Skip to main content
. 2021 Apr 21;133:106153. doi: 10.1016/j.jbankfin.2021.106153

Table 5.

Firms Downgraded to High Yield Between March 22 and April 8.

Treatment group
Control group
Permno Name Rating after downgrade SIC Permno Name
39490 Apache Corp BB+ 1311 79915 NEWFIELD EXPL CO
91983 Continental Resources BB+ 1311 87137 DEVON ENERGY CORP
89134 NEWFIELD EXPL CO
91926 Delta Airlines BB 4512 91103 UNITED CONTL HLDGS INC
81917 Hospitality Properties BB+ 6798 85234 CORRECTIONS CORP AMER
87289 SENIOR HSG PPTYS TR
90790 MPT OPER PARTNERSHIP
77462 Macy's Retail Holdings BB+ 5311 n.a.
25785 Ford Motor Co BB 3711 n.a.

The treatment group is six bond issuers that were downgraded from IG to HY (must still be rated at least BB-/Ba3) between March 23 and April 8 in our sample. Firms in the control group are in the same industry as the treatment group defined by 4-digit SIC codes, and have the same credit rating as of April 8, but were not downgraded to HY between March 23 and April 8. Following the Fed’s SMCCF term sheet, we require the issuer to have been rated at least BBB-/Baa3 as of Mar 22, 2020. If rated by multiple major credit rating agencies, the issuer must be rated at least BBB-/Baa3 by two or more agencies.