Abstract
The species of the cetacean and artiodactyl suborders, which constitute the order Cetartiodactyla, exhibit very different sleep phenomenology, with artiodactyls showing typical bihemispheric slow wave and REM sleep, while cetaceans show unihemispheric slow wave sleep and appear to lack REM sleep. The aim of this study was to determine whether cetaceans and artiodactyls have differently organized orexinergic arousal systems by examining the density of orexinergic innervation to the cerebral cortex, as this projection will be involved in various aspects of cortical arousal. This study provides a comparison of orexinergic bouton density in the cerebral cortex of twelve Cetartiodactyla species (ten artiodactyls and two cetaceans) by means of immunohistochemical staining and stereological analysis. It was found that the morphology of the axonal projections of the orexinergic system to the cerebral cortex was similar across all species, as the presence, size and proportion of large and small orexinergic boutons were similar. Despite this, orexinergic bouton density was lower in the cerebral cortex of the cetaceans studied compared to the artiodactyls studied, even when corrected for brain mass, neuron density, glial density and glial:neuron ratio. Results from correlational and principal component analyses indicate that glial density is a major determinant of the observed differences between artiodactyl and cetacean cortical orexinergic bouton density.
Keywords: Cetartiodactyla, Orexin, Hypocretin, Comparative neuroanatomy, Evolution, Comparative sleep, Mammalia
1. Introduction
Orexin/hypocretin is a neuropeptide synthesized by neurons located within the hypothalamus that give rise to axonal projections found throughout the brain (Horvath et al., 1999). In most mammals the majority of these orexinergic neurons are found within the lateral hypothalamus and perifornical area, but have also been observed in the zona incerta region and the ventrolateral hypothalamus near the optic tract (Peyron et al., 1998; van den Pol, 1999; Wagner et al., 2000; Iqbal et al., 2001; Moore et al., 2001; Yoshida et al., 2006; Nixon and Smale, 2007; Datta and MacLean, 2007; Ettrup et al., 2010; Kruger et al., 2010; Bhagwandin et al., 2011a,b; Gravett et al., 2011; Calvey et al., 2013; Dell et al., 2013; Maseko et al., 2013). A study by Dell et al. (2012) comparing the distribution and number of orexinergic neurons in the brain of the giraffe and harbour porpoise revealed an additional novel medially located parvocellular cluster of orexinergic neurons in the hypothalamus of these two species, which has since also been reported in the African elephant (Maseko et al., 2013). Additionally, for a comparable brain mass, the harbour porpoise had significantly more orexinergic neurons (around 6000) in the hypothalamus than the giraffe, but the giraffe had significantly larger orexinergic neuronal somata (by approximately 1000 μm3 for both magnocellular and parvocellular neurons) than that of the harbour porpoise. As this parvocellular orexinergic cluster had not been identified in other species, nor had the differences in neuronal numbers and size been reported, Dell et al. (2012) concluded that the orexinergic system is potentially more complex in Cetartiodactyla compared to other mammals. Despite this, it is currently unclear whether these novel findings are associated with differences in the terminal networks of the orexinergic system in these species and if differences do occur, whether they have any functional consequences.
Physiological studies demonstrate that orexinergic neuronal firing patterns are greatest during periods of wakefulness, motor activation and sustained attentiveness to external stimuli and the environment (Datta and MacLean, 2007; Alexandre et al., 2013). Thus, the orexinergic system has been implicated in several functions including the promotion and maintenance of arousal and wakefulness (Alexandre et al., 2013), the regulation of food consumption (Edwards et al., 1999), energy metabolism, thermo-regulation and locomotion (Peyron et al., 1998; Mintz et al., 2001; Spinazzi et al., 2006), with an overall involvement in “work for reward” behaviours, or in the case of humans, for alertness linked to being happy (Mileykovskiy et al., 2005; McGregor et al., 2011; Blouin et al., 2013). While cetaceans and artiodactyls both belong to the order Cetartiodactyla (Price et al., 2005), there are substantial differences in their life history, all of which appear to be related to functions associated with the orexinergic system. Cetaceans are known to exhibit unihemispheric slow waves and little to no REM sleep (Lyamin et al., 2008), while artiodactyls show the standard bihemispheric mammalian sleep patterns, including REM (Bell and Itabisashi, 1973; Tobler and Schwierin, 1996). Cetacean limbs and necks have been reduced so much that they no longer have a significant locomotor function, whereas in artiodactyls a range of neck and limb proportions are evident (Badlangana et al., 2009). While both groups require substantial food ingestion, cetaceans are carnivorous, whereas the artiodactyls are herbivorous. Cetaceans are under constant, significant thermal pressures due to their aquatic environment (Manger, 2006), whereas the artiodactyls have mechanisms in place to prevent overheating (Kuhnen, 1997; Jessen, 1998, 2001; Mitchell et al., 2002). Additionally, it has been demonstrated that dolphins can continuously maintain vigilant behaviour for at least 15 days without any signs of sleep deprivation (Ridgway et al., 2006, 2009; Branstetter et al., 2012), an observation not made, but unlikely to be present, in artiodactyls.
Given these variations in the life histories, environments and behaviour of the members of the order Cetartiodactyla, these species may provide an important model for understanding the role of orexinergic neurons and their terminal networks (Dell et al., 2012). It has been reported that sustained arousal, vigilance and cognitive function may be mediated via orexinergic projections to the cortex (Bayer et al., 2004; Yamada et al., 2008). Specifically, in the rat prefrontal cortex it has been demonstrated that orexin has a direct excitatory postsynaptic effect on pyramidal neurons (Song et al., 2006; Yan et al., 2012). Thus, the density of orexin boutons in the cerebral cortex may provide an indication of the degree to which orexin innervation modulates the activity of cortical neurons to support the behaviours associated with activation of hypothalamic orexinergic neurons. Given the higher number of orexinergic neurons in the harbour porpoise hypothalamus when compared to the giraffe hypothalamus (Dell et al., 2012), it is possible that cetaceans as a whole have an increased bouton density in the cerebral cortex when compared to artiodactyls; however, this possibility needs to be balanced with the observation that the orexinergic neurons in the giraffe are larger than those in harbour porpoise, and thus may support larger and more branched axons than the cetaceans in general, leading to a higher orexin bouton density in the artiodactyl cerebral cortex in general. In order to determine which of these possibilities, if either, occurs, the current study provides a comparison of orexinergic bouton density in the anterior cingulate and occipital cerebral cortex of a number of Cetartiodactyl species by means of immunohistochemical staining and stereological analysis.
