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. 2021 Oct 21;28(1):25–50. doi: 10.1097/MCC.0000000000000902

Table 4.

Clinical trials of awake prone position in acute hypoxemic respiratory failure of COVID-19 etiology

Publication PMID Study design Setting Patient Population Treatment Intubation Rate Mortality Rate Main finding Secondary findings
Avdeev et al.[101], 2021 33494771 Prospective multicenter observational study Non-ICU COVID-19 AHRF Responders PaO2/FiO2 136 [118–172] Non-Responders PaO2/FiO2 138 [113–177] Awake PP n = 22 CPAP n = 16 STO n = 6 14% [95% CI 5 to 33] 9% [95% CI 3 to 28] Response to awake PP depends on localization of aeration loss, and lung ultrasound can predict it. Sixteen (73%) patients improved oxygenation with awake PP, 3 patients (14%) improved dyspnea in 15 min, 12 (54%) improved dyspnea at 3 h. Responders (patient with a decrease in lung ultrasound score with PP) had shorter disease duration.
Bastoni et al.[102], 2020 32748797 Prospective observational study Non-ICU COVID-19 AHRF PaO2/FiO2 68 (5) Attempted awake PP n = 10 Awake PP failed in 4 (40%) patients. Helmet NIV or helmet CPAP, PEEP ranging from 10 to 20 cmH2O 100% [95% CI 72 to 100] Not available Awake PP was feasible in 4 out of 10 patients Awake PP improved the PaO2/FiO2 to 97 (8) but there was no difference in lung ultrasound
Burton-Papp et al.[103], 2020 33110499 Retrospective study ICU COVID-19 AHRF PaO2/FiO2 123 (28) Attempted awake PP n = 20 CPAP n = 4 CPAP: PEEP 10 [8–10] cmH2O BIPAP and CPAP n = 16 EPAP 10 [10–10] cmH2O IPAP 15 [14–16] cmH2O Median duration of each cycle 3 (IQR 2) hours Number of cycles 5 (IQR 6.3) per patients Time spent prone 18% (IQR 31) 35% [95% CI 18 to 57] 0% [95% CI 0 to 16] ECMO 10% [3 to 30] In patients with moderate AHRF treated with CPAP or NIV awake PP can improve oxygenation without relevant adverse events. Patients that needed ETI did not had a significant improvement during prone position in PaO2/FiO2 [5, 95% CI -9 to 20] vs nonintubated [41, 95% CI 29 to 53].
Caputo et al.[104], 2020 32320506 Pilot study Non-ICU COVID-19 AHRF SpO2 with supplemental oxygen was 82% [72–85] Awake PP n = 50 36% [95% CI 24 to 50] Awake early prone position in the emergency department demonstrated improved oxygen saturation in COVID-19 patients.
Cherian et al.[95], 2021 33845325 Retrospective study Non-ICU COVID-19 AHRF Patients that required IMV PaO2/FiO2 100 [95–155] Patients that did not required IMV PaO2/FiO2 206 [100–293] Awake PP n = 59 PP for at least 3 h/day. HFNO n = 52 NIV n = 20 IMV in the overall cohort 39% [95% CI 28 to 52] 32% [95% CI 22 to 45] Awake PP can be safely performed with improvement in oxygenation. However, its institution may be beneficial only in patients with mild to moderate AHRF. To avoid the risk of delayed intubation ROX index, improvement in PaO2/FiO2, reduction of LDH and D-Dimer should be monitored.
Coppo et al.[96], 2020 32569585 Prospective, feasibility study Respiratory High Dependency Unit COVID-19 AHRF PaO2/FiO2 standard care 180.5 (76.6) Attempted awake PP n = 56 PP was maintained for 3 [3–4] hours in 47 patients (84%) Helmet CPAP n = 44 (79%) PEEP 8.3 (2.3) Reservoir mask 9 (16%) Venturi Mask 3 (5%) 25% [95% CI 15 to 40] 11% [95% CI 5 to 23] PP was feasible and effective in rapidly ameliorating blood oxygenation in awake patients with COVID-19-related pneumonia requiring oxygen supplementation. The effect was maintained after resupination in half of the patients. PaO2/FiO2 improvement in PP 104.9 [95% CI 70.9 to 134], PaO2/FiO2 not improved after resupination 12.3 [95% CI -10.9 to 35.5]. Only 23 (50%) of patients (responders) mainted the improvement, but it was was not significant. LDH and C-reactive protein were higher in responders.
