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. 2021 Dec 1;21(23):8020. doi: 10.3390/s21238020

Table A1.

Analysis results of selected articles.

ID Authors and Year Title Publisher,
Publication Name
PHM
Activity
XAI Approach Performance XAI Assist PHM Metric Human Role Uncertainty Management Case Study
1 [54]
Wong et al., 2015
On equivalence of FIS and ELM for interpretable rule-based knowledge representation IEEE, IEEE Transactions on Neural Networks and Learning Systems Diagnostic Rule- and knowledge-based Accuracy: 85.14%
Good
Yes No No No Real—
Circulating cooling water system for turbine. (energy sector)
2 [55]
Wu et al.,
2018
K-PdM: KPI-oriented machinery deterioration estimation framework for oredictive maintenance using cluster-based hidden Markov model IEEE,
IEEE Access
Prognostic Rule- and knowledge-based RMSE: 14.28
Very Good
No No No Probabilistic state transition model Simulated—Turbofan engine
(aerospace)
3 [56]
Massimo et al., 2018
Unsupervised classification of multichannel profile data using PCA: An application to an emission control system Elsevier,
Computers and Industrial Engineering
Diagnostic Cluster-
based
MSE: 2.127 × 10−5
to 5.809 × 10−3
Very Good
Yes No Yes No Real—Emission control system
(automotive, environment)
4 [57]
Mathias et al, 2019
Forecasting remaining useful life: Interpretable deep learning approach via variational Bayesian inference Elsevier,
Decision Support Systems
Prognostic Interpretable model MAE: 13.267
Better than other methods,
except LSTM
No No No Uncertainty in model parameters Simulated—
Turbofan engine
(Aerospace)
5 [58]
Imene et al., 2019
Fault isolation in manufacturing systems based on learning algorithm and fuzzy rule selection Springer,
Neural Computing and Applications
Diagnostic Rule- and knowledge- based Accuracy: 97.01%
Very Good
Yes No No Probabilistic classification by Bayes decision rule Real—
Rotary kiln
(civil engineering)
6 [59]
Kerelous et al., 2019
Interpretable logic tree analysis: A data-driven fault tree methodology for causality analysis Elsevier,
Expert Systems with Applications
Diagnostic LAD Mean and standard errors are less than 2% and 1%
Very good
Yes No Yes FTA—Expert opinion Simulated—
Actuator system
(manufacturing, energy, production, chemical)
7 [60]
Rajendran et al., 2019
Unsupervised wireless spectrum anomaly detection with interpretable features IEEE, IEEE Transactions on Cognitive Communications and Networking Anomaly detection Autoencoder Generally better than
other tested methods
Yes No No Probabilistic classification error by discriminator Real—software defined radio spectrum
simulated—synthetic data
(communication)
8 [61]
Wang et al., 2019
An attention-augmented deep architecture for hard drive status monitoring in large-scale storag systems ACM, ACM Transactions on Storage Prognostic, diagnostic Attention mechanism Prognostic precision: 94.5–98.3%
Generally, better than other methods.