2. Materials and methods
2.1. Specimens
The current study examined orexinergic boutons in the cerebral cortex of 12 individuals representing 12 Cetartiodactyl species. The brains of ten individuals from 10 artiodactyl species [Arabian oryx (Oryx leucoryx), springbok (Antidorcas marsupialis), nyala (Tragelaphus angasii), blue wildebeest (Connochaetes taurinus), domestic pig (Sus scrofa), African buffalo (Syncerus caffer), giraffe (Giraffa camelopardalis), dromedary camel (Camelus dromedarius), Nubian ibex (Capra nubiana) and river hippopotamus (Hippopotamus amphibius)] were obtained from South Africa, Saudi Arabia and Denmark under appropriate governmental permissions. The brains of one individual from the two species of cetaceans [harbour porpoise (Phocoena phocoena) and northern minke whale (Balaenoptera acutorostratus)] were obtained from Greenland and Iceland respectively, under appropriate governmental permissions. All animals were males and based on body mass, dental and genital maturity were all adults of reproductive age. The animals were treated according to the guidelines of the University of Witwatersrand Animal Ethics Committee, which parallel those of the NIH for care and use of animals in scientific experimentation. Within 30 min of euthanasia, the head of each artiodactyl was perfused through the carotid arteries initially with a rinse of 1 l of 0.9% saline per 2 kg of body tissue, followed by fixation with 1 l of 4% paraformaldehyde in 0.1 M phosphate buffer (PB) per 1 kg body tissue (Manger et al., 2009). For the cetaceans, the harbour porpoise was perfused via the heart, within 30 min of death, using the above mentioned ratios of saline and 4% paraformaldehyde, whereas the brain of the Northern minke whale was immersion fixed in 4% paraformaldehyde in 0.1 M phosphate buffer within 30 min of death. The brains were removed from the skull and post-fixed (4% paraformaldehyde in 0.1 M PB) for 72 h at 4 °C. Thereafter, the brains were transferred to a solution of 30% sucrose in 0.1 M PB at 4 °C until they had equilibrated and were then transferred to an antifreeze solution containing 30% glycerol, 30% ethylene glycol, 30% distilled water and 10% 0.244 M PB. Once again, the brains were allowed to equilibrate in the solution at 4 °C and were then moved to a −20 °C freezer for storage until sectioning.
2.2. Tissue selection and immunohistochemical staining
Blocks of cortical tissue from the occipital cortex (putative primary visual cortex, V1, based on summaries of cortical organization for artiodactyls and cetaceans provided in Johnson, 1990; Manger, 2006) and the anterior cingulate cortex (taken immediately above the rostrum of the corpus callosum, AC) were dissected from each brain. These regions were chosen for two reasons, first, they can be relatively reliably identified across the species studied making for comparisons of putatively homologous cortical areas across species, and second, as they represent a primary sensory processing area and a cortical region involved in higher order processing, allowing us to determine whether there is significant regional variation in orexinergic innervation of the cerebral cortex. These tissue blocks were placed in 30% sucrose in 0.1 M PB at 4 °C until they had equilibrated. The tissue blocks were then frozen in crushed dry ice and mounted onto an aluminium stage that was attached to a sliding microtome. All tissue blocks were sectioned in the coronal plane, with a section thickness of 50 μm. A one in two series was stained for Nissl substance (with cresyl violet) and orexin (with an antibody directed against Orexin-A). Nissl sections were mounted on 0.5% gelatine coated glass slides and then cleared in a solution of 1:1 chloroform and methanol overnight, after which the sections were stained with 1% cresyl violet. The sections used for immunohistochemistry were initially treated for 30 min with an endogenous peroxidase inhibitor (49.2% methanol: 49.2% 0.1 M PB: 1.6% of 30% H2O2), followed by three 10 min rinses in 0.1 M PB. The sections were then pre-incubated at room temperature for 2 h in a blocking buffer solution containing 3% normal serum (NGS, Chemicon/Millipore), 2% bovine serum albumin (BSA, Sigma) and 0.25% Triton X-100 (Merck) in 0.1 M PB. The sections were then placed in a primary antibody solution (blocking buffer with correctly diluted primary antibody) and incubated at 4 °C for 48 hours under gentle shaking. To reveal orexinergic cortical boutons, an anti-orexin-A antibody (AB3704, Chemicon/Millipore, raised in rabbit) was used at a dilution of 1:3000. The immunogen of this antibody is a synthetic peptide from bovine orexin-A raised against amino acids 14–33 (CRLYELLHGAGN-HAAGILTL-amide) of the N-terminus of the molecule (Sakurai et al., 1998; Nambu et al., 1999) and provided similar staining to that reported previously in the laboratory rat (Nambu et al., 1999). This was followed by three 10 min rinses in 0.1 M PB, after which the sections were incubated in a secondary antibody solution for two hours at room temperature. The secondary antibody solution contained a 1:1000 dilution of biotinylated anti-rabbit IgG (BA-1000, Vector Labs) in a blocking buffer solution containing 3% NGS and 2% BSA in 0.1 M PB. This was followed by three 10 min rinses in 0.1 M PB after which the sections were incubated in AB solution (Vector Labs) for 1 h. After three further 10 min rinses in 0.1 M PB, the sections were placed in a solution of 0.05% diaminobenzidine (DAB) in 0.1 M PB for five minutes (1 ml/section), followed by the addition of 3 μl of 30% H2O2 to each 1 ml of solution in which each section was immersed. Chromatic precipitation of the sections was monitored visually under a low power stereomicroscope. The precipitation process was stopped by immersing the sections in 0.1 M PB and then rinsing them twice more in 0.1 M PB. Omission of the primary or secondary antibody in selected sections was employed as controls for the immunohistochemical protocol, for which no staining was evident. The immunohistochemically stained sections were mounted on 0.5% gelatine coated slides and left to dry overnight. The sections were then dehydrated in a graded series of alcohols, cleared in xylene and cover slipped with Depex.
2.3. Stereological analysis
Using a design-based stereological approach we estimated the density of neurons, glia and orexinergic immunopositive boutons (OxA+) in the grey matter of the occipital cortex and the anterior cingulate cortex (e.g., Schenker et al., 2010; Thannickal et al., 2007). An Olympus BX-60 light microscope equipped with a motorized stage, digital camera and integrated StereoInvestigator software (MBF Bioscience, Williston, VT, USA, version 8) was used for the stereological counts.
Neuronal and glia densities were estimated from Nissl-stained sections (Fig. 1) using the optical fractionator method (West et al., 1991). A pilot study was used to determine the optimal sampling parameters and grid dimensions to place dissector frames in a systematic-random manner. Counting frames and sampling grid sizes were optimized to achieve a mean coefficient of error of 10% or less (Gundersen and Jensen, 1987) [counting frame = 80 μm × 80 μm; sampling grid = 1050 μm × 1050 μm; dissector height = 7 μm], while a guard zone of 2 μm was employed during counting to avoid introduction of errors due to sectioning artefacts (West et al., 1991). Section thickness was measured at every fifth sampling site and neuronal and glial cells were counted in layers II to VI according to the principles of the optical fractionator method (West et al., 1991). The calculated coefficients of error (Schmitz and Hof, 2000) were within the range of ≤0.10 for each cortical area in each specimen and neuron and glial densities were calculated as the ratio of total neuron number over sampled cortical area volume (Table 1).
Table 1.
