Decompression Using Minimally Invasive Surgery for Lumbar Spinal Stenosis Associated with Degenerative Spondylolisthesis: A Review

Abstract

Lumbar spinal stenosis (LSS), which often occurs concurrently with degenerative spondylolisthesis (DS), is a common disease in the elderly population, affecting the quality of life of aged people significantly. Notwithstanding the frequently good effect of conservative therapy on LSS, a minority of the patients ultimately require surgery. Surgery for LSS aims to decompress the narrowed spinal canals with preservation of spinal stability. Traditional open surgery, either pure decompression or decompression with fusion, was considered effective for the treatment of LSS with or without DS. However, the long-term clinical outcomes of traditional open surgery are still unclear. Moreover, the disadvantages of conventional open surgery are extensive, examples including tissue injuries or secondary instability, with limited outcomes and significant reoperation rates. With the development and improvement of surgical tools, various minimally invasive spine surgery (MISS) methods, including indirect decompression techniques of interspinous process devices (IPDs) and direct decompression techniques such as microscopic spine surgery or endoscopic spine surgery (ESS), have been updated with enhancement. IPDs, such as Superion devices, were reported to behave with comparable physical function, disability, and symptoms outcomes to laminectomy decompression. As an emerging technique of MISS, ESS has beneficial hallmarks including minimal tissue injuries, reduced complication rates, and shortened recovery periods, thus gaining popularity in recent years. ESS can be classified in terms of endoscopic hallmarks and approaches. Predictably, with the continuous development and gradual maturity, MISS is expected to replace traditional open surgery widely in the surgical treatment of LSS associated with DS in the future.

Key Summary Points

Spinal pain is highly prevalent.

Conservative therapy is not always efficacious.

Interventional pain management may be beneficial in some cases.

This review is focused on different interventions, especially minimally invasive, used at the moment for persistent low-back pain.

Introduction

Overview of Lumbar Spinal Stenosis with Degenerative Spondylolisthesis

As a common disease for elderly people, lumbar spinal stenosis (LSS) often occurs concurrently with Meyerding grade I to II degenerative spondylolisthesis (DS) [1]. LSS has evolved from an original anatomic perception [2] represented by a clinical syndrome, termed neurologic claudication, and characterized by an intermittent leg pain following a short distance walk. Most cases are degenerative, deriving from aging alterations reflected in the spine. During the degenerative process, significant changes gradually occur in multiple intervertebral discs, adjacent structures including the ligamentum flavum (LF), and facet joints, resulting in a reduction of spaces surrounding important neurovascular structures within the spine. The anatomic basis of LSS determines its medical consequences amongst individual cases. LSS can arise at triple sites in terms of orientation with neurovascular structures: spinal canal in the center, lateral recess, as well as neuroforamen. Consequently, it results in symptomatic pain in the back, buttock, and lower extremities, with or without neurologic deficits and related disabilities [3–5].

It is well established that various factors affect the epidemiology of LSS, including socioeconomic conditions, medical care levels, the average life span of countries, personal genetic factors, and others. In the USA, LSS affects more than 200,000 persons, as the most frequent pathologic cause for spinal surgery in patients aged more than 65 years [5]. Epstein [6] reported the prevalence of absolute LSS as 47.2% for patients 60–69 years old. Notably, the prevalence elevated with age.

Symptoms and Treatment

Typical symptoms of LSS include neurogenic claudication, and/or back/leg pain, the underlying mechanisms of which are ascribed to the nerve root compression, and related instability. For cases with early-stage LSS, conservative treatment regimens are generally proposed and accepted for patients without severe neurologic deficits [7]. For cases without efficacy following conservative treatment, the surgical treatment is recommended [8, 9]. In general, it is reported that 10–15% of patients ultimately undergo surgery [10].

For patients with lumbar spinal instability reflected by imaging, pure decompression may not solve all existing issues. In this case, decompression plus Dynesys dynamic stabilization or instrumented fusion is more suitable [11]. However, the long-term clinical and radiologic outcomes are still unclear [10, 12].