No comparison in
diagnostic
Diag: Yes
Prog: No
No No No Real—
Hard drive
(information technology)
9 [62]
Le et al., 2019
Visualization and explainable machine learning for efficient manufacturing and system operations ASTM,
Smart and Sustainable Manufacturing Systems
Diagnostic Others N/A 1 Yes No Yes No Simulated—turbofan
(aerospace)
10 [63]
Langone et al., 2020
Interpretable anomaly prediction: Predicting anomalous behavior in industry 4.0 settings via regularized logistic regression tools Elsevier,
Data and Knowledge Engineering
Anomaly detection Interpretable model Kappa: 0.4–0.6
AUC: 0.6–0.8
F1: 0.3–0.5
PRAUC: 0.2–0.4
Good
Yes No No Statistical feature extraction Real—
High-pressure plunger pump
(chemical)
11 [64]
Peng et al., 2020
A dynamic structure-adaptive symbolic approach for slewing bearings life prediction under variable working conditions Sage,
Structural Health Monitoring
Prognostic Interpretable model RMSE: 18.19
Better than previous methods
Yes No No No Real—
Slewing bearings
(rotating machinery, energy, manufacturing)
12 [65]
Ritto et al., 2020
Digital twin, physics-based model, and machine learning applied to damage detection in structures Elsevier,
Mechanical Systems and Signal Processing
Diagnostic Interpretable model Accuracy: 74.8–93.3%
Good
No No No No Not specified—
Spring mass system
(wind turbine, energy)
13 [66]
Rea et al., 2020
Progress toward interpretable machine learning based disruption predictors across tokamaks Taylor and Francis, Fusion Science and Technology Diagnostic Interpretable model N/A No No No Physic-based indicator Real DIII—D and JET tokamaks
(energy)
14 [67]
Murari et al., 2020
Investigating the physics of tokamak global stability with interpretable ML tools MDPI,
Applied Sciences
Anomaly detection Mathematic equation Success Rate > 90%
Very Good
No No No No Type unspecified—Tokamak
(energy)
15 [68]
Zhou et al., 2020
Fault diagnosis of gas turbine based on partly interpretable convolutional neural networks Elsevier,
Energy
Diagnostic Tree-based Accuracy: 95.52%
Better than other tested methods
Yes No No No Simulated—
Gas turbine model
(energy)
16 [69]
Zhou et al., 2020
Addressing noise and skewness in interpretable health-condition assessment by learning model confidence MDPI,
Sensors
Diagnostic Rule- and knowledge- based F1 Score: 0.8005
Very Good
No No No No Real—
Aircraft structure.
(aerospace)
17 [70]
Jianbo et al., 2020
Knowledge extraction and insertion to deep belief network for gearbox fault diagnosis Elsevier, Knowledge-Based Systems Diagnostic Rule- and Knowledge-based Accuracy: 92.33
Very Good
Yes No No No Real—
Gearbox
(manufacturing, energy, automotive)
18 [71]
Conde et al., 2020
Isotonic boosting classification rules Springer,
Advances in Data Analysis and Classification
Diagnostic Rule- and knowledge-based Total Misclassification Probability (TMP): 0.036-0.164
Good and comparable to other methods
Yes No No No Real—
Induction motor
(manufacturing, energy, production)
19 [72]
Antonio et al., 2020
Using an autoencoder in the design of an anomaly detector for smart manufacturing Elsevier,
Pattern Recognition Letters
Anomaly detection Autoencoder Precision:
77.8–100%
Accuracy:
94.9–100%
Same as the previous best method
Yes No No No Simulated—
Continuous batch washing equipment
(industrial laundry)
20 [73]
Abid et al., 2020
Robust interpretable deep learning for intelligent fault diagnosis of induction motors IEEE,
IEEE Transactions on Instrumentation and Measurement
Diagnostic Filter-based Accuracy: 99.95% ± 0.05%
Better than other tested methods and previous works
Yes No No No Real—
Electrical and mechanical motor
(Manufacturing, Energy, Production)
21 [74]
Liu et al., 2020
Tscatnet: An interpretable cross-domain intelligent diagnosis model with antinoise and few-shot learning capability IEEE,
IEEE Transactions on Instrumentation and Measurement
Diagnostic Filter-based Accuracy: 100%
Better than other tested methods
Yes No No No Real—Bearing,
drive train
(manufacturing, energy, production)
22 [75]
Li et al., 2020
Waveletkernelnet: an interpretable deep neural network for industrial intelligent diagnosis. IEEE,
IEEE Transactions on Systems, Man, and Cybernetics: Systems
Diagnostic Filter-based Accuracy:
92.61–99.91%
Better than other tested methods