Common name | Species name | Counting frame size (μm) | Sampling grid size (μm) | Cut thickness (μm) | Average mounted thickness (μm) | Vertical guard zones (top and bottom, percentage) | Section interval | Number of sampling sites | Average CE (Gundersen, M = 0) | Average CE (Gundersen, M = 1) | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
AC | OC | AC | OC | AC | OC | AC | OC | AC | OC | ||||||||||
Neurons | Glia | Neurons | Glia | Neurons | Glia | Neurons | Glia | ||||||||||||
Domestic pig | Sus scrofa | 80 × 80 | 1050 × 1050 | 50 | 50 | 11.8 | 11.7 | 0.01 | 2 | 112 | 43 | 0.08 | 0.06 | 0.14 | 0.15 | 0.07 | 0.03 | 0.10 | 0.05 |
Nubian ibex | Capra nubiana | 80 × 80 | 1050 × 1050 | 50 | 50 | 10.1 | 9.3 | 0.01 | 2 | 116 | 56 | 0.14 | 0.04 | 0.14 | 0.11 | 0.08 | 0.04 | 0.10 | 0.05 |
Springbok | Antidorcas marsupialis | 80 × 80 | 1050 × 1050 | 50 | 50 | 7.7 | 7.9 | 0.01 | 2 | 81 | 108 | 0.10 | 0.07 | 0.08 | 0.06 | 0.08 | 0.04 | 0.07 | 0.03 |
Arabian oryx | Oryx leucoryx | 80 × 80 | 1050 × 1050 | 50 | 50 | 11.2 | 9.4 | 0.01 | 2 | 82 | 81 | 0.11 | 0.09 | 0.15 | 0.10 | 0.09 | 0.04 | 0.09 | 0.04 |
Blue wildebeest | Connochaetes taurinus | 80 × 80 | 1050 × 1050 | 50 | 50 | 9.7 | 8.9 | 0.01 | 2 | 121 | 116 | 0.08 | 0.07 | 0.08 | 0.06 | 0.05 | 0.03 | 0.05 | 0.03 |
African buffalo | Syncerus caffer | 80 × 80 | 1050 × 1050 | 50 | 50 | 12.1 | 11.5 | 0.01 | 2 | 130 | 95 | 0.10 | 0.08 | 0.11 | 0.06 | 0.07 | 0.03 | 0.08 | 0.03 |
Dromedary camel | Camelus dromedarius | 80 × 80 | 1050 × 1050 | 50 | 50 | 12.4 | 7.8 | 0.01 | 2 | 57 | 54 | 0.20 | 0.15 | 0.17 | 0.12 | 0.11 | 0.05 | 0.11 | 0.05 |
Nyala | Tragelaphus angasii | 80 × 80 | 1050 × 1050 | 50 | 50 | 8.3 | 9.0 | 0.01 | 2 | 99 | 82 | 0.11 | 0.07 | 0.09 | 0.08 | 0.08 | 0.04 | 0.09 | 0.03 |
River hippopotamus | Hippopotamus amphibius | 80 × 80 | 1050 × 1050 | 50 | 50 | 8.3 | 9.0 | 0.01 | 2 | 135 | 121 | 0.12 | 0.09 | 0.12 | 0.09 | 0.09 | 0.03 | 0.09 | 0.09 |
Giraffe | Giraffa camelopardalis | 80 × 80 | 1050 × 1050 | 50 | 50 | 12.1 | 10.4 | 0.01 | 2 | 86 | 122 | 0.11 | 0.12 | 0.14 | 0.10 | 0.07 | 0.04 | 0.06 | 0.04 |
Harbour porpoise | Phocoena phocoena | 80 × 80 | 1050 × 1050 | 50 | 50 | 8.4 | 10.6 | 0.01 | 2 | 153 | 137 | 0.09 | 0.07 | 0.09 | 0.07 | 0.06 | 0.03 | 0.06 | 0.03 |
Minke whale | Balaenoptera acutorostratus | 80 × 80 | 1050 × 1050 | 50 | 50 | 11.6 | 11.1 | 0.01 | 2 | 139 | 163 | 0.14 | 0.09 | 0.09 | 0.11 | 0.09 | 0.03 | 0.07 | 0.03 |
A pilot study aimed at optimizing the parameters for OxA+ bouton counts indicated that a standard stereological approach would not be appropriate given the heterogeneous distribution of the boutons. To facilitate comparison, we used a modified unbiased stereological approach by performing exhaustive total counts across a standardized 1500 μm region of interest, spanning all six cortical layers (Horvath et al., 1999). The ‘optical rotator probe’ was used to estimate the mean cross-sectional area of the orexinergic immunopositive boutons and was used in conjunction with fractionator sampling (Gundersen et al., 1988) (Table 2). It was observed across all species that two distinct classes of orexinergic boutons could be seen under high power magnification. Boutons were thus classified as belonging either to the “large” or “small” size classes after examination under 40x magnification. A total of approximately 100–150 boutons per cortical area were counted in each animal and the number of boutons belonging to either of these size classes was expressed as a percentage of the total boutons examined. For further quantification the diameter (i.e., the longitudinal length coincident with the direction of passage of the axons) of 40 randomly selected boutons for each of the two size classes was measured at 100x (oil immersion) using an Axioskop 2 plus microscope equipped with an AxioCam HRc3 camera and Zen lite 2011 software programme.
Table 2.
Common name | Species name | Counting frame size (μm) | Sampling grid size (μm) | Rectangular width (μm) | Rectangular length (μm) | Cortical area examined (μm2) | Cut thickness (μm) | Average mounted thickness (μm) | Vertical guard zones (top and bottom, μm) | Section interval | Number of sampling sites | CE (Schmitz) | ||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
AC | OC | AC | OC | AC | OC | AC | OC | |||||||||
Domestic pig | Sus scrofa | 233.3 × 233.3 | 500 × 500 | 1500 | 2000 | 3 000 000 | 50 | 50 | 28.1 | 28.1 | 5 | 2 | 43 | 34 | 0.15 | 0.17 |
Nubian ibex | Capra nubiana | 233.3 × 233.3 | 500 × 500 | 1500 | 1500 | 2 250 000 | 50 | 50 | 28.0 | 27.7 | 5 | 2 | 37 | 33 | 0.16 | 0.17 |
Springbok | Antidorcas marsupialis | 233.3 × 233.3 | 500 × 500 | 1500 | 1500 | 2 250 000 | 50 | 50 | 30.6 | 29.1 | 5 | 2 | 33 | 44 | 0.17 | 0.15 |
Arabian oryx | Oryx leucoryx | 233.3 × 233.3 | 500 × 500 | 1500 | 1500 | 2 250 000 | 50 | 50 | 28.2 | 28.0 | 5 | 2 | 37 | 36 | 0.16 | 0.17 |
Blue wildebeest | Connochaetes taurinus | 233.3 × 233.3 | 500 × 500 | 1500 | 1750 | 2 625 000 | 50 | 50 | 28.7 | 25.4 | 5 | 2 | 40 | 45 | 0.16 | 0.15 |
African buffalo | Syncerus caffer | 233.3 × 233.3 | 500 × 500 | 1500 | 1500 | 2 250 000 | 50 | 50 | 27.9 | 27.3 | 5 | 2 | 36 | 50 | 0.17 | 0.14 |
Dromedary camel | Camelus dromedarius | 233.3 × 233.3 | 500 × 500 | 1500 | 1500 | 2 250 000 | 50 | 50 | 32.8 | 28.9 | 5 | 2 | 33 | 40 | 0.17 | 0.16 |
Nyala | Tragelaphus angasii | 233.3 × 233.3 | 500 × 500 | 1500 | 1500 | 2 250 000 | 50 | 50 | 27.7 | 27.7 | 5 | 2 | 33 | 37 | 0.17 | 0.16 |
River hippopotamus | Hippopotamus amphibius | 233.3 × 233.3 | 500 × 500 | 1500 | 1500 | 2 250 000 | 50 | 50 | 28.4 | 26.8 | 5 | 2 | 33 | 40 | 0.17 | 0.16 |
Giraffe | Giraffa camelopardalis | 233.3 × 233.3 | 500 × 500 | 1500 | 1500 | 2 250 000 | 50 | 50 | 32.1 | 28.5 | 5 | 2 | 36 | 45 | 0.17 | 0.15 |
Harbour porpoise | Phocoena phocoena | 233.3 × 233.3 | 500 × 500 | 1500 | 2000 | 3 000 000 | 50 | 50 | 29.1 | 28.1 | 5 | 2 | 60 | 61 | 0.13 | 0.13 |
Minke whale | Balaenoptera acutorostratus | 233.3 × 233.3 | 500 × 500 | 1500 | 2500 | 3 750 000 | 50 | 50 | 30.8 | 28.4 | 5 | 2 | 58 | 94 | 0.13 | 0.10 |
2.4. Statistical analysis
All statistical analyses were performed using SPSS Statistical Package (Version 22.0). Means were reported for estimates of bouton size as well as numbers of glial cells and neurons, and bivariate Pearson correlation coefficients were derived using the data for brain mass, neuron density, glial density, bouton density and glia:neuron ratio. For the purposes of statistical analysis, we used analysis of variance (ANOVA) to evaluate significant differences between species, using Group (i.e. Artiodactyl or Cetacean) and Brain Region (i.e., anterior cingulate cortex or occipital cortex) as the fixed variables, while neuron density, glial density, glia:neuron ratio and bouton density were entered as dependent variables. Significance levels were tested at α = 0.05 and confidence intervals at 95% with Bonferroni adjustment. To further evaluate potential differences between species, we used principal component analysis (PCA) to generate latent variables (principal components) that were uncorrelated with one another. The first principal component explaining the greatest source of variation in the dataset was generated from a linear combination of the following original variables: brain mass; neuron density, glial density, bouton density and glia:neuron ratio. The second principal component explained the remaining source of variation and thus only principal component one and two are reported, as these explained the greatest total proportion of variance in the dataset.