An exact spinal canal decompression is the most important step in the surgical procedure for LSS with DS [13–15]. Open laminectomy (OL) alone is an alternative surgical option for patients with LSS and mild DS without relevant instability on lumbar spine lateral radiographs (Fig. 1) [13, 16–18]. However, open decompression surgery destroys paravertebral soft tissues. From this perspective, minimally invasive (MI) decompression surgery is becoming increasingly popular, especially in Asia. With the development and improvement of surgical tools in recent years, various minimally invasive spine surgery (MISS) has been updated with enhancement. Typical technical updates include interspinous process decompression for indirect spinal canal decompression, microscopy and endoscopy spine surgery for direct spinal canal decompression. Accordingly, this updated review aims to depict the landscape of MI decompression surgical technical advancement, shedding light on the treatment pathways of patients with LSS and/or DS.

Fig. 1.

Schematic lumbar spinal stenosis associated with degenerative spondylolisthesis and open laminectomy decompression surgery. Sagittal (a) and axial (b) images depict the pathologic compression of the cauda equina and/or nerve roots. Schema (c) shows the surgical area of traditional open laminectomy decompression technique

This article is based on previously conducted studies and does not contain any new studies with human participants or animals performed by any of the authors. Hence, it does not need any approval of Ethics Committee. 

Reporting Standard and Literature Search

Given the lack of well-established bona fide guidelines for such literature and/or state-of-the-art review, we utilized the RAMESES standard [19] for our work based on the PRISMA guideline for systematic review. Moreover, the current review is a combination of our spinal practice [20, 21], an update of emerging peer-reviewed journals' reports during the past 5 years [22], and thorough searches of electronic databases (Pubmed and EMBASE).

Amongst over 7000 publications from initial searches (using terms as “lumbar spinal stenosis”, “degenerative spondylolisthesis”, “surgery”, “minimally invasive surgical procedures”), we screened titles and abstracts of all citations and consequently included 90 studies with full text. Following exclusion of a dozen of irrelevant articles and addition of articles by cross-reference checking, we included 129 articles for the current review. We used Endnote to store citations and included studies, to identify duplicates and integrate evidence according to the subjects of the review.

Emerging Evidence for LSS with DS: Fusion or Not Fusion

Hitherto, there has been a continuing debate on the treatment for LSS and/or DS. There are a variety of surgical regimens for LSS and/or DS, including open or minimally invasive decompression, fusion with/without instrumentation [23, 24].

Notably, Försth et al. [25], Ghogawala et al. [26], and Peul and Moojen [27] brought a new vision to the clinical community. By randomly assigning 247 patients with LSS and/or DS to decompression alone versus decompression plus fusion groups, Försth et al. [25] found that there was no significant difference in clinical outcomes after 2 and 5 years of observation. Another randomized clinical trial (RCT) reported similar findings regarding the efficacy of adding instrumentation and fusion for DS [26]. Additionally, Peul and Moojen [27] commented on the two trials with emphasis on the necessity of adding a surgical implant.

Besides these lines of evidence, there is additional emerging evidence in favor of the newly formed conclusion. The clinical outcome of 1624 cases with lumbar DS indicated that fusion plus decompression was not superior to decompression alone, according to multiple clinical indicators, i.e., visual analog scale (VAS), the quality-of-life EuroQol-5 Dimensions (EQ-5D), Oswestry disability index (ODI), and the Medical Outcomes Study (MOS) item short form health survey (SF-36) [28].

Collectively, emerging evidence from RCTs presents a novel vision for LSS with DS, highlighting the necessity of fusion with expensive instrumentation.

Updated Minimally Invasive Decompression Techniques

Given the increasing focusing trend on minimally invasive surgical techniques and the paramount importance of decompression for surgical treatment, we systematically depict updated minimally invasive indirect and direct decompression techniques for LSS associated with DS.

