Abstract
Background
Although masks are recommended for those with asthma in the era of COVID-19, there is limited research exploring the extent of and problems related to mask use in adults with asthma.
Objective
We sought to describe in adults with asthma: (1) the extent masks are worn and attitudes and beliefs about wearing masks; (2) participant characteristics associated with problems experienced while wearing a mask, and (3) participant experiences and recommendations regarding masks.
Methods
The Mask Use in Adults with Asthma online survey was conducted with 501 adults with asthma (96.6%) primarily from the United States. A Mask Effects Scale (MES) was compiled from items addressing problems experienced wearing a mask with higher total scores indicating more problems. Open-ended questions explored factors considered when choosing a mask, problems experienced while wearing a mask, and recommendations to others with asthma. Survey data were analyzed descriptively and via multiple regression. Themes were generated from open-ended items.
Results
Almost all participants (98.4%) indicated wearing a mask in public, and most (67.4%) wore a mask ≤3 hours per day. Poorer asthma control and wearing a mask longer were significantly associated with higher MES scores (P ≤ .001 and .005, respectively). Participant recommendations included “Just wear it,” use a comfortable, well-fitting mask, take mask breaks, and carry your inhaler.
Conclusions
Wearing a mask in public was almost uniformly adhered to by participants, despite reporting problematic effects. Implementing recommendations, such as planned mask breaks, can support and enhance the experience of wearing a mask for adults with asthma.
Key words: Asthma, Masks, Face coverings, COVID-19, Asthma control, Coronavirus
Abbreviations used: ACT, Asthma Control Test; BMI, Body mass index; GCAS, Global COVID-19 and Asthma Study; MES, Mask Effects Scale
What is already known about this topic? Masks reduce the risk of COVID-19 by providing a barrier between the wearer and others to reduce the spread of respiratory droplets and by reducing the inhalation of these droplets by the wearer themselves.
What does this article add to our knowledge? Most adults with asthma reported wearing a mask in public places. Lower asthma control and longer daily mask wearing were associated with more self-reported problems with wearing masks.
How does this study impact current management guidelines? Participants recommended “Just wear it.” To increase wearability using a comfortable mask that fits, staying calm, breathing slowly and deeply were recommended. Recommendations also included taking safe “mask breaks” when needed.
Wearing a mask when outside of one’s home is strongly recommended for all individuals over 2 years of age during the coronavirus/COVID-19 pandemic, including for those with asthma.1, 2, 3 Masks reduce the risk of COVID-19 infection by (1) providing a barrier between the wearer and others to reduce the spread of respiratory droplets, and (2) reducing the inhalation of these droplets by the wearer himself or herself.4 Studies addressing mask use by the general public revealed that most respondents wore a mask and were more comfortable if others wore a mask in public places5 , 6 and at work.7 The most common type of mask reportedly used was a cloth mask, followed by surgical masks, and N95 type of masks.7 , 8 A survey of young adults in Poland during the COVID-19 pandemic found that most wore a mask daily for 2 or fewer hours and that those with a history of atopy were more likely to wear a mask.8 Focus group participants from North Carolina indicated that protecting/respecting others and themselves from COVID-19 was a primary motivation for wearing a mask; however, a number of challenges with wearing a mask were identified including difficulty breathing, glasses fogging up, and difficulty hearing others speak.6 Although no clinically significant changes in oxygen saturation or carbon dioxide levels were identified with wearing a mask, mask wearing has been associated with headaches, facial irritation/itching, increased facial temperature, increased humidity, and breathing difficulties.9 Although mask use is recommended for those with asthma,10 there is limited research specifically exploring the extent of and issues related to mask use in adults with asthma. For adults with asthma in the era of COVID-19, we sought to (1) determine the extent that masks are worn, attitudes and beliefs about wearing masks, and the problems experienced while wearing a mask; (2) identify factors (eg, body mass index [BMI], education, and asthma control) associated with problems experienced when wearing a mask; and (3) describe participant experiences of wearing a mask and their recommendations to others.