3. Results
Orexinergic immunopositive boutons in the anterior cingulate cortex (AC) and occipital cortex (OC, putative primary visual cortex) of twelve Cetartiodactyla species were visualized by means of immunohistochemistry (Figs. 2 and 3). In all species numerous orexin-A immunoreactive boutons (OxA+) were found scattered across all layers of the cortical grey matter of the AC and OC, and in certain artiodactyl species axonal fibres containing boutons could be seen running from the white matter into layer VI. These orexinergic boutons could be readily distinguished into large and small boutons (Fig. 4), with the number of small boutons outnumbering the number of large boutons. The mean bouton sizes across the AC and OC appeared fairly homogenous across all Cetartiodactyla, but both bouton and neuron density were always lower in the cetaceans than the artiodactyls. In contrast, the cetaceans had a significantly higher glial density in the OC (F = 5.764; P = 0.026) and a significantly larger glia:neuron ratio in both the AC and OC compared to artiodactyls (F = 11.727, P = 0.003) (Table 3). The description provided below applies to both the AC and OC in all species unless otherwise stated.
Table 3.
df | F-statistic | P value | |
---|---|---|---|
Dependent variable: Bouton density | |||
Group (Artiodactyls, Cetaceans) | 1 | 11.112 | 0.003* |
Brain region (AC, OC) | 1 | 6.269 | 0.021* |
Group * Brain region | 1 | 5.031 | 0.036* |
Dependent variable: Glial density | |||
Group (Artiodactyls, Cetaceans) | 1 | 5.764 | 0.026* |
Brain region (AC, OC) | 1 | 4.462 | 0.047* |
Group * Brain region | 1 | 3.392 | 0.08* |
Dependent variable: Neuron density | |||
Group (Artiodactyls, Cetaceans) | 1 | 0.572 | 0.458 |
Brain region (AC, OC) | 1 | 1.146 | 0.297 |
Group * Brain region | 1 | 0.905 | 0.353 |
Dependent variable: Glial:neuron ratio | |||
Group (Artiodactyls, Cetaceans) | 1 | 11.727 | 0.003* |
Brain region (AC, OC) | 1 | 0.002 | 0.969 |
Group * Brain region | 1 | 0.060 | 0.809 |
3.1. Bouton appearance and size
Terminal axonal ramifications with distinct orexinergic boutons were observed to traverse the entire depth of the cortical grey matter in all species examined (Figs. 2 and 3). Although the axons appeared to have no distinct spatial organization, most passed vertically through the layers of the cortex, with a few axons demonstrating a horizontal orientation within a specific cortical layer. The orexinergic boutons were tightly packed along the length of the terminal axons, but the boutons could be readily distinguished due to the larger size of the boutons compared with the axonal diameter (Fig. 4). In addition to this, visual inspection indicated that both large and small orexinergic boutons were located on the same axonal ramification (Fig. 4). In the AC of all species the larger orexinergic boutons appeared more ovoid shaped than the smaller boutons and were scattered along the axonal length (Fig. 2). In contrast, the smaller orexinergic boutons were more spherical in shape and evinced a more clustered distribution along the axon. The distribution and shape of boutons along the axons within the OC of all species was similar to that observed in the AC (Fig. 3).
Large and small orexinergic boutons were evident under visual inspection and thus the boutons were classified as either large or small. Bouton size was quantified by measuring the diameter. Across the AC and OC of all species, small boutons were observed to have a diameter of less than 1.4 μm whereas large boutons had a diameter of greater than 1.4 μm (Table 4, Fig. 5). The overall range for the diameter of the small boutons was 0.419–1.398 μm in both the AC and OC across all species. The overall range for the diameter of the large boutons was 1.406–4.402 μm in the AC and 1.406–4.506 μm in the OC (Table 4, Fig. 5). The average small bouton size across the AC of all species studied was 1.052 μm. The mean OC small bouton size across all species studied was 0.986 μm, being slightly smaller than that observed when compared to the small boutons in the AC. Despite slight variations in average bouton sizes and bouton size ranges, no statistically significant difference between species and cortical areas were observed for the size of the small boutons, nor were any statistically significant correlations between bouton sizes and brain mass, neuronal density, glia density or glia:neuron ratios observed for the small orexinergic boutons (P > 0.05; see Tables 5 and 6). The mean AC large bouton size for all species studied was 2.263 μm, while the mean OC large bouton size was 2.333 μm, being slightly larger than that observed for the AC large boutons. Despite slight variations in average bouton sizes and bouton size ranges, no statistically significant differences between species and cortical areas were observed for the size of the large boutons, nor were any statistically significant correlations between bouton sizes and brain mass, neuronal density, glia density or glia:neuron ratios observed for the large orexinergic boutons (P > 0.05; see Tables 5 and 6).
Table 4.