Damarla et al.[105], 2020 32551807 Retrospective study Mixed setting COVID-19 AHRF Median oxygen requirement was 40% to achieve SpO2 94% (91 to 95) Awake PP n = 10 HFNO n = 4 Nasal cannula n = 5 Room air n = 1 20% [95% CI 6 to 51] 0% [95% CI 0 to 28] PP is potentially a low-cost, easily implemented, and scalable intervention, particularly in low- and middle-income countries. After 1h of PP SpO2 improved to 98% [97–99] and respiratory rate was reduced to 22 [18–25] from 31 [28–39].
Despres et al.[106], 2020 32456663 Case series ICU COVID-19 AHRF PaO2/FiO2 183 (144 to 212) Awake PP n = 6 A total of 9 PP sessions were performed. HFNO in 4 sessions. SOT in 5 sessions. 50% [95% CI 19 to 81] Not reported Considering these observations, PP combined with either HFNO or SOT could be proposed in spontaneously breathing, severe Covid-19 patients. The proportion of patients with PaO2/FiO2 ratio improvement after PP appeared to be higher with HFNO compared to conventional oxygen therapy.
Ehrmann et al.[128▪▪], 2021 34425070 Prospective collaborative randomized controlled meta trial, Mixed setting COVID-19 AHRF SpO2/FiO2 awake PP 147.9 (43.9) SpO2/FiO2 standard care148.6 (43.1) Awake PP n = 564 Standard care n = 557 All patients treated with HFNO FiO2 0.6 [0.5 – 0.8] Awake PP HFNO flow 50 l/min [40–55] Standard care HFNO flow 40 l/min [40–50] Treatment failure Awake PP 40% [95% CI 36 to 44] Treatment failure Standard care 46% [95% CI 42 to 50] IMV Awake PP 33% [95% CI 29 to 37] IMV Standard care 40% [95% CI 36 to 44] Awake PP 21% [95% CI 18 to 24] Standard care 24% [95% CI 20 to 27] Awake PP reduces the proportion of patients intubated or dying within 28 days of enrolment, 223 (40%) in the awake PP group vs 257 (46%) in the standard of care, P = 0.007, relative risk reduction 0.86 [95% CI 0.75 to 0.98]. Patients that received PP for longer sessions had lower treatment failure rate. Awake PP significantly improves blood oxygenation, respiratory rate and ROX index during PP. The benefit was maintained after supination.
Elharrar et al.[97], 2020 32412581 Prospective before after ICU COVID-19 AHRF O2 supplement < 4l/min in 16 (67%) patients O2 supplement ≥ 4l/min in 8 (33%) patients PaO2 78 (14) Attempted awake PP n = 24 PP was maintained for: less than 1 h n = 4 (17%) for 1 to 3 h n = 15 (63%) for more than 3 h n = 5 (21%) Follow up to 10 days 21% [95% CI 9 to 40] Not reported Responders (increased PaO2 > 20% from standard care) n = 6 [25%, 95% CI 12–45]; 3 patients were persistent responders. 63% of patients were able to prone for more than 3 h, and 42% reported back pain.
Fazzini et al.[107], 2021 https://doi.org/10.1177/1751143721996542 Prospective observational Non-ICU COVID-19 AHRF PaO2/FiO2 115 (43) Awake PP n = 46 12 (26%) patients could not tolerate PP for > 1 h. 34 (74%) awake PP for 5 h per session, 1 to 6 sessions daily. Interface: HFNO, CPAP, face mask oxygen; HFNO was the most used. Overall cohort 43% [95% CI 30 to 58] Awake PP for > 1 h 29% [95% CI 17 to 46] Awake PP for < 1 h 83% [95% CI 55 to 95] Overall cohort 30% [95% CI 19 to 45] Awake PP for > 1 h 26% [95% CI 15 to 43] Awake PP for < 1 h 42% [95% CI 19 to 68] Patients that were pronated for more than 1 h had less need for endotracheal intubation than patients that were proned for less than 1 h. PaO2/FiO2 standard care 115 (43) vs 148 (70); Respiratory rate standard care 34 (7) vs 25 (7); Prone position > 1 h less need for ICU than prone position < 1hour (41% vs 83%).
