Skip to main content
Journal of Clinical Oncology logoLink to Journal of Clinical Oncology
. 2021 Sep 23;39(31):3522–3524. doi: 10.1200/JCO.21.01905

Reply to T. Shimoi et al and Y. Shimanuki et al

Ingrid A Mayer 1,, Fengmin Zhao 1, Carlos L Arteaga 1, William F Symmans 1, Ben H Park 1, Brian L Burnette 1, Amye J Tevaarwerk 1, Sofia F Garcia 1, Karen L Smith 1, Della F Makower 1, Margaret Block 1, Kimberly A Morley 1, Chirag R Jani 1, Craig Mescher 1, Shabana J Dewani 1, Bernard Tawfik 1, Lisa E Flaum 1, Erica L Mayer 1, William M Sikov 1, Eve T Rodler 1, Lynne I Wagner 1, Angela M DeMichele 1, Joseph A Sparano 1, Antonio C Wolff 1, Kathy D Miller 1
PMCID: PMC8547907  PMID: 34554848

We appreciate the interest expressed by Shimoi et al1 and Shimanuki et al2 in our recent manuscript.3 They raise thoughtful issues around two main questions. First, might there be a subset of patients who benefit from platinum therapy? Second, why was disease-free survival in capecitabine-treated patients in EA1131 so much worse than in capecitabine-treated patients in the CREATE-X4 trial? In both cases, we stand by our reported conclusions.

Negative clinical trial results often spawn the search for subsets of patients who might benefit from the therapies in question. Shimoi et al1 wonder specifically about the accuracy of subtyping used in EA1131, and whether we may not have focused on the optimal subtype. In addition, they correctly point out that patients who harbor deleterious BRCA mutations may be uniquely sensitive to DNA-damaging agents such as the platinums.5

Molecular classification schemes have differed in how they define basal subtype. However, there is substantial overlap, and nearly 40% of basal-like breast cancers as determined by the PAM50 classification used in EA1131 would be classified as either basal-like 1 or 2 in the Lehmann classification.6 At the time of protocol development in 2013, germline BRCA mutation testing was not yet recommended for all patients with triple-negative breast cancer (TNBC). However, we suspect that patients with BRCA-mutated cancers are under-represented in EA1131, as they (1) are more likely to achieve a pathologic complete response to anthracycline- or alkylating-based neoadjuvant chemotherapy, (2) are more likely to have been treated with a platinum agent in the neoadjuvant setting, and (3) are likely to have preferentially participated in the OlympiA trial7 of adjuvant olaparib versus observation. All these factors (alone or in combination) would have made them ineligible for EA1131. Regardless, analyses of tumor specimens banked as part of EA1131 are underway and will explore the Lehmann classification, BRCA mutation status, and other potential markers of platinum sensitivity.

Cross-trial comparisons are also fraught with danger and require careful analyses of differences in the patient population and/or treatment that may contribute to differences in outcome. Many factors undoubtedly contribute to the poor invasive disease-free survival in EA1131 compared with CREATE-X,4 such as the purposeful selection of higher-risk patients in EA1131 (ie, 100% of EA1131 participants had residual disease in the surgical specimen corresponding to Residual Cancer Burden [RCB] II-III, whereas only 58% of CREATE-X participants had similar amounts of residual disease) and the greater patient diversity in trial EA1131 (eg, 100% of CREATE-X participants were Asian, whereas 20% of EA1131 participants were Black, who are 30% more likely to die from breast cancer than their Non-Hispanic White counterparts8 even after controlling for socioeconomic status and access to care).