Methods
Study participants were adults with asthma who previously responded to the online Global COVID-19 and Asthma Study (GCAS)11 REDCap survey. The GCAS addressed the impact of COVID-19 on factors such as use of disinfectants and hand sanitizers and exposures to environmental tobacco smoke. Those indicating willingness to participate in additional studies (N = 712) were emailed a request through REDCap to complete the online Face Mask Use in Adults with Asthma survey addressing mask use during the COVID-19 pandemic. The emailed request included a link to the online survey. The GCAS REDCap generated participant survey identifiers linked participant records from the GCAS to their Face Mask Use in Adults with Asthma responses. The survey was deployed between November 2020 and February 2021 as cases were surging in the United States, and internationally, over 70% of the US population were wearing masks before the widespread availability of COVID-19 vaccines.12 , 13 We received 505 (71%) total responses with 501 completed surveys. Surveys took an average of 6 minutes to complete. The study was approved by the Institutional Review Board at the University of Kansas Medical Center.
Measures
The Face Mask Use in Adults with Asthma survey included 45 items. Participants were asked if they typically used a mask/face covering in public indoor spaces, the likelihood of wearing a mask during their next grocery/restaurant visit, and their comfort level with employees and patrons wearing a mask in these settings.5 Participants were queried about the number of hours per day they wore a mask, the type of mask worn,7 , 14 and if they carried an inhaler when wearing a mask. The survey included 9 pictures of ways people wear a mask,3 and participants were asked to identify the picture(s) that illustrated how they usually wore their mask. Two of the pictures illustrated proper mask wearing. Employed participants reported if wearing a mask while working is required and number of hours a mask was typically worn while working. Participants then responded to 17 Likert-type items (1 = none of the time, 5 = all of the time) addressing potential effects experienced (eg, discomfort, wheezing, and anxiety) while wearing a mask.9 , 15 Responses to these 17 items were summed for a Mask Effects Scale (MES) with scores ranging from 17 to 85 with higher scores indicating a more negative experience of mask use. Cronbach’s alpha for the MES was 0.88. Additional items of the survey included COVID-19 diagnosis, the 5-item Asthma Control Test (ACT),16 , 17 and 3 open-ended questions probing factors considered when choosing a mask, experiences wearing a mask, and recommendations to others with asthma regarding masks.
Data analysis
Quantitative data were downloaded from REDCap into an SPSS, Version 27 (IBM SPSS Statistics for Windows, Version 27, Armonk, NY) file for analysis. Demographic data from the original survey were merged by each participant’s GCAS survey identifier. Descriptive analyses examined the extent of mask use and assessed the frequency of problems experienced when wearing a mask. We also conducted Pearson correlation analysis and multiple regression to determine participant characteristics associated with higher MES scores. Responses to the 3 open-ended survey items were downloaded from REDCap and uploaded into Dedoose qualitative software for content analysis.18 Themes were generated for each of the 3 survey items. Each response was coded by 1 of 2 coders. A third coder reviewed all results, and discrepancies were discussed until 100% agreement was reached.
Results
Participants (N = 501) were primarily female, White, college educated, US residents, lived in urban/suburban areas, owned their home, and had well-controlled asthma (mean ACT score = 20.1 ± 4.2) (Table I ). US participants (n = 483) were from 39 states and Washington DC, with most from Kentucky (12.8%), Ohio (9.7%), Illinois (9.3%), Kansas (5.6%), New York (5.2%), California (4.5%), Missouri (3.9%), Tennessee (3.7%), Minnesota (3.5%), Maryland (3.1%), and Florida (2.9%). Approximately 4% of participants were international, including India (n = 10), Canada (n = 3), United Kingdom (n = 2), Guam (n = 1), and Kosovo (n = 1). Participants ranged in age from 20 to 88 years (M = 46.1 ± 15.2) with most (56%) having a BMI of <30. Most participants reported no history of COVID-19 symptoms or had a confirmed negative COVID-19 test (88.4%).
Table I.
