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. 2021 Oct 13;28(5):4129–4138. doi: 10.3390/curroncol28050350

Table 1.

Phase III clinical trials of neoadjuvant chemotherapy.

Trial Size Stage Histology
No. (%)
Regimen ORR pCR Complete Resection Induction Chemo vs. Surgery Alone Median OS
Induction Chemo vs. Surgery Alone
Survival
Induction Chemo vs. Surgery Alone
Roth
[10]
60 IIIA AD: 30(50)
SCC: 22(37)
LCC: 6(10)
Cyclophosphamide
Etoposide
Cisplatin
35% NR 39% vs. 31% 64 months vs. 11 months * OS at 36 months
56% vs. 15%
Rosell
[11,12]
60 IIIA AD: 14(23)
SCC: 42(70)
LCC: 4(7)
Mitomycin
Ifosfamide
Cisplatin
60% 4% 85% 22 months vs. 10 months OS at 60 months
17% vs. 0%
Depierre
[13]
355 IB–IIIA AD
SCC
Mitomycin
Ifosfamide
Cisplatin
64% 11% 92% vs. 86% 37 months vs. 26 months OS at 48 months
43.9% vs. 35.3%
Nagai
[14]
62 IIIA AD: 41(66)
SCC: 15(24)
Others: 6(10)
Cisplatin
Vindesine
28% 0% 65% vs. 77% 17 months vs. 16 months § OS at 60 months
10% vs. 22%
Gilligan
[15]
519 IB–IIIA AD: 138(27)
SCC: 256(49)
Others: 125(24)
Platinum-based 49% 4% 82% vs. 80% 54 months vs. 55 months ** OS at 36 months
44% vs. 45%
Pisters
[16,17]
354 IB–IIIA AD: 107
SCC: 129
Others: 101
Paclitaxel
Carboplatin
41% NR 93% vs. 88% 62 months vs. 41 months †† OS at 60 months
50% vs. 41%
Felip
[18]
413 IB–IIIA AD: 128(31)
SCC: 212(52)
LCC: 42(10)
Others: 27(7)
Paclitaxel
Carboplatin
53.3% 10.5% NR NR OS at 60 months46.6% vs. 44%
II-T3N1: 41.3% vs. 34.5%
Scagliotti
[19]
270 IB–IIIA AD: 85(31)
SCC: 111(31)
LCC: 13(1)
Others:59(22)
Gemcitabine
Cisplatin
35.4% NR 88% vs. 84% 93 months vs. 57 months ‡‡ OS at 36 months67.6% vs. 59.8%
SCC: 66.5% vs. 65.6%
Mattson
[20]
274 IIIA- IIIB AD: 54(20)
SCC: 170(62)
LCC: 20(7)
Others:30(11)
Docetaxel 28% NR 77% vs. 76% 14.8 months vs. 12.6 months §§ OS at 12 months
59.1% vs. 50.5%

* p = 0.008 by logrank test and p = 0.018 by Wilcoxon test; 22 months (95% CI, 13.4–30.6) vs. 10 months (95% CI, 7.4–12.6; p = 0.005); 37 months (95% CI, 26.7–48.3) vs. 26 months (95% CI, 19.8–33.6; p =0.15); § p = 0.5274, not significant; ** HR 2.01, 95% CI 0.80–1.31, p = 0.86, not significant; †† HR 0.79, 95% CI 0.60–1.06, p = 0.11; ‡‡ HR 0.63, 95% CI, 0.43–0.92, p = 0.02; §§ not significant; ORR, objective response rate; OS, overall survival; NR, not reported; AD, adenocarcinoma; SCC, squamous cell carcinoma; LCC, large cell carcinoma.