In the CREATE-X trial, 80% patients were able to complete capecitabine at 1,250 mg/m2 twice daily × eight cycles. In the EA1131 trial, we used a dose of capecitabine that is commonplace in the United States (1,000 mg/m2 twice daily × six cycles), but despite these modifications, about 20% of patients were unable to complete treatment without dose delays or adjustments. More than 85% of patients in EA1131 received neoadjuvant anthracyclines, not dissimilar to the 94% figure observed in CREATE-X, but we recognize that median time from surgery to initiation of adjuvant therapy was relatively long in EA1131 (120 days), although such data were not reported in CREATE-X (albeit patients were allowed to initiate treatment up to 120 days from surgery). Although these issues in total compound on the challenges of doing cross-trial comparisons, they have no impact on our ability to compare platinum to capecitabine when administered in the postsurgical post neoadjuvant chemo setting as in EA1131. As such, the findings from EA1131 are unequivocal.

In summary, we do not believe that the factors raised by Shimoi et al1 explain the negative results reported at ASCO 2021 and published in Journal of Clinical Oncology, and we affirm our conclusion that platinum agents should not be administered in the postneoadjuvant chemo setting for patients with residual TNBC identified at surgery. The use of platinum agents as a component of neoadjuvant or adjuvant therapy (without prior exposure to neoadjuvant chemo) remains investigational, and clinical trials addressing these questions are ongoing. Most importantly, patients with larger volumes of residual disease postneoadjuvant chemotherapy (eg, RCB II-III) have a much worse long-term outcome than originally perceived, despite the benefit of adjuvant capecitabine first observed in the CREATE-X trial, which reminds us of the critical need for more active and effective therapies for patients with high-risk TNBC.

ACKNOWLEDGMENT

This study was conducted by the ECOG-ACRIN Cancer Research Group (Peter J. O'Dwyer, MD and Mitchell D. Schnall, MD, PhD, Group Co-Chairs).

Ingrid A. Mayer

Consulting or Advisory Role: Novartis, AstraZeneca, Lilly, Genentech, GlaxoSmithKline, Immunomedics, Macrogenics, Pfizer, AbbVie, Seattle Genetics, Puma Biotechnology, Cyclacel, Blueprint Medicines

Research Funding: Novartis, Pfizer, Genentech

Fengmin Zhao

This author is a member of the Journal of Clinical Oncology Editorial Board. Journal policy recused the author from having any role in the peer review of this manuscript.

Carlos L. Arteaga

Stock and Other Ownership Interests: Provista Diagnostics

Consulting or Advisory Role: Novartis, Lilly, Sanofi, Radius Health, Taiho Pharmaceutical, Puma Biotechnology, Merck, Origimed, Immunomedics, Daiichi Sankyo, Athenex, AstraZeneca, Arvinas

Research Funding: Pfizer, Lilly, Takeda

Other Relationship: Susan G. Komen for the Cure

William F. Symmans

Stock and Other Ownership Interests: ISIS Pharmaceuticals, Nuvera Biosciences, Delphi Diagnostics, Eiger BioPharmaceuticals

Consulting or Advisory Role: Merck, Almac Diagnostics

Patents, Royalties, Other Intellectual Property: Intellectual Property, Intellectual Property (expired)

Travel, Accommodations, Expenses: Luminex, Merck

Uncompensated Relationships: Delphi Diagnostics

Ben H. Park

Leadership: Loxo

Stock and Other Ownership Interests: Loxo, Celcuity

Honoraria: AstraZeneca

Consulting or Advisory Role: Horizon Discovery, Loxo, Casdin Capital, Jackson Laboratory for Genomic Medicine, Celcuity, Sermonix Pharmaceuticals, Hologic

Research Funding: AbbVie, Pfizer, GE Healthcare, Lilly

Patents, Royalties, Other Intellectual Property: Royalties paid through inventions at Johns Hopkins University by Horizon Discovery Ltd

Travel, Accommodations, Expenses: Lilly, Loxo

Uncompensated Relationships: Tempus

Amye J. Tevaarwerk

Other Relationship: Epic Systems (I)

Karen L. Smith

Stock and Other Ownership Interests: AbbVie (I), Abbott Laboratories (I)