Demographic characteristics of survey respondents (N = 501)
| Characteristics | n (%) |
|---|---|
| Sex | |
| Male | 76 (15.3) |
| Female | 415 (83.3) |
| Other | 4 (0.8) |
| Prefer not to answer | 3 (0.6) |
| Race (check all that apply) | |
| Arab | 1 (0.2) |
| Asian | 27 (5.4) |
| American Indian/Alaskan Native | 11 (2.2) |
| Black/African American | 26 (5.2) |
| Native Hawaiian/Pacific Islander | 2 (0.4) |
| White | 447 (89.2) |
| Other race | 4 (0.8) |
| Multiple races | 10 (2.0) |
| Hispanic/Latinx descent | 28 (5.6) |
| US resident | 483 (96.6) |
| Geographic area | |
| Large city | 113 (22.6) |
| Suburb | 187 (37.3) |
| Small city/town | 141 (28.2) |
| Rural | 60 (12.0) |
| Own/rent home | |
| Own home | 276 (55.1) |
| Rent/live with family/friends/other | 225 (44.9) |
| Education | |
| High school/GED/or less than HS | 53 (10.6) |
| Some college/2-year degree | 80 (16,0) |
| 4-year college degree | 102 (20.4) |
| Some education beyond college | 46 (9.2) |
| Graduate/professional degree | 220 (43.9) |
| COVID-19 | |
| Confirmed/suspected COVID-19 positive | 58 (11.6) |
| Confirmed negative/no COVID-19 symptoms | 442 (88.4) |
| Asthma Control Test | |
| Well-controlled asthma (ACT ≥20) | 332 (66.5) |
| Not well-controlled asthma (ACT 16-19) | 90 (18.0) |
| Uncontrolled asthma (ACT ≤15) | 77 (15.4) |
| Age (y), M (SD) | 46 (15.2) |
| Body mass index, M (SD) | 29.9 (7.8) |
ACT, Asthma Control Test; GED, General Educational Development; HS, high school; M, mean; SD, standard deviation.
Mask use
Almost all participants indicated that they wore a mask in public spaces (98.4%) and were more comfortable when store employees and patrons wore a mask (88.0% and 89.2%, respectively) (Table II ). Most participants planning to go to a grocery store or to a restaurant indicated that they were extremely likely to wear a mask (95.9% and 93.0%, respectively). For those indicating that they typically wear a mask when in a public place or gathering (N = 497), approximately 67.4% indicated wearing a mask ≤3 hours per day.
Table II.
Use of masks by adults with asthma during the COVID-19 pandemic (N = 501)
| Variable | n (%) |
|---|---|
| The last time you went out in public to an indoor shopping space, did you: | |
| Wear face mask | 493 (98.4) |
| Feel more comfortable when you saw employees wearing masks? | 441 (88.0) |
| Feel more comfortable when you saw other shoppers wearing masks? | 447 (89.2) |
| The next time you plan to go to a grocery store (N = 488), how likely to wear a mask? | |
| Extremely likely | 468 (95.9) |
| Likely | 14 (2.9) |
| Unlikely/extremely unlikely | 6 (1.2) |
| The next time you plan to go to a restaurant (N = 345), how likely to wear a mask? | |
| Extremely likely | 321 (93.0) |
| Likely | 12 (3.5) |
| Unlikely/extremely unlikely | 12 (3.5) |
| On typical day, how long do you wear your mask? (N = 493 participants who indicated wearing a mask in public places/gatherings) | |
| 0 h | 14 (2.9) |
| ≤1 h | 218 (44.5) |
| 2-3 h | 98 (20.0) |
| 4-5 h | 47 (9.6) |
| 6-7 h | 30 (6.1) |
| ≥8 h | 84 (16.9) |
| Type of mask usually worn (check all that apply) | |
| Cloth mask with 2 or more layers | 328 (66.5) |
| Surgical/procedural mask | 219 (44.4) |
| Cloth mask with 1 layer | 115 (23.3) |
| N95-type mask | 63 (12.8) |
| Bandana/neck fleece/gaiter | 17 (3.4) |
| Correctly identified pictures demonstrating a proper way to wear a mask | 449 (91.1) |
| If use inhaler (N = 480), do you carry it when wearing a mask? | |
| None of the time | 103 (21.5) |
| A little/some of the time | 114 (23.8 |
| Most/all of the time | 263 (54.8) |
| If employed (N = 348), are you required to wear a mask at work? (yes = 195) | |
| Hours/day mask typically worn during work hours | |
| ≤1 h | 18 (9.2) |
| 2-3 h | 26 (13.3) |
| 4-5 h | 30 (15.4) |
| 6-7 h | 30 (15.4) |
| 8 h | 54 (27.7) |
| ≥9 h | 37 (19.0) |
| When wearing a face mask, have you experienced: | |
| Trouble breathing/shortness of breath | |
| None of the time | 123 (24.6) |
| At least a little of the time | 376 (75.4) |
| Wheezing | |
| None of the time | 336 (67.7) |
| At least a little of the time | 160 (32.3) |
| Itchy/runny/stuffy nose | |
| None of the time | 111 (22.2) |
| At least a little of the time | 389 (77.8) |
| Itchy/watery eyes | |
| None of the time | 354 (70.9) |
| At least a little of the time | 145 (29.1) |
The most common types of masks worn were cloth masks with at least 2 layers (65.5%) and surgical/procedural masks (44.4%). Although most participants (91.1%) correctly identified at least 1 of the 2 pictures depicting the proper way to wear a mask, 4.8% selected the picture depicting a mask worn below the nose, and 3.4% chose the picture with the mask below the chin.