Ferrando et al.[108], 2020 33023669 Prospective, multicenter, adjusted observational study ICU COVID-19 AHRF PaO2/FiO2, HFNO 111 [83–144] PaO2/FiO2, HFNO + PP 125 [99–187] Overall cohort n = 199 HFNO n = 144 HFNO + PP n = 55 Patients in group HFNO + PP underwent pronation for at least 16h/die HFNO 42% [34 to 50%] HFNO + PP 40% [95% CI 28 to 53] HFNO 10% [95% CI 6 to 16] HFNO + PP 11% [95% CI 5 to 22] The combined approach of HFNO and PP did not decrease the risk of endotracheal intubation Patients treated with HFNO + awake PP showed a trend for delay in intubation compared to HFNO alone [median 1 (interquartile range, IQR 1.0–2.5) vs 2 IQR 1.0–3.0] days (P = 0.055), but Awake PP did not affect 28-day mortality (P = 0.92).
Golestani-Eraghi et al.[109], 2020 32473503 Prospective, observational ICU COVID-19 AHRF PaO2/FiO2 < 150 Awake PP n = 10 Helmet NIV (settings are not reported) Mean PP duration was 9 h 20% [95% CI 6 to 51] 20% [95% CI 6 to 51] Authors report low intubation rate and high compliance to the intervention, suggesting that PP might be a useful tool to increase blood oxygenation in patients with moderate to severe AHRF related to COVID-19. Improvement in oxygenation after PP: standard care PaO2 46.34 (5.2) vs PP PaO2 62.5 (4.6).
Hallifax et al.[110], 2020 32928787 Retrospective study Respiratory High Dependency Unit COVID-19 AHRF FiO2 ≤ 60% n = 22 (46%) FiO2 > 60% n = 26 (54%) The proportion between patients with no limitations of treatment and patients with limitations of treatment is not specified. Overall cohort n = 48 Attempt awake PP n = 30 Successfull proning defined as at least 2 h twice a day for 2 consecutive days. Full proning n = 11 Semiproning n = 17 Refused n = 2 CPAP only n = 22 HFNO + CPAP n = 26 CPAP PEEP ranging from 6–8 cmH2O 23% [95% CI 13 to 37] Patients with limitations of treatment 54% [95% CI 40 to 67] 6% [95% CI 2 to 19] died on IMV 4% [95% CI 1 to 14] still on IMV Data from this cohort of patients managed on respiratory high dependency unit show that CPAP and awake proning are possible in a selected population of COVID-19. Increasing age and the inability to awake prone were the only independent predictors of COVID-19 mortality.
Jagan et al.[111], 2020 33063033 Retrospective study Non-ICU COVID-19 AHRF PaO2/FiO2 not reported Overall cohort n = 105 Standard care n = 65 Self-proning n = 40 Self-proning was defined as a time spent PP greater or equal to 1 h, for at least 5 times/day, and for at least 1 h overnight. Interface not specified Standard care 27% [95% CI 18 to 40] Self-proning 10% [95% CI 4 to 23] Standard care 25% [95% CI 16 to 36] Self-proning 0% [95% CI 0 to 9] Awake self-proning was well tolerated, with good compliance in 38% of patients and was associated with lower intubation rates, that remained significant after adjustment for SOFA and APACHE II. The difference in mortality was significant at the univariate analysis but become nonsignificant after adjustment for SOFA and APACHE II.