Honoraria: ASiM CME

Research Funding: Pfizer

Margaret Block

Consulting or Advisory Role: Theranostics Health

Bernard Tawfik

Other Relationship: Ipsen

Lisa E. Flaum

Consulting or Advisory Role: Seattle Genetics, Novartis

Speakers' Bureau: Seattle Genetics, Novartis, AstraZeneca

Erica L. Mayer

Consulting or Advisory Role: Lilly, Novartis, Sanofi, AstraZeneca, Gilead Sciences

Research Funding: Pfizer (Inst)

William M. Sikov

Honoraria: UpToDate

Speakers' Bureau: Lilly, Daiichi Sankyo, Eisai, Seagen

Lynne I. Wagner

Stock and Other Ownership Interests: Johnson & Johnson (I), Lilly (I), Gilead Sciences (I)

Consulting or Advisory Role: Celgene, Athenex

Travel, Accommodations, Expenses: Celgene

Angela M. DeMichele

Research Funding: Pfizer, Genentech, Calithera Biosciences, Novartis

Joseph A. Sparano

Stock and Other Ownership Interests: Metastat

Consulting or Advisory Role: Genentech/Roche, Novartis, AstraZeneca, Celgene, Lilly, Celldex, Pfizer, Prescient Therapeutics, Juno Therapeutics, Merrimack, Adgero Biopharmaceuticals, Cardinal Health, GlaxoSmithKline, CStone Pharmaceuticals, Epic Sciences, Daiichi Sankyo, BMSi

Speakers' Bureau: Eisai, Certara

Research Funding: Prescient Therapeutics, Deciphera, Genentech/Roche, Merck, Novartis, Merrimack, Radius Health, Olema Pharmaceuticals

Travel, Accommodations, Expenses: Menarini Silicon Biosystems, Roche/Genentech, Adgero Biopharmaceuticals, Myriad Genetics, Pfizer, AstraZeneca, Rhenium Medical

Antonio C. Wolff

This author is an Associate Editor for Journal of Clinical Oncology. Journal policy recused the author from having any role in the peer review of this manuscript.

Consulting or Advisory Role: Ionis Pharmaceuticals

Patents, Royalties, Other Intellectual Property: A.C.W. has been named as inventor on one or more issued patents or pending patent applications relating to methylation in breast cancer, and has assigned his rights to JHU, and participates in a royalty sharing agreement with JHU

Open Payments Link: https://openpaymentsdata.cms.gov/physician/357301/summary

Kathy D. Miller

This author is Senior Deputy Editor for Journal of Clinical Oncology. Journal policy recused the author from having any role in the peer review of this manuscript.

Consulting or Advisory Role: Merck, Genentech/Roche, Athenex, AstraZeneca, Bristol Myers Squibb/Celgene

Research Funding: Taiho Pharmaceutical, Novartis, Seattle Genetics, Pfizer, Astex Pharmaceuticals, British Biotech, CytomX Therapeutics

No other potential conflicts of interest were reported.

DISCLAIMER

The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health.

SUPPORT

Supported by the National Cancer Institute of the National Institutes of Health under the following award numbers: U10CA180820, U10CA180794, U10CA180821, U10CA180868, U10CA180888, UG1CA189809, UG1CA189828, UG1CA189851, UG1CA189856, UG1CA189859, UG1CA189863, UG1CA189954, UG1CA189971, UG1CA233196, UG1CA233270, UG1CA233277, UG1CA233302, UG1CA233320, UG1CA233329, UG1CA233340, UG1CA239769, P30CA142543, P30CA068485, and P50CA098131.

AUTHORS' DISCLOSURES OF POTENTIAL CONFLICTS OF INTEREST

Reply to T. Shimoi et al and Y. Shimanuki et al

The following represents disclosure information provided by authors of this manuscript. All relationships are considered compensated unless otherwise noted. Relationships are self-held unless noted. I = Immediate Family Member, Inst = My Institution. Relationships may not relate to the subject matter of this manuscript. For more information about ASCO's conflict of interest policy, please refer to www.asco.org/rwc or ascopubs.org/jco/authors/author-center.