Interspinous Process Decompression

Interspinous process devices (IPD) have been designed as a minimally invasive indirect decompression technique aiming to decompress the spinal canal and preserve segmental motion. Interspinous process decompression is achieved by placing specific devices between the spinous processes. Accordingly, the volume of the spinal canal can be enlarged indirectly, with the decompression of the spinal cord and nerve roots, and the relief of symptoms [29]. IPD originated with the X-STOP device using a new surgical system for indirect decompression of LSS at targeted levels via inserting a device among corresponding spinous processes, achieving a distraction of the spinous processes. Short-term evidence has shown encouraging outcomes for the X-STOP device [30, 31]. Remarkably, considerable complication rates have been noted in terms of long-term observations [32, 33].

Currently available IPDs approved by the US Food and Drug Administration (FDA) include Coflex (Paradigm Spine, Wurmlingen, Germany) and Superion (Vertiflex, Carlsbad, CA, USA), for mild to moderate LSS. Both devices can provide energetic steadiness lacking the rigidity of pedicle screw fixation. An advantage of the Coflex and Superion devices is their percutaneous instrumentation, thus minimizing the disturbance of soft tissues and spinal structure [34, 35]. Compared with traditional decompression and fusion, the 3-year follow-up results after Coflex have proved its cost-effectiveness and safety as an IPD [34]. The Superion device ideally is indicated for patients with LSS who fail conservative treatment before traditional spinal decompression surgery in a flexed position with a Wilson frame, thus basically playing the role of an extension blocker. Studies have shown that, compared with other interspinous spacers and laminectomy, Superion is a MISS technique with a shorter operation time phase, radically reduced blood loss, and lower complication rates [36–38]. In comparison with laminectomy, patients with Superion devices exhibited equivalent physical function, disability, symptom enhancement, and with relatively better improvements. The results were confirmed in a randomized study, showing significantly better outcomes of the patients with Superion compared with X-STOP-implanted patients according to the Zurich Claudication Questionnaire (ZCQ) [36]. Moreover, the Superion group showed no procedure-related complications, no reoperations at the original level up to 3 years after the procedure. In addition, 4- and 5-year follow-up studies supported the outcome conclusions [37, 39]. Patients with Superion obtained better indicators (evaluated with ODI) and decreased pain scores compared with baseline. Over time, laminectomy increases the reoperation rate. In contrast, the IPD reoperation rate varied with observational time phases (14.2% at 1-year follow-up; 3.2% at 5-year follow-up), signifying that early clinical improvement of IPD has foreshadowed the outcome of long-standing continuous clinical benefit [37]. However, the indirect decompression effect after IPDs implantation has the aforementioned advantages over laminectomy decompression.

On the other hand, not all cases with LSS are appropriate for the IPD device. In general, patients with osteoporosis are at risk of spinous process fractures after surgery. In addition, patients with moderate or severe DS, especially with dynamic instability, are at risk of posterior implant movement after surgery. Therefore, these two types of patients with LSS are not appropriate candidates for IPDs [34, 40].

Microscopic Spine Surgery

The essence of microscopic spine surgery is a MISS that uses a microscope via soft tissue tubular retractor to decompress the spinal canal. Foley et al. [41] introduced their surgical techniques for far-lateral L3 to L5 lumbar disc herniation (LDH) with a 25° rod-lens endoscope via a 16-mm-diameter tubular retractor. Instruments in traditional open discectomy surgery can be used under endoscopic amplification. Historically, Mixter and Barr [42] treated 19 patients with LDH using total laminectomy and discectomy, considered as a milestone indicating the original open surgical strategies for LDH. As the surgical microscope improved, Caspar [43] and Yaşargil [44] first reported the microdiscectomy procedure from the open posterior approach. Young et al. [45] proposed the unilateral laminotomy for bilateral decompression (ULBD) technique. At present, with the improvements of the microscope and the advancements of surgical techniques, ULBD can be achieved by “over-the-top” technology via various improved tubular retractors (Fig. 2). Microscopic spine surgery can achieve the same decompression effect as open surgery, suitable for central and lateral LSS [46–49].

