus received research support from the National Institute of General Medical Sciences. RA received research support from the National Institute of Mental Health. Manpreet K. Singh has received research support from the Stanford’s Maternal Child Health Research Institute and the Department of Psychiatry, the National Institute of Mental Health, the National Institute of Aging, the Patient-Centered Outcomes Research Institute, the Johnson and Johnson, the Allergan, and the Brain and Behavior Research Foundation. Partial data from this manuscript have been presented at the American College of Neuropsychopharmacology 2019 Annual Meeting.
The ABCD Study is supported by the National Institutes of Health (NIH) and additional federal partners under awards U01DA041022, U01DA041028, U01DA041048, U01DA041089, U01DA041106, U01DA041117, U01DA041120, U01DA041134, U01DA041148, U01DA041156, U01DA041174, U24DA041123, and U24DA041147. The study is also supported by the National Heart, Lung, and Blood Institute, the National Institute of Neurological Disorders and Stroke, the National Institute on Minority Health and Health Disparities, the NIH Office of Behavioral and Social Sciences Research, the NIH Office of Research on Women’s Health, the Centers for Disease Control and Prevention–Division of Violence Prevention, the National Institute of Justice, the Centers for Disease Control and Prevention–Division of Adolescent and School Health, the National Science Foundation, and the National Endowment for the Arts. Dr. Namik Kirlic, Dr. Robin Aupperle, and Dr. Martin P. Paulus further report support from the National Institute of General Medical Sciences (P20GM121312) and the William K. Warren Foundation.
Footnotes
Conflict of interest: The authors have no conflicts of interest relevant to this paper to disclose.
Ethical approval: The University of California, San Diego, the institutional review board has indicated that analyses using the publicly released ABCD Study® data are not human subjects research and therefore do not require their own approval.
Supporting Information
Additional supporting information may be found in the online version of this article at the publisher’s website:
Appendix S1. Supplementary Materials
Contributor Information
Namik Kirlic, Laureate Institute for Brain Research.
Janna M. Colaizzi, Laureate Institute for Brain Research
Kelly T. Cosgrove, Laureate Institute for Brain Research
Zsofia P. Cohen, Laureate Institute for Brain Research
Hung-Wen Yeh, Laureate Institute for Brain Research and Children’s Mercy Hospital.
Florence Breslin, Laureate Institute for Brain Research.
Amanda S. Morris, Laureate Institute for Brain Research and Oklahoma State University
Robin L. Aupperle, Laureate Institute for Brain Research and University of Tulsa
Manpreet K. Singh, Stanford University School of Medicine
Martin P. Paulus, Laureate Institute for Brain Research
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