Open Payments is a public database containing information reported by companies about payments made to US-licensed physicians (Open Payments).

Ingrid A. Mayer

Consulting or Advisory Role: Novartis, AstraZeneca, Lilly, Genentech, GlaxoSmithKline, Immunomedics, Macrogenics, Pfizer, AbbVie, Seattle Genetics, Puma Biotechnology, Cyclacel, Blueprint Medicines

Research Funding: Novartis, Pfizer, Genentech

Fengmin Zhao

This author is a member of the Journal of Clinical Oncology Editorial Board. Journal policy recused the author from having any role in the peer review of this manuscript.

Carlos L. Arteaga

Stock and Other Ownership Interests: Provista Diagnostics

Consulting or Advisory Role: Novartis, Lilly, Sanofi, Radius Health, Taiho Pharmaceutical, Puma Biotechnology, Merck, Origimed, Immunomedics, Daiichi Sankyo, Athenex, AstraZeneca, Arvinas

Research Funding: Pfizer, Lilly, Takeda

Other Relationship: Susan G. Komen for the Cure

William F. Symmans

Stock and Other Ownership Interests: ISIS Pharmaceuticals, Nuvera Biosciences, Delphi Diagnostics, Eiger BioPharmaceuticals

Consulting or Advisory Role: Merck, Almac Diagnostics

Patents, Royalties, Other Intellectual Property: Intellectual Property, Intellectual Property (expired)

Travel, Accommodations, Expenses: Luminex, Merck

Uncompensated Relationships: Delphi Diagnostics

Ben H. Park

Leadership: Loxo

Stock and Other Ownership Interests: Loxo, Celcuity

Honoraria: AstraZeneca

Consulting or Advisory Role: Horizon Discovery, Loxo, Casdin Capital, Jackson Laboratory for Genomic Medicine, Celcuity, Sermonix Pharmaceuticals, Hologic

Research Funding: AbbVie, Pfizer, GE Healthcare, Lilly

Patents, Royalties, Other Intellectual Property: Royalties paid through inventions at Johns Hopkins University by Horizon Discovery Ltd

Travel, Accommodations, Expenses: Lilly, Loxo

Uncompensated Relationships: Tempus

Amye J. Tevaarwerk

Other Relationship: Epic Systems (I)

Karen L. Smith

Stock and Other Ownership Interests: AbbVie (I), Abbott Laboratories (I)

Honoraria: ASiM CME

Research Funding: Pfizer

Margaret Block

Consulting or Advisory Role: Theranostics Health

Bernard Tawfik

Other Relationship: Ipsen

Lisa E. Flaum

Consulting or Advisory Role: Seattle Genetics, Novartis

Speakers' Bureau: Seattle Genetics, Novartis, AstraZeneca

Erica L. Mayer

Consulting or Advisory Role: Lilly, Novartis, Sanofi, AstraZeneca, Gilead Sciences

Research Funding: Pfizer (Inst)

William M. Sikov

Honoraria: UpToDate

Speakers' Bureau: Lilly, Daiichi Sankyo, Eisai, Seagen

Lynne I. Wagner

Stock and Other Ownership Interests: Johnson & Johnson (I), Lilly (I), Gilead Sciences (I)

Consulting or Advisory Role: Celgene, Athenex

Travel, Accommodations, Expenses: Celgene

Angela M. DeMichele

Research Funding: Pfizer, Genentech, Calithera Biosciences, Novartis

Joseph A. Sparano

Stock and Other Ownership Interests: Metastat

Consulting or Advisory Role: Genentech/Roche, Novartis, AstraZeneca, Celgene, Lilly, Celldex, Pfizer, Prescient Therapeutics, Juno Therapeutics, Merrimack, Adgero Biopharmaceuticals, Cardinal Health, GlaxoSmithKline, CStone Pharmaceuticals, Epic Sciences, Daiichi Sankyo, BMSi