Fig. 2.

Schema of the surgical procedure of unilateral laminotomy for bilateral decompression surgical technique. a The operating table is tilted to the opposite side of the surgeon. With the aid of endoscope or microscope, the vision of bilateral visual fields behind the dura mater in the spinal canal is achieved; b tools are utilized to decompress the spinal canal on the exposed side of the surgical incision; c “over-the-top” technology is adapted to decompress the contralateral side

Brief technical key points of ULBD are demonstrated [46, 50]. Microscopic bilateral decompression is achieved under general anesthesia with the knee–thorax position, with the surgical opposite side of the body blocked for later “over-the-top” decompression. After confirming level localization, a 25–30-mm skin incision is made approximately 10–15 mm from the midline on the side of the approach typically at the lower part of the back (L4 to S1). With a retractor that expands the soft tissue, step-by-step expansion tubular retractors are placed in the operation area. Finally, the working tube is placed in the target area. Intraoperative X-rays play an important role to confirm the correct targeting site for the placement of the tubular retractor as the starting stage of ULBD surgery. The surgical microscope is routinely used to identify the boundary between the LF and inferior rim of the lamina. A ball-tipped dissector is used to identify the cranial insertion of LF. The ipsilateral LF is removed caudally and thus the dura is decompressed. The tube is angled medially with the operating table tilting against the side of the surgeon, achieving a working and viewing angle of approximately 30° to conduct over-the-top decompression. With intact contralateral LF, the contralateral lamina is drilled while neural structures are protected by a 9-French Frazier suction tube. Kerrison rongeurs are used for complete resection of the contralateral LF carefully to expose the underlying dural sac. Subsequently, the resection of the ipsilateral LF and hyperplastic articular process is performed. Maintenance of at least half of both facet joints is essential to evade iatrogenic instability [51]. Therefore, microscopic spine surgery is performed via a tube by the over-the-top decompression technique to complete ULBD for LSS.

This minimally invasive procedure achieves sufficient decompression for LSS while limiting surgery-related tissue trauma and aiming to reduce postoperative complications [52, 53]. Several studies comparing ULBD conducted by microscopic surgery with open laminectomy have reported favorable outcomes with the former [46, 54]. Other trials reported that the microscopic ULBD technique is associated with shortened operation time, less blood loss, shorter hospital stay, and similar clinical outcomes in comparison with open laminectomy [54–57]. However, there are several limitations to microscopic spine surgery. First, difficult instrument manipulation will affect surgeons because of the single port. Second, certain cases may require an excessively tilted microscope and operating table to achieve good contralateral visualization [56, 58]. In addition, there have been concerns regarding limited exposure of microscopic laminectomy, which may lead to inadequate decompression [46, 59].

Endoscopic Spine Surgery

Endoscopic spine surgery (ESS) is a series of minimally invasive surgeries with less associated damage due to continuously improved spinal endoscopes. Evolutions of this technique are well illustrated in a recent publication [60]. In particular, historically Kambin and Hijikata proposed new spinal surgery techniques, “percutaneous lateral discectomy” and “percutaneous nucleosome” for the first time, respectively. They are the earliest pioneers of modern percutaneous spinal endoscopy, thus opening a new chapter of ESS.

Initially, the endoscopic technique was restricted to disc herniations. With the advancement of the endoscopic light source and magnification technology, the indications for ESS have expanded. De Antoni [61] first described a unilateral spinal endoscopy technique behind the lumbar using arthroscopic systems and instruments in 1996, which was named “translaminar lumbar epidural endoscopy” technology. Osman [62] first proposed the operating instruments in the unilateral dual-channel spinal endoscopy technique, which can be independent of the lens and permit larger surgical instruments to remove hardened discs, such as shavers, burs, curettes, trephines, etc. These advantages are an innovation of dual-channel spine endoscopes compared to single-channel spine endoscopes. Therefore, De Antoni and Osman can be considered as founders of modern UBE/BESS technology [61, 62].

