Table A1.
Analysis results of selected articles.
| ID | Authors and Year | Title | Publisher, Publication Name |
PHM Activity |
XAI Approach | Performance | XAI Assist PHM | Metric | Human Role | Uncertainty Management | Case Study |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | [54] Wong et al., 2015 |
On equivalence of FIS and ELM for interpretable rule-based knowledge representation | IEEE, IEEE Transactions on Neural Networks and Learning Systems | Diagnostic | Rule- and knowledge-based | Accuracy: 85.14% Good |
Yes | No | No | No | Real— Circulating cooling water system for turbine. (energy sector) |
| 2 | [55] Wu et al., 2018 |
K-PdM: KPI-oriented machinery deterioration estimation framework for oredictive maintenance using cluster-based hidden Markov model | IEEE, IEEE Access |
Prognostic | Rule- and knowledge-based | RMSE: 14.28 Very Good |
No | No | No | Probabilistic state transition model | Simulated—Turbofan engine (aerospace) |
| 3 | [56] Massimo et al., 2018 |
Unsupervised classification of multichannel profile data using PCA: An application to an emission control system | Elsevier, Computers and Industrial Engineering |
Diagnostic | Cluster- based |
MSE: 2.127 × 10−5 to 5.809 × 10−3 Very Good |
Yes | No | Yes | No | Real—Emission control system (automotive, environment) |
| 4 | [57] Mathias et al, 2019 |
Forecasting remaining useful life: Interpretable deep learning approach via variational Bayesian inference | Elsevier, Decision Support Systems |
Prognostic | Interpretable model | MAE: 13.267 Better than other methods, except LSTM |
No | No | No | Uncertainty in model parameters | Simulated— Turbofan engine (Aerospace) |
| 5 | [58] Imene et al., 2019 |
Fault isolation in manufacturing systems based on learning algorithm and fuzzy rule selection | Springer, Neural Computing and Applications |
Diagnostic | Rule- and knowledge- based | Accuracy: 97.01% Very Good |
Yes | No | No | Probabilistic classification by Bayes decision rule | Real— Rotary kiln (civil engineering) |
| 6 | [59] Kerelous et al., 2019 |
Interpretable logic tree analysis: A data-driven fault tree methodology for causality analysis | Elsevier, Expert Systems with Applications |
Diagnostic | LAD | Mean and standard errors are less than 2% and 1% Very good |
Yes | No | Yes | FTA—Expert opinion | Simulated— Actuator system (manufacturing, energy, production, chemical) |
| 7 | [60] Rajendran et al., 2019 |
Unsupervised wireless spectrum anomaly detection with interpretable features | IEEE, IEEE Transactions on Cognitive Communications and Networking | Anomaly detection | Autoencoder | Generally better than other tested methods |
Yes | No | No | Probabilistic classification error by discriminator | Real—software defined radio spectrum simulated—synthetic data (communication) |
| 8 | [61] Wang et al., 2019 |
An attention-augmented deep architecture for hard drive status monitoring in large-scale storag systems | ACM, ACM Transactions on Storage | Prognostic, diagnostic | Attention mechanism | Prognostic precision: 94.5–98.3% Generally, better than other methods. No comparison in diagnostic |
Diag: Yes Prog: No |
No | No | No | Real— Hard drive (information technology) |
| 9 | [62] Le et al., 2019 |
Visualization and explainable machine learning for efficient manufacturing and system operations | ASTM, Smart and Sustainable Manufacturing Systems |
Diagnostic | Others | N/A 1 | Yes | No | Yes | No | Simulated—turbofan (aerospace) |
| 10 | [63] Langone et al., 2020 |
Interpretable anomaly prediction: Predicting anomalous behavior in industry 4.0 settings via regularized logistic regression tools | Elsevier, Data and Knowledge Engineering |
Anomaly detection | Interpretable model | Kappa: 0.4–0.6 AUC: 0.6–0.8 F1: 0.3–0.5 PRAUC: 0.2–0.4 Good |
Yes | No | No | Statistical feature extraction | Real— High-pressure plunger pump (chemical) |
| 11 | [64] Peng et al., 2020 |
A dynamic structure-adaptive symbolic approach for slewing bearings life prediction under variable working conditions | Sage, Structural Health Monitoring |
Prognostic | Interpretable model | RMSE: 18.19 Better than previous methods |