Common name | Species name | Brain mass (g) | Large bouton av. dia. (μm) | Small bouton av. dia. (μm) | Large bouton % | Small bouton % | Neuronal density (mm3) | Glial density (mm3) | Glia:neuron ratio | Orexinergic bouton density (mm3) | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
AC | OC | AC | OC | AC | OC | AC | OC | AC | OC | AC | OC | AC | OC | AC | OC | |||
Domestic pig | Sus scrofa | 67 | 2.149 | 2.416 | 1.128 | 1.047 | 32.17 | 42.74 | 67.83 | 57.26 | 18 355 | 23 808 | 108 238 | 133 283 | 5.897 | 5.598 | 3386 | 3720 |
Nubian ibex | Capra nubiana | 132 | 2.079 | 2.341 | 0.994 | 0.952 | 37.27 | 34.75 | 62.73 | 65.25 | 12 992 | 13 104 | 81 151 | 87 317 | 6.246 | 6.663 | 6910 | 3192 |
Springbok | Antidorcas marsupialis | 224 | 2.031 | 2.277 | 1.049 | 0.961 | 36.36 | 34.86 | 63.64 | 65.14 | 11 808 | 13 887 | 69 440 | 86 121 | 5.881 | 6.202 | 12 351 | 1682 |
Arabian oryx | Oryx leucoryx | 244 | 2.433 | 2.236 | 1.111 | 1.009 | 30.83 | 32.52 | 69.17 | 67.48 | 12 165 | 11 968 | 70 747 | 67 635 | 5.816 | 5.651 | 5699 | 2686 |
Blue wildebeest | Connochaetes taurinus | 399 | 2.410 | 2.499 | 1.044 | 0.996 | 26.56 | 23.73 | 73.44 | 76.27 | 22 108 | 22 957 | 70 145 | 76 245 | 3.173 | 3.321 | 5128 | 996 |
African buffalo | Syncerus caffer | 407 | 2.286 | 2.219 | 1.105 | 0.901 | 37.50 | 34.15 | 62.50 | 65.85 | 13 889 | 16 739 | 106 311 | 111 595 | 7.654 | 6.667 | 6749 | 1264 |
Dromedary camel | Camelus dromedarius | 412 | 2.242 | 2.174 | 1.047 | 1.017 | 26.73 | 31.00 | 73.27 | 69.00 | 15 635 | 9930 | 99 084 | 66 354 | 6.337 | 6.682 | 10 774 | 1711 |
Nyala | Tragelaphus angasii | 417 | 2.256 | 2.292 | 1.109 | 1.002 | 23.08 | 31.90 | 76.92 | 68.10 | 9432 | 10 718 | 65 040 | 87 719 | 6.896 | 8.184 | 11 335 | 1733 |
River hippopotamus | Hippopotamus amphibius | 435 | 2.358 | 2.435 | 1.017 | 1.021 | 24.26 | 34.44 | 75.74 | 65.56 | 7516 | 8135 | 58 984 | 75 775 | 7.848 | 9.315 | 5392 | 2905 |
Giraffe | Giraffa Camelopardalis | 544 | 2.323 | 2.405 | 1.009 | 1.009 | 41.58 | 35.78 | 58.42 | 64.22 | 23 303 | 19 380 | 107 502 | 74 723 | 4.613 | 3.856 | 10 075 | 1769 |
Harbour porpoise | Phocoena phocoena | 503 | 2.371 | 2.309 | 1.036 | 0.999 | 25.22 | 23.94 | 74.78 | 76.06 | 10 938 | 20 129 | 97 623 | 153 415 | 8.925 | 7.622 | 1052 | 792 |
Minke whale | Balaenoptera acutorostratus | 2900 | 2.216 | 2.390 | 0.980 | 0.920 | 34.51 | 40.63 | 65.49 | 59.37 | 8671 | 11 119 | 82 149 | 114 384 | 9.474 | 10.287 | 1317 | 960 |
Table 5.
Brain mass | OC large bouton diameter | OC small bouton diameter | OC cortical thickness | OC neuron density | OC glial density | OC glial: neuron ratio | OC bouton density | ||
---|---|---|---|---|---|---|---|---|---|
Brain mass | Correlation | 1 | 0.179 | −0.471 | 0.630* | −0.25 | 0.203 | 0.566 | −0.454 |
P value | 0.577 | 0.122 | 0.028 | 0.434 | 0.526 | 0.055 | 0.138 | ||
OC large bouton diameter | Correlation | 0.179 | 1 | 0.231 | 0.303 | 0.427 | 0.08 | −0.152 | 0.119 |
P value | 0.577 | 0.47 | 0.338 | 0.167 | 0.805 | 0.636 | 0.713 | ||
OC small bouton diameter | Correlation | −0.471 | 0.231 | 1 | −0.532 | 0.177 | −0.156 | −0.294 | 0.452 |
P value | 0.122 | 0.47 | 0.075 | 0.583 | 0.627 | 0.354 | 0.14 | ||
OC cortical thickness | Correlation | 0.630* | 0.303 | −0.532 | 1 | 0.128 | −0.086 | −0.056 | −0.571 |
P value | 0.028 | 0.338 | 0.075 | 0.692 | 0.79 | 0.864 | 0.052 | ||
OC neuron density | Correlation | −0.25 | 0.427 | 0.177 | 0.128 | 1 | 0.477 | −0.668* | −0.086 |
P value | 0.434 | 0.167 | 0.583 | 0.692 | 0.117 | 0.018 | 0.791 | ||
OC glial density | Correlation | 0.203 | 0.08 | −0.156 | −0.086 | 0.477 | 1 | 0.284 | −0.159 |
P value | 0.526 | 0.805 | 0.627 | 0.79 | 0.117 | 0.371 | 0.622 | ||
OC glial:neuron ratio | Correlation | 0.566 | −0.152 | −0.294 | −0.056 | −0.668* | 0.284 | 1 | −0.062 |
P value | 0.055 | 0.636 | 0.354 | 0.864 | 0.018 | 0.371 | 0.848 | ||
OC bouton density | Correlation | −0.454 | 0.119 | 0.452 | −0.571 | −0.086 | −0.159 | −0.062 | 1 |
P value | 0.138 | 0.713 | 0.14 | 0.052 | 0.791 | 0.622 | 0.848 |
Correlation is significant at the 0.05 level (2-tailed).
Table 6.
Brain mass | AC large bouton diameter | AC small bouton diameter | AC cortical thickness | AC neuron density | AC glial density | AC glial: neuron ratio | AC bouton density | ||
---|---|---|---|---|---|---|---|---|---|
Brain mass | Correlation | 1 | 0.007 | −0.502 | 0.762** | −0.307 | −0.031 | 0.54 | −0.421 |
P value | 0.983 | 0.096 | 0.004 | 0.331 | 0.923 | 0.07 | 0.173 | ||
AC large bouton diameter | Correlation | 0.007 | 1 | 0.118 | −0.029 | 0.131 | −0.088 | −0.074 | −0.332 |
P value | 0.983 | 0.715 | 0.93 | 0.684 | 0.787 | 0.819 | 0.291 | ||
AC small bouton diameter | Correlation | −0.502 | 0.118 | 1 | −0.255 | 0.075 | 0.119 | −0.185 | 0.143 |
P value | 0.096 | 0.715 | 0.424 | 0.817 | 0.713 | 0.565 | 0.657 | ||
AC cortical thickness | Correlation | 0.762** | −0.029 | −0.255 | 1 | −0.135 | 0.187 | 0.468 | −0.760** |
P value | 0.004 | 0.93 | 0.424 | 0.675 | 0.56 | 0.125 | 0.004 | ||
AC neuron density | Correlation | −0.307 | 0.131 | 0.075 | −0.135 | 1 | 0.504 | −0.800** | 0.157 |
P value | 0.331 | 0.684 | 0.817 | 0.675 | 0.095 | 0.002 | 0.625 | ||
AC glial density | Correlation | −0.031 | −0.088 | 0.119 | 0.187 | 0.504 | 1 | 0.043 | −0.143 |
P value | 0.923 | 0.787 | 0.713 | 0.56 | 0.095 | 0.895 | 0.658 | ||
AC glial:neuron ratio | Correlation | 0.54 | −0.074 | −0.185 | 0.468 | −0.800** | 0.043 | 1 | −0.44 |
P value | 0.07 | 0.819 | 0.565 | 0.125 | 0.002 | 0.895 | 0.153 | ||
AC bouton density | Correlation | −0.421 | −0.332 | 0.143 | −0.760** | 0.157 | −0.143 | −0.44 | 1 |
P value | 0.173 | 0.291 | 0.657 | 0.004 | 0.625 | 0.658 | 0.153 |
Correlation is significant at the 0.01 level (2-tailed).
3.2. Proportions of large and small orexinergic boutons
There were noticeably more small boutons than large boutons in both the AC and OC of all species studied (Table 4, Figs. 4 and 6). In both the AC and OC of all species examined, the percentage of large boutons ranged from 23–42% and 24–43%, respectively (Fig. 6A). The percentage of small boutons in the AC and OC of all species studied ranged between 58–77% and 57–76%, respectively (Table 4, Fig. 6B). Despite variations in average bouton proportions, no statistically significant difference between species and cortical areas were observed for the proportions of both the large and small boutons, nor were any statistically significant correlations between bouton proportions and brain mass, neuronal density, glia density or glia:neuron ratios observed for both the large and small orexinergic boutons (P > 0.05; see Tables 7 and 8).