Speakers' Bureau: Eisai, Certara

Research Funding: Prescient Therapeutics, Deciphera, Genentech/Roche, Merck, Novartis, Merrimack, Radius Health, Olema Pharmaceuticals

Travel, Accommodations, Expenses: Menarini Silicon Biosystems, Roche/Genentech, Adgero Biopharmaceuticals, Myriad Genetics, Pfizer, AstraZeneca, Rhenium Medical

Antonio C. Wolff

This author is an Associate Editor for Journal of Clinical Oncology. Journal policy recused the author from having any role in the peer review of this manuscript.

Consulting or Advisory Role: Ionis Pharmaceuticals

Patents, Royalties, Other Intellectual Property: A.C.W. has been named as inventor on one or more issued patents or pending patent applications relating to methylation in breast cancer, and has assigned his rights to JHU, and participates in a royalty sharing agreement with JHU

Open Payments Link: https://openpaymentsdata.cms.gov/physician/357301/summary

Kathy D. Miller

This author is Senior Deputy Editor for Journal of Clinical Oncology. Journal policy recused the author from having any role in the peer review of this manuscript.

Consulting or Advisory Role: Merck, Genentech/Roche, Athenex, AstraZeneca, Bristol Myers Squibb/Celgene

Research Funding: Taiho Pharmaceutical, Novartis, Seattle Genetics, Pfizer, Astex Pharmaceuticals, British Biotech, CytomX Therapeutics

No other potential conflicts of interest were reported.

REFERENCES

  • 1.Shimoi T, Noguchi E, Sudo K, et al. : Critical appraisal of adjuvant platinum-based chemotherapy for basal subtype triple-negative breast cancer with residual disease after neoadjuvant chemotherapy. J Clin Oncol 39:3519-3521, 2021 [DOI] [PubMed] [Google Scholar]
  • 2.Shimanuki Y, Shimomura A, Yoshimura K, et al. : Are platinum drugs ineffective for triple-negative breast cancer with residual invasive disease after neoadjuvant chemotherapy? J Clin Oncol 39:3521-3522, 2021 [DOI] [PubMed] [Google Scholar]
  • 3.Mayer IA, Zhao F, Arteaga CL, et al. : Randomized phase III postoperative trial of platinum-based chemotherapy versus capecitabine in patients with residual triple-negative breast cancer following neoadjuvant chemotherapy: ECOG-ACRIN EA1131. J Clin Oncol 39:2539-2551, 2021 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 4.Masuda N, Lee SJ, Ohtani S, et al. : Adjuvant capecitabine for breast cancer after preoperative chemotherapy. N Engl J Med 376:2147-2159, 2017 [DOI] [PubMed] [Google Scholar]
  • 5.Tutt A, Ellis P, Kilburn LS, et al. : The TNT trial: A randomized phase III trial of carboplatin (C) compared with docetaxel (D) for patients with metastatic or recurrent locally advanced triple negative or BRCA1/2 breast cancer. San Antonio Breast Cancer Symposium, San Antonio, TX, December 9-13, 2014 (abstr S3-01)
  • 6.Lehmann BD, Pietenpol JA: Identification and use of biomarkers in treatment strategies for triple-negative breast cancer subtypes. J Pathol 232:142-150, 2014 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 7.Tutt ANJ, Garber JE, Kaufman B, et al. : Adjuvant olaparib for patients with BRCA1- or BRCA2-mutated breast cancer. N Engl J Med 384:2394-2405, 2021 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 8.Davis MB, Newman LA: Breast cancer disparities: How can we leverage genomics to improve outcomes? Surg Oncol Clin N Am 27:217-234, 2018 [DOI] [PubMed] [Google Scholar]

Articles from Journal of Clinical Oncology are provided here courtesy of American Society of Clinical Oncology

RESOURCES