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. 2021 Oct 19;11:748331. doi: 10.3389/fonc.2021.748331

Table 2.

Select studies of clinical outcomes comparing proton beam therapy vs. x-ray therapy for esophageal cancer.

Author No. of patients(RT modality) Study type Treatment intent Follow-up time Survival Toxicity or QOL outcomes
Makishima et al. (11) 44
(19 XRT, 25 PBT)
Retrospective cohort Definitive NR N/A Grade 2+ pulmonary: XRT 18.2%, PBT 0%;
Grade 2+ cardiac: XRT 52.6%, PBT 4.0%.
Xi et al. (13) 343
(211 IMRT, 132 PBT)
Retrospective cohort Definitive 65.1 months 5-year OS: IMRT 31.6% vs. PBT 41.4% (p = 0.011);
5-year PFS: IMRT 20.4% vs. PBT 34.9% (p = 0.001);
5-year DMFS: IMRT 48.6% vs. PBT 64.9% (p = 0.031)
Grade 3–4: IMRT 45.0% vs. PBT 37.9% (p = 0.192);
Grade 5: IMRT 1.9% vs. PBT 0.8% (p = 0.653).
Lin et al. (19) 580
(214 3DCRT, 255 IMRT, 111 PBT)
Retrospective cohort Neoadjuvant NR N/A Pulmonary complications: 3DCRT 39.5% vs. IMRT 24.3% vs. PBT 16.2% (p < 0.001);
Cardiac complications: 3DCRT 27.4% vs. IMRT 11.7% vs. PBT 11.7% (p < 0.001);
Wound complications: 3DCRT 15.3% vs. IMRT 14.1% vs. PBT 4.5% (p = 0.014);
Mean LOS: 3DCRT 13.2d vs. IMRT 11.6d vs. PBT 9.3d (p < 0.0001).
Garant et al. (20) 128 (63 XRT, 62 IMPT) Prospective registry Definitive and Neoadjuvant NR NR FACT-E PRO: less mean decline in PRO scores in PBT vs. XRT (−12.7 vs. −20.6, p = 0.026).
Routman et al. (21) 144
(65 XRT, 79 PBT)
Retrospective cohort Definitive and Neoadjuvant NR N/A G4L: XRT 56% vs. PBT 22% (p < 0.01).
Davuluri et al. (22) 504 (317 IMRT, 187 PBT) Retrospective cohort Definitive and Neoadjuvant 32.1 months Median OS with or without G4L: 2.8 years vs. 5.0 years (p = 0.027);
Median PFS with or without G4L: 1.1 years vs. 5.4 years (p < 0.001)
G4L: IMRT: 33% vs. PBT 15.5% (p < 0.001).
Lin et al. (23) 107
(61 IMRT, 46 PBT)
Prospective phase 2 randomized Definitive and Neoadjuvant 44.1 months 3-year OS: IMRT 50.8% vs. PBT 51.2% (p = 0.60);
5-year PFS: IMRT 44.5% vs. PBT 44.5% (p = 0.70)
Mean TTB: IMRT (39.9; 95% highest posterior density interval, 26.2–54.9) vs. PBT (17.4; 10.5–25.0);
Mean POC score: IMRT (19.1; 7.3–32.3) vs. PBT (2.5; 0.3–5.2).

3DCRT, three-dimensional conformal radiation therapy; IMRT, intensity modulated radiation therapy; PBT, proton beam therapy; IMPT, intensity-modulated proton therapy; NR, not reported; OR, odds ratio; XRT, X-ray (photon) radiation therapy; LOS, length of hospital stay; OS, overall survival; PFS, progression-free survival; DMFS, distant metastatic-free survival; G4L, grade 4 lymphopenia; FACT-E PRO, Functional Assessment of Cancer Therapy-Esophagus Patient Reported Outcomes; TTB, total toxicity burden; POC, postoperative complication.