Table 7.
Brain mass | AC large bouton % | AC small bouton % | AC cortical thickness | AC neuron density | AC glial density | AC glial: neuron ratio | AC bouton density | ||
---|---|---|---|---|---|---|---|---|---|
Brain mass | Correlation | 1 | 0.112 | −0.112 | 0.762** | −0.307 | −0.031 | 0.54 | −0.421 |
P value | 0.728 | 0.728 | 0.004 | 0.331 | 0.923 | 0.07 | 0.173 | ||
AC large bouton % | Correlation | 0.112 | 1 | −1.000** | −0.031 | 0.354 | 0.454 | −0.157 | 0.154 |
P value | 0.728 | 0 | 0.924 | 0.259 | 0.138 | 0.627 | 0.633 | ||
AC small bouton % | Correlation | −0.112 | −1.000** | 1 | 0.031 | −0.354 | −0.454 | 0.157 | −0.154 |
P value | 0.728 | 0 | 0.924 | 0.259 | 0.138 | 0.627 | 0.633 | ||
AC cortical thickness | Correlation | 0.762** | −0.031 | 0.031 | 1 | −0.135 | 0.187 | 0.468 | −0.760** |
P value | 0.004 | 0.924 | 0.924 | 0.675 | 0.56 | 0.125 | 0.004 | ||
AC neuron density | Correlation | −0.307 | 0.354 | −0.354 | −0.135 | 1 | 0.504 | −0.800** | 0.157 |
P value | 0.331 | 0.259 | 0.259 | 0.675 | 0.095 | 0.002 | 0.625 | ||
AC glial density | Correlation | −0.031 | 0.454 | −0.454 | 0.187 | 0.504 | 1 | 0.043 | −0.143 |
P value | 0.923 | 0.138 | 0.138 | 0.56 | 0.095 | 0.895 | 0.658 | ||
AC glial:neuron ratio | Correlation | 0.54 | −0.157 | 0.157 | 0.468 | −0.800** | 0.043 | 1 | −0.44 |
P value | 0.07 | 0.627 | 0.627 | 0.125 | 0.002 | 0.895 | 0.153 | ||
AC bouton density | Correlation | −0.421 | 0.154 | −0.154 | −0.760** | 0.157 | −0.143 | −0.44 | 1 |
P value | 0.173 | 0.633 | 0.633 | 0.004 | 0.625 | 0.658 | 0.153 |
Correlation is significant at the 0.01 level (2-tailed).
Table 8.
Brain mass | OC large bouton % | OC small bouton % | OC cortical thickness | OC neuron density | OC glial density | OC glial: neuron ratio | OC bouton density | ||
---|---|---|---|---|---|---|---|---|---|
Brain mass | Correlation | 1 | 0.301 | −0.301 | 0.630* | −0.25 | 0.203 | 0.566 | −0.454 |
P value | 0.342 | 0.342 | 0.028 | 0.434 | 0.526 | 0.055 | 0.138 | ||
OC large bouton % | Correlation | 0.301 | 1 | −1.000** | 0.107 | −0.152 | 0.089 | 0.27 | 0.531 |
P value | 0.342 | 0 | 0.74 | 0.637 | 0.784 | 0.396 | 0.076 | ||
OC small bouton % | Correlation | −0.301 | −1.000** | 1 | −0.107 | 0.152 | −0.089 | −0.27 | −0.531 |
P value | 0.342 | 0 | 0.74 | 0.637 | 0.784 | 0.396 | 0.076 | ||
OC cortical thickness | Correlation | 0.630* | 0.107 | −0.107 | 1 | 0.128 | −0.086 | −0.056 | −0.571 |
P value | 0.028 | 0.74 | 0.74 | 0.692 | 0.79 | 0.864 | 0.052 | ||
OC neuron density | Correlation | −0.25 | −0.152 | 0.152 | 0.128 | 1 | 0.477 | −0.668* | −0.086 |
P value | 0.434 | 0.637 | 0.637 | 0.692 | 0.117 | 0.018 | 0.791 | ||
OC glial density | Correlation | 0.203 | 0.089 | −0.089 | −0.086 | 0.477 | 1 | 0.284 | −0.159 |
P value | 0.526 | 0.784 | 0.784 | 0.79 | 0.117 | 0.371 | 0.622 | ||
OC glial:neuron ratio | Correlation | 0.566 | 0.27 | −0.27 | −0.056 | −0.668* | 0.284 | 1 | −0.062 |
P value | 0.055 | 0.396 | 0.396 | 0.864 | 0.018 | 0.371 | 0.848 | ||
OC bouton density | Correlation | −0.454 | 0.531 | −0.531 | −0.571 | −0.086 | −0.159 | −0.062 | 1 |
P value | 0.138 | 0.076 | 0.076 | 0.052 | 0.791 | 0.622 | 0.848 |
Correlation is significant at the 0.05 level (2-tailed).
Correlation is significant at the 0.01 level (2-tailed).
3.3. Neuronal density in the anterior cingulate and occipital cortex
Within the AC the giraffe, blue wildebeest and domestic pig had the highest neuronal densities of 23 303/mm3, 22 108/mm3 and 18 355/mm3, respectively (Table 4, Fig. 7). Species with the lowest AC neuronal densities included the nyala, minke whale and river hippopotamus with respective neuronal densities of 9432/mm3, 8671/mm3 and 7516/mm3 (Table 4, Fig. 7). Within the OC the domestic pig, blue wildebeest and harbour porpoise had the highest neuronal densities of 23 808/mm3, 22 957/mm3 and 20 129/mm3, respectively (Table 4, Fig. 7), while the dromedary camel and river hippopotamus had substantially lower neuronal densities of 9930/mm3 and 8135/mm3, respectively (Table 4; Fig. 7). While for the most part, the species showed relatively little difference in neuronal density between the two cortical regions examined, the domestic pig and harbour porpoise had substantially higher neuronal densities in OC compared to AC, while the dromedary camel and giraffe had substantially higher neuronal densities in AC compared to OC (Fig. 7). No statistically significant correlation between neuronal density and brain mass was observed for either the AC or OC (P > 0.05; see Table 3).
3.3.1. Glial density
Glial densities in both cortical areas of all species were substantial, and for the most part were similar between the two cortical areas (Fig. 7). The domestic pig, nyala, river hippopotamus and both cetaceans had substantially higher glial densities in OC compared to AC, while the dromedary camel and giraffe both had higher glial densities in the AC compared to the OC (Fig. 7). The domestic pig, giraffe and African buffalo had the highest glial densities of the artiodactyls, with densities of 1 332 883/mm3, 107 502/mm3 and 111 595/mm3, respectively, while the nyala and river hippopotamus produced the lowest glial densities of 65 040/mm3 and 58 984/mm3 (Table 4, Fig. 7); however, the highest glial density sampled was found in the OC of the harbour porpoise (153 415/mm3) and both cetaceans species had glial densities markedly larger than that observed in the artiodactyls. These observations were confirmed by statistical analyses with an analysis of variance revealing a significant difference in mean glial density between the artiodactyl and cetacean groups (F = 5.764; P = 0.026) with cetaceans having significantly higher glial densities than the artiodactyls.
3.3.2. Glial:neuron ratio
The glia:neuron ratios were similar across cortical areas investigated within each species (Table 4, Fig. 7); however, when looking between species, the glia:neuron ratio varied markedly, with the blue wildebeest and giraffe both demonstrating low ratios, while both cetaceans and the river hippopotamus exhibited ratios occupying the higher end of the range observed (Fig. 7). While there appeared to be a trend towards a larger glia:neuron ratio with increasing brain size (i.e., more glia per neuron), this trend was not statistically significant for either anterior cingulate cortex (r2 = 0.54; P = 0.07) or occipital cortex (r2 = 0.57; P = 0.055), although this was approaching significance in occipital cortex.