In recent years, with the successful development of equipment facilities (optics, high-resolution cameras, light source, high-speed burr, irrigation pumps), endoscopy surgery can be performed with various endoscopic techniques for LSS associated with or without DS. Even endoscopic assisted fusion surgeries can achieve satisfactory clinical outcome [63–65]. The pros of endoscopic spinal surgery include less extent of tissue dissection and muscular injuries, enlarged and clearer surgical vision, reduced blood loss, less postoperation epidural fibrosis and scarring, earlier functional recovery, and improved quality of life, reduced hospital stay, and better cosmesis.

There are different procedures for endoscopic techniques according to endoscopes, spinal levels, and surgical approaches. The transforaminal (TF) approach and interlaminar (IL) approach are commonly used in ESS for decompression (Fig. 3). The most common pathology of the foraminal stenosis and lateral recess stenosis is hypertrophy of the superior articular process (SAP). As a result, the exiting nerve root is compressed in the foraminal stenosis and the traversing nerve root is compressed in the lateral recess stenosis. The transforaminal endoscopic approach commonly is suitable for the treatment of the lateral recess/foraminal stenosis by decompression of the hypertrophied SAP. In 2019, Japanese researchers [66] introduced a developed surgical technique to decompress the central stenosis via the TF approach under local anesthesia. Prior to initiating the clinical case, they attempted the lumbar undercutting laminectomy using a fresh cadaveric spine, then they confirmed that the transforaminal full-endoscopic lumbar undercutting laminectomy (TE-LUL) is possible, and applied the technique to a 72-year-old woman with central canal stenosis; postoperative follow-up results showed improved leg pain and muscle weakness after TE-LUL under local anesthesia (Fig. 4).

Fig. 3.

Two surgical approaches of endoscopic spine surgery. a The transforaminal approach, referring to a posterolateral percutaneous approach to the disc or epidural space via the foraminal window while preserving the normal musculoskeletal structures, usually under local anesthesia; b the interlaminar approach, similar to open laminectomy decompression or microscopic spine surgery, usually under general or epidural anesthesia

Fig. 4.

Key surgical steps of the transforaminal full-endoscopic lumbar undercutting laminectomy technique. a Working cannula is installed as the first step with subsequent whole removal of the superior articular process (colored in red); b undercutting laminectomy and ventral half resection of the inferior articular process (colored in red); c partial removal of the thickened ligamentum flavum (colored in red); d the narrowed spinal canal is enlarged following the TE-LUL surgery

Classification According to the Principle of the Endoscopic System

Full-Endoscopic (Percutaneous Endoscopic) System

The full-endoscopic system is also known as the percutaneous endoscopic system. It was first applied in the mid-1980s to treat LDH. The system combines the working pipeline and the optical system to work under continuous saline irrigation. The system is a minimally invasive surgical technique that applies endoscopes to the treatment of spinal diseases (Fig. 5a). In 1999, the intervertebral foraminal endoscope system via Kambin’s safety triangle approach was developed, named the Yeung endoscopic spine system (YESS) [67]. This system has provided an important contribution to the development of modern full-endoscopic systems characterized by removing the nucleus pulposus tissue from the inside-to-outside. Nevertheless, its indication is relatively narrow, being only suitable for the treatment of inclusive disc herniation. A further development is represented by the transforaminal endoscopic spine system (TESSYS) [68]. The indications for this system are greatly increased and characterized by removing the nucleus pulposus tissue from the outside-to-inside; it can treat various types of LDH and LSS. The percutaneous endoscopic or full-endoscopic system is now most commonly used to treat LDH and LSS, and has become the standard system. With the expansion of surgical indications, the common complications brought by this system, such as dural injury, nerve root injury, postoperative recurrence, etc., require us to rethink and further observe this surgical system.

Fig. 5.

