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. 2021 Mar 23;73(1):125–178. doi: 10.1007/s41471-021-00108-6

Table A.2.

Descriptive statistics and group comparisons of changes in specific types of tax risk and risk sources

HM firms
(n = 9)
Control group
(n = 31)
Comparisons
Variables Mean SD Median Mean rank Mean SD Median Mean rank Mean difference Mean rank difference
Perceived changes in specific tax risks (strong decrease (−3)–strong increase (+3))
Risk of penalties −1.11+ 1.45    0  9.00 1.03+++ 1.22 1 23.84 −2.14*** −14.84***
Risk of litigation −0.89++ 1.05 −1  8.67 0.94+++ 1.15 1 23.94 −1.82*** −15.27***
Risk of penalties for individual decision makers −0.78 1.30    0 10.83 0.74+++ 1.13 1 23.31 −1.52*** −12.47***
Personal risk −0.56 1.59    0 14.00 0.55+++ 1.09 0 22.39 −1.10**  −8.39**
Reputational risk −0.22 1.39    0 13.61 0.87+++ 1.31 1 22.50 −1.09**  −8.89**
Changes in tax risk sources (strong decrease (−3)–strong increase (+3))

Transactional risk

(examples: acquisitions, mergers)

−0.44 1.67    0  9.00 0.74+++ 1.18 1 22.90 −1.17** −13.90***

Operational risk

(examples: new business ventures, new operating models, new operating structure)

−0.78 1.39 −1  8.67 1.23+++ 1.26 1 23.69 −2.00*** −15.03***

Compliance risk

(examples: weak records and controls, legislative changes)

−0.67 1.66 −1 10.83 0.68++ 1.45 1 22.86 −1.34** −12.02**

Financial accounting risk

(examples: changes in systems and policies)

   0.00 0.87    0 14.00 0.32++ 1.19 0 21.57 −0.32  −7.57

Management risk

(examples: changes in personnel, new/inexperienced resources)

−0.11 0.33    0 13.61 0.35++ 0.92 0 22.19 −0.47 −8.58*

Reputational risk

(example: revenue authority investigation)

   0.00 1.23    0  9.00 0.55++ 1.31 0 21.77 −0.55 −12.77

Portfolio risk

(example: combination of any of the risks)

−0.11 0.93    0  8.67 0.58++ 1.26 1 22.45 −0.69 −13.79**

Significance levels are based on conventional independent t‑Tests (for mean differences) and on exact U‑tests (for mean rank differences). ***, ** and * indicate two-tailed statistical significance at the 1, 5 and 10% level, respectively. +, ++, and +++ denote means of items/scales measuring perceived change which are significantly different from zero at the 1, 5, and 10% level, respectively.