3.3.3. Orexinergic bouton density
In all species examined, except for the domestic pig, the density of orexinergic boutons in the AC was higher than the OC (Table 4, Fig. 7). In the domestic pig and the two cetacean species, the density of orexinergic boutons in both regions of cortex examined was quite similar, but in the remaining Artiodactyls, the orexinergic bouton density was significantly higher (F = 6.269; P = 0.021) in AC compared to OC (Fig. 7). For the most part, in both AC and OC substantially lower orexinergic bouton densities were observed in the cetaceans in comparison to the artiodactyls, although the densities of orexinergic boutons found in the OC of the springbok, blue wildebeest, African buffalo, dromedary camel, nyala and giraffe were similar to that seen in the cetaceans (Fig. 7). The cetaceans, in general, thus appear to have substantially lower orexinergic innervation of the cerebral cortex compared to the closely related artiodactyls.
3.3.4. Orexinergic bouton density in relation to brain mass, neuronal density, glial density and the glia:neuron ratio
When comparing the potential relationships between orexinergic bouton density and brain mass in the artiodactyls, a weak trend of increasing bouton density with increasing brain mass was observed in the AC, while a weak trend of decreasing bouton density with increasing brain mass was observed in OC (Fig. 8). 95% confidence ellipses, based on the artiodactyl data, indicated that within the AC and OC the cetaceans have lower bouton densities than you would predict for their brain mass. Thus, it would appear that for their brain mass, the cetaceans generally have lower orexinergic bouton densities than you would predict based on the artiodactyl data. When comparing orexinergic bouton density to neuronal density, glia density and glia:neuron ratio in the artiodactyls, in both the AC and OC no relationship between the two parameters was evident (Fig. 8) (P > 0.05). In all comparisons, the orexinergic bouton densities in cetaceans were lower than those observed in artiodactyls.
Using principal component analysis we reduced the five variables (brain mass, neuron density, glia density, glia:neuron ratio and bouton density) into two composite variables (principal components) that best describe the variation in the sample. The principal components that described the highest amount of variance in the sample were PC1 and PC2 both of which had eigenvalues greater than 1. PC1 explained 97% of the variance and PC2 explained 2.7% of the total variance in the sample. The scores plot (Fig. 9A) indicates a clear separation of the species into two major clusters, corresponding to what is known about the phylogenetic relationship of these species. Notably, the minke whale and harbour porpoise are isolated in one quadrant apart from the artiodactyls forming a discrete cetacean cluster, although this analysis proved insufficient in distinguishing cetaceans from the buffalo and pig, both of which have higher glial densities and PC1 values. Based on the factor-loading plot (Fig. 9B), glia density was the most useful variable in describing the first principal component (i.e., factor loading ≥ 0.70) and in helping to drive the statistical separation between the data points. Although this is a statistical finding and not an explanation in mechanistic terms, these results echo the pattern observed in the analysis of variance indicating that cetaceans differ significantly from artiodactyls in the mean glial density, glial:neuron ratio and bouton density. Cumulatively, these series of quantitative approaches point to the fact that cetaceans differ significantly from artiodactyls in the arrangement of the orexinergic terminal networks in the anterior cingulate and occipital cortices.
4. Discussion
The current study provides the first detailed qualitative and quantitative analysis of the appearance and density of orexinergic terminal networks in two regions of the cerebral cortex of several artiodactyl and two cetacean species. The current work was initiated by earlier findings that: (1) giraffes and harbour porpoises shared a novel parvocellular cluster of orexinergic neurons in the hypothalamus; (2) the harbour porpoises appear to have a greater number of orexinergic neurons than giraffes with a similar brain mass; (3) the orexinergic neurons of the giraffes are larger than those of the habrour porpoise; and (4) the cetaceans exhibit an unusual form of mammalian sleep (Lyamin et al., 2008; Dell et al., 2012). Due to these differences, it was hypothesized that the orexinergic terminal networks in the cerebral cortex would differ between cetaceans and artiodactyls, but it was unclear what differences might be found (Dell et al., 2012). Our findings indicate that there are a lot of similarities in the structure of the orexinergic terminal networks in the cetaceans and artiodactyls studied, sharing features such as large and small boutons that are similar in both size and proportions irrespective of brain size or phylogenetic affinity within the Cetartiodactyla. Despite this, the clearest finding is that the density of the orexinergic boutons in the cerebral cortex, when compared against brain mass, neuron density, glia density and glia:neuron ratio, is significantly lower in the cetaceans studied than the artiodactyls studied, including the river hippopotamus which is the closest extant relative of the cetaceans. Principal components analysis indicated that the density of glia within the cerebral cortex is the major factor correlating with the difference in orexinergic bouton density between the cetaceans and artiodactyls studied.
4.1. Evolutionarily conservative aspects of the orexinergic system
The orexinergic system within the mammalian brain shows a great deal of anatomical similarity across a wide range of mammalian species in which this system has been previously studied. For example, the orexinergic cells within the hypothalamus can generally be divided into three magnocellular clusters, the main cluster, the zona incerta cluster and the optic tract cluster, although variations do exist (Kruger et al., 2010; Bhagwandin et al., 2011a,b; Gravett et al., 2011; Dell et al., 2012, 2013; Calvey et al., 2013; Maseko et al., 2013; Patzke et al., 2014). One of the interesting variations found was the existence of a medially located parvocellular cluster of orexinergic neurons in the giraffe and harbour porpoise (Dell et al., 2012), which has since been reported in the African elephant (Maseko et al., 2013). Thus, the Cetartiodactyla as a group appear to have an additional orexinergic nucleus normally not observed in other mammals. Despite this and other variations (Kruger et al., 2010), the general organization of the nuclear subdivisions of this system is conserved across the mammals that have been studied to date.
A similar consistency in the arrangement of the orexinergic terminal networks was observed in the cerebral cortex of the 12 Cetartiodactyla species investigated in the current study. In all species, in both cortical areas investigated, orexinergic boutons could be classified into two size classes (large and small). Interestingly, the size of both the large and small boutons, and the proportions of small and large boutons, were very consistent across the Cetartiodactyla species studied, showing no changes associated with brain mass, neuron density, glia density, or glia:neuron ratio, despite the cetaceans studied having significantly higher glia densities, and markedly higher glia:neuron ratios, than the artiodactyls studied. In addition, it is well known that cetaceans sleep in a manner that is very different to other mammals (Lyamin et al., 2008), a physiological process that is likely, in part, to be dependent upon the orexinergic system. Thus, it would appear that if the orexinergic system is involved in producing cetacean-type sleep, it must occur at a level of organization that does not involve the addition or loss of hypothalamic orexinergic nuclei or changes in the appearance, size and proportions of the orexinergic boutons within the cerebral cortex when compared to the closely related artiodactyls. The fact that this system exhibits a very conserved morphology indicates that changes in quantity, rather than quality, may lie at the root of observable physiological differences associated with sleep between artiodactyl and cetacean species.