Jayakumar et al.[125], 2021 33949237 Multicenter, randomized, controlled feasibility trial with 3 parallel groups Non-ICU COVID-19 AHRF Standard care PaO2/FiO2 185.6 (126) Awake PP PaO2/FiO2 201 (119) Discharged against medical advice: 2 patients in each group. Overall cohort n = 60 Standard care group n = 30 PP group n = 30 Encouraged to PP for at least 6 h/day. Median duration of PP per session was 2 h. 3 progressive interfaces: low flow oxygen (nonrebreather face mask) -> HFNO -> NIV (oronasal interface) Standard care 13% [95% CI 5 to 30] Awake PP 13% [95% CI 5 to 30] Standard care 7% [95% CI 2 to 21] Awake PP 10% [3 to 26] In the prone group, 43% (13 out of 30) of patients were able to self-prone for 6 or more hours a day. 70% of the patients in the prone group were able to lie prone for 4 h a day. In the standard care group, 47% (14 out of 30) were completely supine and 53% spent some hours in the prone position, but none exceeded 6 h. PaO2/FiO2 after 2 h was not different in the two groups: Standard care 171.7 (100.6) vs awake PP 198 (87.6), P = 0.3. There were no adverse events in both groups.
Johonson et al.[126], 2021 33596394 Pragmatic randomized controlled trial Non-ICU COVID-19 AHRF FiO2 at admission 21 [21–29], SpO2 at admission 94% [90–96]. Requiring supplemental O2 at admission: 11 (36.7%) patients. Overall cohort n = 30 Standard care n = 15 Awake PP n = 15 Self-driven protocol. Only 6/15 (40%) patients were observed in PP in the first 72 h. Cumulative time spent in PP was 2.4% of total time (1.6 [95% CI 0.2 to 3.1] hours). Standard care 7% [95% CI 12 to 30] Awake PP 13% [95% CI 4 to 38] Standard care 0% [95% CI 0 to 20] Awake PP 13% [95% CI 4 to 38] Patient-directed PP is not feasible in spontaneously breathing, nonintubated patients hospitalized with COVID-19. No improvements in oxygenation were observed at 72 or 48 h.
Moghadam et al.[112], 2020 32427179 Prospective observational study Non-ICU COVID-19 AHRF Mean SpO2 at arrival 85.6% Awake PP n = 10 0% [95% CI 0 to 28] 0% [95% CI 0 to 28] SpO2 improved from 85.6% to 95.9% after awake PP. 40% of patients reported improved dyspnea.
Ng et al.[113], 2020 32457195 Case series Non-ICU COVID-19 AHRF Median room air SpO2 at arrival 91% (91 to 94) Oxygen supplementation at arrival 2l/min [2–3] Awake PP n = 10 Cumulative median time in PP 21 h. Three (10%) patients were transferred to ICU: 1 (10%) HFNO 1 (10%) Venturi Mask 1 (10%) IMV 10% [95% CI 2 to 40] 10% [95% CI 2 to 40] Awake PP can be a low-risk, low-cost maneuver which can help patients with COVID-19 pneumonia delay or reduce the need for intensive care. Three out of 10 patients were transferred to ICU, and one died.
Padrao et al.[114], 2020 33107664 Retroscpetive study Non-ICU COVID-19 AHRF Standard care SpO2 92.5% [90–94] O2 flow rate 6 l/min [5–10] SpO2/FiO2 < 235 in 56 (53%) patients Awake PP SpO2 92% [88–93] O2 flow rate 7 l/min [5–13.5] SpO2/FiO2 < 235 in 36 (63%) patients SpO2/FiO2 196 [128–254] Overall cohort n = 166 Standard care n = 109 Awake PP n = 57 Nasal cannula 44% Venturi mask 10% Nonrebreather face mask 46% First session awake PP duration: < 1h (6%) 1–2h (14%) 2–3h (12%) 3–4h (10%) > 4h (58%) Awake PP 58% [95% CI 45 to 70] Standard care 49% [95% CI 39 to 58] Awake PP 11% [95% CI 5 to 21] Standard care 20% [95% CI 14 to 29] Awake PP was not associated with a reduction of need of intubation, both at univariate or multivariate analysis. Awake PP led to improvement in ROX index (from 5.7 [3.9–7.7] to 7.7 [5.4–11], SpO2/FiO2 (from 196 [128–254] to 224 [159–307]) and respiratory rate (from 34 [30–38] to 29 [26–32])