Over half of the participants (54.8%) who indicated that they used an inhaler reported carrying one most/all of the time when wearing a mask. For those required to wear a mask during work hours (N = 195), almost half (46.7%) wore it for at least 8 hours per day. Approximately half (49.1%) of the participants who wore glasses (N = 389) indicated that their glasses fogged up most/all of the time.
Factors associated with the MES score
Descriptive analysis of the MES items revealed that participants experienced discomfort (83.5%), warm/hot face (76.1%), trouble breathing (70.5%), itchy nose (64.7%), shortness of breath (59.8%), runny nose (52.9%), facial irritation/rash (46.6%), anxiety (42.5%), stuffy nose (42.4%), wheezing (32.3%), headache (30.3%), trouble concentrating (29.8%), itchy eyes (23.2%), watery eyes (22.1%), drowsiness/dizziness (21.3%), or facial pain (20.9%) when wearing a mask (Figure 1 ). Most participants (75.4%) indicted that they had trouble breathing or shortness of breath at least a little of the time when wearing a mask (Table II). Similarly, most participants (77.8%) had either an itchy, runny, or stuffy nose at least a little of the time. In contrast, most participants indicated that they never had itchy or watery eyes (70.9%) or muscle weakness (91.2%) when mask wearing.
Figure 1.
Mask Effects Scale items. Bars represent percentage of respondents (N = 501) indicating symptoms experienced/not experienced when wearing a mask
MES scores ranged from 17 to 85 (mean = 28.6 ± 8.8). Variables found to be significantly associated with MES scores on bivariate correlational analysis included the ACT score, hours mask worn per day, BMI, and level of education (Table III ). Participants with higher MES scores had significantly lower ACT scores (P < .001), wore a mask longer (P = .005), had a higher BMI (P = .009), and had lower levels of education (P < .001). No relationship was found between MES scores and age (P = .305). Multiple regression analysis revealed that only ACT and hours mask worn per day significantly predicted the MES score (R 2 = 0.19, F = 22.6, P < .001).
Table III.
Pearson correlation coefficients depicting associations between mask effect scale (MES) scores and participant characteristics (N = 501)
| Variable | Pearson correlation coefficient | 95% confidence interval | P |
|---|---|---|---|
| MES score | 1.00 | ||
| Asthma Control Test | −0.430 | −0.499, −0.355 | <.001 |
| Mask use on a typical day (h) | 0.127 | 0.039, 0.212 | .005 |
| Body mass index | 0.118 | 0.030, 0.203 | .009 |
| Education | −0.156 | −0.241, −0.070 | <.001 |
| Age (y) | −0.046 | −0.133, 0.042 | .305 |
Note: Education: 1 = some grade school, 2 = some high school, 3 = high school diploma/General Educational Development, 4 = some college/2-year degree; 5 = 4-year college graduate; 6 = some school beyond college; 7 = graduate/professional degree.
Participant experiences wearing a mask and recommendations to others
There were 439 (87.5%) participants who answered at least 1 of the 3 open-ended survey questions. The themes, percent of participants who addressed each theme, and exemplary quotes are noted in Table IV . Most participants who responded to the open-ended items addressed factors to consider when choosing a mask. The comfort/fit of the mask was the most reported factor (67.3%) followed by effectiveness (38.1%) and protection of the mask for themselves as well as for others (22.7%). Fewer than 10% of the participants addressed the ability to clean the mask or cost as factors when choosing a mask.
Table IV.