Categories of the endoscopic system for endoscopic spine surgery. a Percutaneous endoscopic or full-endoscopic system. A working channel endoscope contains a working channel and an optical device within a single portal, which needs continuous saline irrigation for normal working; b microendoscopic system with the optical device attached to the tubular retractor, without needing constant saline irrigation during surgery; c biportal endoscopic system with separate endoscopic working and viewing channels, in need of continuous saline irrigation when operating

Microendoscopic System

Microendoscopic discectomy (MED) is a minimally invasive surgical method performed by using a rigid endoscope (microendoscope) attached to a tubular retractor for the treatment of LDH. MED aims to develop traditional open laminectomy to minimally invasive and endoscopic surgery. With the expansion of its indications, the system has been successfully applied in a wider range of clinical practice such as the treatment of LSS [69–72]. Currently, as an outstanding representative of second-generation MED systems, the METRx tube has incorporated many improvements and become the most widely used MED system (Fig. 5b). However, unlike the full-endoscopic system, the microendoscopic system does not require continuous saline irrigation when operating; therefore, its vision of the surgical area is not as clear as the full-endoscopic system.

Biportal Endoscopic System

The characteristic of biportal endoscopic system is that unilateral spinal surgery has two independent and cooperating working channels—the instrumental portal and the endoscopic portal (Fig. 5c) [72–74]. Unilateral biportal endoscopy (UBE)/biportal endoscopic spinal surgery (BESS) decompression technique is a typical technique of the biportal endoscopic system. Choi et al. [75] introduced the use of unilateral dual-channel spinal endoscopy to treat LSS, and named this technique BESS. Immediately after, a different group reported their unilateral dual-channel spine endoscopy technique called percutaneous biportal endoscopic decompression (PBED) [73]. The unilateral dual-channel spine endoscopy technology entered a rapid development period promoted by Korean groups, and various improvements were made, including:

• Patient’s position changed from lateral to prone

• Application of radiofrequency improved the efficiency of soft tissue processing

• Further expand the indications for this technique: in addition to herniated disc, increased spinal canal stenosis, foraminal stenosis, and fusion; and it is no longer only applicable to the lumbar spine but is also applied to the cervical and thoracic spine

• Officially named the surgical procedure as unilateral biportal endoscopy (UBE)

Put simply, UBE and BESS were introduced by doctor groups from different specialties. The two procedures are generally similar, although with slightly different surgical details.

As UBE/BESS has been widely used in recent years, especially in East Asia, its technology began to develop rapidly and various UBE technology-related research projects began to appear. Heo et al. [76] first reported the use of UBE for lumbar fusion. Ahn et al. [77] first proposed the extraforaminal approach of UBE to treat foraminal stenosis or extreme lateral disc herniation, which expanded the indications for UBE. Also, Kim et al. [78] reported the application of 30° arthroscopies and UBE extreme lateral approach for L5 to S1 decompression.

Pao et al. [79] reported that the UBE decompression technique is a safe and effective MI technique. As soft tissue destruction and facet joint destruction can be minimized, it is therefore possible to avoid spinal fusion as well as to preserve the segmental mobility and stability for patients with LSS associated with or without mild DS. Moreover, the learning curve of UBE/BESS is less steep than for other MI decompression techniques.

Discussion

LSS is primarily the consequence of pathologically hypertrophic changes of lumbar spinal structures (vertebra, intervertebral discs, facet joints, and LF), reflected as the tightening space of central and lateral canals for neurologic and accompanying vascular elements. Accordingly, LSS results in an incapacitating compression upon canal-containing neurologic and vascular elements [80, 81]. The number of patients with LSS in need of surgery increases significantly. According to reports, LSS will affect nearly 6,400,000 aged persons in 5 years [82–84]. LSS frequently arises with low-grade DS (Meyerding grades I and II) [8]. Conservative treatment is the mainstay for LSS with or without DS, including analgesics, anti-inflammatory drugs, low body weight, and physical therapy. Conservative treatment is frequently successful. However, nearly 10–15% of cases would require surgical treatment because of debilitating pain greatly affecting the quality of life [85].