Paternoster et al.[98], 2020 33067029 Case series High Dependency Unit COVID-19 AHRF PaO2/FiO2 107.5 (21) Awake PP n = 11 Awake PP cycles of 13 (1.2) hours Helmet CPAP PEEP 9.6 (1.74) cmH2O Seven (63.6%) patients needed dexmedetomidine during awake PP 27% [95% CI 10 to 57] 18 [95% CI 5 to 48] In conclusion, helmet CPAP in prone position for COVID-19 severely hypoxemic acute respiratory failure resulted feasible and without complications; the infusion of dexmedetomidine to improve patients’ compliance to pronation was well tolerate. PaO2/FiO2 at enrollment 107 (20) PaO2/FiO2 after 24 h 214.6 (73) PaO2/FiO2 after 48 h 224.6 (86.6) PaO2/FiO2 after 72 h 244.4 (106.2) P < 0.001 Respiratory rate at enrollment 27 (4) Respiratory rate after 24 h 24 (5) Respiratory rate after 48 h 22 (4) Respiratory rate after 72 h 20 (5) P < 0.001
Perez-nieto et al.[124▪▪], 2021 34266942 Retrospectivemulticenter study Non-ICU COVID-19 AHRF SpO2/FiO2 189.5 (81.6) Awake PP n = 505 Standard care n = 322 Awake PP group was prones for at least 2 consecutive hours. Awake PP Nasal Cannula 50% HFNO 12.1% Nonrebreather face mask 37.6% Standard care Nasal Cannula 46.3% HFNO 6.8% Nonrebreather face mask 46.9% Awake PP 24% [95% CI 20 to 27] Standard care 40% [95% CI 35 to 46] Awake PP 20% [95% CI 17 to 24] Standard care 38% [33 to 43] Awake PP reduces the risk for endotracheal intubation and for mortality. The reduction of risk remained significant at multivariate, and after propensity score match. Main risk factors associated with endotracheal intubation were age, SpO2/FiO2 < 100, and the use of nonrebreather mask.
Prud’homme et al.[115], 2021 33516704 Retrospective multicenter matched cohort study Non-ICU COVID-19 AHRF SpO2/FiO2 standard care 299 (45) SpO2/FiO2 awake PP 279 (84) Awake PP n = 48 Standard care n = 48 Oxygen supplementation strategy: first line oxygen therapy, escalation to HFNO, escalation to NIV, escalation to IMV. 32 (67%) patients underwent PP from 3 to 8 h/day 16 (32%) patients underwent PP for > 8 h/day Follow up to day 14 Awake PP 15% [95% CI 7 to 27] Standard care 17% [95% CI 9 to 30] Follow up to day 14 Awake PP 8% [95% CI 3 to 20] Standard care 12% [6 to 25] Awake PP reduced the need of upgrading oxygen delivery method at day 14 (15 (31.2%)) compared with conventional treatment (25 (52.1%)), P = 0.038 with a hazard ratio of 2.03 [95% CI, 1.07–3.86; P = 0.003]. Awake PP did not decrease the need for endotracheal intubation or the mortality rate.
Retucci et al.[99], 2020 32679237 Pilot prospective observational study High Dependency Unit COVID-19 AHRF PaO2/FiO2 143 [97–204] Awake PP n = 26 Helmet CPAP Prone or lateral position lasted 1h Helmet CPAP PaO2/FiO2 180 [155–218] 39 sessions of attempted PP: 12 prone and 27 lateral positioning. 27% [95% CI 14 to 46] 8% [95% CI 2 to 24] The target was an alveolar-arterial gradient decrease of more than 20% before and after PP. Of the 12 sessions of PP 33.3% of trials succeeded, 41.7% decrease in alveolar-arterial gradient of < 20% from supine position, and 25% failed. Of the 39 sessions of lateral positioning: 8% succeeded, 52% decrease in alveolar-arterial gradient < 20% from supine position, 40% failed. Respiratory rate: standard care 23.7 (4.7), during PP 23.1 (4.5), after resupination 23.6 (4.7). PaO2/FiO2 182.9 (43), during awake PP 220 (64.5), after resupination 179.3 (43.9).
Ripoll-Gallardo et al.[116], 2020 32713387 Retrospective case series Non-ICU COVID-19 AHRF PaO2/FiO2, 115 (13) Awake PP n = 13 Interface: Helmet CPAP PEEP 10 cmH2O 70% [95% CI 42 to 87] 54% [95% CI 29 to 77] Patients with moderate to severe AHRF have a high intubation rate, despite the treatment with CPAP and awake PP. PaO2/FiO2, improved before and after PP (P = 0.003), but there was no difference in respiratory rate before and after.