Themes and exemplar quotes for open-ended items addressing mask wearing experiences by adults with asthma and recommendations
| Themes by open-ended question (% addressing each theme) | Exemplar quotes |
|---|---|
| 1. Factors you consider when choosing a mask for yourself (N = 428 respondents) | |
| Comfort/fit of mask (67.3%) |
|
| Effectiveness of masks in preventing COVID-19 (38.1%) |
|
| Protection from COVID-19 for self/others (22.7%) |
|
| Mask appearance (11.4%) |
|
| Availability/access to masks (11.4%) |
|
| Ability to clean masks (9.1%) |
|
| Cost (7.2%) |
|
| 2. Your experiences wearing a mask (N = 428 respondents) | |
| Difficulty breathing/increased coughing (45.8%) |
|
| No change in asthma/asthma symptoms (39.0%) |
|
| Miscellaneous effects (eg, itching, watery eyes, fogging glasses, warm/hot face) (23.8%) |
|
| Don’t like to wear a mask, but wear it anyway (11.0%) |
|
| Protection from COVID-19 for self/others (7.9%) |
|
| Anxiety (7.2%) |
|
| Don’t always wear a mask (5.4%) |
|
| Avoid others when out (4.4%) |
|
| Improved asthma/asthma symptoms (2.3%) |
|
| 3. Recommendations about wearing a mask for others with asthma (N = 396 respondents) | |
| Just wear a mask (33.1%) |
|
| Comfort/fit of mask (31.6%) |
|
| Protection from COVID-19 for self/others (18.7%) |
|
| Ways to tolerate a mask: take break, breathing techniques, relax (16.4%) |
|
| Asthma control/asthma medications (10.6%) |
|
| Miscellaneous recommendations (10.1%) |
|
| Social distance/limiting exposure/stay at home (8.1%) |
|
| Care of masks (3.8%) |
|
| Don’t recommend a mask (2.3%) |
|
ADA, Americans with Disability Act.
When asked to comment about their experiences wearing a mask, almost half (45.8%) indicated that they had problems breathing/increased coughing when wearing a mask. However, 39.0% of the participants commented that they had no change in their asthma or asthma symptoms when wearing a mask. Approximately one-quarter (23.8%) of respondents to this item noted a variety of experiences when wearing a mask including facial itching, watery eyes, foggy glasses, dizziness, general discomfort, headaches, ear irritation, and sweatiness/facial warmth. Comments from other respondents concerning experiences wearing a mask included not liking a mask but wearing it anyway (11.0%), being anxious when wearing a mask (7.2%), and avoiding others when out (4.4%). Of note, approximately 5% of respondents indicated that they do not always wear a mask, whereas 2.3% indicated that they had improved asthma/asthma symptoms when wearing a mask. Participants attributed their improved symptoms primarily to protection against pollen/pollutants that triggered their asthma.
There were a variety of recommendations to others with asthma regarding wearing a mask. One-third of the participants advocated “Just wear it.” Another common recommendation was to assure that the mask was comfortable and fit properly (31.6%). Participants suggested trying different masks until one was found that fit well and did not impede breathing. Other suggestions addressed finding an unoccupied area to safely take a break from wearing a mask, taking slow deep breaths, relaxing, having an inhaler available, maintaining social distancing, and limiting exposure to others primarily by staying at home. Washing a mask using hypoallergenic soap was also recommended, along with acclimating to a mask at home and using “ear savers” that hook onto the mask ear loops to reduce discomfort. Finally, approximately 2% of participants did not recommend wearing a mask.
