Skip to main content
. 2020 Oct 15;190(4):663–672. doi: 10.1093/aje/kwaa225

Table 1.

Characteristics of 5 Missing-Data Methods for Partially Observed Time-Varying Confounders

Method Missing Data on… Assumptions Unbiased in MSMs When… Advantages Limitations
Complete-case analysis Covariates
Treatment
Outcome
Missing data are MCAR. MCAR Straightforward May be inefficient because of the loss in sample size
Last observation carried forward Covariates
Treatment
Outcome (except
 at baseline)
The true, but missing, value is the same as the last available measurement
or
the treatment decision depends on the previous available measurement rather than the true (unobserved) one.
Constant Straightforward
Discards fewer
patients than complete-case analysis
Can lead to confidence intervals that are too narrow
Patients are discarded if baseline measurements are missing.
Multiple imputation Covariates
Treatment
Outcome
Missing data are MAR.a
The imputation model is correctly specified.
MCAR
MAR|A, L
MAR|A, L, Y
MAR|A, L, V
Maintains the original sample size May be computationally intensive
Challenging for a large number of time points
Inverse-probability-of-missingness weighting Covariates
Treatment
Outcome
Missing data are MAR given the treatment and the covariates, but not the outcome.
The weight model is correctly specified.
MCAR
MAR|A, L
MAR|A, L, V
Constant
Faster than multiple imputation for large data setsWeights simultaneously address confounding and missing data. May be inefficient for small and moderate sample sizes
Missingness pattern approach Covariates The partially observed covariate is no longer a confounder once missing (e.g., the treatment decision depends on the confounder value only when a measurement is available). Differential Relatively simple to implement
Assumptions do not relate to Rubin’s taxonomy, so this method may work when standard methods do not.
Does not handle missing data on the exposure or outcome
Challenging when the number of missingness patterns is large

Abbreviations: MAR, missing at random; MCAR, missing completely at random; MSM, marginal structural model.

a Extensions with which to accommodate data that are missing not at random exist but are challenging to apply in practice.