Table 5.
Most common instrumental variable assumptions in mendelian randomisation and examples of possible assessments or sensitivity analyses
| Assumptions | Examples of possible assessments |
|---|---|
| Relevance: genetic variants are associated with the exposure of interest | Report F statistic |
| Independence: genetic variants share no unmeasured cause with the outcome | Report the associations of plausible confounders with both the genetic variant(s) and the outcome; how population stratification has been taken into account (e.g. through principal component adjustment); and unmeasured confounding sensitivity metrics for the variant-outcome association59 68 69 75 |
| Exclusion restriction: genetic variants do not affect the outcome except through their potential effect on the exposure of interest | Report results from MR Egger regression slope estimate as well as the intercept and its 95% confidence intervals; and results using negative control outcomes or negative control populations |
| Homogeneity (two stage least squares): there is a constant causal effect of the exposure of interest on the outcome | Report the instrumental variable effect estimate for different measurable subpopulations (eg, stratified by age, race or ethnic origin, sex, or socioeconomic status); for continuous outcomes, report on variance by level of instrument72 |
| InSIDE (MR Egger): associations of genetic variants with the exposure variable must be independent of its direct effects on the outcome | Also report the effect estimates from other estimators that do not require this assumption (eg, median and modal based tests). |