Discussion
To our knowledge, this is the only mixed-methods study to date that examines mask use among adults with asthma during the era of COVID-19. Our findings revealed that almost all adults with asthma surveyed wore a mask in public spaces and most wore masks for ≤3 hours/day (67.6%). We also found that wearing a mask was associated with an increased number of self-reported problematic effects/symptoms, with a small but significant association found in those with a higher BMI and lower educational level. Similar to other studies, the most commonly used masks reported in our study were cloth, surgical, and then N95 masks.7 , 8 Few participants mentioned the use of mask filters so this was not included in our analysis. Interestingly, adults with uncontrolled asthma reported having more discomfort and asthma-like symptoms when wearing a mask. Our study goal was not to examine the mechanisms of symptoms associated with mask wearing, but a potential mechanism may be related to the degree of airway obstruction and not oxygen saturation levels.19 Kyung et al20 assessed the tolerance of N95 masks in a severe chronic obstructive pulmonary disease population and found that those who had difficulty tolerating N95 masks had forced expiratory volume in 1 second <30% predicted or elevated dyspnea score (Medical Research Council dyspnea scale scores ≥3) at baseline. Tolerance to surgical or cloth masks was not assessed in that study. Additional analysis of our data showed that participants reporting the use of only a cloth mask with at least 2 layers had significantly lower MES scores indicating fewer problems, compared with participants who only wore another mask type (M = 26.5 ± 6 vs M = 30.3 ± 11, respectively, P < .001). In contrast, participants only using a cloth mask with 1 layer reported significantly higher MES scores compared with those only using another mask type (M = 30.7 ± 9 vs M = 27.6 ± 9, respectively, P = .02), indicating that they had more problems. We found no other significant differences in MES scores for those only using an N95 type of mask (P = .55), those using only a surgical mask (P = .52), or those using only a bandana type of mask (P = .82). We also found no differences in MES scores based on wearing/not wearing glasses (P = .127). In attempting to understand why those using masks with only 1 layer had lower MES scores we found that these participants had significantly lower ACT scores compared with other participants (M = 18.0 ± 4.7 vs 20.1 ± 4.3, respectively, P = .001). This finding suggests that those with uncontrolled asthma may select a mask with 1 layer with the thought that it might be easier to breath with a thinner mask. Additional studies examining the variables in the MES, type of mask used, and the mechanisms of mask intolerance in adults with asthma are needed to better understand these relationships.
The qualitative feedback we obtained provided additional context to our quantitative findings. We found that most adults with asthma indicated that mask use was important for their safety and the safety of others. Although several studies have shown no increased risk of severe COVID-19 among adults with asthma, the perceived risk of getting severe COVID-19 is high in this population. A recent cross-sectional survey among adults in France found that a history of asthma increased the odds of perceived risk of getting severe COVID-19 (odds ratio: 4.64, 95% confidence interval: 2.22-9.68).21 The increased perceived risk in adults with asthma may be due to the known association of respiratory viruses (eg, rhinovirus and respiratory syncytial virus) and asthma exacerbations.22
Our study demonstrated that mask use was associated with several symptoms, which is consistent with other studies in nonasthma populations.6 , 9A small number of survey respondents (n = 10) indicated that their asthma symptoms improved when wearing a mask. This may have been due to reduced exposure to aeroallergens and air pollution. A recent study among nurses with allergic rhinitis found improvements in rhinitis symptoms with mask use.23 Research is needed to objectively determine the physiologic impacts of mask use in those with asthma.
Recommendations from participants for wearing masks varied from “Just wear it” to suggestions for mask breaks, maintaining social distancing precautions, and use of prescribed asthma medications. This is consistent with public health messaging from asthma organizations such as the Asthma, Allergy Foundation of America; American Academy of Allergy, Asthma and Immunology; and the American College of Allergy, Asthma and Immunology. Our findings provide evidence that these strategies are an effective way to tolerate wearing a mask in people living with asthma.
This study had several limitations including the inability to determine differences by respondent asthma phenotypes or by lung function. Second, the MES is not a validated tool and no cutpoint has been established to differentiate between high and low problems when wearing a mask. Third, our respondents were primarily female, well educated, and White—thus, limiting generalizability. A strength of our study was the mixed-methods approach that provided qualitative data that enabled further understanding of the experiences of wearing a mask for adults with asthma. In addition, participants provided reasonable recommendations to improve the ability and experiences of those with asthma to tolerate wearing a mask.
In conclusion, wearing a mask in public places was almost uniformly adhered to by survey participants, despite reporting several problematic effects. Efforts are needed to assure that the knowledge and means to secure the most effective and comfortable masks are available to adults with asthma. The recommendations proposed by participants can be incorporated by clinicians as they educate their patients about masks, specifically targeting those with lower ACT scores, higher BMI, and/or lower educational background. Additional recommendations target employers who can provide safe spaces for those with asthma to take “mask breaks,” and others to facilitate and enhance the experience of wearing a mask.
Footnotes
No funding was received for this work.
Conflicts of Interest: The authors declare that they have no relevant conflicts of interest.
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