Yes | No | No | No | Real— Slewing bearings (rotating machinery, energy, manufacturing) |
| 12 | [65] Ritto et al., 2020 |
Digital twin, physics-based model, and machine learning applied to damage detection in structures | Elsevier, Mechanical Systems and Signal Processing |
Diagnostic | Interpretable model | Accuracy: 74.8–93.3% Good |
No | No | No | No | Not specified— Spring mass system (wind turbine, energy) |
| 13 | [66] Rea et al., 2020 |
Progress toward interpretable machine learning based disruption predictors across tokamaks | Taylor and Francis, Fusion Science and Technology | Diagnostic | Interpretable model | N/A | No | No | No | Physic-based indicator | Real DIII—D and JET tokamaks (energy) |
| 14 | [67] Murari et al., 2020 |
Investigating the physics of tokamak global stability with interpretable ML tools | MDPI, Applied Sciences |
Anomaly detection | Mathematic equation | Success Rate > 90% Very Good |
No | No | No | No | Type unspecified—Tokamak (energy) |
| 15 | [68] Zhou et al., 2020 |
Fault diagnosis of gas turbine based on partly interpretable convolutional neural networks | Elsevier, Energy |
Diagnostic | Tree-based | Accuracy: 95.52% Better than other tested methods |
Yes | No | No | No | Simulated— Gas turbine model (energy) |
| 16 | [69] Zhou et al., 2020 |
Addressing noise and skewness in interpretable health-condition assessment by learning model confidence | MDPI, Sensors |
Diagnostic | Rule- and knowledge- based | F1 Score: 0.8005 Very Good |
No | No | No | No | Real— Aircraft structure. (aerospace) |
| 17 | [70] Jianbo et al., 2020 |
Knowledge extraction and insertion to deep belief network for gearbox fault diagnosis | Elsevier, Knowledge-Based Systems | Diagnostic | Rule- and Knowledge-based | Accuracy: 92.33 Very Good |
Yes | No | No | No | Real— Gearbox (manufacturing, energy, automotive) |
| 18 | [71] Conde et al., 2020 |
Isotonic boosting classification rules | Springer, Advances in Data Analysis and Classification |
Diagnostic | Rule- and knowledge-based | Total Misclassification Probability (TMP): 0.036-0.164 Good and comparable to other methods |
Yes | No | No | No | Real— Induction motor (manufacturing, energy, production) |
| 19 | [72] Antonio et al., 2020 |
Using an autoencoder in the design of an anomaly detector for smart manufacturing | Elsevier, Pattern Recognition Letters |
Anomaly detection | Autoencoder | Precision: 77.8–100% Accuracy: 94.9–100% Same as the previous best method |
Yes | No | No | No | Simulated— Continuous batch washing equipment (industrial laundry) |
| 20 | [73] Abid et al., 2020 |
Robust interpretable deep learning for intelligent fault diagnosis of induction motors | IEEE, IEEE Transactions on Instrumentation and Measurement |
Diagnostic | Filter-based | Accuracy: 99.95% ± 0.05% Better than other tested methods and previous works |
Yes | No | No | No | Real— Electrical and mechanical motor (Manufacturing, Energy, Production) |
| 21 | [74] Liu et al., 2020 |
Tscatnet: An interpretable cross-domain intelligent diagnosis model with antinoise and few-shot learning capability | IEEE, IEEE Transactions on Instrumentation and Measurement |
Diagnostic | Filter-based | Accuracy: 100% Better than other tested methods |
Yes | No | No | No | Real—Bearing, drive train (manufacturing, energy, production) |
| 22 | [75] Li et al., 2020 |
Waveletkernelnet: an interpretable deep neural network for industrial intelligent diagnosis. | IEEE, IEEE Transactions on Systems, Man, and Cybernetics: Systems |
Diagnostic | Filter-based | Accuracy: 92.61–99.91% Better than other tested methods |
Yes | No | No | No | Real—Bearing, drive train (manufacturing, energy, production) |
| 23 | [76] Chen et al., 2020 |
Vibration signals analysis by explainable artificial intelligence approach: Application on bearing faults diagnosis | IEEE, IEEE Access |
Diagnostic | Attention mechanism | N/A | No | No | No | No | Real— Rolling bearing (manufacturing, energy, production) |
| 24 | [77] Sun et al., 2020 |
Vision-based fault diagnostics using explainable deep learning with class activation maps | IEEE, IEEE Access |