Surgery for LSS aims to decompress the narrowing canals whilst maintaining important spinal structures and related stability. Sun et al. [86] noted that adequate decompression for LSS associated with DS can be achieved by laminectomy and undercutting decompression, with emphasis on preserving at least half of the involved facet joints to avoid iatrogenic instability. Conventional surgical procedures for LSS comprise open decompression surgery alone or plus fusion. Surgical procedures aim to release the narrowed canals and dural sac by removing hypertrophic bony and soft tissues [87]. For LSS with DS, US clinical guidelines recommend decompression alone and decompression plus fusion [88]. However, so far, there has been controversy regarding the issue. A large number of surgeons consider laminectomy and fusion with added instrumentation as a gold standard for LSS with DS [89]. Notwithstanding the extra expense and certain risks to patients, fusion is mandatory for unstable DS or multisegment decompression. In such scenarios, open surgery per se can cause instability [34]. In a study providing insights into the natural history of DS, the reoperation rate in the DS cohort was 22% at 8 years [90]. OL alone may lead to a higher reoperation rate and therefore most researchers preferred to choose fixation and fusion surgery or dynamic stabilization to reduce the high reoperation rate that occurs after decompression alone. However, so far, the choice of fusion or non-fusion surgery technique for the treatment of patients with LSS associated with DS is still controversial [16]. Decompression with fusion was better in comparison with pure decompression for LSS according to outcome indicators such as ODI and VAS. Syed et al. [91] drew the conclusion that decompression plus fusion is considerably better than pure decompression for LSS. However, it is still controversial which procedures (decompression plus fusion or pure decompression) are superior for the treatment of LSS associated with DS. A couple of RCTs concluded that fusion brings limited value to decompression for LSS associated with or without DS [25, 27]. A meta-analysis of the literature stated that decompression with fusion is not superior to pure decompression [92]. Moreover, biomechanical testing studies indicated that MI decompression results in a lesser amount of instability in comparison with OL [93, 94]. Simultaneously, a recent study indicated a positively low secondary fusion rate following lumbar MI decompression [95]. Importantly, the issue of secondary fusion rates has not been resolved following open and MI decompression procedures.

In recent years, MIS has gained increased focus in the spinal community with the notion of preserving muscular structures as basic elements for the spine and daily motions [75, 96]. Recently, there have been updated advancements in MI decompression, including indirect decompression techniques of IPDs and direct decompression techniques such as microscopic spine surgery or ESS. In particular, the ESS has developed more rapidly and has more updated technologies.

IPD is a minimally invasive indirect decompression implant for patients with LSS associated with or without low-grade DS. IPD insertion can expand the narrowed canals with an increment ranging from 18% to 23%, varying according to different positions [97, 98]. Foramina expansion can be achieved in terms of area and width [99]. The issue of kyphosis due to IPD remains inconclusive [100]. Meta-analysis evidence indicates that IPD had superior clinical outcomes to conservative treatment and comparable outcomes to decompression surgery [101]. Otherwise, IPD can save related expenses. However, the use of IPD is restricted in elderly patients with osteoporosis because of reoperation issues in comparison with decompression [92]. It is currently recognized that severe osteoporosis is a contraindication to IPD because of fracture risks during or after the surgery [100].

In traditional open surgery, the cons include tissue injuries and related instability. Patient outcomes might be compromised with a noteworthy reoperation rate [56, 102–104]. To address the negative issues, direct MI decompression procedures via microsurgical laminotomy arise, with increasingly wide recognition [105–107]. Representative techniques are ULBD, modified minimally invasive unilateral laminectomy (MIL) with transmuscular tubular retractors [108] (superiority for obese and elder cases [109, 110]). With researchers’ long-term practice and in-depth understanding of the treatment of LSS associated with DS, especially the development in optics facilities, MISS has evolved.