Yes No No No Real—Bearing,
drive train
(manufacturing, energy, production)
23 [76]
Chen et al., 2020
Vibration signals analysis by explainable artificial intelligence approach: Application on bearing faults diagnosis IEEE,
IEEE Access
Diagnostic Attention mechanism N/A No No No No Real—
Rolling bearing
(manufacturing, energy, production)
24 [77]
Sun et al., 2020
Vision-based fault diagnostics using explainable deep learning with class activation maps IEEE,
IEEE Access
Diagnostic Attention mechanism Accuracy: 95.85%
Precision: 100%
Very good
No No No No Real—
Base-excited cantilever
beam, water pump system
(manufacturing, energy, production)
25 [78]
Oh et al., 2020
VODCA: Verification of diagnosis using CAM-based approach for explainable process monitoring MDPI, Sensors Diagnostic Attention mechanism Accuracy:
78.4–99.5%
Good
Yes No No True positive and true negative indicators Simulated—
Ford motor and real—sapphire grinding
(automotive, production)
26 [79]
Sreenath et al., 2020
Fouling modeling and prediction approach for heat exchangers using deep learning Elsevier, International Journal of Heat and Mass Transfer Failure Prediction Model agnostic Accuracy:
99.80–99.92%
Very good
No No No No Simulated—
Heat-exchanger model
(manufacturing, energy, production)
27 [80]
Hong et al., 2020
Remaining useful life prognosis for turbofan engine using explainable deep neural network with dimensional reduction MDPI, Sensors Prognostic Model Agnostic RMSE: 10.41
Very good
No No No No Simulated—Turbofan engine
(aerospace)
28 [81]
Grezmak et al., 2020
Interpretable convolutional neural network through layer-wise relevance propagation for machine fault diagnosis IEEE,
IEEE Sensors Journal
Diagnostic LRP Accuracy: 100%
Very good
No No No No Real—
Induction motor
(manufacturing, energy, production)
29 [82]
Ming et al., 2020
ProtoSteer: Steering deep sequence model with prototypes IEEE,
IEEE Transactions on Visualization and Computer Graphics
Diagnostic Others N/A Yes No Yes No Real—
Vehicle fault log
(automotive)
30 [83]
Chen et al., 2020
Frequency-temporal-logic-based bearing fault diagnosis and fault interpretation using Bayesian optimization &ANN Elsevier,
Mechanical Systems and Signal Processing
Diagnostic Others Better error percentage, error rate and robustness
than other tested methods
Yes No No No Real—Bearings
(manufacturing, energy, production)
31 [84] Steenwinckel et al., 2021 FLAGS: A methodology for adaptive anomaly detection and root cause analysis on sensor data streams by fusing expert knowledge with machine learning Elsevier,
Future Generation Computer Systems
Anomaly detection, diagnostic Rule- and knowledge- based Accuracy: 75%
Good in anomaly
detection,
no result for diagnostic
Yes, for both No Yes FMEA and FTA—Expert opinion Real—Train
(transportation)
32 [85]
Zhang et al., 2021
A new interpretable learning method for fault diagnosis of rolling bearings IEEE,
EEE Transactions on Instrumentation and Measurement
Diagnostic Cluster- based Accuracy:
99.3–100%
Very good
Yes No No No Real—
Rolling bearing
(manufacturing, energy, production)
33 [86]
Onchis et al., 2021
Stable and explainable deep learning damage prediction for prismatic cantilever steel beam Elsevier,
Computers in Industry
Diagnostic Model Agnostic Accuracy for 19%
damage: 75–92%
Accuracy for 43%
damage: 85–95%
Good
Yes, by LIME only Stability-fit compensation index (SFC)—Quality indicator of the explanations No Yes Real—
Prismatic
cantilever steel beam
(civil engineering, structural engineering)
34 [87]
Kim et al., 2021
An explainable convolutional neural network for fault diagnosis in linear motion guide IEEE,
IEEE Transactions on Industrial Informatics
Diagnostic Attention mechanism Accuracy:
99.59–99.71%
Very good
No No No No Real—
Linear motion guide
(manufacturing, energy, production)
35 [88]
Ding et al., 2021
Stationary subspaces autoregressive with exogenous terms methodology for degradation trend estimation of rolling and slewing bearings Elsevier,
Mechanical Systems and Signal Processing
Prognostic Others MAE: 0.0375–0.0414
RMSE: 0.0482–0.0659
Better than other methods and comparable to previous works
Yes No No No Real—
Rolling and slewing bearings
(manufacturing, energy, production)

1 N/A = Item not included in the studied work.