Diagnostic | Attention mechanism | Accuracy: 95.85% Precision: 100% Very good |
No | No | No | No | Real— Base-excited cantilever beam, water pump system (manufacturing, energy, production) |
| 25 | [78] Oh et al., 2020 |
VODCA: Verification of diagnosis using CAM-based approach for explainable process monitoring | MDPI, Sensors | Diagnostic | Attention mechanism | Accuracy: 78.4–99.5% Good |
Yes | No | No | True positive and true negative indicators | Simulated— Ford motor and real—sapphire grinding (automotive, production) |
| 26 | [79] Sreenath et al., 2020 |
Fouling modeling and prediction approach for heat exchangers using deep learning | Elsevier, International Journal of Heat and Mass Transfer | Failure Prediction | Model agnostic | Accuracy: 99.80–99.92% Very good |
No | No | No | No | Simulated— Heat-exchanger model (manufacturing, energy, production) |
| 27 | [80] Hong et al., 2020 |
Remaining useful life prognosis for turbofan engine using explainable deep neural network with dimensional reduction | MDPI, Sensors | Prognostic | Model Agnostic | RMSE: 10.41 Very good |
No | No | No | No | Simulated—Turbofan engine (aerospace) |
| 28 | [81] Grezmak et al., 2020 |
Interpretable convolutional neural network through layer-wise relevance propagation for machine fault diagnosis | IEEE, IEEE Sensors Journal |
Diagnostic | LRP | Accuracy: 100% Very good |
No | No | No | No | Real— Induction motor (manufacturing, energy, production) |
| 29 | [82] Ming et al., 2020 |
ProtoSteer: Steering deep sequence model with prototypes | IEEE, IEEE Transactions on Visualization and Computer Graphics |
Diagnostic | Others | N/A | Yes | No | Yes | No | Real— Vehicle fault log (automotive) |
| 30 | [83] Chen et al., 2020 |
Frequency-temporal-logic-based bearing fault diagnosis and fault interpretation using Bayesian optimization &ANN | Elsevier, Mechanical Systems and Signal Processing |
Diagnostic | Others | Better error percentage, error rate and robustness than other tested methods |
Yes | No | No | No | Real—Bearings (manufacturing, energy, production) |
| 31 | [84] Steenwinckel et al., 2021 | FLAGS: A methodology for adaptive anomaly detection and root cause analysis on sensor data streams by fusing expert knowledge with machine learning | Elsevier, Future Generation Computer Systems |
Anomaly detection, diagnostic | Rule- and knowledge- based | Accuracy: 75% Good in anomaly detection, no result for diagnostic |
Yes, for both | No | Yes | FMEA and FTA—Expert opinion | Real—Train (transportation) |
| 32 | [85] Zhang et al., 2021 |
A new interpretable learning method for fault diagnosis of rolling bearings | IEEE, EEE Transactions on Instrumentation and Measurement |
Diagnostic | Cluster- based | Accuracy: 99.3–100% Very good |
Yes | No | No | No | Real— Rolling bearing (manufacturing, energy, production) |
| 33 | [86] Onchis et al., 2021 |
Stable and explainable deep learning damage prediction for prismatic cantilever steel beam | Elsevier, Computers in Industry |
Diagnostic | Model Agnostic | Accuracy for 19% damage: 75–92% Accuracy for 43% damage: 85–95% Good |
Yes, by LIME only | Stability-fit compensation index (SFC)—Quality indicator of the explanations | No | Yes | Real— Prismatic cantilever steel beam (civil engineering, structural engineering) |
| 34 | [87] Kim et al., 2021 |
An explainable convolutional neural network for fault diagnosis in linear motion guide | IEEE, IEEE Transactions on Industrial Informatics |
Diagnostic | Attention mechanism | Accuracy: 99.59–99.71% Very good |
No | No | No | No | Real— Linear motion guide (manufacturing, energy, production) |
| 35 | [88] Ding et al., 2021 |
Stationary subspaces autoregressive with exogenous terms methodology for degradation trend estimation of rolling and slewing bearings | Elsevier, Mechanical Systems and Signal Processing |
Prognostic | Others | MAE: 0.0375–0.0414 RMSE: 0.0482–0.0659 Better than other methods and comparable to previous works |
Yes | No | No | No | Real— Rolling and slewing bearings (manufacturing, energy, production) |
1 N/A = Item not included in the studied work.