Currently, ESS serves as an extension to the MISS perception of spinal surgery [111–113]. A milestone of spinal endoscopy is the shift from LDH to LSS treatment [53]. Formerly, the main obstacle was the difficulty of sufficient bony and ligament removal with constant visual management [114]. Endoscopic decompression can be achieved by technological improvements [115–117]. Thus, endoscopic spinal decompression surgery is a realistic MI procedure for LSS. ESS can be classified in terms of endoscopic hallmarks and approaches. Among them, IL and TF approaches are two commonly used approaches for spinal canal decompression in patients with LSS.

Various anesthesia regimens are indicated for these procedures. General anesthesia is necessary for IL full-endoscopic surgery; whereas local anesthesia can be applied for the TF approach. In spite of limited and controversial evidence existing for the technique, emerging clinical reports present encouraging evidence [118–121]. While the promising ESS has many advantages, we should also pay attention to the unique risks and complications associated with this minimally invasive technique. Complications from RCTs have been reported regarding ESS for LSS, including revision, transient paresthesia, incidental durotomy, epidural hematoma, and infection [122]. Complications in a meta-analysis of ESS were also similar to this RCT study reporting a revision surgery rate of 1.9% during the follow-up period [123]. It is generally accepted that surgeons’ experience plays an important role in reducing complications and improving the outcomes of surgical procedures. ESS requires a sharp learning curve. However, even beginner spine surgeons are familiar with the IL approach.

This study has some limitations. Chronic musculoskeletal pain, and especially low-back pain, is a major burden in everyday clinical practice [124] with emerging concepts for treatment [125, 126]. Interventional techniques are important, as shown in this review, but we did not take into consideration other alternative therapeutic modalities [127]. Other less invasive, conservative treatments provided interesting results as well [128, 129]. Moreover, we did not consider the spondylolisthesis stage, which was described as important [130]. The topic remains the subject of debate and has inconclusive data. Long-term randomized controlled studies comparing results and side effects with the use of different techniques and methodologies in similar populations would definitely help to provide better results for the suffering patients.

Conclusions

LSS is the most frequent spinal pathology among the elderly frequently accompanied with DS. Conservative treatment is a successful method to choose first. However, a number of patients ultimately require surgical treatment because of debilitating back and/or leg pain. Surgery for patients with LSS aims to decompress narrowed spinal canals with preserved spinal stability. As an emerging technique of MISS, ESS has the beneficial hallmarks of less tissue injury, reduced complication rates, and quicker recovery. ESS has gained increasing popularity with wide application in recent years. However, the current evidence is restricted for ESS in LSS in terms of clinical outcome. With the application and development of navigation technology, including optical imaging systems and artificial intelligence in the medical field, it is believed that more effective MI techniques will continue to appear and mature in the surgical treatment of LSS associated with DS in the near future. As well, high-class clinical studies, including RCTs and meta-analyses of the available evidence, are needed to validate the efficacy of emerging surgical techniques. Eventually, ESS could become the golden standard for spinal surgery.

Abbreviations

BESS

Biportal endoscopic spinal surgery

CT

Computed tomography

DS

Degenerative spondylolisthesis

ESS

Endoscopic spine surgery

EQ-5D

EuroQol-5 dimensions

FDA

Food and Drug Administration

IL

Interlaminar

IPDs

Interspinous process devices

LDH

Lumber disc herniation

LF

Ligamentum flavum

LSS

Lumbar spinal stenosis

MED

Microendoscopic discectomy

MI

Minimally invasive

MISS

Minimally invasive spine surgery

MOS

Medical Outcomes Study

MRI

Magnetic resonance imaging

ODI

Oswestry disability index

OL

Open laminectomy

PBED

Percutaneous biportal endoscopic decompression

PED

Percutaneous endoscopic decompression

PELD

Percutaneous endoscopic lumbar discectomy

RCT

Randomized controlled trial

SAP

Superior articular process

SF-36

MOS item short from health survey

TE-LUL

Transforaminal full-endoscopic lumbar undercutting laminectomy

TF

Transforaminal

UBE

Unilateral biportal endoscopic

ULBD

Unilateral laminotomy for bilateral decompression

VAS

Visual analog scale

ZCQ

Zurich Claudication Questionnaire