4.2. Differences between artiodactyl and cetacean orexinergic boutons
Given the extensive similarity in the morphology of the boutons forming the orexinergic terminal networks in the cerebral cortex of the Cetartiodactyla, the finding that, even when brain mass, neuronal density, glia density and glia:neuron ratio are taken into account, cetaceans have a significantly lower density of orexinergic boutons compared to artiodactyls forms one of the central findings of the current study. Given our earlier finding that the harbour porpoise has significantly more orexinergic neurons in the hypothalamus than the giraffe (Dell et al., 2012), this indicates that despite the lower number of cells, the orexinergic axons of the giraffe provide a denser innervation of the cerebral cortex than those of the harbour porpoise. This arrangement is likely to be found across the Cetartiodactyla, with artiodactyls having a denser orexinergic innervation of the cerebral cortex than the cetaceans, as observed in the species analyzed in the current study; however, counts of the numbers of orexinergic neurons in the hypothalami of the species studied will be needed to confirm this generalization. Despite this, it would seem appropriate, at the current time, to conclude that the orexinergic innervation of the cerebral cortex is lower in cetaceans generally than in artiodactyls – a distinct quantitative difference.
This likely quantitative difference in orexinergic bouton density might be a result of the horizontal expansion of the cetacean cerebral cortex in comparison to other mammals. Cetaceans are known to have a very large cortical surface area (Ridgway and Brownson, 1984) and a highly gyrencephalic cerebral cortex (Manger et al., 2012) in comparison to other mammals. Despite this, we found that when we compared bouton density to brain mass, neuronal density, glia density and glia:neuron ratio, the cetaceans studied were still found to have a lower orexinergic density than the artiodactyls studied. Thus, with appropriate comparisons that should correct for potential differences in the cetacean cerebral cortex, the orexinergic innervation was still found to be lower in the cetaceans studied than that found in the artiodactyls studied.
A second observation of interest was the consistently higher density of orexinergic boutons in the anterior cingulate cortex when compared to the occipital cortex in most of the artiodactyls studied, except for the domestic pig. In the cetaceans, the bouton density was similar in both cortical regions. Thus, it would appear that in general, the anterior cingulate cortex of artiodactyls receives a stronger orexinergic innervation than the occipital cortex, but this does not occur in the cetaceans. The anterior cingulate cortex is functionally correlated with arousal, attention, behavior and cognition; hence it is likely that the orexinergic innervation of the anterior cingulate cortex would contribute to these functions (Hofle et al., 1997; Peyron et al., 1998; Yamasaki et al., 2002; Song et al., 2006; Yamada et al., 2008). Studies of the rat medial prefrontal cortex have shown that orexinergic post-synaptic excitation of pyramidal neurons leads to an arousal related to food, specifically energy balance, as the orexin receptors are sensitive to glucose and leptin (Song et al., 2006; Fadel and Frederick-Duus, 2008). Given the starch-based, herbivorous diet of artiodactyls, it is possible that artiodactyls would require more orexinergic boutons in the anterior cingulate cortex to monitor energy balance and appetitive drive. In contrast, cetaceans survive on a high protein high fat diet (Santos and Pierce, 2003) and the energy from that diet would be obtained mainly through ketosis, which would give rise to gluconeogenesis (Pichon et al., 2006). As the glucose in a cetacean diet is obtained from an indirect pathway, the demand for glucose to be monitored by orexinergic boutons in the anterior cingulate cortex may be of less important. One could propose that energy balance in response to glucose is the driving factor for the variations observed in the orexinergic system and thus for arousal, and this is in line with the speculations made by Dell et al. (2012). This speculation is supported by the reduced density of orexinergic boutons in the anterior cingulate cortex of the domestic pig, which is primarily an omnivore and thus would consume a mixed diet of starch, protein and fats. Given that arousal and food consumption are inextricably linked in mammals (finding and ingesting food while asleep is unlikely to occur), it would appear that the cetaceans, while experiencing the evolution of an unusual form of mammalian sleep (Lyamin et al., 2008), may have also experienced changes associated with the cortical loci regulating energy balance and appetitive drive.
4.3. Orexinergic bouton and glial cell density interaction in the cetacean cerebral cortex
The principal components analysis undertaken in the current study indicates that orexinergic bouton density in the cerebral cortex appears to be primarily correlated with glial cell density, with an inverse correlation existing between orexinergic bouton density and glial density. The cetaceans studied were found to have lower orexinergic bouton densities and higher glial densities than the artiodactyls studied. While glial cells are associated with a broad range of functions, one vital role that astrocytes play is lactate production (Parsons and Hirasawa, 2010). Speculatively, an increased number of glial cells in the cetacean brain, as seen herein when compared to artiodactyls, may result in an increased production of lactate. This extracellular lactate may be related to maintained arousal and attention during unihemispheric sleep (Ridgway et al., 2006, 2009; Branstetter et al., 2012), as extracellular lactate concentrations are higher during periods of wake (Pellerin and Magistretti, 1994). Furthermore lactate reduces extracellular pH levels and this is vital for arousal and attention, as orexinergic neurons are excited by a low pH (Williams et al., 2007; Parsons and Hirasawa, 2010). Perhaps orexinergic neurons and their axonal projections do not only contribute to arousal and appetitive drive, but also to the interaction that exists between the orexinergic neurons and their projections, glial cells, and the biochemical correlates of nutrition. It is possible that further research testing this idea might lead to a clearer understanding of the function of the orexinergic system in both arousal and appetitive drive and the variation reported herein for two species of cetaceans.
4.4. Communication channels and the large and small orexinergic boutons
While it has been demonstrated that orexin induces a post-synaptic excitatory effect on cortical neurons (Song et al., 2006; Yan et al., 2012), the specific channel of communication that enacts this effect is presently unknown – do the axonal terminations of the orexinergic axons form specific synaptic connections, or do they act through volume transmission (Fuxe et al., 2010)? The current study does not directly answer this question, but does indicate two specific potential answers. Our observations in this study indicate that there are both larger and smaller orexinergic boutons present on the arborizing orexinergic axonal terminals. This means that it is possible that synaptic chemical transmission, volume transmission, or both may be occurring in the cerebral cortex. A recent study showed that orexin could be released through both chemical synaptic transmission and through volume transmission (Del Cid-Pellitero and Garzón, 2011). Orexin released from non-synaptic orexinergic axon varicosities in the dorsal raphe diffused through the extracellular space and activated distant high affinity receptors, providing a longer sustained activation than orexin released through chemical synaptic transmission (Del Cid-Pellitero and Garzón, 2011). Thus, it appears that the excitatory action of orexin in the cerebral cortex might be initiated through two different communication channels. This clearly dovetails nicely with the current observations of two different orexinergic bouton types within the cerebral cortex of the animals studied herein. Understanding these two potential channels of communication and the effect they may exert on target neurons or other cells of the central nervous system, using such methods as transmitter receptor mismatch at an ultrastructural level as suggested Del Cid-Pellitero and Garzón (2011), may provide important insights into the function of orexin in the cerebral cortex and the effect that variations in bouton densities and sizes may play in different mammalian species.
Acknowledgments
This work was mainly supported by funding from the South African National Research Foundation (P.R.M., N.C.B.) and by a fellowship within the Postdoctoral-Program of the German Academic Exchange Service, DAAD (N.P.). The work was also supported by an IOER R&G Grant from Des Moines University (#12-13-03) (M.A.S.), Reykjavik University 2010 Development Fund (K.Æ.K.), the Deanship of Scientific Research at the King Saud University through the research group project number RGP_020 (A.N.A., O.B.M.), and NIH grant DA 2R01MH064109 and the Department of Veterans Affairs (J.M.S).
Footnotes
Ethical statement
The animals used in the present study were caught from wild populations in South Africa, Saudi Arabia, Iceland and Greenland, respectively, under permission and supervision from the appropriate wildlife directorates in both countries. All animals were treated and used according to the guidelines of the University of the Witwatersrand Animal Ethics Committee, which parallel those of the NIH for the care and use of animals in scientific experimentation.
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