Rosén et al.[127], 2021 34127046 Multicenter randomized clinical trial Non-ICU COVID-19 AHRF Standard care n = 39 PaO2/FiO2 standard care 115 [94–130] Prone n = 36 PaO2/FiO2 prone 115 [86–130] HFNO standard care n = 29 HFNO prone n = 31 NIV standard care n = 27 PEEP 8 [6–8] NIV prone n = 21 PEEP 7 [6–10] Standard care group 33% [95% CI 20 to 49] Prone group 33% [95% CI 20 to 50] Control group 8% [95% CI 3 to 20] Prone group 17% [95% CI 8 to 22] The implemented protocol for awake PP increased duration of awake PP but did not reduce the rate of intubation in patients with AHRF due to COVID-19 compared to standard care. Nine patients (23%) in the control group had pressure sores compared with two patients (6%) in the prone group, P = 0.03, there were no difference in the use of NIV, vasopressors, continuous renal-replacement therapy, ECMO, VFD, hospital and ICU length of stay and mortality among the two groups.
Sartini et al.[117], 2020 32412606 Cross sectional Non-ICU COVID-19 AHRF PaO2/FiO2 157 (43) Awake PP n = 15 Interface: NIV, PEEP 10 cmH2O Number of PP cycles 2 [1–3], for a total duration of 3 [1–6] hours Follow-up 14 days Awake PP failure 13% [95% CI 4 to 38] Follow-up 14 days 7% [95% CI 1 to 30] All patients had improvement in PaO2/FiO2 during PP, and 12 (80%) had maintained PaO2/FiO2 improvement after resupination. All patients had a reduction in respiratory rate during PP, that was maintained after resupination.
Taboada et al.[118], 2021 33839432 Prospective observational study ICU COVID-19 AHRF PaO2/FiO2 93 [72–108] Awake PP n = 63 Treated with HFNO and dexmedetomidine For a median of 4 [2.5–8] sessions, each lasting 36 [24–72] hours. HFNO and awake PP failure 32% [95% CI 22 to 44] 11% [95% CI 5 to 21] In patients with mild to moderate AHRF treatment with a combination of dexmedetomidine, HFNO and long periods of PP led to a mortality rate of 11%. Application of HFNO, awake PP and dexmedetomidine was relatively safe, as bradycardia (<40 bpm) during DEX infusion was observed in 5 patients (7.9%).
Thompson et al.[119], 2020 32584946 Prospective observational study Intermediate Care Unit, COVID-19 AHRF SpO2 ≤ 93% in nasal cannula 6 l/min or 15 l/min via nonrebreather face mask) Awake PP n = 25 At least 1 session lasting at least 1hour 48% [95% CI 30 to 66] 12% [95% CI 4 to 30] During awake PP the range of improvement in SpO2 was 1% to 34% (median [SE], 7% [1.2%]; 95% CI, 4.6%-9.4%). An SpO2 of 95% or greater after 1 h of PP was associated with a lower rate of intubation.
Tonelli et al.[120], 2021 33824084 Retrospectivemulticenter study Respiratory ICU COVID-19 AHRF PaO2/FiO2 overall cohort 149 [78–232] PaO2/FiO2 awake PP 141 [73–223] PaO2/FiO2 standard care 153 [84–232]; P = 0.03 Awake PP n = 38 Standard care n = 76 Awake PP encouraged for at least 3 h; number of daily PP sessions: 1 to 4 Interface: HFNO 69 (61%) Helmet CPAP 25 (22%) CPAP 8 cmH2O and then adjusted Oro-nasal NIV 19% (17) PEEP 8 cmH2O and then adjusted Pressure support 10 cmH2O and then adjusted Awake PP 18% [95% CI 9 to 33] Standard care 39% [95% CI 29 to 51] Awake PP 13% [95% CI 6 to 27] Standard care 22% [95% CI 14 to 33] Awake PP in awake and spontaneously breathing Covid-19 patients is feasible and can significantly reduce intubation rate (HR = 0.59 95% CI [0.3 to 0.94], P = 0.03 after adjustment) especially in those patients undergoing HFNO (HR = 0.34 95% CI [0.12 to 0.84], P = 0.04). Awake PP increased the respiratory support free days (standard care 15 [2–22] vs 20 [2–24] P = 0.03) and decreased the respiratory ICU (standard care 15 [3–26] vs 10 [3–21] P = 0.02) and the hospital length of stay (standard care 24 [3–45] vs 20 [3–41], P = 0.03).
Tu et al.[121], 2020 32566624 Pilot retrospective study ICU COVID-19 AHRF PaO2/FiO2 lower 150 Awake PP n = 9 Treated with HFNO Awake PP sessions applied for 5 [3–8] times, with a duration 2 [1–4] hours. 22% [95% CI 6 to 55] Not reported Awake PP could improve blood oxygenation and potentially avoid endotracheal intubation. Mean PaO2 increased from 69 (10) to 108 (14) with awake PP (P < 0.00) and PaCO2 decreased from 47 (7) to 39 (5) (P = 0.007).
Winearls et al.[100], 2020 32895247 Retrospective Study Non-ICU COVID-19 AHRF PaO2/FiO2 112 [106–194] Patients with no limitations of treatment n = 14 Patients with limitations of treatment n = 10 Attempted awake PP n = 24 Treated with CPAP, maximum PEEP 12 [12–15] cmH2O Interface not specified 2 patients did not tolerate Awake PP 12 patients received full awake PP, 10 patients semiprone lateral position The mean (SD) time of awake PP was 8 (5) hours in first day. Patients with no limitations of treatment 7% [95% CI 1 to 31] Patients with limitations of treatment 40% [95% CI 17 to 69] Awake PP alongside CPAP significantly increased both the ROX index and the PaO2/FiO2 from baseline values (ROX index: 7.0 (2.5) baseline vs 11.4 (3.7) CPAP + PP, P < 0.0001; PaO2/FiO2 143 (73) mm Hg baseline vs 252 (87) mm Hg CPAP + PP, P < 0.01). No difference in respiratory rate at any timepoint was found.
Xu et al.[122], 2020 32448330 Retrospective multicenter study ICU COVID-19 AHRF PaO2/FiO2 157 (46) Awake PP n = 10 Target time was > 16 h/day 0% [95% CI 0 to 28] 0% [95% CI 0 to 28] Early awake PP combined with HFNO therapy could be used safely and effectively in young, fit, severe COVID-19 patients, and it may reduce the conversion to critical illness and the need for tracheal intubation. After awake PP PaO2/FiO2 and increased significantly, and respiratory alkalosis decreased significantly.
Zang et al.[123], 2020 32699915 Prospective observational study ICU COVID-19 AHRF Patients with severe hypoxia Awake PP n = 23 Standard care n = 37 Not reported Awake PP 43% [95% CI 26 to 63] Standard care 76% [60 to 87], P < 0.001 Early awake PP might reduce hypoxia and improve mortality. In the awake PP group SpO2 increased from 91% (1.5) to 95.5 (1.7), P < 0.01, respiratory rate decreased from 28.2 (3) to 24.9 (1.8), P < 0.01, and ROX index increased from 3.3 (0.5) to 4 (0.5), P < 0.01.

Values are displayed as means (SD) or medians [Interquartile range].

Failure was defined as either intubation, death while still on noninvasive respiratory support, or escalation to other noninvasive respiratory support to avoid endotracheal intubation. AHRF, acute hypoxemic respiratory failure; ARDS, acute respiratory distress syndrome; awake PP, awake prone position; CPAP, continuous positive end-expiratory pressure; FiO2, fraction of inspired oxygen; HFNO, high-flow nasal oxygen; ICU, intensive care unit; IQR, interquartile range; NIV, noninvasive ventilation; PaO2, partial pressure of arterial oxygen; PEEP, positive end-expiratory pressure; SAPS, Simplified Acute Physiology Score; SOFA, Sequential Organ Failure Assessment; SpO2, peripheral capillary oxygen saturation; VFD, Ventilatory Free Days.